Controlled Function |
Controlled Function Status |
Date Of Status |
00074 - Kurien, George |
Risk Management Function | Withdrawn | 25/10/2018 |
Approved | 24/06/2012 |
Finance Function | Withdrawn | 27/02/2008 |
Approved | 19/11/2006 |
00075 - Martelly, Pierre Emmanuel Dominique |
Compliance Oversight Function | Withdrawn | 18/10/2009 |
Approved | 19/11/2006 |
MLRO Function | Withdrawn | 18/10/2009 |
Approved | 19/11/2006 |
00076 - Morrison, Richard Euan |
Senior Executive Function | Withdrawn | 08/03/2011 |
Approved | 06/07/2010 |
Senior Management Function | Withdrawn | 07/12/2020 |
Approved | 08/03/2011 |
Withdrawn | 08/03/2007 |
Approved | 19/11/2006 |
Customer Facing Function-Advising on Investments | Withdrawn | 08/03/2007 |
Approved | 19/11/2006 |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 06/07/2010 |
00077 - Rossi, Andrea Paolo |
Senior Executive Function | Withdrawn | 27/02/2008 |
Approved | 19/11/2006 |
00129 - Wagstaff, Stephen John |
Senior Management Function | Withdrawn | 07/10/2010 |
Approved | 08/03/2007 |
Customer Facing Function-Advising on Investments | Withdrawn | 07/10/2010 |
Approved | 08/03/2007 |
00217 - Huertas, Emmanuel Ramon |
Actuarial Function | Withdrawn | 19/08/2009 |
Approved | 07/08/2007 |
00364 - Herbert, Angela Jean |
Customer Facing Function-Advising on Investments | Withdrawn | 12/03/2009 |
Approved | 21/02/2008 |
00368 - Pluchet, Vincent Marc Edmond |
Risk Management Function | Withdrawn | 23/11/2009 |
Approved | 12/03/2009 |
Finance Function | Withdrawn | 29/05/2017 |
Approved | 27/02/2008 |
00369 - Thiyagarajan, Ilango |
Senior Executive Function | Withdrawn | 20/11/2008 |
Approved | 27/02/2008 |
Customer Facing Function-Advising on Investments | Withdrawn | 21/06/2011 |
Approved | 27/02/2008 |
00488 - Ocampo, Rizalina Duelas |
Customer Facing Function-Advising on Investments | Withdrawn | 12/03/2009 |
Approved | 21/09/2008 |
00516 - Al Halabi, Kamal Emile |
Senior Executive Function | Withdrawn | 07/07/2010 |
Approved | 20/11/2008 |
Customer Facing Function-Advising on Investments | Withdrawn | 07/07/2010 |
Approved | 20/11/2008 |
00595 - Shanmugam, Vinod Kumar |
Customer Facing Function-Advising on Investments | Withdrawn | 22/09/2011 |
Approved | 08/04/2009 |
00683 - Van Rensburg, Ruan Janse |
Actuarial Function | Withdrawn | 07/07/2022 |
Approved | 11/10/2009 |
00684 - Chettuvetty, Ajay Kumar |
Compliance Oversight Function | Withdrawn | 27/12/2023 |
Approved | 24/05/2022 |
Withdrawn | 16/12/2010 |
Approved | 18/10/2009 |
MLRO Function | Withdrawn | 16/12/2010 |
Approved | 18/10/2009 |
00701 - Ahsan, Syed Irtaza |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 23/11/2009 |
00706 - Herbrich, Dominique Albert Marie Gabriel |
Risk Management Function | Withdrawn | 24/06/2012 |
Approved | 23/11/2009 |
00809 - Fatemian, Seyedeh Delaram |
Customer Facing Function-Insurance Mediation | Withdrawn | 01/08/2013 |
Approved | 19/09/2010 |
00810 - Chemaly, Naoum |
Customer Facing Function-Advising on Investments | Withdrawn | 12/09/2011 |
Approved | 20/09/2010 |
00838 - Attya, Mahdi |
Senior Executive Function | Withdrawn | 01/09/2012 |
Approved | 08/03/2011 |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 01/11/2010 |
00856 - Zafar, Arbab |
Compliance Oversight Function | Withdrawn | 26/04/2015 |
Approved | 16/12/2010 |
MLRO Function | Withdrawn | 26/04/2015 |
Approved | 16/12/2010 |
00883 - Shinde Ramesh Rao, Indra Priya |
Customer Facing Function-Advising on Investments | Withdrawn | 03/10/2011 |
Approved | 06/02/2011 |
01024 - Gopalakrishnan, Balaji |
Customer Facing Function-Insurance Mediation | Withdrawn | 27/02/2014 |
Approved | 25/10/2011 |
01025 - Chatterjee, Amit |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 25/10/2011 |
01026 - Kabeke, Janet Mbiki |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 25/10/2011 |
01027 - Emani, Belqes Faisal Karama |
Customer Facing Function-Insurance Mediation | Withdrawn | 27/02/2014 |
Approved | 25/10/2011 |
01028 - Aichi, Noura |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 25/10/2011 |
01029 - Furtado, Ryna Prescy |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 25/10/2011 |
01052 - Bharadava, Ritesh Babubhai |
Compliance Oversight Function | Withdrawn | 26/11/2021 |
Approved | 07/03/2016 |
MLRO Function | Withdrawn | 26/11/2021 |
Approved | 07/03/2016 |
01057 - Shekharath, Ravindran Kurumala |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 08/02/2012 |
01058 - Gopi, Mousmi Nadh |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 08/02/2012 |
01064 - Gaa, Shirley Recayo |
Customer Facing Function-Insurance Mediation | Withdrawn | 06/03/2014 |
Approved | 20/02/2012 |
01065 - Thiruvengadam, Madhavan |
Customer Facing Function-Insurance Mediation | Withdrawn | 18/05/2014 |
Approved | 20/02/2012 |
01092 - Saade, Elie Youssef |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 25/04/2013 |
01096 - Benmouhoub, Mehdi |
Customer Facing Function-Insurance Mediation | Withdrawn | 06/03/2014 |
Conditionally Approved | 23/04/2012 |
01147 - Mansour, Salim |
Senior Executive Function | Withdrawn | 06/09/2018 |
Approved | 27/08/2012 |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 24/07/2013 |
01148 - Savo, Sandy |
Customer Facing Function-Insurance Mediation | Withdrawn | 01/09/2013 |
Conditionally Approved | 30/08/2012 |
01157 - Hegazy, Ahmed |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 15/06/2014 |
Conditionally Approved | 07/10/2012 |
01232 - Cameron, Andrea |
Customer Facing Function-Insurance Mediation | Withdrawn - Conditional Approval lapsed | 10/04/2014 |
Conditionally Approved | 10/04/2013 |
01233 - Eid, Ramzi |
Senior Executive Function | Withdrawn | 31/05/2021 |
Approved | 11/11/2018 |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 10/04/2013 |
01328 - Clark, Carianne Ellen |
Customer Facing Function-Insurance Mediation | Withdrawn - Conditional Approval lapsed | 16/12/2014 |
Conditionally Approved | 16/12/2013 |
01384 - Badea, Stefania Madalina |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 27/03/2014 |
01436 - Saleem, Rizwan |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 11/11/2014 |
01437 - Benhadda, Saadia |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Conditionally Approved | 11/11/2014 |
01438 - Blando, Sweet Loraine Marabillo |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Conditionally Approved | 11/11/2014 |
01449 - Al Ansari, Aya |
Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
Approved | 29/12/2014 |
01587 - Bell, Nicola |
Executive Governance Function | Withdrawn | 27/10/2024 |
Approved | 06/07/2021 |
Finance Function | Withdrawn | 06/07/2021 |
Approved | 29/05/2017 |
01654 - Jane, Jonathan Austin |
Senior Management Function | Withdrawn | 07/12/2020 |
Approved | 19/09/2018 |
01814 - El Sayed, Mohamed Nidal |
Senior Executive Function | Withdrawn | 07/01/2025 |
Approved | 31/05/2021 |
Senior Management Function | Withdrawn | 31/05/2021 |
Approved | 21/01/2021 |
01860 - Michaelides, Despo |
Executive Governance Function | Withdrawn | 20/10/2022 |
Approved | 14/07/2021 |
02114 - Hamad, Kassem |
Senior Management Function | Withdrawn | 07/01/2025 |
Approved | 15/09/2024 |