| Controlled Function |
Controlled Function Status |
Date Of Status |
| 00159 - Al-Ansari, Nasser Hassen F H |
| Non-Executive Governance Function | Withdrawn | 26/07/2020 |
| Approved | 02/10/2017 |
| 00207 - Al Thani, Fahad Bin Mohamed Bin Jabor |
| Executive Governance Function | Withdrawn | 07/02/2010 |
| Approved | 16/07/2007 |
| 00208 - Jain, Sanjay |
| Finance Function | Withdrawn | 27/01/2008 |
| Approved | 16/07/2007 |
| 00209 - Kumar, Manoj |
| Senior Management Function | Withdrawn | 21/07/2010 |
| Approved | 16/07/2007 |
| 00210 - Latif, Khalid |
| Risk Management Function | Withdrawn | 09/02/2009 |
| Approved | 16/07/2007 |
| 00211 - Mukherjee, Bhaskar |
| Compliance Oversight Function | Withdrawn | 13/08/2024 |
| Approved | 16/07/2007 |
| MLRO Function | Withdrawn | 13/08/2024 |
| Approved | 16/07/2007 |
| 00212 - Seetharaman, Rahavan |
| Senior Executive Function | Withdrawn | 20/02/2021 |
| Approved | 16/07/2007 |
| Executive Governance Function | Withdrawn | 20/02/2021 |
| Approved | 16/07/2007 |
| 00213 - Shivaprakash, Somasundaram |
| Customer Facing Function-Advising on Investments | Withdrawn | 23/11/2010 |
| Approved | 16/07/2007 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 23/11/2010 |
| Approved | 16/07/2007 |
| 00345 - Suzuki, Sadao |
| Non-Executive Governance Function | Withdrawn | 13/05/2012 |
| Approved | 17/12/2007 |
| 00350 - Alexander, Adrian Paul |
| Customer Facing Function-Advising on Investments | Withdrawn | 08/10/2009 |
| Approved | 27/01/2008 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 08/10/2009 |
| Approved | 27/01/2008 |
| 00351 - Brown, Peter James |
| Non-Executive Governance Function | Withdrawn | 13/05/2012 |
| Approved | 27/01/2008 |
| 00352 - Sankar, Tiruchendurai Ramamurthy |
| Finance Function | Withdrawn | 21/04/2011 |
| Approved | 27/01/2008 |
| 00353 - Untermeyer, Charles Graves |
| Non-Executive Governance Function | Withdrawn | 13/05/2012 |
| Approved | 27/01/2008 |
| 00449 - Abdul Gafoor, Khot Asif Yusuf |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 10/08/2008 |
| 00501 - Nair, Pattathil Muraleedharan |
| Customer Facing Function-Advising on Investments | Withdrawn | 17/12/2008 |
| Approved | 19/10/2008 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 17/12/2008 |
| Approved | 19/10/2008 |
| 00548 - Jha, Akhil Kumar |
| Customer Facing Function-Advising on Investments | Withdrawn | 06/10/2011 |
| Approved | 11/12/2008 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 06/10/2011 |
| Approved | 11/12/2008 |
| 00575 - Neilson, Douglas Thomas |
| Risk Management Function | Withdrawn | 14/11/2011 |
| Approved | 09/02/2009 |
| 00729 - El Sayed, Bassam |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 07/02/2010 |
| 00853 - Chidambaram, Shyam Sundar |
| Customer Facing Function-Advising on Investments | Withdrawn | 12/05/2011 |
| Approved | 07/12/2010 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 12/05/2011 |
| Approved | 07/12/2010 |
| 00870 - Weatherley, Clive Richard |
| Senior Management Function | Withdrawn | 30/04/2013 |
| Approved | 13/01/2011 |
| 00939 - Jain, Punit Kumar |
| Finance Function | Withdrawn | 10/02/2022 |
| Approved | 21/04/2011 |
| 00944 - Nair, Maneesh |
| Customer Facing Function-Insurance Mediation | Withdrawn | 31/07/2014 |
| Approved | 12/05/2011 |
| 00987 - Al Wazzan, Sameer Ebrahim Hamad |
| Non-Executive Governance Function | Withdrawn | 07/08/2019 |
| Approved | 17/08/2011 |
| 01061 - Dougan, David |
| Risk Management Function | Withdrawn | 16/02/2015 |
| Approved | 20/02/2012 |
| 01172 - Sumithraarachchi, Dilan Priyadharshana |
| Customer Facing Function-Insurance Mediation | Withdrawn | 30/01/2014 |
| Conditionally Approved | 18/10/2012 |
| 01173 - Surur, Aminu Nuru |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 13/06/2013 |
| Conditionally Approved | 18/10/2012 |
| 01174 - El Ayna, Hadi |
| Customer Facing Function-Insurance Mediation | Withdrawn | 27/03/2014 |
| Conditionally Approved | 18/10/2012 |
| 01182 - Kamal, Mostafa Mohamed Mostafa |
| Customer Facing Function-Insurance Mediation | Withdrawn | 18/10/2014 |
| Conditionally Approved | 02/12/2012 |
| 01183 - Wanigasekera, Rajit Collin Perera |
| Customer Facing Function-Insurance Mediation | Withdrawn | 18/10/2014 |
| Conditionally Approved | 02/12/2012 |
| 01451 - Pennington, Brett Graeme |
| Senior Management Function | Withdrawn | 19/11/2018 |
| Withdrawn | 04/10/2018 |
| Approved | 29/12/2014 |
| 01497 - Al-Mudaries, Haythem |
| Senior Management Function | Withdrawn | 15/10/2015 |
| Approved | 11/08/2015 |
| 01524 - Sharma, Kiran Kumar |
| Senior Management Function | Withdrawn | 06/11/2018 |
| Withdrawn | 04/10/2018 |
| Approved | 21/03/2016 |
| 01543 - Al-Malki, Ali Ibrahim A |
| Non-Executive Governance Function | Withdrawn | 17/02/2019 |
| Approved | 11/08/2016 |
| 01669 - Byrne, Michael |
| Senior Management Function | Withdrawn | 09/02/2020 |
| Approved | 19/12/2018 |
| 01690 - Sikander, Shariq |
| Actuarial Function | Withdrawn | 03/04/2022 |
| Approved | 14/07/2019 |
| 01708 - Ghazwi, Mohammad Abdelhaleem Ahmad |
| Senior Management Function | Withdrawn | 01/08/2021 |
| Approved | 21/08/2019 |
| 01863 - Attari, Bader Omar Sudqi |
| Senior Management Function | Withdrawn | 05/09/2021 |
| Approved | 14/07/2021 |
| 01912 - Akhtar, Syed Tanveer |
| Senior Management Function | Withdrawn | 20/10/2024 |
| Approved | 10/01/2022 |
| 01936 - Ergunes, Erhan |
| Senior Management Function | Withdrawn | 22/06/2023 |
| Approved | 24/05/2022 |
| 01948 - Jain, Madhurr Vinay |
| Finance Function | Withdrawn | 27/10/2024 |
| Approved | 30/06/2022 |
