QFCRA Rules for Business Sectors
Rules of general application
| Rulebook | acronym | applies to |
|---|---|---|
| Governance and Controlled Functions Rules 2020 | CTRL | All | Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 | AML/CFTR | All firms (except general insurance firms) |
| Customer Dispute Resolution Scheme Rules 2019 | CDRS | All |
| Customer and Investor Protection Rules 2019 | CIPR | All |
| Individuals (Assessment, Training and Competency) Rules 2014 | INDI | All |
| General Rules 2005 | GENE | All |
| Interpretation and Application Rules 2005 | INAP | All |
Rules that apply to the banking sector
| Islamic Banking Business Prudential Rules 2015 | IBANK | IBANK firms only | Banking Business Prudential Rules 2014 | BANK | BANK firms only |
Rules that apply to the insurance sector
| Anti-Money Laundering and Combating the Financing of Terrorist (General Insurance) Rules 2019 | AMLG | General insurance firms only |
| Captive Insurance Business Rules 2011 | CAPI | Captive insurers only |
| Insurance Mediation Business Rules 2011 | IMEB | IMEB firms only |
| Insurance Business Rules 2006 | PINS | Insurers only |
Rules that apply to other financial sectors
| Derivates Markets and Exchanges Rules 2023 | DMEX | Derivatives exchanges and central counterparties only |
| Professional Investor Funds Rules 2022 | PROF | PROF firms only |
| Representative Office Rules 2020 | REPO | REPO firms only |
| Investment Management and Advisory Rules 2014 | INMA | INMA firms only | Collective Investment Schemes Rules 2010 | COLL | COLL firms only |
Rules that apply to Islamic firms
| Islamic Finance Rules 2005* | ISFI | Islamic firms only |
| * Note: IBANK applies to Islamic firms that are Islamic banks or Islamic investment dealers. If a firm conducts all of its business in accordance with Shari’a and the business includes any of the activities listed in INMA then INMA will also apply to that Islamic firm. | ||
