| Firm Name |
QFC No |
Notice Number W |
Legislation |
Effective Date |
Status |
Notice |
| Sanguine Investment Managers LLC | 00744 | 0002/19 | Private Placement Schemes Rules 2010 (PRIV) | 26/09/2019 | In Force | View Waiver Notice |
| Aventicum Capital Management (Qatar) LLC | 00173 | 0004/20 | Customer and Investor Protection Rules 2019 (CIPR) | 10/08/2020 | In Force | View Waiver Notice |
| Credit Suisse (Qatar) LLC | 00005 | 0005/20 | Customer and Investor Protection Rules 2019 (CIPR) | 10/08/2020 | In Force | View Waiver Notice |
| Epicure Investment Management LLC | 00676 | 0001/22 | Private Placement Schemes Rules 2010 (PRIV) | 15/11/2022 | In Force | View Waiver Notice |
| UBS Qatar LLC | 01169 | 0001/23 | Customer and Investor Protection Rules 2019 (CIPR) | 16/10/2023 | In Force | View Waiver Notice |
| MUFG Bank, Ltd. | 00103 | 0001/09 | Investment and Banking Business Rules 2005 (PIIB) | 15/01/2009 | Revoked | View Waiver Notice |
| Nasco Qatar LLC | 00057 | 0020/09 | Controls Rulebook (CTRL) | 21/06/2009 | Revoked | View Waiver Notice |
| Nomura International plc, Qatar Financial Centre Branch | 00106 | 0018/09 | Investment and Banking Business Rules 2005 (PIIB) | 28/05/2009 | Revoked | View Waiver Notice |
| Abu Dhabi Commercial Bank | 00075 | 0008/08 | Investment and Banking Business Rules 2005 (PIIB) | 08/03/2008 | Revoked | View Waiver Notice |
| Sumitomo Mitsui Banking Corporation | 00073 | 0009/08 | Investment and Banking Business Rules 2005 (PIIB) | 08/03/2008 | Revoked | View Waiver Notice |
| Sumitomo Mitsui Banking Corporation | 00073 | 0010/08 | Investment and Banking Business Rules 2005 (PIIB) | 08/03/2008 | Revoked | View Waiver Notice |
| Coutts & Co | 00084 | 0018/08 | Investment and Banking Business Rules 2005 (PIIB) | 19/06/2008 | Revoked | View Waiver Notice |
| RELIGARE CAPITAL MARKETS PLC | 00090 | 0026/08 | Investment and Banking Business Rules 2005 (PIIB) | 01/09/2008 | Revoked | View Waiver Notice |
| First Abu Dhabi Bank - QFC Branch | 00098 | 0032/08 | Investment and Banking Business Rules 2005 (PIIB) | 24/11/2008 | Revoked | View Waiver Notice |
| Nexus Financial Services WLL | 00099 | 0034/08 | Investment and Banking Business Rules 2005 (PIIB) | 30/11/2008 | Revoked | View Waiver Notice |
| The Saudi National Bank | 00081 | 0013/08 | Investment and Banking Business Rules 2005 (PIIB) | 25/05/2008 | Revoked | View Waiver Notice |
| Zurich International Life Limited | 00067 | 0029/08 | Conduct of Business Rules 2007 (COND) | 08/09/2008 | Revoked | View Waiver Notice |
| Industrial and Commercial Bank of China Limited | 00066 | 0003/08 | Investment and Banking Business Rules 2005 (PIIB) | 31/01/2008 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0024/08 | Investment and Banking Business Rules 2005 (PIIB) | 23/07/2008 | Revoked | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0006/06 | Investment and Banking Business Rules 2005 (PIIB) | 01/05/2006 | Revoked | View Waiver Notice |
| Goldman Sachs International | 00053 | 0001/08 | Investment and Banking Business Rules 2005 (PIIB) | 15/01/2008 | Revoked | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0014/06 | Individuals Rules 2005 (INDI) | 12/09/2006 | Revoked | View Waiver Notice |
| Gulf Insurance Group (Gulf) B.S.C.(C) | 00024 | 0023/06 | Individuals Rules 2005 (INDI) | 19/11/2006 | Revoked | View Waiver Notice |
| UBP (Qatar) LLC | 00021 | 0019/06 | Individuals Rules 2005 (INDI) | 31/10/2006 | Revoked | View Waiver Notice |
| Credit Agricole Suisse (Qatar) LLC | 00044 | 0010/07 | Individuals Rules 2005 (INDI) | 31/03/2007 | Revoked | View Waiver Notice |
| The Royal Bank of Scotland plc | 00046 | 0012/07 | Individuals Rules 2005 (INDI) | 31/10/2010 | Revoked | View Waiver Notice |
| EMIRATES NBD PJSC | 00026 | 0029/07 | Individuals Rules 2005 (INDI) | 01/07/2007 | Revoked | View Waiver Notice |
| American Life Insurance Company ("ALICO") | 00036 | 0002/07 | Individuals Rules 2005 (INDI) | 26/02/2007 | Revoked | View Waiver Notice |
| Credit Suisse (Qatar) LLC | 00005 | 0035/07 | General Rules 2005 (GENE) | 05/07/2007 | Revoked | View Waiver Notice |
| Goldman Sachs International | 00053 | 0036/07 | Individuals Rules 2005 (INDI) | 09/07/2007 | Revoked | View Waiver Notice |
| Goldman Sachs International | 00053 | 0037/07 | Investment and Banking Business Rules 2005 (PIIB) | 09/07/2007 | Revoked | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0028/07 | Individuals Rules 2005 (INDI) | 26/06/2007 | Revoked | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0040/07 | Individuals Rules 2005 (INDI) | 24/07/2007 | Revoked | View Waiver Notice |
| Nasco Qatar LLC | 00057 | 0044/07 | Individuals Rules 2005 (INDI) | 08/08/2007 | Revoked | View Waiver Notice |
| AIG MEA Limited | 00035 | 0001/07 | Individuals Rules 2005 (INDI) | 18/02/2007 | Revoked | View Waiver Notice |
| American Life Insurance Company ("ALICO") | 00036 | 0052/07 | Conduct of Business Rules 2007 (COND) | 27/11/2007 | Revoked | View Waiver Notice |
| Ansbacher & Co Limited | 00001 | 0018/07 | Individuals Rules 2005 (INDI) | 01/07/2007 | Revoked | View Waiver Notice |
| Citibank, N.A. | 00043 | 0055/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/01/2008 | Revoked | View Waiver Notice |
| BMI BANK B.S.C(c) | 00052 | 0056/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/01/2008 | Revoked | View Waiver Notice |
| The Royal Bank of Scotland plc | 00046 | 0057/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/01/2008 | Revoked | View Waiver Notice |
| Ansbacher & Co Limited | 00001 | 0021/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/07/2007 | Revoked | View Waiver Notice |
| Barclays Bank PLC | 00018 | 0022/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/07/2007 | Revoked | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0023/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/07/2007 | Revoked | View Waiver Notice |
| ICICI Bank Limited | 00041 | 0024/07 | Investment and Banking Business Rules 2005 (PIIB) | 02/04/2013 | Revoked | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0025/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/07/2007 | Revoked | View Waiver Notice |
| EMIRATES NBD PJSC | 00026 | 0026/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/07/2007 | Revoked | View Waiver Notice |
| QREIC Sukuk LLC | 00012 | 0010/06 | Interpretation and Application Rules 2005 (INAP) | 10/07/2006 | Revoked | View Waiver Notice |
| Nexus Financial Services WLL | 00099 | 0034/09 | Controls Rulebook (CTRL) | 06/10/2009 | Revoked | View Waiver Notice |
| Guardian Wealth Management Qatar LLC (In Liquidation) | 00113 | 0038/09 | Controls Rulebook (CTRL) | 20/10/2009 | Revoked | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0042/09 | Assets Rules 2005 (ASET) | 03/12/2009 | Revoked | View Waiver Notice |
| The Saudi National Bank | 00081 | 0001/10 | Individuals Rules 2005 (INDI) | 12/04/2010 | Revoked | View Waiver Notice |
| Zurich International Life Limited | 00067 | 0011/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 14/07/2010 | Revoked | View Waiver Notice |
| AIG MEA Limited | 00035 | 0005/10 | Insurance Business Rules 2006 (PINS) | 24/05/2010 | Revoked | View Waiver Notice |
| Barclays Bank PLC | 00018 | 0017/10 | Investment and Banking Business Rules 2005 (PIIB) | 05/09/2010 | Revoked | View Waiver Notice |
| JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch | 00128 | 0002/11 | Investment and Banking Business Rules 2005 (PIIB) | 05/01/2011 | Revoked | View Waiver Notice |
| State Bank of India - QFC Branch | 00137 | 0021/11 | Investment and Banking Business Rules 2005 (PIIB) | 07/04/2011 | Revoked | View Waiver Notice |
| First Abu Dhabi Bank - QFC Branch | 00098 | 0027/11 | Investment and Banking Business Rules 2005 (PIIB) | 19/05/2011 | Revoked | View Waiver Notice |
| Rothschild & Co Doha LLC | 00116 | 0029/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 03/06/2011 | Revoked | View Waiver Notice |
| Credit Agricole Suisse (Qatar) LLC | 00044 | 0037/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 11/01/2012 | Revoked | View Waiver Notice |
| Barclays Bank PLC | 00018 | 0027/12 | Investment and Banking Business Rules 2005 (PIIB) | 19/07/2012 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0015/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/04/2012 | Revoked | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0018/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 17/05/2012 | Revoked | View Waiver Notice |
| Zurich International Life Limited | 00067 | 0021/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 18/06/2012 | Revoked | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0023/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/06/2012 | Revoked | View Waiver Notice |
| MARSH BROKERS LIMITED | 00093 | 0024/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/06/2012 | Revoked | View Waiver Notice |
| Goldman Sachs International | 00053 | 0025/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/06/2012 | Revoked | View Waiver Notice |
| Sumitomo Mitsui Banking Corporation | 00073 | 0026/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 23/06/2012 | Revoked | View Waiver Notice |
| Allianz Worldwide Care Limited | 00163 | 0031/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 13/08/2012 | Revoked | View Waiver Notice |
| Nomura International plc, Qatar Financial Centre Branch | 00106 | 0028/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 05/08/2012 | Revoked | View Waiver Notice |
| JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch | 00128 | 0029/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 05/08/2012 | Revoked | View Waiver Notice |
| Zurich Insurance Company Ltd. QFC Branch | 00166 | 0037/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 08/10/2012 | Revoked | View Waiver Notice |
| EMIRATES NBD PJSC | 00026 | 0032/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 09/09/2012 | Revoked | View Waiver Notice |
| AIG MEA Limited | 00035 | 0033/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 13/09/2012 | Revoked | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0034/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 19/09/2012 | Revoked | View Waiver Notice |
| Nasco Qatar LLC | 00057 | 0036/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 17/09/2012 | Revoked | View Waiver Notice |
| Bahrain National Insurance Company BSC (C) QFC Branch | 00147 | 0040/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/10/2012 | Revoked | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0043/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 18/11/2012 | Revoked | View Waiver Notice |
| T'azur Company b.s.c. ( c ) - QFC Branch | 00112 | 0039/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/10/2012 | Revoked | View Waiver Notice |
| State Street Middle East North Africa LLC | 00088 | 0038/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/10/2012 | Revoked | View Waiver Notice |
| Aon Qatar LLC | 00086 | 0041/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 24/10/2012 | Revoked | View Waiver Notice |
| MedGulf Takaful - QFC Branch | 00110 | 0042/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 26/10/2012 | Revoked | View Waiver Notice |
| The Royal Bank of Scotland plc | 00046 | 0044/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 18/11/2012 | Revoked | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0001/13 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 06/01/2013 | Revoked | View Waiver Notice |
| ICICI Bank Limited | 00041 | 0002/13 | Investment and Banking Business Rules 2005 (PIIB) | 02/04/2013 | Revoked | View Waiver Notice |
| Aventicum Capital Management (Qatar) LLC | 00173 | 0003/13 | Investment and Banking Business Rules 2005 (PIIB) | 23/06/2013 | Revoked | View Waiver Notice |
| State Bank of India - QFC Branch | 00137 | 0006/13 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 18/11/2013 | Revoked | View Waiver Notice |
| State Bank of India - QFC Branch | 00137 | 0006/13 | Governance and Controlled Functions Rules 2012 (CTRL) | 18/11/2013 | Revoked | View Waiver Notice |
| BMI BANK B.S.C(c) | 00052 | 0003/14 | Investment and Banking Business Rules 2005 (PIIB) | 17/06/2014 | Revoked | View Waiver Notice |
| Bank Audi LLC | 00027 | 0004/14 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 09/12/2014 | Revoked | View Waiver Notice |
| Bank Audi LLC | 00027 | 0004/14 | Governance and Controlled Functions Rules 2012 (CTRL) | 09/12/2014 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0002/18 | Conduct of Business Rules 2007 (COND) | 13/06/2018 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0002/18 | General Rules 2005 (GENE) | 13/06/2018 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0002/18 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 13/06/2018 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0002/18 | Governance and Controlled Functions Rules 2012 (CTRL) | 13/06/2018 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0002/18 | Investment Management and Advisory Rules 2014 (INMA) | 13/06/2018 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0002/18 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 13/06/2018 | Revoked | View Waiver Notice |
| Daman Health Insurance Qatar LLC | 00142 | 0001/19 | Governance and Controlled Functions Rules 2012 (CTRL) | 09/03/2019 | Revoked | View Waiver Notice |
| UBS AG | 00087 | 0001/20 | General Rules 2005 (GENE) | 05/02/2020 | Revoked | |
| UBS AG | 00087 | 0001/20 | Governance and Controlled Functions Rules 2012 (CTRL) | 05/02/2020 | Revoked | |
| UBS AG | 00087 | 0001/20 | Investment Management and Advisory Rules 2014 (INMA) | 05/02/2020 | Revoked | |
| UBS AG | 00087 | 0001/20 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 05/02/2020 | Revoked | |
| UBS AG | 00087 | 0001/20 | Customer and Investor Protection Rules 2019 (CIPR) | 05/02/2020 | Revoked | |
| UBS AG | 00087 | 0001/20 | Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR) | 05/02/2020 | Revoked | |
| Global Investment House (Qatar) LLC | 00011 | 0013/07 | General Rules 2005 (GENE) | 29/04/2007 | Revoked | View Waiver Notice |
| Arab Jordan Investment Bank (Qatar) LLC | 00003 | 0051/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 05/12/2007 | Revoked | View Waiver Notice |
| Global Investment House (Qatar) LLC | 00011 | 0012/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 30/04/2008 | Revoked | View Waiver Notice |
| Barclays Bank PLC | 00018 | 0012/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 10/09/2006 | Revoked | View Waiver Notice |
| ICICI Bank Limited | 00041 | 0041/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 24/07/2007 | Revoked | View Waiver Notice |
| The Royal Bank of Scotland plc | 00046 | 0011/07 | Investment and Banking Business Rules 2005 (PIIB) | 04/04/2007 | Revoked | View Waiver Notice |
| Abu Dhabi Islamic Bank - Qatar Financial Centre Branch | 00143 | 0039/11 | Investment and Banking Business Rules 2005 (PIIB) | 31/07/2011 | Revoked | View Waiver Notice |
| Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch | 00178 | 0004/13 | Investment and Banking Business Rules 2005 (PIIB) | 15/09/2013 | Revoked | View Waiver Notice |
| The Saudi National Bank | 00081 | 0005/09 | Individuals Rules 2005 (INDI) | 08/02/2009 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0004/09 | Individuals Rules 2005 (INDI) | 25/01/2009 | Expired | View Waiver Notice |
| RELIGARE CAPITAL MARKETS PLC | 00090 | 0008/09 | Individuals Rules 2005 (INDI) | 16/02/2009 | Expired | View Waiver Notice |
| Aon Qatar LLC | 00086 | 0007/09 | Individuals Rules 2005 (INDI) | 10/02/2009 | Expired | View Waiver Notice |
| Beltone Financial Qatar LLC | 00082 | 0010/09 | Individuals Rules 2005 (INDI) | 05/03/2009 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0003/09 | Individuals Rules 2005 (INDI) | 25/01/2009 | Expired | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0006/09 | Individuals Rules 2005 (INDI) | 10/02/2009 | Expired | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0009/09 | Individuals Rules 2005 (INDI) | 16/02/2009 | Expired | View Waiver Notice |
| MUFG Bank, Ltd. | 00103 | 0002/09 | Individuals Rules 2005 (INDI) | 15/01/2009 | Expired | View Waiver Notice |
| UBS AG | 00087 | 0011/09 | Individuals Rules 2005 (INDI) | 05/03/2009 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0012/09 | Individuals Rules 2005 (INDI) | 09/04/2009 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0013/09 | Individuals Rules 2005 (INDI) | 09/04/2009 | Expired | View Waiver Notice |
| Aon Qatar LLC | 00086 | 0014/09 | Individuals Rules 2005 (INDI) | 14/05/2009 | Expired | View Waiver Notice |
| Coutts & Co | 00084 | 0015/09 | Individuals Rules 2005 (INDI) | 29/05/2009 | Expired | View Waiver Notice |
| Beltone Financial Qatar LLC | 00082 | 0016/09 | Individuals Rules 2005 (INDI) | 01/06/2009 | Expired | View Waiver Notice |
| UBS AG | 00087 | 0026/09 | Individuals Rules 2005 (INDI) | 01/08/2009 | Expired | View Waiver Notice |
| The Saudi National Bank | 00081 | 0021/09 | Individuals Rules 2005 (INDI) | 21/06/2009 | Expired | View Waiver Notice |
| ICICI Bank Limited | 00041 | 0023/09 | Individuals Rules 2005 (INDI) | 05/07/2009 | Expired | View Waiver Notice |
| MUFG Bank, Ltd. | 00103 | 0024/09 | Individuals Rules 2005 (INDI) | 16/07/2009 | Expired | View Waiver Notice |
| Nomura International plc, Qatar Financial Centre Branch | 00106 | 0017/09 | Individuals Rules 2005 (INDI) | 28/05/2009 | Expired | View Waiver Notice |
| MedGulf Takaful - QFC Branch | 00110 | 0025/09 | Individuals Rules 2005 (INDI) | 09/08/2009 | Expired | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0035/08 | Individuals Rules 2005 (INDI) | 17/12/2008 | Expired | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0028/09 | Individuals Rules 2005 (INDI) | 19/08/2009 | Expired | View Waiver Notice |
| RELIGARE CAPITAL MARKETS PLC | 00090 | 0029/09 | Individuals Rules 2005 (INDI) | 17/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | QFC Reg No 3 – Anti Money Laundering Regulations | 12/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | Anti Money Laundering Rulebook (AMLR) | 12/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | Assets Rules 2005 (ASET) | 12/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | Collective Investment Schemes Rules 2010 (COLL) | 12/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | Conduct of Business Rules 2007 (COND) | 12/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | Controls Rulebook (CTRL) | 12/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | Individuals Rules 2005 (INDI) | 12/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | Investment and Banking Business Rules 2005 (PIIB) | 12/08/2009 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0027/09 | Principles Rulebook (PRIN) | 12/08/2009 | Expired | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0022/09 | Individuals Rules 2005 (INDI) | 23/06/2009 | Expired | View Waiver Notice |
| Lehman Brothers International (Europe) | 00040 | 0004/07 | Individuals Rules 2005 (INDI) | 18/03/2007 | Expired | View Waiver Notice |
| Lehman Brothers International (Europe) | 00040 | 0005/07 | Investment and Banking Business Rules 2005 (PIIB) | 18/03/2007 | Expired | View Waiver Notice |
| Qatar Capital Partners LLC | 00042 | 0007/07 | Individuals Rules 2005 (INDI) | 29/03/2007 | Expired | View Waiver Notice |
| ABN AMRO Bank N.V. | 00065 | 0048/07 | Investment and Banking Business Rules 2005 (PIIB) | 11/10/2007 | Expired | View Waiver Notice |
| Lehman Brothers International (Europe) | 00040 | 0017/07 | Investment and Banking Business Rules 2005 (PIIB) | 30/05/2007 | Expired | View Waiver Notice |
| Standard Chartered Bank | 00010 | 0027/07 | Investment and Banking Business Rules 2005 (PIIB) | 01/07/2007 | Expired | View Waiver Notice |
| Qatar Insurance Services LLC | 00097 | 0033/08 | Conduct of Business Rules 2007 (COND) | 24/11/2008 | Expired | View Waiver Notice |
| Qatar Insurance Services LLC | 00097 | 0033/08 | Controls Rulebook (CTRL) | 24/11/2008 | Expired | View Waiver Notice |
| Qatar Insurance Services LLC | 00097 | 0033/08 | Individuals Rules 2005 (INDI) | 24/11/2008 | Expired | View Waiver Notice |
| Qatar Insurance Services LLC | 00097 | 0033/08 | Interpretation and Application Rules 2005 (INAP) | 24/11/2008 | Expired | View Waiver Notice |
| Qatar Insurance Services LLC | 00097 | 0033/08 | Investment and Banking Business Rules 2005 (PIIB) | 24/11/2008 | Expired | View Waiver Notice |
| CORECAP MERCHANT BANK LLC | 00059 | 0031/09 | Individuals Rules 2005 (INDI) | 16/09/2009 | Expired | View Waiver Notice |
| Nexus Financial Services WLL | 00099 | 0033/09 | Individuals Rules 2005 (INDI) | 06/10/2009 | Expired | View Waiver Notice |
| Guardian Wealth Management Qatar LLC (In Liquidation) | 00113 | 0037/09 | Individuals Rules 2005 (INDI) | 20/10/2009 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0035/09 | Individuals Rules 2005 (INDI) | 18/10/2009 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0036/09 | Individuals Rules 2005 (INDI) | 18/10/2009 | Expired | View Waiver Notice |
| Rothschild & Co Doha LLC | 00116 | 0039/09 | Individuals Rules 2005 (INDI) | 18/11/2009 | Expired | View Waiver Notice |
| The Saudi National Bank | 00081 | 0040/09 | Individuals Rules 2005 (INDI) | 01/12/2009 | Expired | View Waiver Notice |
| Abu Dhabi Commercial Bank | 00075 | 0002/10 | Individuals Rules 2005 (INDI) | 12/04/2010 | Expired | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0012/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/07/2010 | Expired | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0013/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/07/2010 | Expired | View Waiver Notice |
| UBS AG | 00087 | 0003/10 | Individuals Rules 2005 (INDI) | 19/04/2010 | Expired | View Waiver Notice |
| Nexus Financial Services WLL | 00099 | 0004/10 | Individuals Rules 2005 (INDI) | 16/05/2010 | Expired | View Waiver Notice |
| MedGulf Takaful - QFC Branch | 00110 | 0018/10 | Individuals Rules 2005 (INDI) | 06/09/2010 | Expired | View Waiver Notice |
| Kane LLC | 00121 | 0015/10 | Investment and Banking Business Rules 2005 (PIIB) | 26/08/2010 | Expired | View Waiver Notice |
| AXA Investment Managers LLC | 00008 | 0014/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 17/08/2010 | Expired | View Waiver Notice |
| Coutts & Co | 00084 | 0006/10 | Individuals Rules 2005 (INDI) | 30/05/2010 | Expired | View Waiver Notice |
| Rothschild & Co Doha LLC | 00116 | 0007/10 | Individuals Rules 2005 (INDI) | 01/06/2010 | Expired | View Waiver Notice |
| Guardian Wealth Management Qatar LLC (In Liquidation) | 00113 | 0008/10 | Individuals Rules 2005 (INDI) | 20/06/2010 | Expired | View Waiver Notice |
| Credit Agricole Suisse (Qatar) LLC | 00044 | 0010/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 12/07/2010 | Expired | View Waiver Notice |
| Nomura International plc, Qatar Financial Centre Branch | 00106 | 0009/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 12/07/2010 | Expired | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0019/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 07/09/2010 | Expired | View Waiver Notice |
| Kane LLC | 00121 | 0016/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 26/08/2010 | Expired | View Waiver Notice |
| Pacific Star Doha LLC | 00111 | 0021/10 | Individuals Rules 2005 (INDI) | 10/10/2010 | Expired | View Waiver Notice |
| Abu Dhabi Commercial Bank | 00075 | 0020/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 06/10/2010 | Expired | View Waiver Notice |
| UBS AG | 00087 | 0022/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 19/10/2010 | Expired | View Waiver Notice |
| The Royal Bank of Scotland plc | 00046 | 0023/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 31/10/2010 | Expired | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0024/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 04/11/2010 | Expired | View Waiver Notice |
| MARSH BROKERS LIMITED | 00093 | 0027/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 12/12/2010 | Expired | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0025/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/11/2010 | Expired | View Waiver Notice |
| Goldman Sachs International | 00053 | 0026/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 02/12/2010 | Expired | View Waiver Notice |
| Rothschild & Co Doha LLC | 00116 | 0028/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 02/12/2010 | Expired | View Waiver Notice |
| Coutts & Co | 00084 | 0029/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 16/12/2010 | Expired | View Waiver Notice |
| Sumitomo Mitsui Banking Corporation | 00073 | 0030/10 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 20/12/2010 | Expired | View Waiver Notice |
| JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch | 00128 | 0001/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 05/01/2011 | Expired | View Waiver Notice |
| Credit Agricole Suisse (Qatar) LLC | 00044 | 0003/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 13/01/2011 | Expired | View Waiver Notice |
| Zurich International Life Limited | 00067 | 0005/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 15/01/2011 | Expired | View Waiver Notice |
| AIG MEA Limited | 00035 | 0011/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/02/2011 | Expired | View Waiver Notice |
| Nomura International plc, Qatar Financial Centre Branch | 00106 | 0004/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 13/01/2011 | Expired | View Waiver Notice |
| Takaful International Company - QFC Branch | 00131 | 0010/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 15/02/2011 | Expired | View Waiver Notice |
| Nasco Qatar LLC | 00057 | 0012/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/02/2011 | Expired | View Waiver Notice |
| T'azur Company b.s.c. ( c ) - QFC Branch | 00112 | 0015/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 08/03/2011 | Expired | View Waiver Notice |
| EMIRATES NBD PJSC | 00026 | 0006/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 14/02/2011 | Expired | View Waiver Notice |
| AXA Investment Managers LLC | 00008 | 0007/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 18/02/2011 | Expired | View Waiver Notice |
| MedGulf Takaful - QFC Branch | 00110 | 0013/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 07/03/2011 | Expired | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0008/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 14/02/2011 | Expired | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0009/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 14/02/2011 | Expired | View Waiver Notice |
| Beltone Financial Qatar LLC | 00082 | 0014/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 07/03/2011 | Expired | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0016/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 17/03/2011 | Expired | View Waiver Notice |
| MUFG Bank, Ltd. | 00103 | 0017/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 04/04/2011 | Expired | View Waiver Notice |
| Abu Dhabi Commercial Bank | 00075 | 0018/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 07/04/2011 | Expired | View Waiver Notice |
| Kane LLC | 00121 | 0020/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 05/04/2011 | Expired | View Waiver Notice |
| UBS AG | 00087 | 0019/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 20/04/2011 | Expired | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0022/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 05/05/2011 | Expired | View Waiver Notice |
| The Royal Bank of Scotland plc | 00046 | 0023/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 01/05/2011 | Expired | View Waiver Notice |
| Aon Qatar LLC | 00086 | 0042/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 14/08/2011 | Expired | View Waiver Notice |
| Goldman Sachs International | 00053 | 0025/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 03/06/2011 | Expired | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0026/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 23/05/2011 | Expired | View Waiver Notice |
| T'azur Company b.s.c. ( c ) - QFC Branch | 00112 | 0030/11 | Insurance Business Rules 2006 (PINS) | 06/06/2011 | Expired | View Waiver Notice |
| Coutts & Co | 00084 | 0028/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 17/06/2011 | Expired | View Waiver Notice |
| Sumitomo Mitsui Banking Corporation | 00073 | 0031/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/06/2011 | Expired | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0032/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 20/06/2011 | Expired | View Waiver Notice |
| MARSH BROKERS LIMITED | 00093 | 0033/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 20/06/2011 | Expired | View Waiver Notice |
| JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch | 00128 | 0034/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 06/07/2011 | Expired | View Waiver Notice |
| Zurich International Life Limited | 00067 | 0035/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 16/07/2011 | Expired | View Waiver Notice |
| Nomura International plc, Qatar Financial Centre Branch | 00106 | 0036/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 14/07/2011 | Expired | View Waiver Notice |
| AIG MEA Limited | 00035 | 0041/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/08/2011 | Expired | View Waiver Notice |
| Nasco Qatar LLC | 00057 | 0043/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 23/08/2011 | Expired | View Waiver Notice |
| EMIRATES NBD PJSC | 00026 | 0040/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 15/08/2011 | Expired | View Waiver Notice |
| Takaful International Company - QFC Branch | 00131 | 0044/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 16/08/2011 | Expired | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0045/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 18/09/2011 | Expired | View Waiver Notice |
| Beltone Financial Qatar LLC | 00082 | 0046/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 08/09/2011 | Expired | View Waiver Notice |
| MedGulf Takaful - QFC Branch | 00110 | 0047/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 08/09/2011 | Expired | View Waiver Notice |
| T'azur Company b.s.c. ( c ) - QFC Branch | 00112 | 0048/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 09/09/2011 | Expired | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0049/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 07/09/2011 | Expired | View Waiver Notice |
| MUFG Bank, Ltd. | 00103 | 0050/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 05/10/2011 | Expired | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0051/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 06/11/2011 | Expired | View Waiver Notice |
| State Street Middle East North Africa LLC | 00088 | 0052/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 09/10/2011 | Expired | View Waiver Notice |
| Abu Dhabi Commercial Bank | 00075 | 0053/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 09/10/2011 | Expired | View Waiver Notice |
| Zurich International Life Limited | 00067 | 0056/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 19/10/2011 | Expired | View Waiver Notice |
| The Royal Bank of Scotland plc | 00046 | 0054/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 02/11/2011 | Expired | View Waiver Notice |
| UBS AG | 00087 | 0055/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/10/2011 | Expired | View Waiver Notice |
| Kane LLC | 00121 | 0057/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 19/10/2011 | Expired | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0058/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 24/11/2011 | Expired | View Waiver Notice |
| Goldman Sachs International | 00053 | 0059/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 04/12/2011 | Expired | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0062/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/12/2011 | Expired | View Waiver Notice |
| MARSH BROKERS LIMITED | 00093 | 0061/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/12/2011 | Expired | View Waiver Notice |
| Sumitomo Mitsui Banking Corporation | 00073 | 0063/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/12/2011 | Expired | View Waiver Notice |
| Coutts & Co | 00084 | 0060/11 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 18/12/2011 | Expired | View Waiver Notice |
| JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch | 00128 | 0001/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 07/01/2012 | Expired | View Waiver Notice |
| Nomura International plc, Qatar Financial Centre Branch | 00106 | 0004/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 22/01/2012 | Expired | View Waiver Notice |
| EMIRATES NBD PJSC | 00026 | 0005/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 16/02/2012 | Expired | View Waiver Notice |
| AIG MEA Limited | 00035 | 0006/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 23/02/2012 | Expired | View Waiver Notice |
| Aon Qatar LLC | 00086 | 0011/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 27/03/2012 | Expired | View Waiver Notice |
| Nasco Qatar LLC | 00057 | 0007/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 26/02/2012 | Expired | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0008/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 18/03/2012 | Expired | View Waiver Notice |
| T'azur Company b.s.c. ( c ) - QFC Branch | 00112 | 0013/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 28/03/2012 | Expired | View Waiver Notice |
| Beltone Financial Qatar LLC | 00082 | 0010/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 27/03/2012 | Expired | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0009/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 21/03/2012 | Expired | View Waiver Notice |
| State Street Middle East North Africa LLC | 00088 | 0012/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 10/04/2012 | Expired | View Waiver Notice |
| MUFG Bank, Ltd. | 00103 | 0014/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 06/04/2012 | Expired | View Waiver Notice |
| MedGulf Takaful - QFC Branch | 00110 | 0017/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 26/04/2012 | Expired | View Waiver Notice |
| Kane LLC | 00121 | 0016/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 26/04/2012 | Expired | View Waiver Notice |
| The Royal Bank of Scotland plc | 00046 | 0019/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 17/05/2012 | Expired | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0020/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 25/05/2012 | Expired | View Waiver Notice |
| Coutts & Co | 00084 | 0022/12 | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | 19/06/2012 | Expired | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0005/13 | Governance and Controlled Functions Rules 2012 (CTRL) | 07/10/2013 | Expired | View Waiver Notice |
| Daman Health Insurance Qatar LLC | 00142 | 0002/14 | Governance and Controlled Functions Rules 2012 (CTRL) | 19/02/2014 | Expired | View Waiver Notice |
| Mitsui Sumitomo Insurance Company (Europe) Ltd | 00101 | 0001/14 | Governance and Controlled Functions Rules 2012 (CTRL) | 09/01/2014 | Expired | View Waiver Notice |
| Daman Health Insurance Qatar LLC | 00142 | 0001/15 | Governance and Controlled Functions Rules 2012 (CTRL) | 11/02/2015 | Expired | View Waiver Notice |
| Daman Health Insurance Qatar LLC | 00142 | 0001/16 | Governance and Controlled Functions Rules 2012 (CTRL) | 09/03/2016 | Expired | View Waiver Notice |
| Daman Health Insurance Qatar LLC | 00142 | 0001/17 | Governance and Controlled Functions Rules 2012 (CTRL) | 09/03/2017 | Expired | View Waiver Notice |
| Daman Health Insurance Qatar LLC | 00142 | 0001/18 | Governance and Controlled Functions Rules 2012 (CTRL) | 09/03/2018 | Expired | View Waiver Notice |
| Global Investment House (Qatar) LLC | 00011 | 0030/07 | General Rules 2005 (GENE) | 01/07/2007 | Expired | View Waiver Notice |
| UBP (Qatar) LLC | 00021 | 0014/07 | General Rules 2005 (GENE) | 30/04/2007 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0011/08 | General Rules 2005 (GENE) | 27/03/2008 | Expired | View Waiver Notice |
| Ansbacher & Co Limited | 00001 | 0003/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 28/03/2006 | Expired | View Waiver Notice |
| Ansbacher & Co Limited | 00001 | 0009/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 28/06/2006 | Expired | View Waiver Notice |
| Ansbacher & Co Limited | 00001 | 0003/05 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 29/12/2005 | Expired | View Waiver Notice |
| Ansbacher & Co Limited | 00001 | 0033/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/01/2007 | Expired | View Waiver Notice |
| Arab Jordan Investment Bank (Qatar) LLC | 00003 | 0024/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 05/12/2006 | Expired | View Waiver Notice |
| Arab Jordan Investment Bank (Qatar) LLC | 00003 | 0002/05 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 05/12/2005 | Expired | View Waiver Notice |
| Credit Suisse (Qatar) LLC | 00005 | 0001/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/03/2006 | Expired | View Waiver Notice |
| United Gulf Financial Services Company LLC | 00007 | 0002/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 21/03/2006 | Expired | View Waiver Notice |
| United Gulf Financial Services Company LLC | 00007 | 0028/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/01/2007 | Expired | View Waiver Notice |
| United Gulf Financial Services Company LLC | 00007 | 0016/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 03/10/2006 | Expired | View Waiver Notice |
| United Gulf Financial Services Company LLC | 00007 | 0034/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/07/2007 | Expired | View Waiver Notice |
| AXA Investment Managers LLC | 00008 | 0025/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 06/12/2006 | Expired | View Waiver Notice |
| AXA Investment Managers LLC | 00008 | 0004/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 23/04/2006 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0005/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/05/2006 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0021/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/11/2006 | Expired | View Waiver Notice |
| Kuwait Financial Centre S.A.K. | 00009 | 0015/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 08/06/2008 | Expired | View Waiver Notice |
| Global Investment House (Qatar) LLC | 00011 | 0020/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/07/2007 | Expired | View Waiver Notice |
| Global Investment House (Qatar) LLC | 00011 | 0002/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 15/01/2008 | Expired | View Waiver Notice |
| Global Investment House (Qatar) LLC | 00011 | 0008/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 28/06/2006 | Expired | View Waiver Notice |
| Global Investment House (Qatar) LLC | 00011 | 0032/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/01/2007 | Expired | View Waiver Notice |
| Global Investment House (Qatar) LLC | 00011 | 0017/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 16/06/2008 | Expired | View Waiver Notice |
| UBP (Qatar) LLC | 00021 | 0020/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 31/10/2006 | Expired | View Waiver Notice |
| EMIRATES NBD PJSC | 00026 | 0017/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 12/12/2006 | Expired | View Waiver Notice |
| Bank Audi LLC | 00027 | 0042/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 21/08/2007 | Expired | View Waiver Notice |
| Bank Audi LLC | 00027 | 0031/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/07/2007 | Expired | View Waiver Notice |
| Bank Audi LLC | 00027 | 0031/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 21/12/2006 | Expired | View Waiver Notice |
| Alpen Capital Investment Bank (Qatar) LLC | 00028 | 0006/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 24/02/2008 | Expired | View Waiver Notice |
| Alpen Capital Investment Bank (Qatar) LLC | 00028 | 0026/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 21/12/2006 | Expired | View Waiver Notice |
| Alpen Capital Investment Bank (Qatar) LLC | 00028 | 0027/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 21/12/2006 | Expired | View Waiver Notice |
| Alpen Capital Investment Bank (Qatar) LLC | 00028 | 0039/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 24/07/2007 | Expired | View Waiver Notice |
| Alpen Capital Investment Bank (Qatar) LLC | 00028 | 0005/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 24/02/2008 | Expired | View Waiver Notice |
| Alpen Capital Investment Bank (Qatar) LLC | 00028 | 0038/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 24/07/2007 | Expired | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0029/06 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 28/12/2006 | Expired | View Waiver Notice |
| ICICI Bank Limited | 00041 | 0006/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 21/03/2007 | Expired | View Waiver Notice |
| Citibank, N.A. | 00043 | 0008/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 31/03/2007 | Expired | View Waiver Notice |
| Citibank, N.A. | 00043 | 0019/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/07/2007 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0004/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 24/02/2008 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0028/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 07/09/2008 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0050/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 18/11/2007 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0043/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 20/08/2007 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0016/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 16/05/2007 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0015/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 16/05/2007 | Expired | View Waiver Notice |
| TAIB Bank Qatar LLC | 00049 | 0016/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 16/06/2008 | Expired | View Waiver Notice |
| BMI BANK B.S.C(c) | 00052 | 0032/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 28/06/2007 | Expired | View Waiver Notice |
| BMI BANK B.S.C(c) | 00052 | 0054/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/01/2008 | Expired | View Waiver Notice |
| Kaupthing Bank hf. | 00063 | 0058/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/01/2008 | Expired | View Waiver Notice |
| Kaupthing Bank hf. | 00063 | 0045/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 27/09/2007 | Expired | View Waiver Notice |
| ABN AMRO Bank N.V. | 00065 | 0047/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 11/10/2007 | Expired | View Waiver Notice |
| Zurich International Life Limited | 00067 | 0049/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 08/11/2007 | Expired | View Waiver Notice |
| Zurich International Life Limited | 00067 | 0032/09 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 27/09/2009 | Expired | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0007/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 13/03/2008 | Expired | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0053/07 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 13/12/2007 | Expired | View Waiver Notice |
| EFG-Hermes Qatar LLC | 00069 | 0021/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 09/07/2008 | Expired | View Waiver Notice |
| The Saudi National Bank | 00081 | 0025/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 21/08/2008 | Expired | View Waiver Notice |
| Beltone Financial Qatar LLC | 00082 | 0014/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 28/05/2008 | Expired | View Waiver Notice |
| Coutts & Co | 00084 | 0019/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 19/06/2008 | Expired | View Waiver Notice |
| Coutts & Co | 00084 | 0036/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 04/01/2009 | Expired | View Waiver Notice |
| Marsh Qatar LLC | 00085 | 0020/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 09/07/2008 | Expired | View Waiver Notice |
| Aon Qatar LLC | 00086 | 0022/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 22/07/2008 | Expired | View Waiver Notice |
| UBS AG | 00087 | 0023/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 23/07/2008 | Expired | View Waiver Notice |
| State Street Middle East North Africa LLC | 00088 | 031//08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 29/09/2008 | Expired | View Waiver Notice |
| State Street Middle East North Africa LLC | 00088 | 0030/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 29/09/2008 | Expired | View Waiver Notice |
| RELIGARE CAPITAL MARKETS PLC | 00090 | 0027/08 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 01/09/2008 | Expired | View Waiver Notice |
| Pacific Star Doha LLC | 00111 | 0030/09 | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | 27/08/2009 | Expired | View Waiver Notice |
| Ansbacher & Co Limited | 00001 | 0015/06 | Investment and Banking Business Rules 2005 (PIIB) | 01/10/2006 | Expired | View Waiver Notice |
| Ansbacher & Co Limited | 00001 | 0001/05 | Investment and Banking Business Rules 2005 (PIIB) | 30/09/2005 | Expired | View Waiver Notice |
| Standard Chartered Bank | 00010 | 0007/06 | Investment and Banking Business Rules 2005 (PIIB) | 22/06/2006 | Expired | View Waiver Notice |
| Barclays Bank PLC | 00018 | 0011/06 | Investment and Banking Business Rules 2005 (PIIB) | 10/09/2006 | Expired | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0013/06 | Investment and Banking Business Rules 2005 (PIIB) | 12/09/2006 | Expired | View Waiver Notice |
| Morgan Stanley & Co International plc | 00019 | 0022/06 | Investment and Banking Business Rules 2005 (PIIB) | 05/12/2006 | Expired | View Waiver Notice |
| EMIRATES NBD PJSC | 00026 | 0018/06 | Investment and Banking Business Rules 2005 (PIIB) | 12/12/2006 | Expired | View Waiver Notice |
| Deutsche Bank AG Doha (QFC) Branch | 00032 | 0030/06 | Investment and Banking Business Rules 2005 (PIIB) | 28/12/2006 | Expired | View Waiver Notice |
| ICICI Bank Limited | 00041 | 0003/07 | Investment and Banking Business Rules 2005 (PIIB) | 21/03/2007 | Expired | View Waiver Notice |
| Citibank, N.A. | 00043 | 0009/07 | Investment and Banking Business Rules 2005 (PIIB) | 31/03/2007 | Expired | View Waiver Notice |
| BMI BANK B.S.C(c) | 00052 | 0033/07 | Investment and Banking Business Rules 2005 (PIIB) | 28/06/2007 | Expired | View Waiver Notice |
| Kaupthing Bank hf. | 00063 | 0046/07 | Investment and Banking Business Rules 2005 (PIIB) | 27/09/2007 | Expired | View Waiver Notice |
