Home
About Us
The QFC and the QFC Regulatory Authority
QFC Affiliated Organisations
QFC Regulatory Authority Structure
Qatar’s Strategy for Financial Regulation
The Financial Stability and Risk Control Committee
Board Governance
Board of Directors
The Executive Team
Corporate Social Responsibility
Contact Us
Whistleblowing
WHAT WE DO
Regulatory Objectives
Supervision and Authorisation
Our Risk-Based Approach to Regulation
Authorisation
Macroprudential Analysis
Supervision
Investment Management
Anti-Money Laundering/Combating the Financing of Terrorism
AML/CFT Publications
National and International AML/CFT Bodies
Policy
Enforcement
International Co-operation
Multilateral Agreements
Bilateral Agreements
Alternative Investment Fund Management MoUs
Strategic Partnerships
National and International AML/CFT Bodies
Legislation
QFC Regulatory Authority Rules
QFC Regulatory Authority Rules for Business Sectors
AML Law and Legislation
AML/CFT Regulatory Framework
AML/CFT Forms
United Nations Security Council Matters
Suspicious Transaction Reports
HOW TO APPLY
The Application Process
Permitted Activities
Regulated Activities
Non-Regulated Activities
Corporate Governance
Application Tips
Frequently Asked Questions
E-submission
CONSUMER PROTECTION
Investment Considerations
Customer Dispute Resolution Scheme
How to Make Your Complaint
Independent Adjudication
Summary of CDRS Outcomes
CDRS Case Studies
CAREERS
Open Positions
Recruitment
Enriching Careers at the QFC Regulatory Authority
All About Al Masar
Programmes for Professionals
Other Enrichment Programmes
Search
العربية
English
Menu
WHISTLEBLOWER REPORT E-FORM
REPORTER'S CONTACT INFORMATION
(This section may be left blank if the reporter wishes to remain anonymous, however we encourage you to share your contact details so that we may seek further information or provide feedback during the course of review)
Reference No
Name
Designation
Department
QFC Firm
00003 - Arab Jordan Investment Bank (Qatar) LLC
00005 - Credit Suisse (Qatar) LLC
00018 - Barclays Bank PLC
00019 - Morgan Stanley & Co International plc
00024 - AXA Insurance (Gulf) BSC
00027 - Bank Audi LLC
00028 - Alpen Capital Investment Bank (Qatar) LLC
00032 - Deutsche Bank AG Doha (QFC) Branch
00035 - AIG MEA Limited
00036 - American Life Insurance Company ("ALICO")
00043 - Citibank, N.A.
00045 - Al Rayan Investment LLC
00048 - QINVEST LLC
00053 - Goldman Sachs International
00054 - Sharq Insurance LLC
00057 - Nasco Qatar LLC
00066 - Industrial and Commercial Bank of China Limited
00067 - Zurich International Life Limited
00073 - Sumitomo Mitsui Banking Corporation
00075 - Abu Dhabi Commercial Bank
00079 - BLOM Bank Qatar LLC
00081 - Samba Financial Group
00085 - Marsh Qatar LLC
00086 - Aon Qatar LLC
00087 - UBS AG
00091 - Qatar First Bank LLC
00096 - QNB Capital LLC
00098 - First Abu Dhabi Bank - QFC Branch
00099 - Nexus Financial Services WLL
00103 - MUFG Bank, Ltd.
00106 - Nomura International plc, Qatar Financial Centre Branch
00109 - International Financial Services (Qatar) LLC
00110 - MedGulf Takaful - QFC Branch
00112 - T'azur Company b.s.c. ( c ) - QFC Branch
00113 - Guardian Wealth Management Qatar LLC (In Liquidation)
00114 - SEIB Insurance and Reinsurance Company LLC
00115 - Chedid and Associates Qatar LLC
00116 - Rothschild & Co Doha LLC
00128 - JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch
00131 - Takaful International Company - QFC Branch
00141 - Q Life & Medical Insurance Company LLC
00143 - Abu Dhabi Islamic Bank - Qatar Financial Centre Branch
00145 - Amwal LLC
00162 - Lifecare International (Qatar) LLC
00166 - Zurich Insurance Company Ltd. QFC Branch
00173 - Aventicum Capital Management (Qatar) LLC
00193 - AWP Health & Life S.A.
00212 - Bank J. Safra Sarasin (QFC) LLC
00219 - Investcorp Investments LLC
00258 - Merrill Lynch International - QFC Branch
00301 - Intesa Sanpaolo S.p.A. - QFC Branch
00408 - Bank of China Limited Qatar Financial Centre Branch
00622 - CQUR Bank LLC
00676 - Epicure Investment Management LLC
00744 - Sanguine Investment Managers LLC
00838 - Al Awael Captive Insurance Co. LLC
00935 - Credit Agricole CIB - QFC Branch
Contact Number
Email Address
SUBJECT INFORMATION
(The person or persons against whom you are making allegations)
Name
Designation
Department*
QFC Firm*
00003 - Arab Jordan Investment Bank (Qatar) LLC
00005 - Credit Suisse (Qatar) LLC
00018 - Barclays Bank PLC
00019 - Morgan Stanley & Co International plc
00024 - AXA Insurance (Gulf) BSC
00027 - Bank Audi LLC
00028 - Alpen Capital Investment Bank (Qatar) LLC
00032 - Deutsche Bank AG Doha (QFC) Branch
00035 - AIG MEA Limited
00036 - American Life Insurance Company ("ALICO")
00043 - Citibank, N.A.
00045 - Al Rayan Investment LLC
00048 - QINVEST LLC
00053 - Goldman Sachs International
00054 - Sharq Insurance LLC
00057 - Nasco Qatar LLC
00066 - Industrial and Commercial Bank of China Limited
00067 - Zurich International Life Limited
00073 - Sumitomo Mitsui Banking Corporation
00075 - Abu Dhabi Commercial Bank
00079 - BLOM Bank Qatar LLC
00081 - Samba Financial Group
00085 - Marsh Qatar LLC
00086 - Aon Qatar LLC
00087 - UBS AG
00091 - Qatar First Bank LLC
00096 - QNB Capital LLC
00098 - First Abu Dhabi Bank - QFC Branch
00099 - Nexus Financial Services WLL
00103 - MUFG Bank, Ltd.
00106 - Nomura International plc, Qatar Financial Centre Branch
00109 - International Financial Services (Qatar) LLC
00110 - MedGulf Takaful - QFC Branch
00112 - T'azur Company b.s.c. ( c ) - QFC Branch
00113 - Guardian Wealth Management Qatar LLC (In Liquidation)
00114 - SEIB Insurance and Reinsurance Company LLC
00115 - Chedid and Associates Qatar LLC
00116 - Rothschild & Co Doha LLC
00128 - JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch
00131 - Takaful International Company - QFC Branch
00141 - Q Life & Medical Insurance Company LLC
00143 - Abu Dhabi Islamic Bank - Qatar Financial Centre Branch
00145 - Amwal LLC
00162 - Lifecare International (Qatar) LLC
00166 - Zurich Insurance Company Ltd. QFC Branch
00173 - Aventicum Capital Management (Qatar) LLC
00193 - AWP Health & Life S.A.
00212 - Bank J. Safra Sarasin (QFC) LLC
00219 - Investcorp Investments LLC
00258 - Merrill Lynch International - QFC Branch
00301 - Intesa Sanpaolo S.p.A. - QFC Branch
00408 - Bank of China Limited Qatar Financial Centre Branch
00622 - CQUR Bank LLC
00676 - Epicure Investment Management LLC
00744 - Sanguine Investment Managers LLC
00838 - Al Awael Captive Insurance Co. LLC
00935 - Credit Agricole CIB - QFC Branch
Contact Number
Email Address
WITNESS INFORMATION
Information on any other person or persons who also witnessed or has information relating to the disclosed reported misconduct
Name
Designation
Department
QFC Firm
00003 - Arab Jordan Investment Bank (Qatar) LLC
00005 - Credit Suisse (Qatar) LLC
00018 - Barclays Bank PLC
00019 - Morgan Stanley & Co International plc
00024 - AXA Insurance (Gulf) BSC
00027 - Bank Audi LLC
00028 - Alpen Capital Investment Bank (Qatar) LLC
00032 - Deutsche Bank AG Doha (QFC) Branch
00035 - AIG MEA Limited
00036 - American Life Insurance Company ("ALICO")
00043 - Citibank, N.A.
00045 - Al Rayan Investment LLC
00048 - QINVEST LLC
00053 - Goldman Sachs International
00054 - Sharq Insurance LLC
00057 - Nasco Qatar LLC
00066 - Industrial and Commercial Bank of China Limited
00067 - Zurich International Life Limited
00073 - Sumitomo Mitsui Banking Corporation
00075 - Abu Dhabi Commercial Bank
00079 - BLOM Bank Qatar LLC
00081 - Samba Financial Group
00085 - Marsh Qatar LLC
00086 - Aon Qatar LLC
00087 - UBS AG
00091 - Qatar First Bank LLC
00096 - QNB Capital LLC
00098 - First Abu Dhabi Bank - QFC Branch
00099 - Nexus Financial Services WLL
00103 - MUFG Bank, Ltd.
00106 - Nomura International plc, Qatar Financial Centre Branch
00109 - International Financial Services (Qatar) LLC
00110 - MedGulf Takaful - QFC Branch
00112 - T'azur Company b.s.c. ( c ) - QFC Branch
00113 - Guardian Wealth Management Qatar LLC (In Liquidation)
00114 - SEIB Insurance and Reinsurance Company LLC
00115 - Chedid and Associates Qatar LLC
00116 - Rothschild & Co Doha LLC
00128 - JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch
00131 - Takaful International Company - QFC Branch
00141 - Q Life & Medical Insurance Company LLC
00143 - Abu Dhabi Islamic Bank - Qatar Financial Centre Branch
00145 - Amwal LLC
00162 - Lifecare International (Qatar) LLC
00166 - Zurich Insurance Company Ltd. QFC Branch
00173 - Aventicum Capital Management (Qatar) LLC
00193 - AWP Health & Life S.A.
00212 - Bank J. Safra Sarasin (QFC) LLC
00219 - Investcorp Investments LLC
00258 - Merrill Lynch International - QFC Branch
00301 - Intesa Sanpaolo S.p.A. - QFC Branch
00408 - Bank of China Limited Qatar Financial Centre Branch
00622 - CQUR Bank LLC
00676 - Epicure Investment Management LLC
00744 - Sanguine Investment Managers LLC
00838 - Al Awael Captive Insurance Co. LLC
00935 - Credit Agricole CIB - QFC Branch
Contact Number
Email Address
COMPLAINT
Briefly describe the misconduct/improper activity and how you know about it. Specify what, who, when, where and how. If there is more than one allegation, number each allegation.
1. What firm is the allegation against? *
(Please provide the name of the firm for which the named individual worked at the time of the alleged misconduct) *
2. What misconduct/improper activity occurred? *
A criminal offence / جريمة مالية
A breach of Law, Regulations, Rules, requirements / مخالفة القانون، الأنظمة، القواعد، الشروط
The endangering of health and safety / تعريض الصحة والسلامة للخطر
Breach of firm’s policies and procedures / الإخلال بسياسات وإجراءات الشركة
A deliberate concealment of any the above / الإخفاء المتعمد لأي من المخالفات أعلاه
3. Who committed the misconduct/improper activity? *
4. When did it happen and when did you notice it? *
5. Where did it happen?*
6. How was the misconduct/improper activity able to occur? Were there controls in place to prevent the activity?
(If there were controls in place, how were they circumvented?)
7. Do you have any documents or evidence that support your report or explain it in more detail which you would be able to provide us?
8. Have you reported this misconduct to your employer/QFC firm? YES or NO
Yes
No
9. If the matter has been reported previously, please confirm when the report was made, to whom it was made, whether it was made in writing and what actions, if any, have been taken?
10. Are there any other parties involved in the alleged misconduct? If so, please provide their names and positions.
11. Let us know if we should be aware of any circumstances during the course of the inquiry. For example, if a certain individual is conflicted and should not be assisting in the inquiry.
12. Any other comments?
Attachments
❌
Declaration
I hereby declare that all information provided herein is true to the best of my knowledge and that all documents provided with this report are true and
accurate copies of the originals.
I understand that the QFC Regulatory Authority will use the information provided in this report to investigate the matters disclosed in the report in
accordance with the applicable rules, policies and procedures.
By pressing the “Submit” button below, I consent to the processing by the QFC Regulatory Authority of my personal data set out in this report.
Scroll to top
Skip to content
Open toolbar
Accessibility Tools
Increase Text
Decrease Text
Grayscale
High Contrast
Negative Contrast
Light Background
Links Underline
Readable Font
Reset