Approved Individuals
No current approved individuals
History
| Controlled Function | Controlled Function Status | Date Of Status |
|---|---|---|
| 00094 - Kurmann, Johann | ||
| Non-Executive Governance Function | Withdrawn | 28/12/2014 |
| Approved | 17/02/2008 | |
| 00096 - Santoshkumar, Pushpa | ||
| Finance Function | Withdrawn | 15/08/2010 |
| Approved | 17/02/2008 | |
| 00097 - Walia, Rohit | ||
| Executive Governance Function | Withdrawn | 12/09/2013 |
| Approved | 17/02/2008 | |
| Non-Executive Governance Function | Withdrawn | 28/12/2014 |
| Approved | 12/09/2013 | |
| Customer Facing Function-Advising on Investments | Withdrawn | 12/09/2013 |
| Approved | 17/02/2008 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 12/09/2013 |
| Approved | 17/02/2008 | |
| 00136 - Mahajan, Meenal Sachdeva | ||
| Senior Executive Function | Withdrawn | 28/12/2014 |
| Approved | 12/09/2013 | |
| Customer Facing Function-Advising on Investments | Withdrawn | 28/12/2014 |
| Approved | 08/07/2009 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 28/12/2014 |
| Approved | 08/07/2009 | |
| 00264 - Lakshmanan, Tirunellai Mahadevan | ||
| Finance Function | Withdrawn | 01/11/2010 |
| Approved | 17/08/2010 | |
| Senior Management Function | Withdrawn | 30/09/2013 |
| Approved | 17/02/2008 | |
| 00359 - Goetz, Fidelis Maria | ||
| Non-Executive Governance Function | Withdrawn | 08/07/2013 |
| Approved | 17/02/2008 | |
| 00360 - Krueger, Gerhard Dieter | ||
| Compliance Oversight Function | Withdrawn | 26/05/2008 |
| Approved | 17/02/2008 | |
| MLRO Function | Withdrawn | 26/05/2008 |
| Approved | 17/02/2008 | |
| 00361 - Nair, Sharad | ||
| Senior Executive Function | Withdrawn | 05/07/2009 |
| Approved | 17/02/2008 | |
| Customer Facing Function-Advising on Investments | Withdrawn | 05/07/2009 |
| Approved | 17/02/2008 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 05/07/2009 |
| Approved | 17/02/2008 | |
| 00362 - Sarasin, Eric Gerard | ||
| Non-Executive Governance Function | Withdrawn | 08/07/2013 |
| Approved | 17/02/2008 | |
| 00363 - Spohr, Tilmann Friedrich Willi | ||
| Non-Executive Governance Function | Withdrawn | 10/08/2008 |
| Approved | 17/02/2008 | |
| 00366 - Allana Mohammed Salim, Mohammed Yahya | ||
| Compliance Oversight Function | Withdrawn | 27/12/2010 |
| Approved | 26/05/2008 | |
| MLRO Function | Withdrawn | 27/12/2010 |
| Approved | 26/05/2008 | |
| 00383 - Dragomer, Pierre Andre | ||
| Customer Facing Function-Advising on Investments | Withdrawn | 31/03/2009 |
| Approved | 13/03/2008 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 31/03/2009 |
| Approved | 13/03/2008 | |
| 00384 - Talib, Waleed Fuad | ||
| Customer Facing Function-Advising on Investments | Withdrawn | 21/10/2008 |
| Approved | 13/03/2008 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 21/10/2008 |
| Approved | 13/03/2008 | |
| 00630 - Salhi, Sulaiman Yousuf | ||
| Senior Executive Function | Withdrawn | 20/07/2013 |
| Approved | 05/07/2009 | |
| Customer Facing Function-Advising on Investments | Withdrawn | 20/07/2013 |
| Approved | 05/07/2009 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 20/07/2013 |
| Approved | 05/07/2009 | |
| 00633 - Badawi, Rasha Ahmad | ||
| Customer Facing Function-Advising on Investments | Withdrawn | 26/05/2011 |
| Approved | 08/07/2009 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 26/05/2011 |
| Approved | 08/07/2009 | |
| 00682 - Gultiano, Venus Medel | ||
| Compliance Oversight Function | Withdrawn | 16/08/2013 |
| Approved | 27/12/2010 | |
| MLRO Function | Withdrawn | 16/08/2013 |
| Approved | 27/12/2010 | |
| 00833 - Limaye, Prabhakar Vasanth | ||
| Finance Function | Withdrawn | 11/12/2014 |
| Approved | 01/11/2010 | |
| 01045 - Pethe, Shreyas Sudhir | ||
| Customer Facing Function-Advising on Investments | Withdrawn | 28/12/2014 |
| Approved | 28/11/2011 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 28/12/2014 |
| Approved | 28/11/2011 | |
| 01098 - Muriya, Zubin Nitin | ||
| Compliance Oversight Function | Withdrawn | 28/12/2014 |
| Approved | 15/01/2014 | |
| MLRO Function | Withdrawn | 28/12/2014 |
| Approved | 15/01/2014 | |
| 01264 - Astruc, Stephane Emile | ||
| Non-Executive Governance Function | Withdrawn | 28/12/2014 |
| Approved | 12/06/2013 | |
| 01265 - Sassoon, Elie Vivien | ||
| Non-Executive Governance Function | Withdrawn | 28/12/2014 |
| Approved | 12/06/2013 | |
| 01266 - Fischer, Peter Christian Anton | ||
| Non-Executive Governance Function | Withdrawn | 28/12/2014 |
| Approved | 12/06/2013 | |
| 01296 - Philip, Polachirakal Ninan Rajiv | ||
| Compliance Oversight Function | Withdrawn | 15/01/2014 |
| Approved | 12/09/2013 | |
| MLRO Function | Withdrawn | 15/01/2014 |
| Approved | 12/09/2013 | |
| 01308 - Carton, Edmond Paul Charles Noel Antoine | ||
| Senior Management Function | Withdrawn | 28/12/2014 |
| Approved | 08/10/2013 | |
| Customer Facing Function-Advising on Investments | Withdrawn | 28/12/2014 |
| Approved | 08/10/2013 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 28/12/2014 |
| Approved | 08/10/2013 | |
