Individual History
Allana Mohammed Salim, Mohammed Yahya
History
| Controlled Function | Controlled Function Status | Date Of Status |
|---|---|---|
| 00028 - Alpen Capital Investment Bank (Qatar) LLC | ||
| Compliance Oversight Function | Withdrawn | 27/12/2010 |
| Approved | 25/02/2008 | |
| MLRO Function | Withdrawn | 27/12/2010 |
| Approved | 25/02/2008 | |
| 00072 - Bank Sarasin-Alpen (Qatar) LLC | ||
| Compliance Oversight Function | Withdrawn | 27/12/2010 |
| Approved | 26/05/2008 | |
| MLRO Function | Withdrawn | 27/12/2010 |
| Approved | 26/05/2008 | |
| 00109 - Prime Financial Solutions LLC | ||
| Compliance Oversight Function | Withdrawn - termination by the authorised firm due to alleged gross misconduct | 12/09/2019 |
| Withdrawn | 27/06/2019 | |
| Approved | 02/11/2017 | |
| MLRO Function | Withdrawn - termination by the authorised firm due to alleged gross misconduct | 12/09/2019 |
| Withdrawn | 27/06/2019 | |
| Approved | 02/11/2017 | |
