Frequently Asked Questions

The authorisation process is specific and requires various forms of documentation and a business plan, and you can anticipate several meetings with QFC Regulatory Authority staff to review and discuss the business plan, staffing, and corporate governance. The following questions and answers are typical of the process and will give you a clear idea of questions that can arise while you seek authorisation.

Questions relating to:

Applying for Authorisation
Operating in, from or outside the QFC
Permitted Activities
Rules for Authorised Firms
Governance and Controlled Functions
Approved Individuals
Representative Office Framework FAQ