APPROVED INDIVIDUALS – ENFORCEMENT & DISCIPLINARY ACTIONS
Search Approved Individuals



Firm Name QFC Number Name of Individual AI Number
Al Mal Bank LLC00100Abdel Kareem, Seifeldin Elsammani (Prohibited) 00412
Guardian Wealth Management Qatar LLC (In Liquidation)00113Borkhataria Martin, Seema 01288
Al Mal Bank LLC00100Chaudhry, Kashif Mehmood 00539
The Royal Bank of Scotland plc00046Deane, Helen Rebecca (Prohibited) 01145
Guardian Wealth Management Qatar LLC (In Liquidation)00113Hasberry, John Edward 00687
Guardian Wealth Management Qatar LLC (In Liquidation)00113Howell, David Robert 00688
First Abu Dhabi Bank - QFC Branch00098James, Prabha (Prohibited) 01655
Guardian Wealth Management Qatar LLC (In Liquidation)00113Jones, Vincent 00690
Guardian Wealth Management Qatar LLC (In Liquidation)00113Nalepa, James Nicholas 01440
JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch 00128Noujaim, Karim Paul (Prohibited) 00867
Al Mal Bank LLC00100Omara, Nazim Elzein Abbas 00544
Prime Financial Solutions LLC00109Perera, Nigel Thomas Howard (Prohibited) 00950
Prime Financial Solutions LLC00109Recardo, Mark Philip (Prohibited) 00639
Guardian Wealth Management Qatar LLC (In Liquidation)00113Russell, David Gibb 00720
Guardian Wealth Management Qatar LLC (In Liquidation)00113Vickery, Aaron James 01498

public-registers

AUTHORISED FIRMS – ENFORCEMENT & DISCIPLINARY ACTIONS DNFBP FIRMS/ RELATED INDIVIDUALS
Skip to content