Approved Individuals
No current approved individuals
History
| Controlled Function | Controlled Function Status | Date Of Status |
|---|---|---|
| 00135 - Shah, Nimesh Vipinbabu | ||
| Senior Executive Function | Withdrawn | 03/09/2007 |
| Approved | 21/03/2007 | |
| 00136 - Mahajan, Meenal Sachdeva | ||
| Senior Executive Function | Withdrawn | 16/06/2009 |
| Approved | 03/09/2007 | |
| Senior Management Function | Withdrawn | 03/09/2007 |
| Approved | 21/03/2007 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 16/06/2009 |
| Approved | 21/03/2007 | |
| 00137 - Dhingra, Gaurav | ||
| Finance Function | Withdrawn | 24/09/2008 |
| Approved | 21/03/2007 | |
| 00138 - Jain, Dilip | ||
| Compliance Oversight Function | Withdrawn | 24/07/2007 |
| Approved | 21/03/2007 | |
| MLRO Function | Withdrawn | 24/07/2007 |
| Approved | 21/03/2007 | |
| 00139 - Thareja, Gaurav | ||
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 19/01/2009 |
| Approved | 21/03/2007 | |
| 00140 - Kedia, Deepak Gopal | ||
| Customer Facing Function-Advising on Investments | Withdrawn | 11/09/2007 |
| Approved | 21/03/2007 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 11/09/2007 |
| Approved | 21/03/2007 | |
| 00214 - Agarwal, Ritesh | ||
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 20/11/2008 |
| Approved | 24/07/2007 | |
| 00215 - Bhat, Ashok Anant | ||
| Compliance Oversight Function | Withdrawn | 06/02/2011 |
| Approved | 24/07/2007 | |
| MLRO Function | Withdrawn | 06/02/2011 |
| Approved | 10/01/2008 | |
| 00216 - Singh, Harpreet | ||
| MLRO Function | Withdrawn | 10/01/2008 |
| Approved | 24/07/2007 | |
| 00229 - Bharadwaj, Suraj | ||
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 15/01/2008 |
| Approved | 03/09/2007 | |
| 00230 - Mehra, Chetan | ||
| Senior Management Function | Withdrawn | 22/01/2009 |
| Approved | 03/09/2007 | |
| 00231 - Vajpayee, Shardindu | ||
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 19/10/2008 |
| Approved | 03/09/2007 | |
| 00439 - Kapur, Rajesh Suresh | ||
| Senior Executive Function | Withdrawn | 24/01/2010 |
| Approved | 16/06/2009 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 24/01/2010 |
| Approved | 22/07/2008 | |
| 00491 - Bajpai, Rahul Kumar | ||
| Finance Function | Withdrawn | 30/09/2014 |
| Approved | 23/09/2008 | |
| 00578 - Ganjoo, Pankaj | ||
| Senior Management Function | Withdrawn | 30/08/2012 |
| Approved | 25/02/2009 | |
| 00579 - Mishra, Sandeep | ||
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 23/11/2010 |
| Approved | 05/03/2009 | |
| 00636 - Mehrotra, Anand Gopal | ||
| Senior Management Function | Withdrawn | 31/08/2010 |
| Approved | 08/07/2009 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 31/08/2010 |
| Approved | 08/07/2009 | |
| 00728 - Joshi, Charudutta | ||
| Senior Executive Function | Withdrawn | 11/06/2012 |
| Approved | 24/01/2010 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 11/06/2012 |
| Approved | 24/01/2010 | |
| 00734 - Malhotra, Sumit | ||
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 15/04/2012 |
| Approved | 15/02/2010 | |
| 00885 - Dhoot, Amit | ||
| Compliance Oversight Function | Withdrawn | 29/02/2012 |
| Approved | 06/02/2011 | |
| MLRO Function | Withdrawn | 29/02/2012 |
| Approved | 06/02/2011 | |
| 00886 - Tirumala, Gopi Dharmapuri | ||
| Compliance Oversight Function | Withdrawn | 01/05/2014 |
| Approved | 13/09/2012 | |
| MLRO Function | Withdrawn | 01/05/2014 |
| Approved | 13/09/2012 | |
| 01053 - Haryani, Jatin | ||
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 28/12/2014 |
| Approved | 01/02/2012 | |
| 01137 - Durbha, Vinod Kumar | ||
| Senior Executive Function | Withdrawn | 07/09/2016 |
| Approved | 06/08/2012 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 06/08/2012 | |
| 01158 - Sharma, Vikash | ||
| Senior Management Function | Withdrawn | 17/12/2018 |
| Approved | 07/10/2012 | |
| 01382 - Ponkshe, Jeetendra Madhukar | ||
| Internal Audit Function | Withdrawn | 31/08/2015 |
| Approved | 27/03/2014 | |
| 01387 - Uramandith, Pavan Kumar | ||
| Risk Management Function | Withdrawn | 04/01/2017 |
| Approved | 31/03/2014 | |
| 01409 - Kumar, Pankaj | ||
| Compliance Oversight Function | Withdrawn | 10/08/2018 |
| Approved | 18/06/2014 | |
| MLRO Function | Withdrawn | 10/08/2018 |
| Approved | 18/06/2014 | |
| 01431 - Kumar, Shrawan | ||
| Finance Function | Withdrawn | 17/12/2018 |
| Approved | 20/10/2014 | |
| 01499 - Shankaramani, Venkatesh Narayan | ||
| Internal Audit Function | Withdrawn | 17/12/2018 |
| Approved | 16/08/2015 | |
| 01544 - Kalaiah, Avinash | ||
| Senior Executive Function | Withdrawn | 17/12/2018 |
| Approved | 06/09/2016 | |
| 01574 - Thakkar, Chirag | ||
| Risk Management Function | Withdrawn | 17/12/2018 |
| Approved | 09/01/2017 | |
| 01657 - Jacques, Conrad Ave Maria | ||
| MLRO Function | Withdrawn | 17/12/2018 |
| Approved | 29/10/2018 | |
| 01658 - Dsouza, Vinaya Edward | ||
| Compliance Oversight Function | Withdrawn | 17/12/2018 |
| Approved | 29/10/2018 | |
