Frequently Asked Questions
The authorisation process is specific, requires various forms of documentation, a business plan, and you can anticipate several meetings with QFC Regulatory Authority staff to review and discuss the business plan as well as staffing and corporate governance. The following questions and answers are typical of the process, and will give you a clear idea of questions that can arise while you are seeking authorisation.
Questions relating to:
Applying for Authorisation
Operating in, from or outside the QFC
Permitted Activities
Rules for Authorised Firms
Governance and Controlled Functions
Approved Individuals
Representative Office Framework FAQ
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