E-submission
The E-Submission system accepts the following forms and returns:
Individual Forms
| Q03 | Controlled function application |
| Q12 | Controlled function withdrawal |
Prudential Return
| Banking Return | Prudential Returns (Banking, Investment Management and Advisory Firms) |
| Insurance Return | Prudential Returns (Insurance) |
General Forms
| Q05 | Application for Waiver or Modification |
| Q06A | Controller Notice — Authorised Firms |
| Q07 | Notification |
| Q13 | Application by an Authorised Firm to Vary the Scope or Withdraw its Authorisation |
| Q14 | General Submission Form |
Click here to access the QFC Regulatory Authority Electronic Submission System
If you need help with the E-submissions, click here to go through the User Guide
