| Controlled Function |
Controlled Function Status |
Date Of Status |
| 00148 - Mahmood, Farhan |
| Senior Executive Function | Withdrawn | 19/10/2011 |
| Approved | 31/03/2007 |
| Customer Facing Function-Advising on Investments | Withdrawn | 08/01/2013 |
| Approved | 31/03/2007 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 08/01/2013 |
| Approved | 31/03/2007 |
| Customer Facing Function-Dealing in Investments | Withdrawn | 08/01/2013 |
| Approved | 31/03/2007 |
| 00149 - Nalamutt, Jairaj Channa Basappa |
| Compliance Oversight Function | Withdrawn | 28/11/2007 |
| Approved | 31/03/2007 |
| MLRO Function | Withdrawn | 28/11/2007 |
| Approved | 31/03/2007 |
| 00150 - Taher, Fatema Mahmood Mohamed |
| Finance Function | Withdrawn | 26/01/2015 |
| Approved | 31/03/2007 |
| 00241 - Esmat, Amal Ali |
| Senior Management Function | Withdrawn | 23/10/2016 |
| Approved | 17/09/2007 |
| 00242 - Narayanan, Venkiteswaran |
| Senior Management Function | Withdrawn | 29/04/2012 |
| Approved | 17/09/2007 |
| 00274 - Vora, Ankur Devendra |
| Compliance Oversight Function | Withdrawn | 15/11/2014 |
| Approved | 28/11/2007 |
| MLRO Function | Withdrawn | 15/11/2014 |
| Approved | 28/11/2007 |
| 00734 - Malhotra, Sumit |
| Customer Facing Function-Advising on Investments | Withdrawn | 30/04/2013 |
| Approved | 11/06/2012 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 30/04/2013 |
| Approved | 11/06/2012 |
| 00799 - Gadhia, Vikeshkumar Rasiklal Prabhuda |
| Senior Management Function | Withdrawn | 31/08/2012 |
| Approved | 17/08/2010 |
| 00885 - Dhoot, Amit |
| Compliance Oversight Function | Withdrawn | 07/03/2024 |
| Approved | 17/11/2014 |
| MLRO Function | Withdrawn | 07/03/2024 |
| Approved | 17/11/2014 |
| 00942 - Hafazalla, Ehab Mackeen Kamel |
| Senior Management Function | Withdrawn | 01/02/2012 |
| Approved | 04/05/2011 |
| 01022 - Dajani, Izzat |
| Senior Executive Function | Withdrawn | 28/02/2013 |
| Approved | 19/10/2011 |
| Customer Facing Function-Advising on Investments | Withdrawn | 28/02/2013 |
| Approved | 19/10/2011 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 28/02/2013 |
| Approved | 19/10/2011 |
| Customer Facing Function-Dealing in Investments | Withdrawn | 28/02/2013 |
| Approved | 19/10/2011 |
| 01099 - Awad, Sherif Gamil Hanna |
| Senior Management Function | Withdrawn | 17/04/2014 |
| Approved | 29/04/2012 |
| Customer Facing Function-Advising on Investments | Withdrawn | 17/04/2014 |
| Approved | 29/04/2012 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 17/04/2014 |
| Approved | 29/04/2012 |
| Customer Facing Function-Dealing in Investments | Withdrawn | 17/04/2014 |
| Approved | 29/04/2012 |
| 01285 - Abdulrahman, Eyad Mohamed Abdulla |
| Customer Facing Function-Advising on Investments | Withdrawn | 11/11/2014 |
| Approved | 24/07/2013 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 11/11/2014 |
| Approved | 24/07/2013 |
| 01334 - Haddad, Carmen Christina |
| Senior Executive Function | Withdrawn | 12/11/2017 |
| Approved | 15/01/2014 |
| Customer Facing Function-Advising on Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 15/01/2014 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 15/01/2014 |
| Customer Facing Function-Dealing in Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 15/01/2014 |
| 01358 - Ahmad, Yousaf |
| Risk Management Function | Withdrawn | 31/07/2015 |
| Approved | 10/02/2014 |
| 01359 - Cejka, Martin |
| Internal Audit Function | Withdrawn | 02/11/2015 |
| Approved | 10/02/2014 |
| 01458 - Bhat, Krishna Parameshwar |
| Finance Function | Withdrawn | 12/11/2017 |
| Approved | 26/01/2015 |
| 01511 - Singh, Arunabh Kumar |
| Internal Audit Function | Withdrawn | 09/07/2018 |
| Approved | 02/11/2015 |
| 01619 - Alappat, Joseph Kurian |
| Finance Function | Withdrawn | 14/10/2021 |
| Approved | 12/11/2017 |
| 01641 - Ali, Syed Shozeb |
| Internal Audit Function | Withdrawn | 07/10/2020 |
| Approved | 09/07/2018 |
| 01777 - Nissi, Dani |
| Internal Audit Function | Withdrawn | 29/10/2023 |
| Approved | 07/10/2020 |
| 01871 - Sako, Abdoul Karim |
| Executive Governance Function | Withdrawn | 09/05/2024 |
| Approved | 05/09/2021 |
| 01872 - Ozsoy, Ediz |
| Executive Governance Function | Withdrawn | 12/03/2024 |
| Approved | 05/09/2021 |
| Finance Function | Withdrawn | 12/03/2024 |
| Approved | 08/11/2021 |
