|
|
|
|
|
 |
|
|
|
AML Industry Seminars - 2009/2010
A key statutory objective of the QFC Regulatory Authority ("QFCRA") is the prevention of financial crime in the QFC. To promote high standards of Anti Money Laundering ("AML") policies, procedures, systems and controls, the QFCRA plans to hold AML seminars throughout 2009 and 2010.
The QFCRA plan to hold the following seminars for QFC Firms and other interested parties during 2009, 2010. |
| Topic |
Date |
Time |
Location |
Comments / Details |
|
Overview of the QFCRA AML regime
Click here to view the presentation |
Tuesday, 31 March 2009 |
10:00am - 11:30am |
QFCRA Offices, Level 15 QFC Tower, Doha Qatar |
· An Overview of AML framework that applies in the QFC
· The core obligations under the AML framework for QFC Firms
· Regulatory expectations of an AM: programme.
|
|
Know Your Customer (KYC), Customer Due Diligence (CDD) and Enhanced Due Diligence
Click here to view the presentation |
Tuesday, 30 June 2009 |
10:00am - 11:30am |
QFCRA Offices, Level 15 QFC Tower, Doha Qatar |
· KYC/CDD principles and obligations.
· The levels of KYC/CDD.
· Developing a KYC / CDD framework and embedding it into operational procedures.
· Discussion - local issues and solutions.
. |
|
Workshops – How to utilise the AML/CFT Self Assessment -
Click here to view the presentation |
26th and 27th October 2009 * |
10:00am - 11:30am |
QFCRA Offices, QFC Tower, Doha Qatar |
· Purpose of the AML/CFT self assessment questionnaire.
· How to complete (assessment and ratings).
· Practical tips on each Area.
· Follow up action and reporting.
· The QFCRA Risk Assessment/Onsite Visit.
|
|
Suspicious transaction reporting and procedures |
December 2009 / January 2010* |
TBD |
TBD |
TBD |
|
* Invitations including confirmed dates, topics and location will be issued nearer the proposed time
The seminars are free of charge, but depending upon availability, registration may be limited to two places per Firm.
For further information, please contact your Supervision officer or the QFCRA AML Team on aml@qfcra.com
|
|
|
|
|
|
|
Designed by QFC Regulatory Authority © 2010 |
|
