| Controlled Function |
Controlled Function Status |
Date Of Status |
| 00423 - Ali, Mohammad Ashraf Barket |
| Finance Function | Withdrawn | 10/03/2010 |
| Approved | 30/06/2008 |
| 00424 - Buchanan, Duncan Roderick |
| Senior Executive Function | Withdrawn | 26/05/2011 |
| Approved | 30/06/2008 |
| Customer Facing Function-Advising on Investments | Withdrawn | 26/05/2011 |
| Approved | 30/06/2008 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 26/05/2011 |
| Approved | 30/06/2008 |
| 00425 - Erickson, Ruth Gregory |
| Compliance Oversight Function | Withdrawn | 24/01/2010 |
| Approved | 30/06/2008 |
| 00426 - Makhoul, Robert Michael |
| Executive Governance Function | Withdrawn | 18/12/2019 |
| Approved | 30/06/2008 |
| 00427 - Merry Del Val Gracie, Rafel Carlos |
| Executive Governance Function | Withdrawn | 27/12/2010 |
| Approved | 30/06/2008 |
| 00428 - Mooney, Donald Anthony |
| MLRO Function | Withdrawn | 24/01/2010 |
| Approved | 30/06/2008 |
| 00456 - Wood, Philip Nigel Stanley |
| Customer Facing Function-Insurance Mediation | Withdrawn | 06/09/2012 |
| Approved | 25/08/2008 |
| 00486 - Stefanowski, John Michael |
| Customer Facing Function-Advising on Investments | Withdrawn | 03/01/2012 |
| Approved | 07/10/2010 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 03/01/2012 |
| Approved | 07/10/2010 |
| 00595 - Shanmugam, Vinod Kumar |
| Senior Executive Function | Withdrawn | 01/04/2023 |
| Approved | 23/10/2017 |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 17/11/2011 |
| 00601 - Harvard-Walls, Jago |
| Customer Facing Function-Advising on Investments | Withdrawn | 25/08/2011 |
| Approved | 06/10/2010 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 25/08/2011 |
| Approved | 06/10/2010 |
| 00602 - Kannian Govindarajan, Shampathkumar |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 07/10/2010 |
| 00638 - Brown, Gavin Farley |
| Customer Facing Function-Insurance Mediation | Withdrawn | 10/03/2013 |
| Approved | 07/10/2010 |
| 00722 - Palmer, Antonia |
| Compliance Oversight Function | Withdrawn | 16/12/2013 |
| Approved | 03/01/2010 |
| MLRO Function | Withdrawn | 16/12/2013 |
| Approved | 03/01/2010 |
| 00748 - Prasad, Shiva |
| Executive Governance Function | Withdrawn | 31/10/2017 |
| Approved | 08/08/2011 |
| Finance Function | Withdrawn | 31/10/2017 |
| Approved | 28/03/2010 |
| 00751 - Zaidi, Syed Muhammed Reza |
| Compliance Oversight Function | Withdrawn | 28/11/2018 |
| Approved | 07/01/2014 |
| MLRO Function | Withdrawn | 28/11/2018 |
| Approved | 07/01/2014 |
| 00860 - Mathieson, Andrew Neil |
| Customer Facing Function-Insurance Mediation | Withdrawn | 06/06/2013 |
| Approved | 27/12/2010 |
| 00882 - Govinda Rajan, Magesh Kumar |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 16/12/2013 |
| 00953 - Aniyil, Prasad |
| Senior Executive Function | Withdrawn | 23/10/2017 |
| Approved | 26/05/2011 |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 26/05/2011 |
| 00960 - Haikal, Farah Waleed Ghalb |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 15/06/2011 |
| 00968 - Solomon, Antony Franclin Rajesh |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 13/07/2011 |
| 00983 - Manachery, Paul |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 08/08/2011 |
| 00996 - Kagalwala, Hassan Saifuddin |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 12/09/2011 |
| 01395 - Iyengar, Rishi Srinivas |
| Customer Facing Function-Insurance Mediation | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 29/04/2014 |
| 01507 - Lundin, Stephen Alexander |
| Executive Governance Function | Withdrawn | 30/04/2018 |
| Approved | 11/10/2015 |
| 01665 - Anwar, Muhammad Adeel |
| Compliance Oversight Function | Withdrawn | 02/06/2024 |
| Approved | 28/11/2018 |
| MLRO Function | Withdrawn | 02/06/2024 |
| Approved | 28/11/2018 |
| 01761 - Towneley, Peregrine Henry |
| Executive Governance Function | Approved | 17/05/2020 |
| Withdrawn | 17/05/2020 |
| 01800 - Adamantiadis, Christos |
| Executive Governance Function | Withdrawn | 11/09/2023 |
| Approved | 15/12/2020 |
