Individual Name (Last, First Name) |
AI Number |
Aaraj, Jean Pierre Georges Naaman | 00951 | Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20110526,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Abbas, Bassam Ahmad | 01827 | Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20210303,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended####20210422,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20210504,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20210525, |
Abbas, Farrukh | 01283 | Amwal LLC##00145##Non-Executive Governance Function##Approved####20130716,Amwal LLC##00145##Non-Executive Governance Function##Withdrawn####20181126, |
Abbas, Mohamed Ali Saleh | 00183 | TAIB Bank Qatar LLC##00049##Senior Executive Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Senior Executive Function##Withdrawn####20100328,TAIB Bank Qatar LLC##00049##Executive Governance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Executive Governance Function##Withdrawn####20100328, |
Abboud, Makram Nabil | 01694 | CQUR Bank LLC##00622##Executive Governance Function##Approved####20190716,CQUR Bank LLC##00622##Executive Governance Function##Withdrawn####20200105,CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20221207##, |
Abboud, Remy | 01707 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20200927,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20200927,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20190821,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20200409,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20190821,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20200409,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20200420,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20200927,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20200420,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20200510, |
Abdali Bader, Masood Abdulhameed | 01510 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20151102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20170102, |
Abdalla, Moath Ahmad Mustafa | 01468 | Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20160424,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20160918,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20160424,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20160918,Lesha Bank LLC (Public)##00091##Internal Audit Function##Approved####20150212,Lesha Bank LLC (Public)##00091##Internal Audit Function##Withdrawn####20160424, |
Abdallah, Mohammad Ahmad | 00307 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017, |
Abdel Kareem, Seifeldin Elsammani (Prohibited) | 00412 | QINVEST LLC##00048##Finance Function##Approved####20080604,QINVEST LLC##00048##Finance Function##Withdrawn####20090812,Al Mal Bank LLC##00100##Finance Function##Approved####20090812,Al Mal Bank LLC##00100##Finance Function##Withdrawn####20100328, |
Abdel Rahman, Ahmed Samir Amin Mohamed | 01255 | EMIRATES NBD PJSC##00026##Senior Executive Function##Approved####20140507,EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn####20150325,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20130603,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20130603,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Abdel-Halim, Mohamed Esmat | 00334 | EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn####20140424,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140424, |
Abdelaziz, Zakaria | 00877 | Concordia Capital LLC##00129##Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Executive Governance Function##Withdrawn####20120507,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Approved####20110113,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn####20120507,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Approved####20110113,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120507, |
Abdeljaber, Ramzi Tayseer Mohammad | 01487 | Investcorp Investments LLC##00219##Senior Executive Function##Approved####20150617,Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn####20160405,Investcorp Investments LLC##00219##Senior Executive Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn####20240923,Investcorp Investments LLC##00219##Executive Governance Function##Approved####20150617,Investcorp Investments LLC##00219##Executive Governance Function##Withdrawn####20160405,Investcorp Investments LLC##00219##Executive Governance Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Executive Governance Function##Withdrawn####20240923,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20160405,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20230920, |
Abdo, Hani | 01381 | Amwal LLC##00145##Executive Governance Function##Approved##20140319##, |
Abdul Gafoor, Khot Asif Yusuf | 00449 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Approved####20080810,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Abdul Khader, Habeeb | 00975 | Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Abdulaal, Nabeel Saleh Ali Ebrahim | 01214 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20130127,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20130127,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Abdulla, Aaleya Mohamed Ghuloom | 01667 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20181211,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20210406,MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20240715##, |
Abdulla, Ali Hussain Ismail Hassan | 00995 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved####20110912,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn####20130311,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved####20110912,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn####20130311,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20110922,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20130311,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20110922,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20130311, |
Abdulla, Hussain Gholoum F M | 01406 | QINVEST LLC##00048##Senior Executive Function##Approved####20210714,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20240715,QINVEST LLC##00048##Senior Management Function##Withdrawn####20210701,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140610,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140610,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved####20210411, |
Abdullah, Maytham Mahmoud Haji Haider | 00108 | United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Approved####20070206,United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Withdrawn####20091018, |
Abdulrahman, Eyad Mohamed Abdulla | 01285 | Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20130724,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20141111,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20130724,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141111, |
AbdulSalam, Tariq Mohammed | 00024 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018, |
Abela, Jonathan Joe Emmanuel | 00854 | Aon Qatar LLC##00086##Senior Management Function##Approved####20101212,Aon Qatar LLC##00086##Senior Management Function##Withdrawn####20180610,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20101212,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Abeynayake, Anil | 00941 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20111025,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111025, |
Abi Fadel, Toufic | 02057 | QINVEST LLC##00048##Senior Management Function##Approved##20231031##, |
Abi Samra, Wilson Gabriel | 00222 | Nasco Qatar LLC##00057##Finance Function##Approved####20070808,Nasco Qatar LLC##00057##Finance Function##Withdrawn####20090726, |
Abo Zeid, Reda Ahmed Moustafa | 00562 | EFG-Hermes Qatar LLC##00069##Finance Function##Approved####20090104,EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn####20130914, |
Aboobucker, Mohamed Abdullah Mohamed | 01967 | Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Approved##20220911##, |
Abou El Nasr, Kamal | 00387 | BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Withdrawn####20080901,BLOM Bank Qatar LLC##00079##MLRO Function##Approved####20080407,BLOM Bank Qatar LLC##00079##MLRO Function##Withdrawn####20080901, |
Abou Jaoude, Roula | 01934 | Bank Audi LLC##00027##Finance Function##Approved####20220418,Bank Audi LLC##00027##Finance Function##Withdrawn####20230620, |
Abou Khalil, Antoine Gergi | 00275 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100218, |
Abou Khalil, Julien | 00365 | Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Approved####20080221,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Approved####20080221,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328, |
Abouelseoud, Gamal Hassan Hassan Ahmed | 01858 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved##20210706##, |
Abousaleh, Ali | 01307 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20130923,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20130923,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Abousleiman, Elias | 01846 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##, |
Abraham, Deepak George | 01600 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved####20170720,Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn####20220307,Merrill Lynch International - QFC Branch##00258##Executive Governance Function##Approved####20210905,Merrill Lynch International - QFC Branch##00258##Executive Governance Function##Withdrawn####20220307, |
Abu Alnadi, Rani Adnan | 00008 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Withdrawn####20070409,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn####20070409, |
Abu Alrub, Mahmoud | 00009 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn####20160502, |
Abu Nameh, Abed Al Khaleq M A | 01583 | Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved####20170501,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Withdrawn####20230928,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved####20170501,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Withdrawn####20230928, |
Abu Neel, Nour A M | 01153 | Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20120913,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Abu Shakra, Ashraf Abdullah Areef | 01083 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20120326,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20120326,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121009, |
Abu Sitta, Ezzalden Majed Abdullah | 01830 | Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved####20210310,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn####20240528,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved####20210310,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn####20240528,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20210408,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20240528,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20210408,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20240528, |
Abu-Khalaf, Mohamad Mahmoud Musa | 01817 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20210208##, |
Abu-Shaar, Faisal Saleem Naim | 01966 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved####20220831,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Withdrawn####20230524, |
Abuhamdieh, Arwa Zakaria Ahmad | 01772 | Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20200810,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20210702,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20200810,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20210702, |
Abuhijleh, Fadi Abdelghani Adel | 00066 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20070701, |
AbuInnab, Omar Faisal | 01644 | Goldman Sachs International##00053##Senior Executive Function##Approved####20180722,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20190827, |
Abumughli, Ala Azmi Masoud | 00753 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Approved####20100418,Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn####20160116, |
Achkar, Habib Pierre | 00727 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20100114,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20100622,Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20100114,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20100114,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20100114,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130619, |
Adamantiadis, Christos | 01800 | Marsh Qatar LLC##00085##Executive Governance Function##Approved####20201215,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20230911, |
Adhami, Bilal | 00673 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn####20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Approved####20091021,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn####20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Approved####20091021,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111101, |
Adiga, Prakash Beloor | 00933 | State Bank of India - QFC Branch##00137##Finance Function##Approved####20110407,State Bank of India - QFC Branch##00137##Finance Function##Withdrawn####20140327, |
Adjadj, Michel | 01811 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
Afanasiev, Andrey | 01697 | CQUR Bank LLC##00622##Risk Management Function##Approved####20190716,CQUR Bank LLC##00622##Risk Management Function##Withdrawn####20200531, |
Afaq, Maqsood Ahmed | 00468 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080903,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20140626,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080903,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140626, |
Afifi, Mohamed Abdel-Moneim | 00098 | Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Approved####20061221,Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn####20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20061221,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20080127, |
Afram, Fadi Fredric | 01056 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20120208,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140112, |
Afzal, Laeek | 00492 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20100721,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100721, |
Agarwal, Amit | 01538 | AIG MEA Limited##00035##Actuarial Function##Approved####20160626,AIG MEA Limited##00035##Actuarial Function##Withdrawn####20190328, |
Agarwal, Ritesh | 00214 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070724,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120, |
Agha, Mohammad Ayaz Azim | 00678 | QINVEST LLC##00048##Finance Function##Approved####20091008,QINVEST LLC##00048##Finance Function##Withdrawn####20110912,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn####20131105,Innovation Capital Qatar LLC##00151##Finance Function##Approved####20130612,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20190620,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20190801, |
Ahmad Kanaan, Mohammad Allam | 01949 | CB Asset Management LLC##01179##Senior Executive Function##Approved####20220630,CB Asset Management LLC##01179##Senior Executive Function##Withdrawn####20220915, |
Ahmad, Faris Ahmad Faris | 00971 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Approved####20110731,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn####20150601, |
Ahmad, Hammad | 02099 | QNB Capital LLC##00096##MLRO Function##Approved##20240715##, |
Ahmad, Nabeel | 01243 | QINVEST LLC##00048##Finance Function##Approved####20130507,QINVEST LLC##00048##Finance Function##Withdrawn####20130827,QINVEST LLC##00048##Finance Function##Approved##20190128##,Epicure Islamic Investment Management LLC##00602##Finance Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Finance Function##Withdrawn####20220927, |
Ahmad, Shakeel | 01152 | Chedid and Associates Qatar LLC##00115##Finance Function##Approved####20120913,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn####20140430, |
Ahmad, Wasim | 01111 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20120527,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20130418, |
Ahmad, Yousaf | 01358 | Citibank, N.A.##00043##Risk Management Function##Approved####20140210,Citibank, N.A.##00043##Risk Management Function##Withdrawn####20150731, |
Ahmed, Ataf | 00842 | QINVEST LLC##00048##Senior Management Function##Approved####20130902,QINVEST LLC##00048##Senior Management Function##Withdrawn####20220331,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20101107,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20101107,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20101107,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Ahmed, Husain Hameed Ebrahim | 01520 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Approved####20160131,MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn####20160706, |
Ahmed, Masroor Fraz | 02008 | Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved##20221220##, |
Ahmed, Mohammad Fahad | 01488 | Investcorp Investments LLC##00219##Finance Function##Approved####20150617,Investcorp Investments LLC##00219##Finance Function##Withdrawn####20170319, |
Ahmed, Muna A. Rahim Mohamed | 01489 | Investcorp Investments LLC##00219##Compliance Oversight Function##Approved####20150617,Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn####20210131,Investcorp Investments LLC##00219##MLRO Function##Approved####20170109,Investcorp Investments LLC##00219##MLRO Function##Withdrawn####20210131, |
Ahmed, Nabel Emtayaz Mian | 01373 | The Saudi National Bank##00081##Internal Audit Function##Approved####20140309,The Saudi National Bank##00081##Internal Audit Function##Withdrawn####20171015, |
Ahmed, Nidal Lutfi Abdullatif | 00141 | Qatar Capital Partners LLC##00042##Finance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Finance Function##Withdrawn####20090906, |
Ahmed, Salman | 00001 | Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20050929,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20060214,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20060718, |
Ahmed, Syed Firozuddin | 00429 | BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Approved####20080709,BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn####20150706,BMI BANK B.S.C(c)##00052##MLRO Function##Approved####20080709,BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn####20150706, |
Ahmer, Sabeen | 00410 | Kaupthing Bank hf.##00063##Compliance Oversight Function##Approved####20080601,Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn####20090720, |
Ahsan, Syed Irtaza | 00701 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Aichi, Noura | 01028 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Airi, Vikram | 01002 | Amwal LLC##00145##Senior Management Function##Approved####20110914,Amwal LLC##00145##Senior Management Function##Withdrawn####20121211,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20121211,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121211, |
Ajayi, Adebowale Oluranti | 00122 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20070514, |
Akhavi, Alexandre Mehdi | 01797 | Maha Capital Partners LLC##01098##Compliance Oversight Function##Approved##20201202##,Maha Capital Partners LLC##01098##MLRO Function##Approved##20201202##, |
Akhrass, Jameel Khalid | 00131 | Lehman Brothers International (Europe)##00040##Senior Executive Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Senior Executive Function##Withdrawn####20100105, |
Akhtar, Javed | 00454 | BMI BANK B.S.C(c)##00052##Senior Management Function##Approved####20080824,BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn####20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Advising on Investments##Approved####20080824,BMI BANK B.S.C(c)##00052##Customer Facing Function-Advising on Investments##Withdrawn####20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Dealing in Investments##Approved####20080824,BMI BANK B.S.C(c)##00052##Customer Facing Function-Dealing in Investments##Withdrawn####20090401, |
Akhtar, Syed Tanveer | 01912 | Sharq Insurance LLC##00054##Senior Management Function##Approved##20220110##, |
Akkawi, Zeid Toufic | 00414 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20080605,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20080605,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090122, |
Aksoy, Dr Mehmet Hakan | 02025 | CB Asset Management LLC##01179##Senior Executive Function##Approved####20230528,CB Asset Management LLC##01179##Senior Executive Function##Withdrawn####20240218, |
Al Abdulla, Hussain Ali Abdulrahman Abdulla | 00158 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212, |
Al Ajmi, Sadiq | 02058 | Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved##20231031##, |
Al Akoury, Steven | 02087 | AMP Partners QFC LLC##01754##Compliance Oversight Function##Approved##20240520##,AMP Partners QFC LLC##01754##MLRO Function##Approved##20240520##, |
Al Ansari, Aya | 01449 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20141229,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Al Ardhi, Mohamed Mahfoodh Saad | 01205 | Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn####20131105, |
Al Asfoor, Jawad Kadhem Salman | 00532 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn####20100328, |
Al Attiyah, Hamad Abdulla | 00821 | Matrix ME Alignment Fund Management LLC##00122##Non-Executive Governance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Non-Executive Governance Function##Withdrawn####20120527, |
Al Attiyah, Meera Hamad Abdulla A | 01442 | QNB Capital LLC##00096##Executive Governance Function##Approved##20141202##, |
Al Balushi, Khalid Abdullah Ali | 01789 | Oman Reinsurance Co. - QFC Branch##01134##Compliance Oversight Function##Approved##20201130##,Oman Reinsurance Co. - QFC Branch##01134##MLRO Function##Approved##20201130##, |
Al Damer, Fahd Abdulleh Hussein | 00550 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20141210, |
Al Darwish, Adnan Ahmad Darwish | 00505 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn####20090112,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090112, |
Al Dhaheri, Khalaf Sultan Rashed Saeed | 00160 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20110713, |
Al Dosari, Saad Mohammed Buzwair | 00533 | Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328, |
Al Emadi, Mohammed Ismail M S | 01567 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20161212,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20230529,Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved##20230710##, |
Al Fardan, Fahad Hussain I | 01942 | Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20220606##,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved##20220927##, |
Al Habib, Driss | 01522 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20160307,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20190630, |
Al Habshi, Syed Ahmad Anis Syed | 00742 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20100401,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20100401,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20100401,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn####20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20100401,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn####20100720, |
Al Haddad, Roland | 00411 | Kaupthing Bank hf.##00063##MLRO Function##Approved####20080601,Kaupthing Bank hf.##00063##MLRO Function##Withdrawn####20090720, |
Al Halabi, Kamal Emile | 00516 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20100707,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20100707, |
Al Jaidah, Salah Mohammed Ibrahim | 00169 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved##20110321##,Deutsche Bank AG Doha (QFC) Branch##00032##Executive Governance Function##Approved##20210817##,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20231101, |
Al Jaroudi, Marwan Mohamad Tawfik | 00388 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
Al Jomaih, Ibrahim Mohammed Abdulaziz | 00551 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190129, |
Al Kaissi, Rania Derian Mohamad | 01348 | BLOM Bank Qatar LLC##00079##Internal Audit Function##Approved####20140128,BLOM Bank Qatar LLC##00079##Internal Audit Function##Withdrawn####20210201, |
Al Katerji, Haithem | 01341 | Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20140115,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20230620,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231, |
Al Khairi, Sami Mu'ath Sami | 01006 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20141203,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141203, |
Al Khaja, Mohamed Hasan Ali Ahmed | 00956 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20131027,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20131027,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20131027, |
Al Khalfan, Nader Mohamed Ali | 00993 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20110912,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20130401,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20110912,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130401, |
Al Khalifa, Abdulla Mubarak Naser | 00494 | QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20080928##, |
Al Kuwari, Thani Abdul Rahman Shahin Al Sheikh | 00858 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20101227,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20120703, |
Al Lawati, Ammar Hassan Dawood | 01955 | Liva Insurance SAOC##01605##Senior Executive Function##Approved##20240714##,Liva Insurance SAOC##01605##Non-Executive Governance Function##Approved####20220830,Liva Insurance SAOC##01605##Non-Executive Governance Function##Withdrawn####20240714, |
Al Maghribi, Yaser Mahmoud Khamis | 01494 | Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20150623,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20180719, |
Al Mannai, Salem Khalaf A A | 01301 | Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Approved####20170720,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Withdrawn####20210621,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Approved####20200405,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Approved####20130917,Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Withdrawn####20170720,QIC International LLC##00034##Senior Management Function##Approved####20160110,QIC International LLC##00034##Senior Management Function##Withdrawn####20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20210331##,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved##20220927##, |
Al Marzuqi, Badar Salim Mubarak | 01958 | Liva Insurance SAOC##01605##Senior Executive Function##Approved####20220830,Liva Insurance SAOC##01605##Senior Executive Function##Withdrawn####20240714, |
Al Mass, Khaled Abdulla Mohamed Abdulla | 01115 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20200120, |
Al Mazyad, Ibrahim Bin Hamoud Bin Romeih | 01128 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved####20120703,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn####20181218, |
Al Mehana, Mahmoud Habib Shanawah Hussein Mohamed | 00506 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn####20101102,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101102, |
Al Mutairy, Mosabah Saif Mosabah | 01190 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20130107,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190424, |
Al Omar, Waleed Khalid | 00535 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn####20100328, |
Al Owair, Ali Saeed Samikh Braik | 00536 | Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm####20100328, |
Al Qadi, Wael A A | 01770 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20200719##, |
Al Qarahdaghi, Mohammed Majed Ali | 00537 | Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm####20100328, |
Al Qubaisi, Khaled Abdulla Jumaa Karam | 01116 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20141231, |
Al Rasheed, Mohamed Ahmed Mohamed Rashed | 00812 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100923,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20110727,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110727, |
Al Shanfari, Dhafar Awadh Badar | 02056 | Liva Insurance SAOC##01605##Non-Executive Governance Function##Approved####20231010,Liva Insurance SAOC##01605##Non-Executive Governance Function##Withdrawn####20240714, |
Al Subaey, Khalifa Abdulla T | 00115 | QIC International LLC##00034##Senior Executive Function##Approved####20070212,QIC International LLC##00034##Senior Executive Function##Withdrawn####20180308,QIC International LLC##00034##Executive Governance Function##Approved####20120703,QIC International LLC##00034##Executive Governance Function##Withdrawn####20180308,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Withdrawn####20151202,Qatar Reinsurance Company LLC##00117##Executive Governance Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Withdrawn####20170720,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Executive G, |
Al Thani, Abdul Rahman Bin Mohamed Bin Jabor | 00206 | Sharq Insurance LLC##00054##Executive Governance Function##Approved##20070716##, |
Al Thani, Abdulaziz Abdulla | 02003 | QINVEST LLC##00048##Senior Management Function##Approved####20221207,QINVEST LLC##00048##Senior Management Function##Withdrawn####20240715, |
Al Thani, Abdulla Abdulaziz S H | 02004 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20221207,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20230511, |
Al Thani, Abdulla bin Ahmed Abdulla Ahmed | 00872 | Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA####20140518, |
Al Thani, Al Hussain Ali Ahmed Jassim | 00161 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20120910, |
Al Thani, Fahad Bin Mohamed Bin Jabor | 00207 | Sharq Insurance LLC##00054##Executive Governance Function##Approved####20070716,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn####20100207, |
Al Thani, Jassim Bin Hamad Bin Jassim Bin Jabor | 00170 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20070430##,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20100124,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202, |
Al Thani, Khalifa bin Jabor bin Mohammed bin Jabor | 00871 | Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA####20140518, |
Al Thani, Mohamed bin Ahmed bin Jassem | 00224 | CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn####20080313, |
Al Thani, Mohamed bin Hamad bin Jassem bin Jabor | 00335 | EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn####20091123, |
Al Thani, Mohamed Khalifa H | 02043 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20230717##, |
Al Thani, Saoud Bin Khalid Bin Hamad Bin Abdulla | 00730 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20100124,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20190526, |
Al Wazzan, Sameer Ebrahim Hamad | 00987 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20110817,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20190807, |
Al Yaman, Samih Hassan | 01074 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20130113,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130113, |
Al Yamani, Darine | 01180 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20121125,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Al-Abdulghani, Salman Abdulla A. N. | 01706 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20210225, |
Al-Abduljaleel, Fahad Ghazi | 00192 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812, |
Al-Amin, Ziad | 01695 | CQUR Bank LLC##00622##Senior Executive Function##Approved##20190716##,CQUR Bank LLC##00622##Executive Governance Function##Approved##20190716##, |
Al-Ani, Bineeta | 00990 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20150209,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20190331,AXA Investment Managers LLC##00008##MLRO Function##Approved####20110825,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20190331, |
Al-Ansari, Abdulla Ahmed A A | 01271 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20130617,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20240715,Morgan Stanley & Co International plc##00019##Executive Governance Function##Withdrawn####20240715,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved####20211103, |
AL-Ansari, Abdulrahman Abdulla I | 01851 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210525##, |
Al-Ansari, Buthaina Hassan Farja Hashem | 00511 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008, |
Al-Ansari, Nasser Hassen F H | 00159 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20110713,Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20171002,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20200726, |
Al-Attiya, Khalid Abdullah K A | 01565 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
Al-Bader, Reem Mohammed Mishary Hassan | 00045 | Global Investment House (Qatar) LLC##00011##Finance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn####20070301, |
Al-Bloushi, Manar | 02105 | Qatar Derivatives Exchange LLC##02488##MLRO Function##Approved##20240805##,Qatar Central Counterparty LLC##02487##MLRO Function##Approved##20240805##, |
Al-Dosari, Rajih Shabeeb | 00643 | Al Mal Bank LLC##00100##Executive Governance Function##Approved####20090827,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328, |
Al-Ebrahim, Essa Mohammed Ahmed Hassan | 00042 | Standard Chartered Bank##00010##Compliance Oversight Function##Approved####20060622,Standard Chartered Bank##00010##Compliance Oversight Function##Withdrawn####20080401,Standard Chartered Bank##00010##MLRO Function##Approved####20060622,Standard Chartered Bank##00010##MLRO Function##Withdrawn####20080401, |
Al-Eida, Abdulla Saeed M | 00705 | QIC International LLC##00034##Non-Executive Governance Function##Approved####20091123,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20151213, |
Al-Emadi, Abdulaziz Nasser | 02106 | Qatar Derivatives Exchange LLC##02488##Non-Executive Governance Function##Approved##20240805##,Qatar Central Counterparty LLC##02487##Non-Executive Governance Function##Approved##20240805##, |
Al-Emadi, Ali Asad Abdul Rahman Shareef | 00493 | QNB Capital LLC##00096##Non-Executive Governance Function##Approved####20080928,QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn####20130625, |
Al-Emadi, Mohamed Abdulsalam M A | 02029 | Rasmal Ventures LLC##01927##Non-Executive Governance Function##Approved####20230621,Rasmal Ventures LLC##01927##Non-Executive Governance Function##Withdrawn####20231017, |
Al-Fadli, Abdulla Ahmed A A | 01801 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##, |
Al-Fardan, Hussain Ibrahim | 00112 | QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20151213, |
Al-Ganadi, Kaid Ali Yusur | 00483 | MARSH BROKERS LIMITED ##00093##MLRO Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn####20101007, |
Al-Gharaballi, Samir Abdel Mohsen Abdel Karim | 00046 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20081023, |
Al-Ghunaim, Maha Khaled Salih | 00047 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102, |
Al-Haiky, Hassan Ali Y A | 01803 | CB Asset Management LLC##01179##Executive Governance Function##Approved####20201230,CB Asset Management LLC##01179##Executive Governance Function##Withdrawn####20220508, |
Al-Hajri, Menahi Khalid M A | 01452 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20141229,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212, |
Al-Hajri, Mohammed Nasser M. A. | 01186 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20121231##, |
Al-Hamadi, Faisal A-Wahid A T | 01035 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20111101,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20141124, |
Al-Hammadi, Ahmed | 00400 | EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20080519,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn####20100609,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Approved####20091011,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100609, |
Al-Harbi, Muhsen Mohammed Muhsen Ghareeb | 00048 | Global Investment House (Qatar) LLC##00011##Senior Executive Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Withdrawn####20090119, |
Al-Hashmi, Ahmed Abdulla Al-Mustafawee | 00534 | Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm####20100328, |
Al-Jabir, Dr. Shaikha Sultan J M | 02031 | Rasmal Ventures LLC##01927##Senior Executive Function##Approved##20230621##,Rasmal Ventures LLC##01927##Executive Governance Function##Approved##20230621##, |
Al-Jebouri, Mario Isamsaadi | 02112 | AMP Partners QFC LLC##01754##Senior Executive Function##Approved##20240813##,AMP Partners QFC LLC##01754##Executive Governance Function##Approved##20240813##, |
Al-Jufaili, Khulood Nasser Saleem | 01790 | Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved####20201130,Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Withdrawn####20201220, |
Al-Kaabi, Ahmad Nasser R S | 01412 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20140715##, |
Al-kaabi, Jassim Mohd A A | 01527 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20160417,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190424,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20240515,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20220418, |
Al-Kaabi, Rashid Nasser | 00735 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20100215##,QINVEST LLC##00048##Non-Executive Governance Function##Approved##20191022##, |
Al-kaabi, Saad Nasser R S | 01932 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20220418,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20240311, |
Al-Kawari, Tamim Hamad Abdulaziz Ali | 00203 | Goldman Sachs International##00053##Senior Executive Function##Approved####20070709,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20120715,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Approved####20070709,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn####20120715,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Approved####20070709,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120715,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20210630,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20220202,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20230124,QINVEST LLC##00048##Senior Executive Function##Approved####20121209,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20121209,QINVEST LLC##00048##Customer F, |
Al-Khafrah, Mubarak Abdullah M | 01008 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20110922,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20210907, |
Al-Khaldi, Nasser Mohammed A A | 01835 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210329##, |
Al-Khaledi, Mahmoud Mohamed Mahmoud | 00127 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Withdrawn####20091018, |
Al-Kuwari, Ali Ahmed Zayed Ahmed | 00495 | QNB Capital LLC##00096##Executive Governance Function##Approved####20080928,QNB Capital LLC##00096##Executive Governance Function##Withdrawn####20100426,QNB Capital LLC##00096##Executive Governance Function##Approved####20110421,QNB Capital LLC##00096##Executive Governance Function##Withdrawn####20181113,QNB Capital LLC##00096##Non-Executive Governance Function##Approved####20100426,QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn####20110421, |
Al-Kuwari, Ali Majed M Z | 02111 | Qatar Central Counterparty LLC##02487##Internal Audit Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Internal Audit Function##Approved##20240805##, |
Al-Kuwari, Mohd A.Aziz S Alsaad | 02098 | Rasmal Ventures LLC##01927##Non-Executive Governance Function##Approved##20240715##, |
Al-Kuwari, Thani Abdulrahman Sh A | 01446 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20141229,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212, |
Al-Mahmoud, Al Anoud Saoud A Z | 01866 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20210727,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20221114, |
Al-Mahmoud, Fahad Ali M | 02108 | Qatar Central Counterparty LLC##02487##Finance Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Finance Function##Approved##20240805##, |
Al-Mahmoud, Ibrahim Abdulla | 00113 | QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20140427,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20110512,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20130529,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20140428, |
Al-Mahmoud, Meshaal Mohamed A. Z. | 02093 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20240610##, |
Al-Mahmoud, Saoud Abdulla Z | 01825 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20210303,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20221207, |
Al-Malki, Ali Ibrahim A | 01543 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20160811,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20190217, |
Al-Mana, Fahad Mohammed F A | 01316 | QIC International LLC##00034##Senior Management Function##Approved####20131114,QIC International LLC##00034##Senior Management Function##Withdrawn####20151031, |
Al-Mana, Mohd Yousef A. | 01704 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20190731##, |
Al-Mannai, Khalaf Ahmed Shabeeb | 00114 | QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20151213,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20190526, |
Al-Marri, Abdulla Fahad Abdulla Ghorab | 00471 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190829, |
Al-Marri, Ahmad Abdulla Salem Ghorab | 00552 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20180716, |
Al-Marri, Mohammed Ahmad A G | 01861 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20210714##, |
Al-Marri, Salem Mohd S. A. | 01705 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20220323, |
Al-Maslamani, Sara Morzouq J M | 01929 | QNB Capital LLC##00096##MLRO Function##Approved####20220315,QNB Capital LLC##00096##MLRO Function##Withdrawn####20240715, |
Al-Meer, Abdullattif Abdulla M A | 00172 | QINVEST LLC##00048##Senior Executive Function##Approved####20070430,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20080902,QINVEST LLC##00048##Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Executive Governance Function##Withdrawn####20121118,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20121118,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20130717,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer, |
Al-Meer, Sohayla Ahmed | 02103 | Qatar Derivatives Exchange LLC##02488##Risk Management Function##Approved##20240805##, |
Al-Mohannadi, Ali Rashid Ali Said | 01349 | QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20140128##, |
Al-mohannadi, Eisa Mohammed E A | 01931 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20220418##, |
Al-Mohannadi, Salman Mohammed Ahmed Al Hassan | 00952 | QNB Capital LLC##00096##Senior Executive Function##Approved####20110526,QNB Capital LLC##00096##Senior Executive Function##Withdrawn####20140323,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20110526,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20140323,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140323,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Approved####20110526,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Withdrawn####20140323,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Approved####20110526,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Withdrawn####20140323, |
Al-Mudahka, Aisha Abdulhameed A J | 02023 | Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20230514##, |
Al-Mudaries, Haythem | 01497 | Sharq Insurance LLC##00054##Senior Management Function##Approved####20150811,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20151015, |
Al-Muftah, Abdulaziz Yacoub Yousef Mubarak | 00512 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
AL-Mughesib, Khalid AbdulRahman A | 00676 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20091018,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014, |
Al-Muhanadi, Howaida Abdulla S B | 01769 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20200713,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20220131, |
Al-Neama, Yousef Mahmoud | 00142 | Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20090906,QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20190915##, |
Al-Obaidli, M Noor A M | 00740 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved####20100310,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Withdrawn####20230520, |
Al-Okar, Mohd Mahmoud M. | 01534 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20160529##, |
Al-Qadi, Abdul Kadir | 00010 | Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn####20200216, |
Al-Qadi, Hani Abdulkadir | 00011 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn####20080414,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn####20200713,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Approved####20060607,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20060607,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governan, |
Al-Qahtani, Mohammed Nasser M. N. | 01703 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20220323, |
Al-Quraishi, Othman Mohammad Othman Abdullah | 00440 | UBS AG##00087##Senior Executive Function##Approved####20080723,UBS AG##00087##Senior Executive Function##Withdrawn####20110621,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20080723,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn####20110621,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20080723,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621, |
Al-Rasheed, Wael Bin Hussain Bin Qassim | 00988 | UBS AG##00087##Finance Function##Approved####20110817,UBS AG##00087##Finance Function##Withdrawn####20120624, |
Al-Roomi, Khawla Bader Yousif Abdul Rahman | 00049 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102, |
Al-Rumaihi, Mohd Abdulla M | 02036 | Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20230705##,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20230717##, |
Al-Sada, Alatif Mohd A. | 01701 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20220323, |
Al-Sahli, Mohammed Deyab M D | 01651 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20180809##, |
Al-Sayed, Abdulrahman Mohammed A Y | 01350 | UBS AG##00087##Senior Executive Function##Approved####20140128,UBS AG##00087##Senior Executive Function##Withdrawn####20171023,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20140128,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20140128,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Al-Shaibi, Abdulrahman Ahmad Abdulrahman | 00517 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014, |
Al-Shakarchi, Mazin Mahmoud Daoud | 00913 | Coutts & Co##00084##Customer Facing Function-Advising on Investments##Approved####20110404,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn####20110727,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Approved####20110404,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110727, |
Al-Shareef, Nasser Abdulla Saad Al Mahmoud | 01176 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20121018,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20130325,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130325,QINVEST LLC##00048##Senior Management Function##Approved####20180409,QINVEST LLC##00048##Senior Management Function##Withdrawn####20191130,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130625,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20130625,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Al-Sowaidi, Khalid Ahmed M.A. | 01820 | Power Bank LLC##00644##Executive Governance Function##Approved####20210223,Power Bank LLC##00644##Executive Governance Function##No longer performing a controlled function for an authorised firm####20210630, |
Al-Subaiei, Abdulla Yousef A B | 00791 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Approved####20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn####20190214,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Approved####20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Al-Subeai, Khalid Youssef A B | 00784 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20100624,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20110526,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121031, |
Al-Sulaiti, Mohd Ali M. H. | 02094 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20240611##, |
Al-Sumait, Bader Abdullah Ahmed | 00050 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102, |
Al-Suwaidi, Fahad Mohammed K A | 01864 | Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20210727,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20230710, |
Al-Terhi, Mohammed Rawhi | 02102 | Sharq Insurance LLC##00054##Senior Management Function##Approved##20240721##, |
Al-Thani, Faisal Saoud F Q | 01563 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20161212,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20200319, |
Al-Thani, Faisal Thani F.T. | 01517 | Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20160110,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20190526,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20190731##, |
Al-Thani, Hamad Mohamed KH H | 01683 | Epicure Investment Management LLC##00676##Senior Executive Function##Approved####20190501,Epicure Investment Management LLC##00676##Senior Executive Function##Withdrawn####20221212,Epicure Investment Management LLC##00676##Executive Governance Function##Approved####20190501,Epicure Investment Management LLC##00676##Executive Governance Function##Withdrawn####20220430,HMK Capital LLC##01718##Non-Executive Governance Function##Approved##20221031##,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Approved####20220927,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Withdrawn####20221212, |
Al-Thani, Hamad Nasser Jassim | 00473 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20160529, |
Al-Thani, Jassim Hamad N.J. | 01540 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20160724,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20181212, |
Al-Thani, Khalid Khalifa Jassim Fahed | 00474 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20151005, |
Al-Thani, Mohamed Ahmed J. | 01476 | Amwal LLC##00145##Non-Executive Governance Function##Approved##20150420##, |
Al-Thani, Sheikh AlHussain Ali A.J. | 01033 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20111101,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20130717, |
Al-Thani, Sheikh Ali Abdulla K A | 01974 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20220905##, |
Al-Thani, Sheikh Jabor Bin Yousuf Bin Jassim | 00664 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
Al-Thani, Sheikh Khalid Hamad K.H. | 01444 | QIC International LLC##00034##Non-Executive Governance Function##Approved####20141202,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20160131,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20151214,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20141202,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20141202, |
Al-Thani, Sheikh Mansoor Mohamed J.M. | 01739 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
Al-Thani, Sheikh Nasser Hamad N J | 01034 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20111101,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212, |
Al-Thani, Sheikh Nawaf Mohamed J.M. | 01740 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
Al-Thani, Sheikh Saoud A.Rahman H. A. | 01975 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20220905##, |
Al-Thani, Sheikh Talal Mohammed J.M. | 01738 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
Al-Thani, Sheikh Thamer Mohamed J.M. | 01741 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
Alaali, Areej Ali Abbas Ali | 01824 | AIG MEA Limited##00035##Risk Management Function##Approved####20210303,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20240820, |
Alajaji, Abdulaziz Mohammed A | 02116 | Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20240929##, |
Alakram, Jaafar Ebrahim Mohamed Ebrahim | 01315 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20131029,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20150816,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Approved####20131029,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Alalawi, Eyad Mahmood Sayed Abdulla Naser | 01923 | Investcorp Investments LLC##00219##Compliance Oversight Function##Approved####20220207,Investcorp Investments LLC##00219##Compliance Oversight Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn####20240923, |
Alalawi, Khaled Abdulghaffar Mohamed Yusuf | 01815 | Investcorp Investments LLC##00219##Compliance Oversight Function##Approved####20210126,Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn####20210908,Investcorp Investments LLC##00219##MLRO Function##Approved####20210126,Investcorp Investments LLC##00219##MLRO Function##Withdrawn####20210908, |
AlAlawi, Sana Hashem | 01104 | MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved####20120429,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn####20200923,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved####20120429,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn####20200923, |
Alammadi, Ahmed Ali Abbas Ahmed | 01112 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120527,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20131224,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120527,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20131224, |
Alappat, Joseph Kurian | 01619 | Citibank, N.A.##00043##Finance Function##Approved####20171112,Citibank, N.A.##00043##Finance Function##Withdrawn####20211014, |
Alawadhi, Ismail Abdulsamad Mohamed Rasheed | 01649 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20180809,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20190714, |
AlBader, Hamed A KH | 01819 | Power Bank LLC##00644##Non-Executive Governance Function##Approved####20210223,Power Bank LLC##00644##Non-Executive Governance Function##No longer performing a controlled function for an authorised firm####20210630, |
Alberts, Heather Patricia | 01048 | AIG MEA Limited##00035##Finance Function##Approved####20111206,AIG MEA Limited##00035##Finance Function##Withdrawn####20120312, |
albusaid, Tariq Thabit Ahmed | 01833 | Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved####20210317,Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Withdrawn####20230829, |
Alderazi, Abbas Ebrahim Ali Marzooq | 00371 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20080308,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20090209, |
Alexander, Adrian Paul | 00350 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20080127,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20080127,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008, |
Alexander, Oliver | 00820 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments#, |
Alfadala, Ali Saleh N | 01482 | QIC International LLC##00034##Non-Executive Governance Function##Approved####20150601,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20180308,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20150601,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20150601,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20210620, |
AlGhussein, Fahmi | 01388 | Amwal LLC##00145##Senior Executive Function##Approved####20140331,Amwal LLC##00145##Senior Executive Function##Withdrawn####20190101,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20140331,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20140331,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20190522,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20240707, |
Alhajeri, Manaf Abdulaziz | 00038 | Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812, |
Alhajri, Nasser Ali G A | 02092 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20240610##, |
Alhameli, Mohamed Sultan Abdulla Mohamed | 01467 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20150310,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20200120, |
AlHuqbani, Fahad Abdullah S | 01675 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20190213##, |
Ali, Abbas | 01273 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130625,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20140731,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20130625,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140731, |
Ali, Ayda Abubakar | 01885 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20211025,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20220412,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20211025,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20220412, |
Ali, Bachar Karah | 00277 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140506, |
Ali, Husain Ali Hasan | 01396 | Zurich International Life Limited##00067##Compliance Oversight Function##Approved##20140507##,Zurich International Life Limited##00067##MLRO Function##Approved##20140507##,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20190527,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn####20200601,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20190527,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn####20200601, |
Ali, Mohammad Ashraf Barket | 00423 | Marsh Qatar LLC##00085##Finance Function##Approved####20080630,Marsh Qatar LLC##00085##Finance Function##Withdrawn####20100310, |
Ali, Saudoun Abdullah | 00121 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20070221,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018, |
Ali, Shabbir Barkat | 01194 | The Royal Bank of Scotland plc##00046##Finance Function##Approved####20130107,The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn####20150325,Al Rayan Investment LLC##00045##Finance Function##Approved####20220202,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20220908, |
Ali, Suleiman | 01888 | Hoopoe Advisors Representative Office##01389##MLRO Function##Approved##20211027##, |
Ali, Suzzanna Binti | 00857 | QINVEST LLC##00048##Compliance Oversight Function##Approved####20101227,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20140529,QINVEST LLC##00048##MLRO Function##Approved####20110626,QINVEST LLC##00048##MLRO Function##Withdrawn####20140529, |
Ali, Syed Shozeb | 01641 | Citibank, N.A.##00043##Internal Audit Function##Approved####20180709,Citibank, N.A.##00043##Internal Audit Function##Withdrawn####20201007,Citibank, N.A.##00043##Internal Audit Function##Approved##20230823##, |
Ali, Umar | 00245 | Kaupthing Bank hf.##00063##Senior Executive Function##Approved####20070927,Kaupthing Bank hf.##00063##Senior Executive Function##Withdrawn####20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn####20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090520, |
Ali, Zeeshan Manzoor | 01263 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Alibhai Kermally, Fatima | 01674 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved##20190213##, |
AlJaber, Mohamed Ahmed Mohamed | 01054 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##, |
Aljamali, Hamad Hassan A M | 01564 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20161212,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20211216, |
Aljar, Yaser Hamad Mohamed Yusuf | 00470 | Lesha Bank LLC (Public)##00091##Finance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20110808, |
Aljasmi, Abdulrahman Mohamed Abdulla Mohamed | 00171 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20080831, |
Alkabbani, Amr Mamoun Mohamed | 00151 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109, |
AlKhaiat, Mohamad Mhd Reslan | 01702 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20191105, |
AlKhalifa, Shaikh Mohamed Duaij Khalifa | 00901 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Appro, |
Alkhasawneh, Hamza | 02077 | Citibank, N.A.##00043##Finance Function##Approved##20240226##, |
Alkis, Hakan | 00629 | AIG MEA Limited##00035##Finance Function##Approved####20090616,AIG MEA Limited##00035##Finance Function##Withdrawn####20100124, |
AlKishi, Jamal Ali H | 02089 | Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved##20240602##, |
Alkoofi, Husain Mahmood Mansoor Mohamed | 01594 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Approved####20170710,Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn####20180419,Takaful International Company - QFC Branch##00131##MLRO Function##Approved####20170710,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn####20180419, |
Alkuwari, Khamis Mubarak Khamis Zamil | 01429 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20141020,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20210615, |
Allam, Georges | 01123 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20120611,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20130228, |
Allam, Nancy Ashraf | 02047 | Nasco Qatar LLC##00057##Compliance Oversight Function##Approved##20230723##, |
Allana Mohammed Salim, Mohammed Yahya | 00366 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20080225,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20080225,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20101227,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20190912,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20190912,Prime Fi, |
Allderidge, Roderick George | 01374 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20140309,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20191022, |
Allemano, Walter | 02020 | AMP Partners QFC LLC##01754##Non-Executive Governance Function##Approved##20230330##, |
Allen, Christopher David | 00892 | Coutts & Co##00084##Senior Management Function##Approved####20110220,Coutts & Co##00084##Senior Management Function##Withdrawn####20120312, |
Allen, Stewart William | 00415 | Coutts & Co##00084##Senior Executive Function##Approved####20080619,Coutts & Co##00084##Senior Executive Function##Withdrawn####20150330,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Approved####20080619,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Approved####20080619,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Almana, Mohamed Abdullatif Abdulrahman | 01272 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20130625,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20190710, |
AlMandeel, Nader Saeed Ahmed Ebrahim | 01879 | MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211003##, |
AlMoayyed, Ghalib Khalil Ebrahim | 01009 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20110922,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20150706, |
Almosawi, Salman Radhi Salman | 00714 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved####20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn####20110421,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20110421, |
Almuhandes, Aqeela Hasan Ali Mohsen Ali | 01166 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved####20121016,MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn####20170202,MUFG Bank, Ltd.##00103##MLRO Function##Approved####20121016,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn####20170202, |
ALNajar, Ali Shaker Jaafar Sadeq | 01882 | MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211025##, |
AlObaidli, Ali Mohammed Ali Suleiman | 00472 | Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20190930,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20160529,Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20180809, |
Alothman, Abdulaziz Ahmed Othman Ahmed | 00889 | Takaful International Company - QFC Branch##00131##Risk Management Function##Approved####20110215,Takaful International Company - QFC Branch##00131##Risk Management Function##Withdrawn####20210809, |
Alothman, Afaf Eid Ali | 01333 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Internal Audit Function##Approved####20140107,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Internal Audit Function##Withdrawn####20220516, |
AlRabie, Oday Faisal Ghazi | 01878 | Prime Financial Solutions LLC##00109##MLRO Function##Approved####20210928,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20220302, |
Alrayes, Abdulla Mohamed Sharif | 00432 | Aon Qatar LLC##00086##Senior Executive Function##Approved##20080722##,Aon Qatar LLC##00086##Executive Governance Function##Approved####20110817,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn####20120703,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20080722,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Alrayes, Abdullatif Mohamed Sharif | 00433 | Aon Qatar LLC##00086##Executive Governance Function##Approved####20080722,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn####20130121, |
Alsadoun, Ibrahim | 02061 | The Saudi National Bank##00081##Non-Executive Governance Function##Approved##20231112##, |
Alsairafi, Salman | 00726 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100217,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100217,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Approved####20130515,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Approved####20130515,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Alsane, Jassim A. J. A. | 01953 | Goldman Sachs International##00053##Senior Executive Function##Approved####20220704,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20230315,Goldman Sachs International##00053##Executive Governance Function##Approved##20220704##, |
Alshar, Omar Abdel Rahman Salih | 01784 | Prime Financial Solutions LLC##00109##MLRO Function##Approved####20201206,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20210909, |
AlShaya, Hamad A. | 00173 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103, |
Alshehhi, Abdulla Zaid | 00969 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Approved####20110731,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Withdrawn####20190429,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved##20211003##, |
Alshroogi, Mohamed Bin Ebrahim Juma | 01485 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20150617,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20190109, |
AlSulaiti, Jassem Saif A | 01177 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20121112,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20140303, |
AlTawil, Yousif M KH | 01826 | Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20210303,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended####20210422,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20210504,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20231112, |
Alvarez Melloni, Pablo Alberto | 02085 | AWP Health & Life S.A.##00193##Internal Audit Function##Approved##20240425##, |
Alwadi, Najat Abdulla Isa Salman | 01360 | Takaful International Company - QFC Branch##00131##Internal Audit Function##Approved####20140210,Takaful International Company - QFC Branch##00131##Internal Audit Function##Withdrawn####20210809, |
Aly, Basel Gamaleldin Mohamed | 01311 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131029##, |
Amaresan, Aswin Bharathy | 02026 | Liva Insurance SAOC##01605##MLRO Function##Approved##20230529##, |
Amatouri, Fadi Georges | 00088 | Bank Audi LLC##00027##Senior Executive Function##Approved####20061221,Bank Audi LLC##00027##Senior Executive Function##Withdrawn####20110428,Bank Audi LLC##00027##Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Executive Governance Function##Withdrawn####20160118,Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20160509,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20190329, |
Amin, Ashraf Yassin Mohamed | 00916 | QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121009, |
Amin, Raashed Abdul Aziz Merza | 00179 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20121112,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121112, |
Amir, Faraz | 02091 | Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved##20240602##, |
Anand, Amit Raghbir Singh | 02068 | Zurich International Life Limited##00067##Senior Executive Function##Approved##20240108##, |
Anbalagan, Selvam | 01962 | Liva Insurance SAOC##01605##Finance Function##Approved####20220830,Liva Insurance SAOC##01605##Finance Function##Withdrawn####20240714, |
Aniyil, Prasad | 00953 | Marsh Qatar LLC##00085##Senior Executive Function##Approved####20110526,Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn####20171023,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110526,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Approved####20120117,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn####20171022,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Approved####20120117,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Ansari, Hassan Ali | 01457 | AIG MEA Limited##00035##Finance Function##Approved####20150126,AIG MEA Limited##00035##Finance Function##Withdrawn####20190710, |
Ansari, Mohammad Sayeed | 00920 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101, |
Anstead, Richard | 00348 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20080110,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20120408,AXA Investment Managers LLC##00008##MLRO Function##Approved####20100825,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20110825, |
Antony, George Joseph | 00827 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20101017,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20131101, |
Anwar, Muhammad Adeel | 01665 | Marsh Qatar LLC##00085##Compliance Oversight Function##Approved####20181128,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn####20240602,Marsh Qatar LLC##00085##MLRO Function##Approved####20181128,Marsh Qatar LLC##00085##MLRO Function##Withdrawn####20240602, |
Aoudi, Hazem Zaid Ali Yaseen | 01119 | Daman Health Insurance Qatar LLC##00142##Finance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn####20180709, |
Arakelyan, Socrat | 01530 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved####20160425,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn####20170102,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved####20160425,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn####20170102,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved####20171023,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn####20180104,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved####20221016,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn####20240602,Merrill Lynch International - QFC Branch##00258##MLRO Function##Approved##20170219##, |
Arakji, Farah | 01237 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved####20130417,SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn####20160718,Chedid and Associates Qatar LLC##00115##Finance Function##Approved####20140610,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn####20160718, |
Aravind, Nithya | 01532 | QIC International LLC##00034##Compliance Oversight Function##Approved####20160501,QIC International LLC##00034##Compliance Oversight Function##Withdrawn####20180308,QIC International LLC##00034##MLRO Function##Approved####20160501,QIC International LLC##00034##MLRO Function##Withdrawn####20180308,Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Approved####20160501,Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Approved####20160501,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Withdrawn####20230710, |
Ardalan, Cyrus | 00057 | Barclays Bank PLC##00018##Senior Executive Function##Approved####20060910,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20081019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20060910,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20060910,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100526, |
Ariano, Antonio | 00982 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20110808,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20180523, |
Arlando, Dimitri Charith Pio | 00572 | State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Approved####20090201,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130730, |
Armstrong, Alexander Brian | 00777 | QINVEST LLC##00048##Senior Management Function##Approved####20130912,QINVEST LLC##00048##Senior Management Function##Withdrawn####20160720,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231, |
Armstrong, John Stephen | 01576 | AWP Health & Life S.A.##00193##Actuarial Function##Approved##20170122##, |
Arora, Kamal Kumar | 01552 | Oriental Insurance Company QFC Branch##00325##Compliance Oversight Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Compliance Oversight Function##Withdrawn####20190718,Oriental Insurance Company QFC Branch##00325##MLRO Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##MLRO Function##Withdrawn####20190718, |
Arsanios, Karim | 01107 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20120513,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn####20140130,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20120513,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140130,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20120513,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn####20140130, |
As'ad, Mohammad Wafik Tawfik | 01072 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140309,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140309, |
Asali, Ihab Ghasoub Jamil | 00553 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20081217,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20081217,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20081217,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20081217,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Aseeri, Ali Abdulhusain Mohamed Ahmed | 01222 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20130320,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20130715,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Approved####20130320,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn####20130715, |
Ashley, Nana Yaa | 01621 | American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20171129,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20220412, |
Ashraf, Syed Rehan | 00265 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20071118,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20071217,United Gulf Financial Services Company LLC##00007##Risk Management Function##Approved####20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn####20091018, |
Ashworth, Charles Thomas Holbrook | 00502 | Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20081023,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20120111,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20091214,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20100330, |
Asif, Qurat ul Ain | 01713 | Nexus Financial Services WLL##00099##Finance Function##Approved##20190919##, |
Aslam, Mohammed Zahid | 01047 | Amwal LLC##00145##Compliance Oversight Function##Approved####20111206,Amwal LLC##00145##Compliance Oversight Function##Withdrawn####20160131,Amwal LLC##00145##MLRO Function##Approved####20111206,Amwal LLC##00145##MLRO Function##Withdrawn####20160131, |
Aslam, Naveed Aslam Abdul Hakim | 00455 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20090209,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20110410,BMI BANK B.S.C(c)##00052##Senior Management Function##Approved####20080824,BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn####20090209,BMI BANK B.S.C(c)##00052##Customer Facing Function-Arranging Deals in Investments##Approved####20080824,BMI BANK B.S.C(c)##00052##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110410, |
Assari, Farhad | 00358 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20080213,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20080213,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090122, |
Asselstine, Jeffrey Brian | 00143 | Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070703,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070910,Qatar Capital Partners LLC##00042##Senior Executive Function##Approved####20080708,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn####20081120,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20070910, |
Astruc, Stephane Emile | 01264 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20130612,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20200204##, |
Attari, Bader Omar Sudqi | 01863 | Sharq Insurance LLC##00054##Senior Management Function##Approved####20210714,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20210905, |
Attia, Adel Ayad Fayez | 01829 | Al Rayan Investment LLC##00045##Internal Audit Function##Approved##20210310##, |
Attya, Mahdi | 00838 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20120901,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20101101,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Audi, Raymond Wadih | 00089 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20160315, |
Auniac, Charles Thomas Georges Edouard | 01423 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Austin, Kirk David | 01178 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved####20121112,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn####20151011,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20121112,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Avraam, Alkis | 01696 | CQUR Bank LLC##00622##Finance Function##Approved####20190716,CQUR Bank LLC##00622##Finance Function##Withdrawn####20210714, |
Awad, Sherif Gamil Hanna | 01099 | Citibank, N.A.##00043##Senior Management Function##Approved####20120429,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20140417,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20120429,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20140417,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20120429,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140417,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20120429,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn####20140417, |
Awada, Ayman | 00420 | BLOM Bank Qatar LLC##00079##Finance Function##Approved####20080622,BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn####20100418,The Saudi National Bank##00081##Finance Function##Approved##20100328##,The Saudi National Bank##00081##Senior Management Function##Approved##20100328##, |
Awada, Mahmud Fahed | 01650 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20180809,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20190709, |
Awan, Jehanzeb Ahmed | 00060 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved####20060912,Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn####20130114,Morgan Stanley & Co International plc##00019##MLRO Function##Approved####20060912,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn####20130114, |
Ayache, Ghassan Shafik | 00090 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20110526, |
Ayat, Abdelhamid | 02053 | QINVEST LLC##00048##MLRO Function##Approved##20230911##, |
Ayesh, Anas Maher Radi | 00105 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Approved####20070116,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn####20111006, |
Ayesh, Omar Jamal | 00554 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20100516, |
Ayoub, Khaled | 00665 | SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn####20141029,Chedid and Associates Qatar LLC##00115##Risk Management Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##Risk Management Function##Withdrawn####20151102, |
Ayoub, Mazen | 00758 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Approved####20100426,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn####20120321,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Approved####20100426,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120321, |
Ayyash, Hussein | 00772 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140603,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140603, |
Azar, Girgi | 00068 | UBP (Qatar) LLC##00021##Senior Executive Function##Approved####20061031,UBP (Qatar) LLC##00021##Senior Executive Function##Withdrawn####20100328,UBP (Qatar) LLC##00021##Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Executive Governance Function##Withdrawn####20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn####20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328, |
Azar, Makram Toufic | 00959 | Barclays Bank PLC##00018##Senior Management Function##Approved####20110615,Barclays Bank PLC##00018##Senior Management Function##Withdrawn####20161026,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110615,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20110615,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Azar, Nadim Mark | 01379 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140319,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140319,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20140319,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Azar, Toni | 01362 | Bank Audi LLC##00027##Risk Management Function##Approved##20140210##, |
Azhari, Saad | 00389 | BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved##20080824##,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn####20080824, |
Babicci, Chris Anthony | 00043 | Standard Chartered Bank##00010##Senior Executive Function##Approved####20060622,Standard Chartered Bank##00010##Senior Executive Function##Withdrawn####20080401, |
Badawi, Rasha Ahmad | 00633 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110720,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20110720,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20090708,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20110526,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20090708,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110526, |
Badea, Stefania Madalina | 01384 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20140327,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Badiga, Sumanth | 00118 | AIG MEA Limited##00035##Finance Function##Approved####20070218,AIG MEA Limited##00035##Finance Function##Withdrawn####20080308, |
Badine, Leila Elias | 00085 | Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn####20100819,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812, |
Badr, Suhail Abdulhalim A | 01631 | The Saudi National Bank##00081##Internal Audit Function##Approved##20180307##, |
Bainbridge, Andrew Philip | 00538 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn####20100328, |
Bajpai, Rahul Kumar | 00491 | ICICI Bank Limited##00041##Finance Function##Approved####20080923,ICICI Bank Limited##00041##Finance Function##Withdrawn####20140930, |
Bajracharya, Michael Siddhi | 00934 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20110410,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20110922, |
Baker, John Edward | 00693 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Management Function##Approved####20091115,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Management Function##Withdrawn####20121031, |
Bakhos, Fady Jean | 00336 | EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn####20091101, |
Bakhti, Mohamad Khaled | 01752 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20200405,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20220412, |
Bakshi, Puneet | 00966 | Q Life & Medical Insurance Company LLC##00141##Finance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Finance Function##Withdrawn####20230710, |
Balachandran, Dinesh Parakkal | 00725 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20100114,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130515, |
Balasubramaniam, Ramkumar | 01767 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Finance Function##Approved##20200601##, |
Balasubramanian, Sabarinathan | 01628 | Marsh Qatar LLC##00085##Finance Function##Approved##20180121##, |
Bamidele, Babatunde Olukayode | 01179 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121118,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20131121,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20140603, |
Banahi, Razan Kamal Abbas | 01924 | Investcorp Investments LLC##00219##MLRO Function##Approved####20220207,Investcorp Investments LLC##00219##MLRO Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##MLRO Function##Withdrawn####20240923,Investcorp - Doha Representative Office##01938##MLRO Function##Approved##20230709##, |
Banerjee, Suvojeet | 00921 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101, |
Bansal, Mayank | 01542 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved##20160811##, |
Bansal, Rajesh | 01873 | Lesha Bank LLC (Public)##00091##Finance Function##Approved####20210905,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20230615, |
Barbour, Bernard | 00399 | Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Withdrawn####20220425,QINVEST LLC##00048##Senior Management Function##Approved####20080501,QINVEST LLC##00048##Senior Management Function##Withdrawn####20230720, |
Barchini, Joseph | 00631 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Approved####20090708,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn####20120910, |
Barchukov, Fedor | 01886 | CQUR Bank LLC##00622##Senior Management Function##Approved####20211025,CQUR Bank LLC##00622##Senior Management Function##Withdrawn####20230608, |
Bark, Wilhelmus Albertus Joseph | 00832 | Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Barker, Douglas Macfarlane | 00596 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008, |
Barot, Chintan | 01312 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Approved####20131029,Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn####20160712,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20131029,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Baroud, Ziyad | 01164 | Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20121016##,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20121016##, |
Baroudi, Roudi | 00666 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
Barretto, Gasper Thomas | 00187 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120326,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120326, |
Barugh, Alistair Frank Charles | 01554 | AWP Health & Life S.A.##00193##Compliance Oversight Function##Approved##20161030##,AWP Health & Life S.A.##00193##MLRO Function##Approved##20161030##, |
Basbous, Nadia Ahmed | 01125 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20120611,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20120611, |
Bashir, Sher Ali Mohammad | 00604 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120103,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120103,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120103,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20120103,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn by the QFCRA####20140518,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn by the QFCRA####20140518,Concordia Capital LLC##00129##Customer Facing Fun, |
Bassiouny, Hany Aly Galal Abdelaziz | 01261 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Bassyouni, Farid Medhat Farid | 01277 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20130716,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20130716,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20130716,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20130716,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Bates, Daniel Benton | 00963 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20110626,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20120930,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20110626,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120930, |
Battistella, Stephane Thomas Ludovic | 00741 | AXA Investment Managers LLC##00008##Senior Executive Function##Approved####20100706,AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn####20130117,AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20100706,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20100328,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn####20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20100328,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130117, |
Bauer, Carl John | 00079 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20061206,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-, |
Bazian, Yousef Salah Hafez | 02000 | HMK Capital LLC##01718##Senior Executive Function##Approved####20221031,HMK Capital LLC##01718##Senior Executive Function##Withdrawn####20230831,HMK Capital LLC##01718##Executive Governance Function##Approved##20221031##, |
Bdeir, Khodr | 01193 | Coutts & Co##00084##Compliance Oversight Function##Approved####20130107,Coutts & Co##00084##Compliance Oversight Function##Withdrawn####20140526, |
Beechey, Tess | 00806 | Aon Qatar LLC##00086##Finance Function##Approved####20100902,Aon Qatar LLC##00086##Finance Function##Withdrawn####20110512, |
Bekkali, Zineb | 01899 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20211108##, |
Belfer, Daniel | 01627 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20180121##, |
Bell, Nicola | 01587 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210706##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved####20170529,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn####20210706, |
Belman, Fred Fouad Mohammad | 00278 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100218, |
Ben Mansour, Wafik | 01227 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20130326,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20130326,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Ben Youssef, Sadri | 00880 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110124,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20120423,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110124,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120423, |
Ben-Gacem, Hazem | 01671 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20190109,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20240923, |
Benani, Saad Dyrar | 01391 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20140415,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20140415,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Benhadda, Saadia | 01437 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20141111,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Benjamin, Melissa Mary | 00546 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20090728,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20121213,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20090728,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20121213,Zurich International Life Limited##00067##MLRO Function##Approved####20081204,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20091012, |
Benlounes Bennai, Feriel | 01067 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20120229,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Benmouhoub, Mehdi | 01096 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120423,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140306, |
Bennett, Andrew David | 01495 | QREIC Sukuk LLC##00012##MLRO Function##Approved####20150726,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20160527, |
Bennett, Raymond William | 01441 | QIC International LLC##00034##Actuarial Function##Approved####20141127,QIC International LLC##00034##Actuarial Function##Withdrawn####20160125,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Approved####20141127,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Withdrawn####20160125, |
Bernassau, Alexandre | 01773 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20200823##, |
Bertrand, Caroline Laure K | 02006 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20221212##, |
Besinque, Arnaud Roland Jacques | 00938 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20110421,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20110421,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Besiso, Mohamed Nayef omar Nur El-Din | 00556 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn####20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn####20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Custome, |
Besse de Laromiguiere, Audoin Valery Pierre Marie | 00702 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130206,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130206, |
Bhagaloo, Shivash | 01731 | AIG MEA Limited##00035##Actuarial Function##Approved####20191216,AIG MEA Limited##00035##Actuarial Function##Withdrawn####20240820,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved##20220707##, |
Bhansali, Pankaj | 00580 | RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Approved####20090421,RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn####20110117, |
Bharadava, Ritesh Babubhai | 01052 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Approved####20120201,Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn####20150701,Takaful International Company - QFC Branch##00131##MLRO Function##Approved####20120201,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn####20150701,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20160307,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20211126,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved####20160307,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn####20211126, |
Bharadwaj, Suraj | 00229 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080115, |
Bhardwaj, Sunit | 00623 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Approved####20090527,First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn####20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Advising on Investments##Approved####20090527,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Advising on Investments##Withdrawn####20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Arranging Deals in Investments##Approved####20090527,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141229, |
Bhat, Ashok Anant | 00215 | ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20070724,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20110206,ICICI Bank Limited##00041##MLRO Function##Approved####20080110,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20110206, |
Bhat, Krishna Parameshwar | 01458 | Citibank, N.A.##00043##Finance Function##Approved####20150126,Citibank, N.A.##00043##Finance Function##Withdrawn####20171112, |
Bhatia, Kiran Kishin | 01276 | Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Approved####20130625,Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn####20210202,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Approved####20130625,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn####20210202, |
Bhatia, Sanjay | 00349 | Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved##20080110##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20080110##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Bhatia, Sunny | 00128 | Global Investment House (Qatar) LLC##00011##Finance Function##Approved####20070304,Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn####20101123, |
Bhatiani, Gaurav | 00965 | Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Withdrawn####20140309,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20181029,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Withdrawn####20140309, |
Bhutani, Rommi | 00591 | QINVEST LLC##00048##Senior Management Function##Approved####20090407,QINVEST LLC##00048##Senior Management Function##Withdrawn####20100707,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20100707,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100707,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20100707,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20100707, |
Bilge, Hatice Ebru | 01945 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Internal Audit Function##Approved####20220606,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Internal Audit Function##Withdrawn####20240929, |
Bin Kamsani, Fazlur Rahman | 00480 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080909,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20120429,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080909,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120429, |
Bitar, Mousa Omran Mousa | 00279 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140405, |
Bizzozero, Alessandro Cosimo Heribert | 00069 | UBP (Qatar) LLC##00021##Compliance Oversight Function##Approved####20061031,UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn####20090118,UBP (Qatar) LLC##00021##MLRO Function##Approved####20061031,UBP (Qatar) LLC##00021##MLRO Function##Withdrawn####20100207, |
Bladen, Tracey | 01080 | Kane LLC##00121##Compliance Oversight Function##Approved####20120321,Kane LLC##00121##Compliance Oversight Function##Withdrawn####20120930,Kane LLC##00121##MLRO Function##Approved####20120321,Kane LLC##00121##MLRO Function##Withdrawn####20120930, |
Blake, Ian David | 00822 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments#, |
Blando, Sweet Loraine Marabillo | 01438 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20141111,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Boillot, Julien Yves Herve | 01793 | Maha Capital Partners LLC##01098##Senior Executive Function##Approved##20201202##,Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##, |
Bonamy, Guillaume Julien Constant | 01734 | AWP Health & Life S.A.##00193##Internal Audit Function##Approved####20200127,AWP Health & Life S.A.##00193##Internal Audit Function##Withdrawn####20240425, |
Bondarev, Dmitry | 01516 | Citibank, N.A.##00043##Risk Management Function##Approved##20160110##, |
Bonnassieux, Marc Joseph Charles | 01050 | Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20120111,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20150601, |
Bono, Steeve | 01149 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20120910,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20120910,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Bonynge, Steven Richard | 00484 | MARSH BROKERS LIMITED ##00093##Senior Management Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##Senior Management Function##Withdrawn####20120201, |
Bora, Rizwan Shaukatali | 01135 | UBS AG##00087##Finance Function##Approved - Inactive Firm####20120715,UBS AG##00087##Finance Function##Withdrawn####20210620, |
Boran, Ahmet Afa | 01003 | Amwal LLC##00145##Senior Management Function##Approved####20120719,Amwal LLC##00145##Senior Management Function##Withdrawn####20160907,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Borenshtein, Timur | 01868 | CQUR Bank LLC##00622##Compliance Oversight Function##Approved##20210727##,CQUR Bank LLC##00622##MLRO Function##Approved##20210727##, |
Borkhataria Martin, Seema | 01288 | Guardian Wealth Management Qatar LLC ##00113##Compliance Oversight Function##Approved####20130818,Guardian Wealth Management Qatar LLC ##00113##Compliance Oversight Function##Withdrawn####20200106, |
Borland, William | 00967 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110713,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20120527,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20110713,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20120830,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20120830,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Borman, Colin Andrew | 01088 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20120408,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20130328, |
Both, Thomas Marinus | 01464 | Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Approved####20150209,Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Withdrawn####20150512, |
Bou Ayach, Said | 00276 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20100815,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn####20130424,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100620, |
Bou Ayache, Maamoun Riad | 00123 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20080622,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20100310,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100620, |
Bou Diab, Abbas | 00467 | BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Approved##20080901##,BLOM Bank Qatar LLC##00079##MLRO Function##Approved##20080901##, |
Bou Khouzam, Imad Nabih | 00044 | Standard Chartered Bank##00010##Finance Function##Approved####20060622,Standard Chartered Bank##00010##Finance Function##Withdrawn####20080401, |
Bou Shahin, Rabii | 00737 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100310,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100310,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110302,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130822,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Approved####20130923,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Bouker, Slim | 00757 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20100426,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20150211,Julius Baer (QFC) LLC##01606##Senior Executive Function##Approved##20220818##, |
Boukhalil, Nikolaos | 01169 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Boullefort-Fulconis, Nathalie Marie Juliette | 00034 | AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20090303, |
Boulos, Jawad Simon | 01755 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20200420##, |
Bouloux, Charles Serge Henri | 00119 | AIG MEA Limited##00035##Senior Executive Function##Approved####20070218,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20080308, |
Bourel, Herve Paul Joseph Raymond | 01480 | Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Approved####20150601,Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn####20200120, |
Bourland, Marc Jean-Marie | 02101 | Rasmal Ventures LLC##01927##Risk Management Function##Approved##20240721##,Rasmal Ventures LLC##01927##Finance Function##Approved##20240721##, |
Boyon, Michel Henri Claude | 01794 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
Brady, Peter John | 00441 | UBS AG##00087##Compliance Oversight Function##Approved####20080723,UBS AG##00087##Compliance Oversight Function##Withdrawn####20131130,UBS AG##00087##MLRO Function##Approved####20080723,UBS AG##00087##MLRO Function##Withdrawn####20131130, |
Brearley, Sarah Louise | 01314 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20131029,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140417,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Conditionally Approved####20140618,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20141106,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Bree, Sarah Jane | 01555 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20161030,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20180628, |
Breusch, Carola Nicola Asha | 00054 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070701, |
Britto, Rayner Anthony Ronald | 02060 | Zurich International Life Limited##00067##Executive Governance Function##Approved##20231106##, |
Bromley, John Axel | 00711 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20091210,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20130115,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20091210,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130326, |
Bromley, John Paul | 00529 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved####20081130,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn####20101103,Nexus Financial Services WLL##00099##MLRO Function##Approved####20081130,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn####20101103, |
Brook, Shaun Andrew | 00801 | Kane LLC##00121##Senior Executive Function##Approved####20100826,Kane LLC##00121##Senior Executive Function##Withdrawn####20120326,Kane LLC##00121##Executive Governance Function##Approved####20100826,Kane LLC##00121##Executive Governance Function##Withdrawn####20120930, |
Brooks, Peter Sam | 01326 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20131127,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20141127,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Brown, Gavin Farley | 00638 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20101007,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn####20130310,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Approved####20090812,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn####20130310,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20130625,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn####20141030, |
Brown, Mark | 01170 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Brown, Peter James | 00351 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20080127,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513, |
Brown, Stephane James | 01192 | Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20130107,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20160121, |
Bseisu, Dina Adnan Nureddin | 00243 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070920,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20110113,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070920,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110113, |
Buchanan, Duncan Roderick | 00424 | Marsh Qatar LLC##00085##Senior Executive Function##Approved####20080630,Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn####20110526,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Approved####20080630,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn####20110526,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Approved####20080630,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110526,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20101007,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20101007,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110817, |
Buckley, Michael Oliver | 01118 | Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn####20161212,Daman Health Insurance Qatar LLC##00142##MLRO Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn####20161212, |
Bukhamseen, Anwar Jawad Ahmed | 00555 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190424, |
Bukshi, Varun Kumar | 01478 | Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Approved##20180731##,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20150512,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20180731, |
Buling, Anabelle Tubosa | 01629 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved####20180121,Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn####20180121, |
Bulovic, Rim Esreb | 00023 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20060305,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20070920,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20060305,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070920, |
Bundoc, Mary Ann Mayuga | 01514 | Aon Qatar LLC##00086##Finance Function##Approved##20151229##, |
Burger, Regis | 01983 | Julius Baer (QFC) LLC##01606##Non-Executive Governance Function##Approved##20220818##, |
Burger, Susanne Daniela | 01121 | Daman Health Insurance Qatar LLC##00142##Actuarial Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Actuarial Function##Withdrawn####20200120, |
Busuttil, Conrad Victor | 01224 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20130320,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20140930,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20130320,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn####20140930, |
Butcher, Nayna | 00802 | Kane LLC##00121##Compliance Oversight Function##Approved####20100826,Kane LLC##00121##Compliance Oversight Function##Withdrawn####20120321,Kane LLC##00121##MLRO Function##Approved####20100826,Kane LLC##00121##MLRO Function##Withdrawn####20120321, |
Butler, Niall | 01143 | Allianz Worldwide Care Limited##00163##Risk Management Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Risk Management Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Risk Management Function##Approved####20140617,AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn####20160715, |
Byrne, Michael | 01669 | Sharq Insurance LLC##00054##Senior Management Function##Approved####20181219,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20200209, |
Cahill, James William | 00397 | AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20080519,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn####20091214,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20080519,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091214, |
Callaghan, Steven James | 00762 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20110825,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100505,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110808,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100505,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110808, |
Callander, Norman Scott | 00035 | AXA Investment Managers LLC##00008##Senior Executive Function##Approved####20060423,AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn####20100706,AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20060423,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn####20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20060423,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100706, |
Calleja, Kenneth | 01443 | Goldman Sachs International##00053##Senior Executive Function##Approved####20141202,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20151224,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20160124,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Approved####20141202,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Approved####20141202,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Cameron, Andrea | 01232 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20130410,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed####20140410, |
Capron, Frank | 01340 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20140115,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20140115,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20140115,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20140115, |
Carmignani, Roger | 00874 | Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn####20120910, |
Carouba, Nataly | 00823 | Matrix ME Alignment Fund Management LLC##00122##Compliance Oversight Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Compliance Oversight Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##MLRO Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##MLRO Function##Withdrawn####20121231, |
Carre De Malberg, Alexandre Louis Charles Marie | 01317 | Concordia Capital LLC##00129##Senior Management Function##Approved####20131114,Concordia Capital LLC##00129##Senior Management Function##Withdrawn####20140415,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Approved####20131114,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn####20140415,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Approved####20131114,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140415, |
Carton, Edmond Paul Charles Noel Antoine | 01308 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Approved####20131008,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20131008,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20131008,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Approved####20150519,Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Withdrawn####20180731, |
Cartwright, Timothy George | 01226 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20130326,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20170807, |
Casement, David Alexander | 01037 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Approved####20111101,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn####20140820, |
Cavargna-Sani, Fernando Meinrado | 00816 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20101007,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20120910,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20101007,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120910, |
Cazavant, Rodolphe Christian | 00619 | Al Mal Bank LLC##00100##Senior Management Function##Approved####20090513,Al Mal Bank LLC##00100##Senior Management Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Approved####20090513,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Approved####20090513,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Approved####20090513,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn####20100328, |
Cejka, Martin | 01359 | Citibank, N.A.##00043##Internal Audit Function##Approved####20140210,Citibank, N.A.##00043##Internal Audit Function##Withdrawn####20151102, |
Chadha, Ajesh | 00039 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20080608,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20090812, |
Chai, Ting Ting | 01305 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Internal Audit Function##Approved##20130923##, |
Chaker, Rony | 00962 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110626,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231, |
Chalhoub, Rana | 00977 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Approved####20110713,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20110713,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,HMK Capital LLC##01718##Compliance Oversight Function##Approved##20240226##,HMK Capital LLC##01718##MLRO Function##Approved##20240226##, |
Chamaa, Muhammad | 00884 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20110206,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20111003,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20150426,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20151101,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20110206,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20111003,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20150426,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20151101, |
Chammas, Fadi Said | 00124 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20091210, |
Chamont, Nadia | 00680 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20091008,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20110519,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20091008,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110519, |
Chamoun, Jean Tohme | 00091 | Bank Audi LLC##00027##Compliance Oversight Function##Approved####20061221,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20071111,Bank Audi LLC##00027##MLRO Function##Approved####20061221,Bank Audi LLC##00027##MLRO Function##Withdrawn####20071111, |
Chana, Simrin Tara Singh | 01766 | Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved####20220110,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved - Inactive Firm##20240610##,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20200601,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved - Inactive Firm##20240610##,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20200601,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved - Inactive Firm##20240610##, |
Chand, Devinder | 01403 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Approved####20140610,State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn####20161214,State Bank of India - QFC Branch##00137##MLRO Function##Approved####20140610,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn####20161214, |
Chandak, Rajat Kumar | 01509 | First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Approved##20151025##, |
Chandapillai, Babuji Nellikalayil | 00280 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Chandapillai, Mathew Nellikalayil | 00281 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Chandapillai, Shaju Nellikalayil | 00282 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Chandrasekharan, Jayachandran | 00453 | Kuwait Financial Centre S.A.K.##00009##Finance Function##Approved####20080824,Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn####20090812, |
Chandrashekaraiah, Shiva Kumar Nanjundaiah | 00694 | Rothschild & Co Doha LLC##00116##Finance Function##Approved - Inactive Firm##20211117##, |
Chant, Paul Jonathan | 00597 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20090419,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090930, |
Chappuis, Yvan Olivier | 00070 | UBP (Qatar) LLC##00021##Finance Function##Approved####20061031,UBP (Qatar) LLC##00021##Finance Function##Withdrawn####20100207, |
Chatterjee, Amit | 01025 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Chaudhary, Muhammad Taimoor | 01140 | QINVEST LLC##00048##Finance Function##Approved####20120812,QINVEST LLC##00048##Finance Function##Withdrawn####20130206, |
Chaudhry, Faical | 00778 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120301, |
Chaudhry, Kashif Mehmood | 00539 | Al Mal Bank LLC##00100##Compliance Oversight Function##Approved####20081203,Al Mal Bank LLC##00100##Compliance Oversight Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Compliance Oversight Function##No longer performing a controlled function for an authorised firm####20100328,Al Mal Bank LLC##00100##MLRO Function##Approved####20081203,Al Mal Bank LLC##00100##MLRO Function##Withdrawn####20100328,Al Mal Bank LLC##00100##MLRO Function##No longer performing a controlled function for an authorised firm####20100328, |
Chedid, Elias Raymond | 00992 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved##20110912##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110912,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Chedid, Farid | 00667 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Approved##20110421##,SEIB Insurance and Reinsurance Company LLC##00114##Executive Governance Function##Approved##20091021##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110421,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Chedid and Associates Qatar LLC##00115##Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20100207,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Chehwane, Doumit Tanious | 00283 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20120201, |
Chemaly, Naoum | 00810 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20100920,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20110912, |
Chen, Kai | 01535 | Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved####20160605,Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Withdrawn####20240226, |
Chen, Xiaoling | 01580 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##,Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved##20170228##, |
Cherian, Sheryl Thalathayil | 01985 | Julius Baer (QFC) LLC##01606##Non-Executive Governance Function##Approved##20220818##, |
Cherif, Omar Philipp | 01400 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Approved####20140526,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20140526,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141231, |
Cheriyedath Nair, Sameer | 01957 | Liva Insurance SAOC##01605##Non-Executive Governance Function##Approved####20220830,Liva Insurance SAOC##01605##Non-Executive Governance Function##Withdrawn####20230228, |
Chettuvetty, Ajay Kumar | 00684 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20101216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20220524,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20231227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved####20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn####20101216, |
Chidambaram, Shyam Sundar | 00853 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20101207,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20110512,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20101207,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110512, |
Chima, Vikramjit Singh | 01645 | Goldman Sachs International##00053##Finance Function##Approved##20220704##,Goldman Sachs International##00053##Executive Governance Function##Approved##20220704##, |
Chishti, Hasnain Farid | 01910 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved##20220110##, |
Choksi, Mohamed | 01163 | Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Withdrawn####20180409, |
Chong, Samuel Songwon | 01370 | QINVEST LLC##00048##Risk Management Function##Approved####20140309,QINVEST LLC##00048##Risk Management Function##Withdrawn####20170111,QINVEST LLC##00048##Senior Management Function##Approved####20140309,QINVEST LLC##00048##Senior Management Function##Withdrawn####20170111, |
Choudhary, Amit Kumar | 01662 | Lesha Bank LLC (Public)##00091##Finance Function##Approved####20181111,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20190731, |
Choudhury, Imon Shamsuddin | 00958 | Aon Qatar LLC##00086##Compliance Oversight Function##Approved##20110601##,Aon Qatar LLC##00086##MLRO Function##Approved##20110601##, |
Chow, Cho Yoong | 00650 | Pacific Star Doha LLC##00111##Non-Executive Governance Function##Approved####20090827,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn####20110510, |
Chrestien De Poly, Caroline Francoise Marie | 02059 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20231106##, |
Chrysanthou, Athos | 01219 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20130224,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20140618, |
Chung, Sei Rin | 01666 | Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20181205##, |
Chunyi, Zheng | 01189 | Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved####20121231,Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn####20211130, |
Clark, Carianne Ellen | 01328 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20131216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed####20141216, |
Clark, Robin Douglas | 00036 | AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20141031,AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20060423,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20080110,AXA Investment Managers LLC##00008##MLRO Function##Approved####20060423,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20071205, |
Clarke, Clodagh Teresa | 01572 | AWP Health & Life S.A.##00193##Risk Management Function##Approved####20161212,AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn####20211117, |
Clavarino, Carlo | 01249 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20130520,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20181001, |
Cleanis, Michael Pascal | 01230 | UBS AG##00087##Senior Executive Function##Approved####20130402,UBS AG##00087##Senior Executive Function##Withdrawn####20140128,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20130402,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20130402,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Clinton, Roy Mark | 01465 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20150209,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20150726, |
Clipson, Jaqueline Sharen | 00055 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070701, |
Cocker, Christopher Michael | 01235 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20130417,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231, |
Cockroft, Mark Aram | 01248 | Qatar Reinsurance Company LLC##00117##Actuarial Function##Approved####20130515,Qatar Reinsurance Company LLC##00117##Actuarial Function##Withdrawn####20151202, |
Cohill, Richard D'arcy | 01005 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20130523,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130523, |
Collins, Shaun Anthony | 01032 | Goldman Sachs International##00053##Finance Function##Approved####20111025,Goldman Sachs International##00053##Finance Function##Withdrawn####20130412, |
Colombo, Andrea Maria Claudio | 01947 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved##20220701##, |
Confoy, Edward Christopher | 00442 | UBS AG##00087##Finance Function##Approved####20080723,UBS AG##00087##Finance Function##Withdrawn####20090906, |
Cook, David Earl | 01822 | Sharq Insurance LLC##00054##Senior Executive Function##Approved##20210223##, |
Cook, John Charles | 01715 | Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Withdrawn by the QFCRA####20240730, |
Coomber, John Richard | 00518 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014, |
Corbett, Jeffrey Loel | 00841 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20101107,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20131130,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20101107,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20131130, |
Cordero, Hector Galeon | 01469 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20150310,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20181231,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20150310,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20181231,Bank J. Safra Sarasin (QFC) LLC##00212##Compliance Oversight Function##Approved##20190213##,Bank J. Safra Sarasin (QFC) LLC##00212##MLRO Function##Approved##20190213##, |
Cormack, Ian Donald | 00519 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014, |
Cornel, Baby Jean Sabinosa | 01142 | Allianz Worldwide Care Limited##00163##Finance Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Finance Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Finance Function##Approved##20140617##, |
Cornu-Thenard, Alain Yves Marie | 00695 | Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn####20130704, |
Costa, Neil | 01473 | Zurich International Life Limited##00067##Actuarial Function##Approved##20150324##, |
Costello, David | 01144 | Allianz Worldwide Care Limited##00163##Actuarial Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Actuarial Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Actuarial Function##Approved####20140617,AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn####20160218, |
Cove, Patrick Nicholas | 01292 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20130902,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20140512, |
Cowie, Craig | 00790 | QINVEST LLC##00048##Senior Management Function##Approved####20130923,QINVEST LLC##00048##Senior Management Function##Withdrawn####20180215,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100815,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100815,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100815,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20100815,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Cowley, Michael Alan | 00577 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Approved####20090225,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn####20140630, |
Crapper, Steven | 00733 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100215,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110215,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100215,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110215, |
Cummings, Kevin Scott | 00430 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20080713,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20080713,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100526,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20130203,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20140714,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20120201,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn####20140714,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##App, |
Curtis, Clare Elizabeth | 00132 | Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn####20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Approved####20070318,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn####20080308, |
D'Amico, Patrick | 00769 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20100526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20120201,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120201, |
D'Souza, Ralph Herman Constance | 01256 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20130603,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20180204, |
Dadis, Rania | 00106 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20070206,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20080608, |
Dagher, Jalal | 00750 | Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20100330,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Dagli, Emre | 01799 | VakifBank QFC Branch##00956##MLRO Function##Approved####20201215,VakifBank QFC Branch##00956##MLRO Function##Withdrawn####20211103, |
Daher, Bruno | 00109 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20070208##, |
Dajani, Izzat | 01022 | Citibank, N.A.##00043##Senior Executive Function##Approved####20111019,Citibank, N.A.##00043##Senior Executive Function##Withdrawn####20130228,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20111019,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20130228,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20111019,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130228,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20111019,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn####20130228, |
Dalloul, Majed | 01356 | Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved####20140205,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn####20210310,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved####20140205,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn####20210310,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20140507,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20210408,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20140507,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20210408, |
Danesi, Franco | 00605 | QINVEST LLC##00048##Senior Management Function##Approved####20130828,QINVEST LLC##00048##Senior Management Function##Withdrawn####20130919,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20130919,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130919,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20130919,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20130919, |
Daniel, Jiji Daniel | 00284 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Daphtary, Vivek | 00081 | EMIRATES NBD PJSC##00026##Senior Executive Function##Approved####20061212,EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn####20070912, |
Das, Sugato Shankar | 00507 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20081023,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20110124, |
Dash, Saumitra Kumar | 00924 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20110703, |
Dassani, Praful Anandkumar | 00855 | Sumitomo Mitsui Banking Corporation##00073##Finance Function##Approved##20101212##, |
Dattani, Bhavesh | 00626 | Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn####20130625,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn####20130625, |
Dave, Rupesh Amritlal | 01284 | Amwal LLC##00145##Finance Function##Approved##20130716##, |
David, Varghese Pulikottil | 00116 | QIC International LLC##00034##Compliance Oversight Function##Approved####20070212,QIC International LLC##00034##Compliance Oversight Function##Withdrawn####20140309,QIC International LLC##00034##Risk Management Function##Approved####20070620,QIC International LLC##00034##Risk Management Function##Withdrawn####20120301,QIC International LLC##00034##MLRO Function##Approved####20070212,QIC International LLC##00034##MLRO Function##Withdrawn####20140309,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved####20190501,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn####20220430, |
Davidson, Vincent William | 01070 | QIC International LLC##00034##Risk Management Function##Withdrawn####20150625,Qatar Reinsurance Company LLC##00117##Risk Management Function##Approved####20120301,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn####20150625,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20150625,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20120301,QIC International LLC##00034##Risk Management Function##Approved####20120301, |
Davies, Paul Jeremy | 01302 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20130917,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20131206, |
Davila Quiroga, Eduardo Ignacio | 01672 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20190203,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20220511, |
Davis, Alister John Bryan | 00184 | TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Withdrawn####20100215,TAIB Bank Qatar LLC##00049##MLRO Function##Approved####20070516,TAIB Bank Qatar LLC##00049##MLRO Function##Withdrawn####20100215, |
Davis, Michael Gregory | 01884 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved####20211025,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Withdrawn####20220510, |
Dayanand, Satya | 00378 | Abu Dhabi Commercial Bank##00075##Finance Function##Approved####20080308,Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn####20100624, |
De Castro Rodriguez, Rafael | 01245 | American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20130507,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20160331, |
De Ferrari, Francesco Alexander | 01980 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20220913,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20240306, |
de Graffenried III, Arthur Moseley | 00475 | Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Executive Governance Function##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20101215,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20121018,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved, |
de Picciotto, Daniel Alain | 00071 | UBP (Qatar) LLC##00021##Non-Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn####20100207, |
de Villeneuve-Bargemont, Bertrand Philippe Alban | 01238 | Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20130428,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA####20140518, |
Deaibes, Hani | 02062 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20231112##, |
Deane, Helen Rebecca (Prohibited) | 01145 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20120827,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20130530,The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20120827,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20130530, |
Deegan, Gary Anthony | 00250 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20081104,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081104, |
Deen, Abdullatif Khaled Abdullatif Mohamed | 00768 | MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20100526,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20101017, |
Degun, Rajpal Kaur | 01089 | Kane LLC##00121##Finance Function##Approved####20120408,Kane LLC##00121##Finance Function##Withdrawn####20120429, |
Deichl, Wolfgang | 00798 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20100815,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20120326, |
Del Pozo Rincon, Alberto | 02109 | Qatar Central Counterparty LLC##02487##Risk Management Function##Approved##20240805##, |
Delivanis, Patrikios | 01426 | Morgan Stanley & Co International plc##00019##Senior Management Function##Approved##20140930##,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20140930,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20140930,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211108##,Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved##20240825##, |
Denton, Paul Robert | 00569 | UBP (Qatar) LLC##00021##Compliance Oversight Function##Approved####20090118,UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn####20100608, |
Desideri, Paolo | 01968 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved####20220831,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Withdrawn####20231130,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Approved####20220831,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Withdrawn####20231130, |
Deulin, Ivan | 01862 | CQUR Bank LLC##00622##Finance Function##Approved####20210714,CQUR Bank LLC##00622##Finance Function##Withdrawn####20230608, |
Devasia, Thomas | 00655 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Approved####20100310,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn####20130930,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Insurance Mediation##Approved####20090901,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Insurance Mediation##Withdrawn####20130930,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved####20141104,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn####20160628, |
Devos, Philippe Jean Jacques Louis | 00375 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn####20150201,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn####20110102,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Dhanoo, David Devanand | 00618 | Qatar Insurance Services LLC##00097##Compliance Oversight Function##Approved####20090514,Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn####20101014,Qatar Insurance Services LLC##00097##MLRO Function##Approved####20090514,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn####20101014, |
Dhingra, Gaurav | 00137 | ICICI Bank Limited##00041##Finance Function##Approved####20070321,ICICI Bank Limited##00041##Finance Function##Withdrawn####20080924, |
Dhoot, Amit | 00885 | ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20110206,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20120229,ICICI Bank Limited##00041##MLRO Function##Approved####20110206,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20120229,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20120229,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20140922,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20120229,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20140922,Citibank, N.A.##00043##Compliance Oversight Function##Approved####20141117,Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn####20240401,Citibank, N.A.##00043##MLRO Function##Approved####20141117,Citibank, N.A.##00043##MLRO Function##Withdrawn####20240401, |
Di Nolfo, Natale | 01844 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved####20210525,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn####20220701, |
Diab, Fuad Suliman | 00012 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn####20170220, |
Dick, Dermot Patrick | 00188 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110512,Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20110308,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110308, |
Dick, Joanne | 00002 | Ansbacher & Co Limited##00001##MLRO Function##Approved####20050929,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20051229, |
Dighe, Rohan | 01728 | AIG MEA Limited##00035##Compliance Oversight Function##Approved####20200405,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20240820,AIG MEA Limited##00035##MLRO Function##Approved####20191208,AIG MEA Limited##00035##MLRO Function##Withdrawn####20240820, |
Ditchburn, Sharon Narelle | 02011 | Sword Capital Representative Office##01431##MLRO Function##Approved####20230117,Sword Capital Representative Office##01431##MLRO Function##Withdrawn####20240128, |
Doctor, Jasmeet Noshir | 01642 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20180709,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20220516, |
Dodge, Corina | 01537 | American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20160626,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20170511, |
Doghlass, Gladson | 00503 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Approved####20081023,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Approved####20081023,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,BLOM Ba, |
Dolan, Leigh | 01504 | Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved####20150913,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn####20170925, |
Dona, Luca | 02066 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved##20231227##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Approved##20231227##, |
Dondi, Marc | 00770 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110912,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20110912,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20110912, |
Dong, Bo | 02076 | Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved##20240226##, |
Dong, Xu | 01976 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220905##, |
Dosaj, Arjun | 00651 | Pacific Star Doha LLC##00111##Senior Executive Function##Approved####20101017,Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn####20120408,Pacific Star Doha LLC##00111##Executive Governance Function##Approved####20101017,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn####20120408,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Approved####20090827,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn####20101017, |
Doshi, Chirag Rajkumar | 01686 | Epicure Investment Management LLC##00676##Executive Governance Function##Approved##20220606##,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved####20190501,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn####20220606,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved##20220927##, |
Dougan, David | 01061 | Sharq Insurance LLC##00054##Risk Management Function##Approved####20120220,Sharq Insurance LLC##00054##Risk Management Function##Withdrawn####20150216, |
Doummar, Roland Michel | 00526 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved####20081124,First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn####20140220, |
Downey, Colin Gerard | 01599 | AWP Health & Life S.A.##00193##Senior Management Function##Approved####20170716,AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn####20181231, |
Dr Al-Meer, Jehan Abdulla M A | 01204 | Innovation Capital Qatar LLC##00151##Executive Governance Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Executive Governance Function##Withdrawn####20131105,Innovation Capital Qatar LLC##00151##Executive Governance Function##No longer performing a controlled function for an authorised firm####20131105, |
Dr Bitzer, Johann Michael | 01114 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20200120, |
Dr Schneider, Christian Josef | 01117 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20150630, |
Dr Trautwein, Hans | 01242 | Daman Health Insurance Qatar LLC##00142##Risk Management Function##Approved####20130501,Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn####20200120, |
Dragomer, Pierre Andre | 00383 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20080313,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20090331,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20080313,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090331, |
Driscoll, John | 00476 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20100426, |
Drosten, Heinz-Peter Ichiro | 01663 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20181111,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20190417, |
Dsouza, Vinaya Edward | 01658 | ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20181029,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20181217, |
Ducat, Bettina Gisele | 01165 | AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20121016,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20141031, |
Dueymes, Cedric François Marie | 00648 | AIG MEA Limited##00035##Compliance Oversight Function##Approved####20090819,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20100411, |
Duggan, Alyson | 01837 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210411##, |
Dulake, Elizabeth Anne | 00199 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070701,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20110512, |
Dunphy, Rachel Christina | 01664 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20181128##,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved##20181128##, |
Dunster, Matthew Christy | 00868 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn####20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn####20130716, |
Durbha, Vinod Kumar | 01137 | ICICI Bank Limited##00041##Senior Executive Function##Approved####20120806,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20160907,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20120806,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Dureja, Sanjeev | 00782 | Abu Dhabi Commercial Bank##00075##Finance Function##Approved####20100623,Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn####20190923, |
Durman, Tamer Selçuk | 01299 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Risk Management Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Risk Management Function##Withdrawn####20150528, |
Dutta, Subhendu | 00919 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101, |
Duttenhofer, Danielle Marie-Therese Maynard | 00989 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20111124,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111124, |
Dwarakanathan, Magesh | 00583 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20090322,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn####20130516,Aon Qatar LLC##00086##Senior Management Function##Approved##20130716##,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20130716,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
E'Waidah, Nidal Radi Younis | 00130 | Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved##20070308##, |
Earle, Glenn Peter Jonathan | 00204 | Goldman Sachs International##00053##Finance Function##Approved####20070709,Goldman Sachs International##00053##Finance Function##Withdrawn####20111025, |
Easton, Graeme Michael | 00573 | Zurich International Life Limited##00067##Actuarial Function##Approved####20090201,Zurich International Life Limited##00067##Actuarial Function##Withdrawn####20150205, |
Ebdon, Elizabeth Anne | 00861 | Guardian Wealth Management Qatar LLC ##00113##MLRO Function##Approved####20110102,Guardian Wealth Management Qatar LLC ##00113##MLRO Function##Withdrawn####20150731, |
Eden, John Kenneth | 00457 | RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn####20100310,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn####20100310, |
Edwards, Deborah Mary Anne | 01450 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20141229,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Eid, Lara Halim | 00125 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20110206,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20110206, |
Eid, Ramzi | 01233 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20130410,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20181111,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20210531, |
Eid, Wael Kamal Amin | 01938 | QINVEST LLC##00048##Risk Management Function##Approved##20220531##, |
Eido, Tarek | 01838 | UBS Qatar LLC##01169##Senior Executive Function##Approved##20210421##, |
Ekanath, Ajith Ramachandran | 02113 | Sharq Insurance LLC##00054##Compliance Oversight Function##Approved##20240813##,Sharq Insurance LLC##00054##MLRO Function##Approved##20240813##, |
El Anany, Tamer Mohamed Mostafa | 01405 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Approved####20140610,Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn####20170920,Abu Dhabi Commercial Bank##00075##MLRO Function##Approved####20140610,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn####20170920, |
El Ayna, Hadi | 01174 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121018,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20140327, |
El Boustany El Eter, Rima | 01347 | BLOM Bank Qatar LLC##00079##Risk Management Function##Approved##20140128##, |
El Chami, Randa | 00263 | Bank Audi LLC##00027##Compliance Oversight Function##Approved####20071111,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20101003,Bank Audi LLC##00027##MLRO Function##Approved####20071111,Bank Audi LLC##00027##MLRO Function##Withdrawn####20101003, |
El Dabag, Khaled | 01584 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Senior Management Function##Approved##20170510##, |
El Daher, Zeina | 01688 | Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20190527,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20220831,Nasco Qatar LLC##00057##MLRO Function##Approved####20190527,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20220831, |
El Debs, Khalil | 01367 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20140217##, |
El Helou, Rita | 01901 | Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved##20211108##,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20211108##, |
El Hout, Ayman Adel | 02052 | Marsh Qatar LLC##00085##Executive Governance Function##Approved##20230911##, |
El Jed, Laurent Hilal | 00247 | Kaupthing Bank hf.##00063##Senior Management Function##Approved####20070927,Kaupthing Bank hf.##00063##Senior Management Function##Withdrawn####20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn####20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080313, |
El Kada, Naji | 00717 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20091215,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20120715, |
El Kadi, Fares | 00390 | BLOM Bank Qatar LLC##00079##Senior Executive Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Senior Executive Function##Withdrawn####20120520,BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Executive Governance Function##Withdrawn####20120520,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved####20120520,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn####20170406, |
El Khatib, Maher | 01925 | SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Approved##20220222##, |
El Khoury, Georges | 00767 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100526,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110922, |
El Khoury, Paul Boulos | 00592 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120618,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120618,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120618,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20120618, |
El Kourani, Joseph Malek | 00285 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100411, |
El Ladkani, Alaa | 01270 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20130617,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved##20161024##, |
El Maghawry, Omar Adel | 00225 | CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Custo, |
El Mallawany, Yasser Soliman Hisham | 00337 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20130527, |
El Masri, Mohamad | 01014 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20111006,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20111006,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
El Matni, Chadi | 00612 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110912, |
El Nakib, Bachir | 00819 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20101011,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20140422,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20101011,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20140422,Coutts & Co##00084##Compliance Oversight Function##Withdrawn####20150623,Coutts & Co##00084##MLRO Function##Withdrawn####20150623,Coutts & Co##00084##Compliance Oversight Function##Approved####20140526,Coutts & Co##00084##MLRO Function##Approved####20140526, |
El Omari, Raed Mohammad Said Elayan | 00286 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231, |
El Sayed, Bassam | 00729 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Approved####20100207,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
El Sayed, Mohamed Nidal | 01814 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved##20210531##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20210121,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20210531, |
El Sonbaty, Ayman Wagdy Mohamed | 00745 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130305,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130305, |
El Tahry, Aly Mahmoud Saad Eldin | 00405 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn####20110615, |
El Zein, Saadeddine Abdul Halim | 00093 | Bank Audi LLC##00027##Senior Management Function##Approved####20061221,Bank Audi LLC##00027##Senior Management Function##Withdrawn####20100720, |
El Zyr, Karim Antoine | 00266 | Nasco Qatar LLC##00057##Senior Executive Function##Approved####20071121,Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn####20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
El-Guindi, Mohamed Salah | 00624 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20090527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20140831,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20090527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140831,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20141111,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20141111,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
El-Hakim, Jad | 00915 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121009, |
El-husseini, Sarah | 02050 | UBS Qatar LLC##01169##Compliance Oversight Function##Approved##20230831##,UBS Qatar LLC##01169##MLRO Function##Approved##20230831##,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved##20240610##,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved##20240610##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved##20240610##,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved##20240610##, |
El-Mahgary, Wael Mohamed Sayed | 00404 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn####20120809, |
El-Nagdy, Karim Stub | 00251 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
El-Quqa, Omar Mahmoud | 00051 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20091018, |
El-Saigh, Ziad | 02078 | Banco Santander, S.A., Doha Representative Office##02226##Senior Executive Function##Approved##20240229##, |
El-Sibai, Mustapha | 00391 | BLOM Bank Qatar LLC##00079##Finance Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn####20080622, |
El-Zagha, Nael Zahi Rashed | 00540 | Al Mal Bank LLC##00100##Senior Management Function##Approved####20081203,Al Mal Bank LLC##00100##Senior Management Function##Withdrawn####20100328, |
Elhag, Tarig Abdul Wahab Mohamed Ahmed | 00658 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn####20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Advising on Investments##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Advising on Investments##Withdrawn####20101017, |
Elian, Ziad | 01421 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140831,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140831,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved##20210223##, |
Elias, Camil Elias | 00287 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Ellen, Peter John | 01303 | Nexus Financial Services WLL##00099##Senior Management Function##Approved####20130917,Nexus Financial Services WLL##00099##Senior Management Function##Withdrawn####20150630,Nexus Financial Services WLL##00099##Non-Executive Governance Function##Approved##20220123##, |
Ellis, David Anthony | 01181 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121125,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Elmoatassem, Hassam Saeb | 01385 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140327,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140327,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20140327,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Elmosallamy, Tarek Ahmed Abdelgaffar | 01454 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Approved####20141229,First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn####20181022, |
Elshar, Mahmoud Abouelfetouh Ghazy | 01909 | Sword Capital Representative Office##01431##MLRO Function##Approved####20211207,Sword Capital Representative Office##01431##MLRO Function##Withdrawn####20220830, |
ElShikha, Walid Samir AbdelHakam | 00970 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved####20110731,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn####20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved####20190919,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn####20230323,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved####20110731,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Withdrawn####20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved####20190919,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Withdrawn####20230323, |
Emani, Belqes Faisal Karama | 01027 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140227, |
Emmins, Mark Anthony | 01335 | Barclays Bank PLC##00018##Internal Audit Function##Approved####20140115,Barclays Bank PLC##00018##Internal Audit Function##Withdrawn####20151015, |
Endo, Koichi | 01250 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Approved####20130520,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Approved####20130520,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Englund, Peter Nils | 01913 | Zurich Insurance Company Ltd. QFC Branch##00166##Non-Executive Governance Function##Approved####20220110,Zurich Insurance Company Ltd. QFC Branch##00166##Non-Executive Governance Function##Approved - Inactive Firm##20240610##, |
Envis, Gary | 00003 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20050929,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20060214,QREIC Sukuk LLC##00012##MLRO Function##Approved####20060710,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20060921, |
Erbay, Derya | 01298 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn####20130915, |
Ergunes, Erhan | 01936 | Sharq Insurance LLC##00054##Senior Management Function##Approved####20220524,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20230622, |
Erickson, Bradley Dale | 00004 | Ansbacher & Co Limited##00001##Finance Function##Approved####20050929,Ansbacher & Co Limited##00001##Finance Function##Withdrawn####20070709, |
Erickson, Ruth Gregory | 00425 | Marsh Qatar LLC##00085##Compliance Oversight Function##Approved####20080630,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn####20100124, |
Esmat, Amal Ali | 00241 | Citibank, N.A.##00043##Senior Management Function##Approved####20070917,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20161023, |
Espiritu, Elmer Hilario | 01904 | Prime Financial Solutions LLC##00109##Finance Function##Approved####20211207,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20220127, |
Estlick, Colin | 00736 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20100217,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120527, |
Eteen-Bliss, Adrian Mark | 00930 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140403,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20140610,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140818, |
Evain, Christian Michel Marie | 00152 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109, |
Evans, Thomas Carlile | 01030 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20111025,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Ezzaldin, Khalid | 01855 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved####20210622,Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn####20220814,Al Rayan Investment LLC##00045##MLRO Function##Approved####20210622,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn####20220814, |
Fackrell, Gideon Paul Jeffrey | 00037 | AXA Investment Managers LLC##00008##Finance Function##Approved####20060423,AXA Investment Managers LLC##00008##Finance Function##Withdrawn####20091008, |
Faddoul, Joseph Boutros | 01051 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved####20120201,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn####20121112, |
Faddoul, Wadih | 00649 | Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Approved####20100620,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn####20120109,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Approved####20100620,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120109,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Approved####20090819,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn####20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20090819,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Approved####20090819,BLOM Bank Qatar LLC##00079##Customer Facin, |
Faiz, Mohamed Nassim | 00613 | QINVEST LLC##00048##Senior Management Function##Approved####20090430,QINVEST LLC##00048##Senior Management Function##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20121125, |
Fajardo, Manuel Eduardo | 01682 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20190502,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20190710,AXA Investment Managers LLC##00008##MLRO Function##Approved####20190502,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20190710, |
Fakhreddine, Hussein | 01422 | QINVEST LLC##00048##Senior Executive Function##Approved##20210714##,QINVEST LLC##00048##Senior Management Function##Withdrawn####20210701,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved####20200115,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Withdrawn####20220927,Epicure Islamic Investment Management LLC##00602##Executive Governance Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Executive Governance, |
Fan, Feifei | 01918 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved####20220123,Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Withdrawn####20220813, |
Fanin, Daniele | 01528 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved####20160425,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Withdrawn####20220831,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Approved####20211108,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Withdrawn####20220831, |
Faraj, Saleh | 00133 | Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Approved####20070318,Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Withdrawn####20100105,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Approved####20070318,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20111003,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn####20111003,Nomura International plc, Qatar Financia, |
Fardan, Mohamed Hasan Mohamed | 00566 | MUFG Bank, Ltd.##00103##Finance Function##Approved####20090115,MUFG Bank, Ltd.##00103##Finance Function##Withdrawn####20121001, |
Farid, Muhammad Shahid | 01397 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved####20140507,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn####20160831,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved####20140507,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn####20160831,CB Asset Management LLC##01179##Compliance Oversight Function##Approved####20201230,CB Asset Management LLC##01179##Compliance Oversight Function##Withdrawn####20240116,CB Asset Management LLC##01179##MLRO Function##Approved####20201230,CB Asset Management LLC##01179##MLRO Function##Withdrawn####20240116,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Approved####20201026,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn####20201201,Sanguine Investment Managers LLC##00744##MLRO Function##Approved####20201026,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn####20201201, |
Fassati, Edoardo Giuseppe Maria | 01553 | Rothschild & Co Doha LLC##00116##Senior Executive Function##Approved - Inactive Firm##20211117##,Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved - Inactive Firm##20211117##, |
Fatemian, Seyedeh Delaram | 00809 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20100919,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20130801, |
Fawaz, Hassan | 01079 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120321,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140622,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120321,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140622, |
Fawaz, Toufic | 01944 | Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved####20220606,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Withdrawn####20240425, |
Fayech, Riadh | 02032 | QNB Capital LLC##00096##Compliance Oversight Function##Approved##20230630##, |
Fayed, Omar | 01075 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Fedor Jr, Stephen Peter | 01094 | Barclays Bank PLC##00018##Senior Executive Function##Approved####20120415,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20121214, |
Fenderico, Domenico Maurizio | 00174 | QINVEST LLC##00048##Finance Function##Approved####20070430,QINVEST LLC##00048##Finance Function##Withdrawn####20080318, |
Ferguson, Brian Paul | 00907 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20110316,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140217, |
Ferland, Benoit | 01757 | Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Approved####20200426,Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Withdrawn####20201125,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Approved####20200426,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Withdrawn####20201125, |
Fernandes, Reggie | 02073 | CB Asset Management LLC##01179##Senior Executive Function##Approved##20240218##, |
Fewtrell, Thomas | 00640 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20090728,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20200721, |
Field, Gillian Anne | 01188 | Coutts & Co##00084##MLRO Function##Approved####20121231,Coutts & Co##00084##MLRO Function##Withdrawn####20140221, |
Fikry, Seifallah Mohamed Amin Mahmoud | 01082 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20120326,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20150510, |
Fischer, Michael Bernard | 01895 | UBS Qatar LLC##01169##Compliance Oversight Function##Approved####20211103,UBS Qatar LLC##01169##Compliance Oversight Function##Withdrawn####20230831,UBS Qatar LLC##01169##MLRO Function##Approved####20211103,UBS Qatar LLC##01169##MLRO Function##Withdrawn####20230831, |
Fischer, Peter Christian Anton | 01266 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20130612,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228, |
Fitz-Henley, Sean | 01411 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20140708,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Fofana, Oumar | 01848 | Lesha Bank LLC (Public)##00091##MLRO Function##Approved##20210525##, |
Forcey, David John | 01291 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20130828,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202, |
Forde, David Martin | 00064 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217, |
Foroughi, Faranak | 00180 | EMIRATES NBD PJSC##00026##Senior Management Function##Approved####20070513,EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn####20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070613, |
Fourie, Johannes Jacobus | 01679 | AIG MEA Limited##00035##Risk Management Function##Approved####20190402,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20200708, |
Foxwell, Graham Andrew | 00288 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20101017,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130731, |
Francois, Pierre-Henri Guy Marie | 00876 | Concordia Capital LLC##00129##Senior Management Function##Approved####20110113,Concordia Capital LLC##00129##Senior Management Function##Withdrawn####20140416,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Approved####20110113,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn####20140416,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Approved####20110113,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140416, |
Frei, Nikolaus Heinrich | 00659 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn####20111003, |
Frick, Karl Michael | 00771 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Fröhlich, Klaus Bernhard Alfred | 01274 | Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20130625,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20130625,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20130625,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140218, |
Frost, Gavin Christopher | 01010 | Coutts & Co##00084##Finance Function##Approved####20110922,Coutts & Co##00084##Finance Function##Withdrawn####20131231, |
Frost, Ryan Brook | 01782 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20201103,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20201229, |
Fuggle, Stephen Andrew | 01185 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20121209,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20180429, |
Fukuda, Yuji | 00448 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Approved####20080810,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn####20130411,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Approved####20080810,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130411, |
Furner, Richard | 00257 | Zurich International Life Limited##00067##Actuarial Function##Approved####20071108,Zurich International Life Limited##00067##Actuarial Function##Withdrawn####20090201, |
Furtado, Ryna Prescy | 01029 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Fysel, Hijab Abdulla | 01834 | Maha Capital Partners LLC##01098##Risk Management Function##Approved##20210329##,Maha Capital Partners LLC##01098##Finance Function##Approved##20210329##, |
Gaa, Shirley Recayo | 01064 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20120220,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140306, |
Gadhia, Vikeshkumar Rasiklal Prabhuda | 00799 | Citibank, N.A.##00043##Senior Management Function##Approved####20100817,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20120831, |
Gado, Mohamed | 01673 | QNB Capital LLC##00096##MLRO Function##Approved####20190203,QNB Capital LLC##00096##MLRO Function##Withdrawn####20191208, |
Gadourah, Nader Jaodat K | 00635 | The Saudi National Bank##00081##Senior Executive Function##Approved####20090709,The Saudi National Bank##00081##Senior Executive Function##Withdrawn####20170228,The Saudi National Bank##00081##Customer Facing Function-Arranging Deals in Investments##Approved####20100418,The Saudi National Bank##00081##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,The Saudi National Bank##00081##Customer Facing Function-Dealing in Investments##Approved####20100418,The Saudi National Bank##00081##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231, |
Gajapathy, Logesh Babu | 00289 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124, |
Gally, Laurent-Patrick | 00800 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100825,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100825,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121009, |
Gamez Munoz, Antonio Francisco | 01902 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20211207##, |
Gandhi, Rajender | 00925 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101, |
Gandiya, Rufaro Charmaine | 01678 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20190304,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20210427,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20190304,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20210427, |
Gandolfi, Stefano | 01896 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved##20211108##, |
Gangaram, Narendra Ahuja | 00258 | Zurich International Life Limited##00067##MLRO Function##Approved####20071108,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20080225, |
Ganjoo, Pankaj | 00578 | ICICI Bank Limited##00041##Senior Management Function##Approved####20090225,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20120830, |
Garcia, Felix Manso | 01647 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20180731##, |
Garden, Robert Ian | 00165 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20080921, |
Gardner, Sharon | 00663 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20090930,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120220, |
Garrett, Edward James Sutcliffe | 01085 | Kane LLC##00121##Senior Executive Function##Approved####20120326,Kane LLC##00121##Senior Executive Function##Withdrawn####20120615, |
Gaunt, Roy Edward | 00839 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20130203,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20140701,Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved####20101103,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn####20130203,Nexus Financial Services WLL##00099##MLRO Function##Approved####20101103,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn####20130203, |
Gayley, Colleen | 01062 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120926, |
Geahchan, Yves Marie | 01073 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20120312,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20140615, |
Geha, Samih | 01325 | SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Approved##20131124##,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved##20140225##, |
Gehrke, Andreas | 00058 | Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20060910,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20081023,Barclays Bank PLC##00018##MLRO Function##Approved####20060910,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20081023, |
George, Abraham Adappanam Kandathil | 00291 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
George, Shine Babu | 00290 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
George, Varghese Adappanam Kandathil | 00292 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130625, |
Ghafur, Arshad Iqbal | 00627 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20111006,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20100207,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn####20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Approved####20100207,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121205, |
Ghalayini, Khalil | 00760 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100505,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100505,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101101, |
Ghamgui, Anis | 00949 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20110526,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20120531,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120531, |
Ghareeb, Basma Amanuel Benyameen Yacoub | 00395 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20080420,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20080420,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812, |
Ghassemi, Mahyar | 01922 | Amwal LLC##00145##Non-Executive Governance Function##Approved##20220207##, |
Ghazwi, Mohammad Abdelhaleem Ahmad | 01708 | Sharq Insurance LLC##00054##Senior Management Function##Approved####20190821,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20210801, |
Ghouse Khan, Nadeem Khan | 01744 | Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Approved####20200128,Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Withdrawn####20220524,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Approved####20200128,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Withdrawn####20220524, |
Ghozayel, Mohamed | 01557 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20161030,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20180831,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20161030,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20180831, |
Gibson, Clair Elizabeth | 01156 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20121007,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20131026,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20140128, |
Gillard, Claudine | 01247 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20130507,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20130930,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20131127,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Gilles, Andre Louis | 00237 | EMIRATES NBD PJSC##00026##Senior Executive Function##Approved####20070912,EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn####20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070912,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070912,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140331, |
Girdhar, Pankaj | 01372 | The Saudi National Bank##00081##Risk Management Function##Approved####20140309,The Saudi National Bank##00081##Risk Management Function##Withdrawn####20140630,The Saudi National Bank##00081##Risk Management Function##Approved##20150607##, |
Glas, Johannes Maria Gregor | 01526 | Investcorp - Doha Representative Office##01938##Senior Executive Function##Approved##20230709##,Investcorp Investments LLC##00219##Senior Executive Function##Approved####20160405,Investcorp Investments LLC##00219##Senior Executive Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn####20240923, |
Gloriani, Mark Gregore | 01336 | First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Approved####20140115,First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Withdrawn####20150504, |
Glushko, Valeriy | 01610 | Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##, |
Goetz, Fidelis Maria | 00359 | Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved####20110703,Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Withdrawn####20151127,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20130708, |
Gonsalves, Anil Anthony | 00637 | Nasco Qatar LLC##00057##Finance Function##Approved####20090726,Nasco Qatar LLC##00057##Finance Function##Withdrawn####20190315, |
Gonzales, Christine Hanna Bautista | 01926 | Prime Financial Solutions LLC##00109##Finance Function##Approved####20220222,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20230905, |
Gopalakrishnan, Balaji | 01024 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140227, |
Gopi, Mousmi Nadh | 01058 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20120208,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Gore, Duncan Spencer | 00984 | Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20110808,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20120326,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20110808,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20120326, |
Gossiaux, Paul | 01807 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved####20201230,CB Asset Management LLC##01179##Non-Executive Governance Function##Withdrawn####20211005,CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20221016##, |
Govinda Rajan, Magesh Kumar | 00882 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20110206,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn####20130704,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20131216,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Govindarajan, Vijayan | 00195 | BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn####20080709, |
Gower, Adrian Walton | 00200 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070701,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20080313, |
Gowigati, Ghassan Saad Dimitri | 01592 | The Saudi National Bank##00081##Senior Executive Function##Approved####20170710,The Saudi National Bank##00081##Senior Executive Function##Withdrawn####20180320, |
Graf, Daniel | 01463 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20150209,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20150607, |
Grall-Carpentier, Valerie | 01898 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20211108##, |
Greatbatch, Alan | 00166 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20081023, |
Green, Katherine Alice | 00338 | EFG-Hermes Qatar LLC##00069##Senior Management Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn####20110113, |
Greuter, Charles Peter | 00019 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20070208, |
Greuter, Thomas Roland | 01921 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20220202,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20230331, |
Groom-Baker, Raven Jesse | 01575 | Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20170109,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20180128,Barclays Bank PLC##00018##MLRO Function##Approved####20170109,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20180128, |
Grossenbacher, Amani | 00811 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100919,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100919,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110922, |
Grover, Ashok Kumar | 01550 | Oriental Insurance Company QFC Branch##00325##Risk Management Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Risk Management Function##Withdrawn####20161231, |
Guclu, Can | 00813 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100923,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Guida, Isabelle | 01809 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20201231,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20240520, |
Guillemard, Peter Guy Carteret | 01196 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved##20130109##, |
Gulamali, Azadhassan Mustafa Kassamali | 01676 | Barclays Bank PLC##00018##MLRO Function##Approved####20190304,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20220308, |
Gulapa, Alvin Abutan | 01743 | Al Awael Captive Insurance Co. LLC##00838##Senior Management Function##Approved####20200128,Al Awael Captive Insurance Co. LLC##00838##Senior Management Function##Withdrawn####20230122, |
Guled, Ali Harun Jama | 00541 | Al Mal Bank LLC##00100##Senior Management Function##Approved####20081203,Al Mal Bank LLC##00100##Senior Management Function##Withdrawn####20100328, |
Gultiano, Venus Medel | 00682 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20130816,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20130816,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20091011,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20101212,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20130816,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20130816, |
Gunda, Praveen Kumar | 01427 | Lifecare International (Qatar) LLC##00162##Finance Function##Approved####20140930,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn####20180130, |
Guo, Guang | 01606 | Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Approved####20170807,Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Withdrawn####20191126, |
Guo, Hao | 02039 | Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved##20230710##, |
Gupta, Udayaditya | 00082 | EMIRATES NBD PJSC##00026##Senior Management Function##Approved####20061212,EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn####20110113, |
Gurazada, Venkata Ramana | 00621 | AIG MEA Limited##00035##Compliance Oversight Function##Approved####20090520,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20090819, |
Gurtoo, Jai Kumar | 00773 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20110713,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110713, |
Gurunathan, Velusiva | 00329 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100411, |
Guy, Kevin Stephen | 00686 | Guardian Wealth Management Qatar LLC ##00113##Compliance Oversight Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Compliance Oversight Function##Withdrawn####20130818,Guardian Wealth Management Qatar LLC ##00113##MLRO Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##MLRO Function##Withdrawn####20110103, |
Habib, Aized | 00196 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20080308, |
Haddad, Ala Nashat Farhan | 00104 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20070116,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110526, |
Haddad, Carmen Christina | 01334 | Citibank, N.A.##00043##Senior Executive Function##Approved####20140115,Citibank, N.A.##00043##Senior Executive Function##Withdrawn####20171112,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20140115,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20140115,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231, |
Haddad, Elie | 00752 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20091215,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20130520,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved####20151011,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn####20160718, |
Haddad, Elie | 00235 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20070910,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20070910,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20070910,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081021, |
Haddow, Andrew James | 01278 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved####20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn####20191216,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Approved####20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn####20191216, |
Hafazalla, Ehab Mackeen Kamel | 00942 | Citibank, N.A.##00043##Senior Management Function##Approved####20110504,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20120201, |
Hafez Moustafa, Moustafa Ibrahim | 01633 | The Saudi National Bank##00081##Senior Executive Function##Approved####20180409,The Saudi National Bank##00081##Senior Executive Function##Withdrawn####20190721, |
Hage Hammoud, Ziad | 01013 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20111003,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20140626,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20111003,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140626, |
Haggag, Sherif Ibrahim Gad | 00508 | Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20081023,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20100721, |
Hagihara, Shoichi | 01689 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved####20190708,Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn####20220831,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Withdrawn####20220831,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved####20210727, |
Haidar, Jad | 01071 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Haidar, Sahar | 01282 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved####20140205,MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn####20151102,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20140205,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Haider, Mahboob Ghulam | 01566 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20161212,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20220510, |
Haikal, Farah Waleed Ghalb | 00960 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110615,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Hainsworth, Daniel Richard | 01330 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20131216,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20170807, |
Hajjar, Roger Edmond | 00668 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn####20100516, |
Hajji, Georges Sami | 01007 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20111220,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn####20111220,Amwal LLC##00145##Customer Facing Function-Managing Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn####20111220, |
Halabi, Alaa | 01093 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20120408,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20120408, |
Hale, Ian Michael | 02070 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20240128##, |
Halfyear, Paul Richard | 00718 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20091215,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120910,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Approved####20120910,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,AWP Health & Life S.A.##00193##Senior Executive Function##Approved####20190821,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn####20200902,AWP Health & Life S.A.##00193##Senior Management Function##Approved####20190109,AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn####20200902, |
Halima-Meddah, Aicha | 00087 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061219,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061219,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217, |
Hallit, Joseph Michel | 00269 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn####20120806,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120806,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn####20120806, |
Hamad, Akram Taisir Ahmad | 00293 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017, |
Hamad, Kassem | 02114 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved##20240915##, |
Hamami, Sadik Nabil | 01420 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20140831,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20180828,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20140831,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Approved####20140831,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Hamdani, Syed Jawad Hassan | 01505 | Merrill Lynch International - QFC Branch##00258##MLRO Function##Approved####20150913,Merrill Lynch International - QFC Branch##00258##MLRO Function##Withdrawn####20160708, |
Hameed, Kaswar | 01636 | Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20180429,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn####20210421, |
Hameed, Tariq Sheraz | 01818 | Power Bank LLC##00644##Senior Management Function##Approved####20210223,Power Bank LLC##00644##Senior Management Function##Withdrawn####20210531, |
Hametner, Gerhard | 01049 | Barclays Bank PLC##00018##Senior Executive Function##Approved####20130107,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20170518,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20111220,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20111220,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Hamiyeh, Fouad Adel | 00153 | Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121011, |
Hammami, Mourad | 00660 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn####20101227,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn####20101227, |
Hammoud, Bassam | 01337 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Hammoud, Ola | 01780 | Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20201103,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20220317, |
Hangari, Aladdin | 00515 | Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved####20081120,Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Withdrawn####20230719,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20081120,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20230719,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20140327,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn, |
Hanif, Muhammad Imran | 01979 | Sharq Insurance LLC##00054##Internal Audit Function##Approved##20220913##, |
Hanna, Elie | 01086 | AIG MEA Limited##00035##Senior Executive Function##Approved####20120326,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20150310,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20120326,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Hanson, Vedica Vishudi | 01637 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved####20180429,Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn####20200921, |
Haq, Shan Ul | 00622 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090520,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090520,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090520,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090520,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Haque, Tanvir Muhammad | 01521 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved####20160221,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn####20180930,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved####20160221,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn####20180930, |
Haran, Paul Andrew | 00259 | Zurich International Life Limited##00067##Senior Executive Function##Approved####20071108,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20080225, |
Harish, Bhatia Mohnish | 01310 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20131022,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn####20131125,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20131022,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn####20131125, |
Harrison, Andrew James | 00928 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20120220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120220, |
Hartoka, Olcay | 01300 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Finance Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Finance Function##Withdrawn####20150528, |
Harvard-Walls, Jago | 00601 | Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Approved####20101006,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn####20110825,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Approved####20101006,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110825,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110817, |
Haryani, Jatin | 01053 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20120201,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141228, |
Hasan, Aamir | 01357 | Abu Dhabi Commercial Bank##00075##Internal Audit Function##Approved####20140210,Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn####20181231, |
Hasan, Ali Raza | 01424 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Hasan, Lamya Ebrahim Abdulla | 00888 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Approved####20110215,Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn####20120201,Takaful International Company - QFC Branch##00131##MLRO Function##Approved####20110215,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn####20120201, |
Hasberry, John Edward | 00687 | Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn by the QFCRA####20191022, |
Hashim, Ahmad | 00808 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20100902,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20101123,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20100902,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101123, |
Hashisho, Mohamad Hasan | 00072 | UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn####20080713,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080713, |
Hasija, Rohit Rajkumar | 00926 | EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20110410,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Hassan, Osama Mohammed Muein | 00565 | Global Investment House (Qatar) LLC##00011##Senior Executive Function##Approved####20090118,Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn####20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Approved####20090118,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn####20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20090118,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Approved####20090118,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn####20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Approved####20090118,Global Investment Hous, |
Hassan, Syed Wasi | 00917 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120301, |
Hassiba, Ghada Marwan | 00294 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Hatzidakis, Minas | 01430 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20141020,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Hawley, Christopher Mark Frederick | 00696 | Rothschild & Co Doha LLC##00116##Senior Executive Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Senior Executive Function##Withdrawn####20170122,Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn####20200419,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive Firm##20211117##,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Hayani, Mohammed Hussam Eddin Ahmad | 00295 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140131, |
Hayat, Masaud Jawhar | 00025 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018, |
He, Fei Henry | 01605 | Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Approved####20170807,Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Withdrawn####20210725, |
Hean, William George | 00900 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Approved####20120812,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20120812,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20110302,Matrix ME Alignmen, |
Heer, Randhir Singh | 01127 | Matrix ME Alignment Fund Management LLC##00122##Finance Function##Approved####20120624,Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn####20121106, |
Hegazy, Ahmed | 01157 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121007,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20140615,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Hegde, Sharmila Ashrith | 01011 | Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Approved - Inactive Firm##20211117##,Rothschild & Co Doha LLC##00116##MLRO Function##Approved - Inactive Firm##20211117##, |
Heikal, Hassan Mohamed Hassanien | 00339 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20130527, |
Heimburger, Franck | 01859 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210714##, |
Helou, Mikhael | 00697 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110427,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130207,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20110427,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130207,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20100620,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn####20100620,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100620, |
Hemani, Gourang | 01322 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131124##, |
Hemuss, Joly Scott Adam | 00943 | Zurich International Life Limited##00067##Risk Management Function##Approved####20110512,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20120624, |
Hendawi, Hatem Saad | 00226 | CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20091214,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Finance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Finance Function##Withdrawn####20100623, |
Herbert, Angela Jean | 00364 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20080221,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20090312, |
Herbrich, Dominique Albert Marie Gabriel | 00706 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved####20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn####20120624, |
Hernandez, Juan Antonio | 01203 | Innovation Capital Qatar LLC##00151##Senior Executive Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Senior Executive Function##Withdrawn####20131105, |
Hijazi, Mohammad Saleh Abdelghani | 00022 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20170213,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20230622,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20230723##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20060731,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20170213##,UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20240630##, |
Hill-Wood, Charles Denis | 00458 | RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090312, |
Hines, Gary Stephen | 01722 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved##20191022##, |
Hissett, Adam | 01643 | Daman Health Insurance Qatar LLC##00142##Finance Function##Approved####20180709,Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn####20200120, |
Hobeica, Antoine | 01508 | Bank Audi LLC##00027##Compliance Oversight Function##Approved##20151019##,Bank Audi LLC##00027##MLRO Function##Approved##20151019##, |
Hock, Eugene Robert Yeoh Eng | 00713 | Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20091214,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20100330, |
Hodroge, Hicham | 00881 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20110124,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20110124,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120301, |
Hoggins, David John | 01039 | State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Approved####20111101,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn####20130730,State Street Middle East North Africa LLC##00088##MLRO Function##Approved####20111101,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn####20130730, |
Hollstein, Torsten | 00899 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20120527, |
Holmes, Michael | 01377 | Goldman Sachs International##00053##Finance Function##Approved####20140310,Goldman Sachs International##00053##Finance Function##Withdrawn####20180722, |
Homberger, Martin Joshua | 01870 | Barclays Bank PLC##00018##Executive Governance Function##Approved####20210824,Barclays Bank PLC##00018##Executive Governance Function##Withdrawn####20240506, |
Homma, Noriaki | 01890 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved####20211103,MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Withdrawn####20240513, |
Hoque, Monirul | 00469 | Al Rayan Investment LLC##00045##Senior Management Function##Approved####20080903,Al Rayan Investment LLC##00045##Senior Management Function##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080903,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080903,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn####20091008, |
Hossain, Syed Akhter | 00040 | Kuwait Financial Centre S.A.K.##00009##Finance Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn####20070206, |
Houghton, Robert Mark | 00167 | The Royal Bank of Scotland plc##00046##Finance Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn####20100620, |
Hourani, Seif | 01998 | HMK Capital LLC##01718##Finance Function##Approved####20221031,HMK Capital LLC##01718##Finance Function##Withdrawn####20230630, |
Howe, James Webster | 00267 | QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20071121,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20170807,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20170807,QREIC Sukuk LLC##00012##MLRO Function##Approved####20160626,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20170807, |
Howell, David Robert | 00688 | Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Withdrawn####20101123,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn by the QFCRA####20191022,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20121112, |
Howell, Iain Charles | 00689 | Guardian Wealth Management Qatar LLC ##00113##Finance Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Finance Function##Withdrawn####20140110, |
Howell, Toby David | 00570 | RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Approved####20090120,RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn####20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100706, |
Howes, Neil Roger | 01046 | Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20111128,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20140313,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20111128,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20140313,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn####20140205,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn####20140205,Epicure Islamic Investment Management LLC##00602##Compliance Oversight Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Compliance Oversight Function##Withdrawn####20220927,QINVEST LLC##00048##Compliance Oversight Function##Approved##20140715##,QINVEST LLC##00048##MLRO Function##Approved####20140715,QIN, |
Hu, Zhiqiang | 01880 | Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Approved##20211003##, |
Huang, Guohu Frank | 01725 | Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Approved##20191126##, |
Huertas, Emmanuel Ramon | 00217 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved####20070807,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Withdrawn####20090819, |
Hulme, Paul Graham | 01501 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20150906,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20181126, |
Humayun, Nadeem | 01590 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved##20170529##,MUFG Bank, Ltd.##00103##MLRO Function##Approved##20170529##, |
Hunt, John David | 00986 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20110817,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20121129, |
Hunt, Joseph Paul | 00774 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20110713,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110713,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20110713,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20110713, |
Husain, Ahmed Abdulhasan Habib Yusuf | 00945 | Aon Qatar LLC##00086##Finance Function##Approved####20110519,Aon Qatar LLC##00086##Finance Function##Withdrawn####20130507, |
Husain, Masarrat | 01202 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20130113,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20140225, |
Husain, Syed Zakir | 00844 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Approved####20101123,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn####20110626, |
Hussain, Ejaz | 01069 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120301,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20130307,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20140207, |
Hussain, Hussain | 01102 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120429,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120429,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Hussain, Muzamil | 01907 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
Hussain, Shahzad | 01849 | Lesha Bank LLC (Public)##00091##Internal Audit Function##Approved##20210525##, |
Hussein, Mohamed Mahdi | 01828 | Al Rayan Investment LLC##00045##Risk Management Function##Approved####20210310,Al Rayan Investment LLC##00045##Risk Management Function##Withdrawn####20220919, |
Husseini, Mounir Jihad | 00191 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110321, |
Huyberechts, Didier Jean Joseph | 01103 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120429,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20121031,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120429,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121031, |
Ibrahim, Hani Ahmed | 00607 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Ibrahim, Mahmoud Ibrahim Aljarhy | 02071 | Sword Capital Representative Office##01431##MLRO Function##Approved##20240128##, |
Ibrahim, Manal Farouk Abdelhamid | 00923 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20110519, |
Ibrahim, Zahid Javed | 00227 | CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn####20090209,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn####20090209, |
Ihalagama, Neraj Sanjay | 00571 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20090201,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20110302,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20090201,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20110302, |
Iqbal, Asif | 00120 | AIG MEA Limited##00035##Non-Executive Governance Function##Approved####20220202,AIG MEA Limited##00035##Non-Executive Governance Function##Withdrawn####20240820,AIG MEA Limited##00035##Compliance Oversight Function##Approved####20070218,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20090520,AIG MEA Limited##00035##Compliance Oversight Function##Approved####20100630,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20101026,AIG MEA Limited##00035##MLRO Function##Approved####20070218,AIG MEA Limited##00035##MLRO Function##Withdrawn####20101026, |
Iqbal, Muhammad Azhar | 01712 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved##20190915##, |
Iqbal, Osama | 01791 | Oman Reinsurance Co. - QFC Branch##01134##Finance Function##Approved##20201130##, |
Irshad, Muhammad Asad | 01933 | Sharq Insurance LLC##00054##Actuarial Function##Approved##20220418##, |
Iseda, Kaneyuki | 01210 | MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20130120,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20170730,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Approved####20130120,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Approved####20130120,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Ishaque, Muhammad Tashfeen | 00615 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20120301,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120301, |
Ismaeel, Ali Husain Ebrahim Abbas | 02037 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Approved##20230705##, |
Ismail Ardah, Nancy | 01946 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved##20220612##,Nexus Financial Services WLL##00099##MLRO Function##Approved##20220612##, |
Ismail, Hassan Ali | 00588 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090401,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20141012,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090401,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141012,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090401,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20141012,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090401,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20141012, |
Ivinson, Christopher | 01414 | Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20140821,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20151102,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20160811,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20181128, |
Iyengar, Rishi Srinivas | 01395 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20140429,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Izet Khel, Jahanzeb J.Khan | 01020 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20111019,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20130905,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20111019,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130905,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20111019,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20130905, |
Jaber, Chadi | 02012 | Bank Audi LLC##00027##Senior Executive Function##Approved##20230213##, |
Jabre, Kamal | 01066 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20121209,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20120229,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20120229,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130617, |
Jaccarini, Edward Anthony | 00238 | EMIRATES NBD PJSC##00026##Finance Function##Approved####20070912,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20081026, |
Jacobs, Stefanie | 01162 | Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn####20121031, |
Jacques, Conrad Ave Maria | 01657 | ICICI Bank Limited##00041##MLRO Function##Approved####20181029,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20181217, |
Jacquin de Margerie, Bertrand Marie Bernard | 00154 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109, |
Jaeggi, Marco | 02083 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20240401##, |
Jaffer, Safder Ahmed Ali | 01519 | QIC International LLC##00034##Actuarial Function##Approved####20160125,QIC International LLC##00034##Actuarial Function##Withdrawn####20180308,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Approved####20160125,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Withdrawn####20230710, |
Jafree, Khurram | 00704 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111212, |
Jaidah, Ibrahim Mohamed Ibrahim | 00477 | Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20080904##, |
Jain, Dilip | 00138 | ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20070321,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20070724,ICICI Bank Limited##00041##MLRO Function##Approved####20070321,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20070724, |
Jain, Madhurr Vinay | 01948 | Sharq Insurance LLC##00054##Finance Function##Approved##20220630##, |
Jain, Punit Kumar | 00939 | Sharq Insurance LLC##00054##Finance Function##Approved####20110421,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20220210, |
Jain, Sanjay | 00208 | Sharq Insurance LLC##00054##Finance Function##Approved####20070716,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20080127, |
Jalbout, Feras | 01209 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Conditionally Approved####20130120,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - Conditional Approval lapsed####20140121,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20140610,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20141113,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Conditionally Approved####20130120,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - Conditional Approval lapsed####20140121,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20140610,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141113, |
Jamal, Fadi | 01843 | BLOM Bank Qatar LLC##00079##Internal Audit Function##Approved##20210503##, |
Jamal, Salim | 01993 | Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20221009,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20221215,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20240707,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20221016,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20221220,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20240707,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20231010,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20231010, |
James, Prabha (Prohibited) | 01655 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Approved####20181022,First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn by the QFCRA####20210115, |
Janahi, Esam Yusuf Abdulla Abdulkarim | 00175 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103, |
Jane, Jonathan Austin | 01654 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20180919,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20201207, |
Janoudi, Mohamed Ali | 01812 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20201231,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20230926, |
Jansen van Rensburg, Francois | 01259 | Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20170213,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20190522,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20170228,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20190527,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20191117, |
Jaralla, Nasser Jaralla S | 01568 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
Jarugumalli, Rajesh Babu | 01331 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved####20131216,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn####20220516, |
Jasem, Warqaa Mohammad | 01154 | Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120920,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Approved####20131003,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Jawad, Maha Hekmet | 02090 | Marsh Qatar LLC##00085##Compliance Oversight Function##Approved##20240602##,Marsh Qatar LLC##00085##MLRO Function##Approved##20240602##, |
Jawich, Wassim | 01571 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved##20161212##,Chedid and Associates Qatar LLC##00115##Finance Function##Approved##20161212##, |
Jayan, Vijayan Remju | 00936 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110421,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20140205, |
Jeffy, Abdo Ibrahim | 00270 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20090906, |
Jha, Akhil Kumar | 00548 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20081211,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20111006,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20081211,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111006, |
Jiang, Yong | 00354 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20080604,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20080604, |
Jillani, Mohsin | 01425 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20140930,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Jingyi, Wang | 01342 | Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved####20140120,Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Withdrawn####20150930, |
John, Jacob | 00724 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20100114,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130805, |
Johnson, Jonathan | 00732 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20100207,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20100207,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110825, |
Johnson, Nicholas William | 00584 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20090322,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20090322,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Johnstone, Glenn | 02054 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20231010##, |
Joly, Alain Marcel | 00155 | Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Withdrawn####20120109, |
Jones, Neil | 01151 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120910,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120910,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Jones, Vincent | 00690 | Guardian Wealth Management Qatar LLC ##00113##Non-Executive Governance Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Non-Executive Governance Function##Withdrawn by the QFCRA####20191022, |
Jordan, Stephen | 00110 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20070211,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20080414, |
Jose, Babu | 01982 | Julius Baer (QFC) LLC##01606##Non-Executive Governance Function##Approved##20220818##, |
Joseph, Joy Joseph | 00296 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017, |
Joshi, Charudutta | 00728 | ICICI Bank Limited##00041##Senior Executive Function##Approved####20100124,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20120611,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20100124,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120611, |
Jossa, Adrian | 00100 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20070703,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20070703,Goldman Sachs International##00053##Compliance Oversight Function##Approved####20070709,Goldman Sachs International##00053##Compliance Oversight Function##Withdrawn####20160131,Goldman Sachs International##00053##MLRO Function##Approved####20070709,Goldman Sachs International##00053##MLRO Function##Withdrawn####20160131,Goldman Sachs International##00053##Senior Management Function##Approved####20070709,Goldman Sachs International##00053##Senior Management Function##Withdrawn####20070709, |
Jouard, Philippe Etienne Georges | 00176 | QINVEST LLC##00048##Senior Management Function##Approved####20070430,QINVEST LLC##00048##Senior Management Function##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20100328,Concordia Capital LLC##00129##Senior Executive Function##Approved####20110113,Concordia Capital LLC##00129##Senior Executive Function##Withdrawn by, |
Joudeh, Helal | 01084 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120408,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120408,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Joy, Elengickal Kuriepe | 00297 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Juma, Yusuf Abdulla Mohamed | 00513 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100720, |
Junblat, Rabih Farid | 00056 | Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20060731,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20111114,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20111114,Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20150209,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20160818,Barclays Bank PLC##00018##MLRO Function##Approved####20150209,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20160818,QINVEST LLC##00048##MLRO Function##Approved####20170206,QINVEST LLC##00048##MLRO Function##Withdrawn####20230430,Epicure Islamic Investment Management LLC##00602##MLRO Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##MLRO Function##Withdrawn####20220927, |
Jung, Andreas | 01320 | Zurich International Life Limited##00067##Internal Audit Function##Approved####20131124,Zurich International Life Limited##00067##Internal Audit Function##Withdrawn####20180815,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20140205,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20141030,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20160417,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20180815, |
Junjun, Xie | 00910 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved####20110316,Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn####20171204, |
Jurissen, Katrin | 01615 | UBS AG##00087##Senior Executive Function##Approved####20171023,UBS AG##00087##Senior Executive Function##Withdrawn####20180731, |
Kabbouche, Toufic Alexis | 02021 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20230410##, |
Kabeke, Janet Mbiki | 01026 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Kagalwala, Hassan Saifuddin | 00996 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110912,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Kajiji, Mufazzal Yusuf | 01989 | Zurich International Life Limited##00067##Executive Governance Function##Approved##20221003##, |
Kalaiah, Avinash | 01544 | ICICI Bank Limited##00041##Senior Executive Function##Approved####20160906,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20181217, |
Kalathil, Thomas Sajan | 00298 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Kallayi, Mohammed Sadique | 00862 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110106,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20140821, |
Kamal, Imran | 01733 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved####20200115,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn####20210420, |
Kamal, Mostafa Mohamed Mostafa | 01182 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121202,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20141018, |
Kamaleddine, Mariam | 01991 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved##20221003##,Al Rayan Investment LLC##00045##MLRO Function##Approved##20221003##, |
Kamm, Adrian Kurt | 00021 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20060711,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20070429,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20070429, |
Kampani, Jayshree Virendra | 00299 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Kan, Jae-Min | 01810 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20201231,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20240430, |
Kandasamy, Arul Kanda | 00252 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20080921,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080921, |
Kandrikal, Tina Joseph | 01626 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved##20180115##,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved##20180115##, |
Kaneko, Kinji | 00557 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Management Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Management Function##Withdrawn####20110817, |
Kannian Govindarajan, Shampathkumar | 00602 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20101007,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Kapetanios, Theofilos | 01783 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20201103,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20220228, |
Kapur, Rajesh Suresh | 00439 | ICICI Bank Limited##00041##Senior Executive Function##Approved####20090616,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20100124,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20080722,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100124, |
Karaca, Gizem | 02088 | VakifBank QFC Branch##00956##Senior Executive Function##Approved##20240520##,VakifBank QFC Branch##00956##Executive Governance Function##Approved##20240520##, |
Karam, Josiane | 01239 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved####20131106,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn####20181128,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved####20130428,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn####20181128,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20130818,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20190821,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20130428,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20190821, |
Karameh, Nabil | 01097 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved####20120423,MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn####20131001, |
Karaoglan, Serge Toufic | 00218 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20070808,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20140902, |
Karatas, Muhammed Fatih | 00708 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20091206,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20091206,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20091206,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20120910, |
Karikampallil, George George | 00233 | TAIB Bank Qatar LLC##00049##Finance Function##Approved####20070903,TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn####20100215, |
Karim, Muhammad Omar | 00585 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20090520,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20101207,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20090520,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101207, |
Karodia, Zarina | 02095 | Banco Santander, S.A., Doha Representative Office##02226##MLRO Function##Approved##20240623##, |
Kasala, Kamlesh | 01561 | Amwal LLC##00145##Compliance Oversight Function##Approved##20161204##,Amwal LLC##00145##Risk Management Function##Approved##20161204##,Amwal LLC##00145##MLRO Function##Approved##20161204##, |
Kasargod, Nivedita Sadanand | 00083 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20061212,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20070912,EMIRATES NBD PJSC##00026##MLRO Function##Approved####20061212,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20070912, |
Kasheef, Nishath Fathima | 01952 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved##20220703##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved##20231227##, |
Kassem, Ahmed Sabry Mohamed | 01591 | The Saudi National Bank##00081##Compliance Oversight Function##Approved####20170605,The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn####20220529,The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn####20220531,The Saudi National Bank##00081##MLRO Function##Approved####20170605,The Saudi National Bank##00081##MLRO Function##Withdrawn####20220529,The Saudi National Bank##00081##MLRO Function##Withdrawn####20220531,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved##20220606##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved##20220606##, |
Kato, Kazuki | 01986 | Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20220919##, |
Katounas, Michail | 01286 | QINVEST LLC##00048##Senior Management Function##Approved####20130724,QINVEST LLC##00048##Senior Management Function##Withdrawn####20210630,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130724,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20130724,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Katra, Hani | 00985 | Lesha Bank LLC (Public)##00091##Finance Function##Approved####20110808,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20180812, |
Katsaitis, Stavros | 00721 | AIG MEA Limited##00035##Actuarial Function##Approved####20091215,AIG MEA Limited##00035##Actuarial Function##Withdrawn####20160430, |
Katsuda, Yoshihiko | 02115 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved##20240915##, |
Kayahanli, Murat Oskay | 00542 | Al Mal Bank LLC##00100##Senior Management Function##Approved####20081203,Al Mal Bank LLC##00100##Senior Management Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn####20100328, |
Kazerooni, Rayan Abdulredha Ali | 00828 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20101017,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140319,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20101017,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140319,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20101017,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20140319,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20101017,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20140319, |
Kazma, Badih Salah | 01483 | MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20150607,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20170115, |
Kedia, Deepak Gopal | 00140 | ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Withdrawn####20070911,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070911, |
Kefi, Enis | 00509 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn####20091207,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091207, |
Keijzer, Jacco Peter | 01091 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120408,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120408,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Keith, Simon Patrick Kendall | 00558 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Approved####20110302,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn####20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn####20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Approved####20110302,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn####20110912, |
Keller, Martin | 01257 | Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20151231, |
Kennerdale, James Michael | 01077 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120312,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20130214,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Kenny, Justin Michael | 02045 | CQUR Bank LLC##00622##Senior Management Function##Approved####20230717,CQUR Bank LLC##00622##Senior Management Function##Withdrawn####20240715, |
Kerr, Douglas Iain | 00489 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20080921,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20101123,The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20141229,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20080921,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20141229,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20080921,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals i, |
Kerton, Andrew James | 00895 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20110302,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20130602, |
Kettles, Andrew Neil | 00598 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110601,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110601, |
Khair, Aiman Abdelrahm | 02110 | Qatar Central Counterparty LLC##02487##Compliance Oversight Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Compliance Oversight Function##Approved##20240805##, |
Khajah, Abdullah Mahmoud Hasan Ghaloum Mohamed | 00504 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812, |
Khaldi, Mohamed Zaid | 01954 | Goldman Sachs International##00053##Executive Governance Function##Approved##20220704##, |
Khalid, Faraz | 01506 | QIC International LLC##00034##Risk Management Function##Approved####20150917,QIC International LLC##00034##Risk Management Function##Withdrawn####20161017,Qatar Reinsurance Company LLC##00117##Risk Management Function##Approved####20150917,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20150917,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20161017, |
Khalifa, Mustafa Hamza | 00904 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Approved####20110310,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn####20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Approved####20110310,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn####20130501, |
Khalife, Mohamad | 01613 | SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved####20171023,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn####20220222, |
Khan, Abdul Muqeet | 01687 | QINVEST LLC##00048##Internal Audit Function##Approved##20190527##, |
Khan, Akber Ahmad | 00620 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20090513,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20090513,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20090513,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20090513,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Senior Executive Funct, |
Khan, Amir | 01618 | Citibank, N.A.##00043##Senior Executive Function##Approved##20171112##,Citibank, N.A.##00043##Executive Governance Function##Approved##20211003##, |
Khan, Ishfaq | 01883 | Aon Qatar LLC##00086##Senior Management Function##Approved####20211025,Aon Qatar LLC##00086##Senior Management Function##Withdrawn####20221108, |
Khan, Masood Hussain | 00080 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20071217,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##MLRO Function##Approved####20071217,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20061206,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20091018, |
Khan, Moti Urrahman | 00543 | Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##No longer performing a controlled function for an authorised firm####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##No longer performing a controlled function for, |
Khan, Nawab Zada Shirshar | 00300 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Khan, Nayeem Ulla | 01481 | Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20150601,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20170330, |
Khan, Rana Tahawar Ullah | 01774 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20200902,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20220506, |
Khan, Samir Jamal | 00549 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20081217,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20081217,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Khan, Usman Tariq | 01638 | Barclays Bank PLC##00018##Compliance Oversight Function##Approved##20180521##,Barclays Bank PLC##00018##MLRO Function##Approved##20220308##, |
Khan, Zaeem Salman | 00625 | MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Approved####20090527,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Approved####20090527,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Khanna, Anuj | 00608 | QINVEST LLC##00048##Senior Management Function##Approved####20090421,QINVEST LLC##00048##Senior Management Function##Withdrawn####20120703,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120703,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120703,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120703,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20120703, |
Khanna, Tarun | 00611 | Nexus Financial Services WLL##00099##Finance Function##Approved####20090422,Nexus Financial Services WLL##00099##Finance Function##Withdrawn####20190919,Nexus Financial Services WLL##00099##Executive Governance Function##Approved##20220123##, |
Kharsa, Marwan | 01595 | SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved##20220222##,SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Approved####20170710,SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Withdrawn####20220222, |
Khashabi, Adel Abdulaziz | 00234 | Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070910,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20090906, |
Khatib, Jamal | 01887 | Hoopoe Advisors Representative Office##01389##Senior Executive Function##Approved##20211027##, |
Khatri, Asma | 01546 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20161017,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20171016,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved####20180104,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn####20221007, |
Khattar, Antoine | 01751 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20200326##, |
Khatwani, Sanjaykumar Prakashchand | 01984 | Julius Baer (QFC) LLC##01606##Finance Function##Approved####20220818,Julius Baer (QFC) LLC##01606##Finance Function##Withdrawn####20231220, |
Khawaja, Farhan Afzal | 02046 | HMK Capital LLC##01718##Finance Function##Approved##20230723##, |
Khawaja, Fuad Ahmed | 01318 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved##20131114##, |
Khawaja, Muhammad Siddiq | 02096 | Citibank, N.A.##00043##Executive Governance Function##Approved##20240715##, |
Kheirallah, Kamal Georges | 00530 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20081130,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20081130,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20081130,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090419, |
Khodr, Shawki Zoukan | 00026 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018, |
Khonji, Marwan Yousif A Hameed Mohamed Tayeb | 01536 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Approved####20160626,Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn####20160731,Takaful International Company - QFC Branch##00131##MLRO Function##Approved####20160626,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn####20160731, |
Khonji, Mohamed Abdulfatah Ahmed Mohamed | 00955 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140128,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140128,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20140128, |
Khot, Ravindra Anant | 00185 | TAIB Bank Qatar LLC##00049##Finance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn####20070903, |
Khoueiri, Georges | 01150 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120910,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20130926,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120910,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130926, |
Khouri, Khaled Abdulla Neamat Mohamed | 00765 | Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20170501,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20180221,Lesha Bank LLC (Public)##00091##Executive Governance Function##Approved####20170501,Lesha Bank LLC (Public)##00091##Executive Governance Function##Withdrawn####20180120,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20100526,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20170501, |
Khouri, William Lukens | 00027 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018, |
Khoury, Fouad Ibrahim | 00013 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070409, |
Khowri, Bassam Anton Eliass | 00834 | QINVEST LLC##00048##Senior Management Function##Approved####20101101,QINVEST LLC##00048##Senior Management Function##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20101101,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120910, |
Kidd, Louise Joan | 00641 | Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20090728,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20130210,Prime Financial Solutions LLC##00109##Finance Function##Approved####20090728,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20130210, |
Kielty, Andrew | 01479 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20150519,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20200120, |
Kikuchi, Masato | 01680 | MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20190421,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20210503, |
Kilany, Nancy | 01930 | Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20220411,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20230905, |
Kilmartin, Edward John | 00755 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20100419,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20120312,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20100419,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120312, |
Kininsberg, Jorge Alberto | 01877 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20210928##, |
Kirklar, Omar Mazen Baher | 02030 | Rasmal Ventures LLC##01927##Risk Management Function##Approved####20230621,Rasmal Ventures LLC##01927##Risk Management Function##Withdrawn####20240721,Rasmal Ventures LLC##01927##Finance Function##Approved####20230621,Rasmal Ventures LLC##01927##Finance Function##Withdrawn####20240721, |
Kline, Philip Ronald | 01246 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20130507,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20130731,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20130507,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20130731, |
Kneale, Colin Matthew | 01078 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120314,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120703, |
Kocer, Nagihan Deniz | 01779 | VakifBank QFC Branch##00956##Compliance Oversight Function##Approved####20201019,VakifBank QFC Branch##00956##Compliance Oversight Function##Withdrawn####20220531,VakifBank QFC Branch##00956##MLRO Function##Approved####20211103,VakifBank QFC Branch##00956##MLRO Function##Withdrawn####20220531, |
Kodiyattu Puthen Veedu Bhaskaran Nair, Binu | 01656 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved##20181029##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20181029##, |
Kolagani, Shiva Vishnu Reddy | 01792 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved####20201130,Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn####20210201, |
Kolatsis, Michael | 01698 | CQUR Bank LLC##00622##Compliance Oversight Function##Approved####20190716,CQUR Bank LLC##00622##Compliance Oversight Function##Withdrawn####20210728,CQUR Bank LLC##00622##MLRO Function##Approved####20190716,CQUR Bank LLC##00622##MLRO Function##Withdrawn####20210728, |
Kong, Xiangjun | 00355 | Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn####20121231, |
Korampath, Paruthooli Gopalakrishnan | 00301 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Kotian, Savitha Koragappa | 00302 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Koujou, Kheireddine | 00840 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Approved####20101107,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn####20110215,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Approved####20101107,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110215, |
Koumettou, Elizabeth | 01598 | Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20170716,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20210831, |
Kovilakath Sulaiman, Suneesh | 01012 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Approved####20110926,State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn####20130222,State Bank of India - QFC Branch##00137##MLRO Function##Approved####20110926,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn####20130222,Concordia Capital LLC##00129##Compliance Oversight Function##Approved####20130417,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn by the QFCRA####20140518,Concordia Capital LLC##00129##MLRO Function##Approved####20130520,Concordia Capital LLC##00129##MLRO Function##Withdrawn by the QFCRA####20140518,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved####20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn####20190704,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved####20230528,Abu Dhabi Is, |
Kozhina, Irina | 01771 | CQUR Bank LLC##00622##Risk Management Function##Approved##20200810##, |
Krishantha Jayasinghe, Milewage Kapila | 01607 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved####20170807,Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn####20170807, |
Krishnamurthy, Balaji | 00712 | QINVEST LLC##00048##Finance Function##Approved####20120423,QINVEST LLC##00048##Finance Function##Withdrawn####20120806,QINVEST LLC##00048##Senior Management Function##Approved####20091215,QINVEST LLC##00048##Senior Management Function##Withdrawn####20120806, |
Krishnan, Raja | 01000 | Amwal LLC##00145##Finance Function##Approved####20110914,Amwal LLC##00145##Finance Function##Withdrawn####20120909, |
Krueger, Gerhard Dieter | 00360 | Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20080526, |
Kubba, Ahmed Bassam | 01992 | Credit Suisse (Qatar) LLC##00005##Senior Management Function##Approved####20221009,Credit Suisse (Qatar) LLC##00005##Senior Management Function##Withdrawn####20230904,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20221016,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20230904, |
Kulla, Rudolf Antonius | 00644 | MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn####20120429,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn####20120429, |
Kumar, Chandrashekar | 00759 | RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Approved####20100503,RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn####20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20100503,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20100503,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110117, |
Kumar, Manoj | 00209 | Sharq Insurance LLC##00054##Senior Management Function##Approved####20070716,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20100721, |
Kumar, Pankaj | 01409 | ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20140618,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20180810,ICICI Bank Limited##00041##MLRO Function##Approved####20140618,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20180810,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved##20190821##,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved##20190821##,Logistics Insurance LLC##01585##MLRO Function##Approved##20220531##,Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Approved##20220524##,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Approved##20220524##,Logistics Insurance LLC##01585##Compliance Oversight Function##Approved##20231002##, |
Kumar, Shrawan | 01431 | ICICI Bank Limited##00041##Finance Function##Approved####20141020,ICICI Bank Limited##00041##Finance Function##Withdrawn####20181217, |
Kunahong, Reyina | 01585 | Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20170510,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20180409, |
Kunnath, Abdul Rahisse Kurukkan | 00303 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Kunz, Christoph Francois | 00897 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Appro, |
Kurian, Binish Kurian | 00304 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124, |
Kurien, George | 00074 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn####20181025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved####20120624, |
Kurkjian, Gary | 00785 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20100706,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Kurmann, Johann | 00094 | Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Withdrawn####20210701,Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210714##,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228, |
Kushalgadhwala, Mustansir Moiz | 01601 | Zurich International Life Limited##00067##Finance Function##Approved####20170720,Zurich International Life Limited##00067##Finance Function##Withdrawn####20200530,AIG MEA Limited##00035##Executive Governance Function##Approved####20220202,AIG MEA Limited##00035##Executive Governance Function##Withdrawn####20240820,AIG MEA Limited##00035##Finance Function##Approved####20200713,AIG MEA Limited##00035##Finance Function##Withdrawn####20240820, |
Kyprianou, Anthony Haralambos | 00028 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018, |
Laad, Pankaj | 00376 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn####20180429,Sumitomo Mitsui Banking Corporation##00073##Finance Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Finance Function##Withdrawn####20101212,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20110102,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn####20180429, |
Labba, Latheef Abdul Gafoor | 00305 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Ladki, Adnan | 01229 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20130402,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20150701,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20130402,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Laghari, Mumtaz Ali | 01839 | UBS Qatar LLC##01169##Finance Function##Approved##20210421##,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved##20240715##,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved##20240715##, |
Lahoti, Shailesh | 01106 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120507,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120917, |
Laing, Scot Harold | 00005 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20050929,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20080507,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20050929,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080507, |
Lakhan, Avinash Kant | 01634 | Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved####20180409,Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved - Inactive Firm##20240610##,Zurich International Life Limited##00067##Finance Function##Approved####20200628,Zurich International Life Limited##00067##Finance Function##Withdrawn####20210615, |
Lakshmanan, Tirunellai Mahadevan | 00264 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20100817,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20071111##,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Approved####20100817,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn####20101101,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn####20130930, |
Lalani, Hussain Abdul Aziz | 00029 | United Gulf Financial Services Company LLC##00007##Finance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Finance Function##Withdrawn####20091018, |
Lambert, Alasdare John | 01198 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20140930,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20150906,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn####20150906,Lifecare International (Qatar) LLC##00162##Finance Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn####20140930, |
Lampshire, Martin | 00459 | RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090312, |
Lang, Alfred Karl | 00059 | Barclays Bank PLC##00018##Finance Function##Approved####20060910,Barclays Bank PLC##00018##Finance Function##Withdrawn####20101003, |
Laraki, Ghali | 01269 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved##20140618##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Executive Governance Function##Approved##20211108##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Approved####20130617,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Approved####20130617,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Larin, Dmitry | 01730 | CQUR Bank LLC##00622##Senior Management Function##Approved####20191216,CQUR Bank LLC##00622##Senior Management Function##Withdrawn####20210814, |
Latif, Khalid | 00210 | Sharq Insurance LLC##00054##Risk Management Function##Approved####20070716,Sharq Insurance LLC##00054##Risk Management Function##Withdrawn####20090209, |
Law, Cameron Jack Frazer | 01293 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20130902,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140115, |
Law, Pratik | 01324 | Zurich International Life Limited##00067##Risk Management Function##Approved##20131124##,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved####20170319,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn####20230704, |
Laws, Rolf Kenneth Reinhold | 00434 | Aon Qatar LLC##00086##Compliance Oversight Function##Approved####20080722,Aon Qatar LLC##00086##Compliance Oversight Function##Withdrawn####20110727,Aon Qatar LLC##00086##MLRO Function##Approved####20080722,Aon Qatar LLC##00086##MLRO Function##Withdrawn####20110727, |
Lawson, Jennifer Marie | 01321 | Allianz Worldwide Care Limited##00163##Internal Audit Function##Approved####20131124,Allianz Worldwide Care Limited##00163##Internal Audit Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Internal Audit Function##Approved####20140617,AWP Health & Life S.A.##00193##Internal Audit Function##Withdrawn####20190823, |
Le Bourgeois, Philippe Francois | 01132 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive Firm##20211117##, |
Le Cacher De Bonneville, Pierre Marie Joseph | 01417 | AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20140826,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20190710, |
Leach, Christopher John | 01714 | Sanguine Investment Managers LLC##00744##Executive Governance Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Executive Governance Function##Withdrawn by the QFCRA####20240730, |
Ledger, Mark Charles | 01207 | Innovation Capital Qatar LLC##00151##Compliance Oversight Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Compliance Oversight Function##Withdrawn####20131105,Innovation Capital Qatar LLC##00151##Risk Management Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Risk Management Function##Withdrawn####20131105,Innovation Capital Qatar LLC##00151##MLRO Function##Approved####20130116,Innovation Capital Qatar LLC##00151##MLRO Function##Withdrawn####20131105, |
Lee, Frederick Edward Maconchy | 01171 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Lee, Jongghun | 01253 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20130527,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Leech, Steven Joseph | 00994 | Zurich International Life Limited##00067##Finance Function##Approved####20110912,Zurich International Life Limited##00067##Finance Function##Withdrawn####20170720, |
Lent, Richard Matthew | 00929 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20110626,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110626, |
Lethbridge, Leonie Ruth | 01805 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##, |
Li, Huajun | 01586 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20170510,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20230920,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20180409,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20230920, |
Li, Xiangnan | 02055 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved##20231010##,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved##20231010##, |
Li, Xiaoqin | 01971 | Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220831##, |
Li, Yezhong | 01917 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved##20220123##, |
Liang, Li | 01343 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved####20140120,Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn####20141031, |
Liddle, Alexander John Monsen | 01354 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20140205,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20140403,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20140205,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140403, |
Lilley, Stephen | 00510 | Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20081023,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20101123,Barclays Bank PLC##00018##MLRO Function##Approved####20081023,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20101123, |
Limaye, Prabhakar Vasanth | 00833 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20160531,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Approved####20101101,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn####20141211, |
Lin, Shengqiang Johnson | 01604 | Bank of China Limited Qatar Financial Centre Branch##00408##Senior Executive Function##Approved####20170807,Bank of China Limited Qatar Financial Centre Branch##00408##Senior Executive Function##Withdrawn####20231005,Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved####20220405,Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Withdrawn####20231005, |
Ling, Gareth Mark | 00846 | Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20101123,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20141231,Barclays Bank PLC##00018##MLRO Function##Approved####20101123,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20141231, |
Loayon, Gregorio Jr | 00830 | Zurich International Life Limited##00067##Senior Executive Function##Approved####20101026,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20230904,Zurich International Life Limited##00067##Executive Governance Function##Approved####20220411,Zurich International Life Limited##00067##Executive Governance Function##Withdrawn####20230904, |
Loganathan, Sekar | 01040 | State Bank of India - QFC Branch##00137##Risk Management Function##Approved####20111114,State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn####20120806, |
Loggin, Mark Cole | 00385 | QINVEST LLC##00048##Finance Function##Approved####20080318,QINVEST LLC##00048##Finance Function##Withdrawn####20080604,QINVEST LLC##00048##Senior Management Function##Approved####20080318,QINVEST LLC##00048##Senior Management Function##Withdrawn####20090104,Innovation Capital Qatar LLC##00151##Finance Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn####20130612, |
Lone, Sarmad Amin | 00979 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20110720,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20120618,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20110720,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120618, |
Lontoc, Elizabeth Surio | 01709 | Prime Financial Solutions LLC##00109##Finance Function##Approved####20190821,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20191029, |
Lord, Alastair David William | 00914 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20110404,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120527, |
Lorentz, Eric | 00017 | Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20060214,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20060214,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20060214,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070212,QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20060710,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20070212,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070212, |
Loualidi, Abdelmoneim | 01120 | Daman Health Insurance Qatar LLC##00142##Risk Management Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn####20121231, |
Louw, Werner Jacobus | 01836 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved##20210329##, |
Lovell, Charles John Carey | 01439 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20141117,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Lu, Qiang | 00357 | Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Approved####20080212,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Approved####20090528,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Withdrawn####20110621,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Approved####20080212,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Approved####20090528,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621, |
Luce, Joanne Michelle | 00382 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20080313,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20080810, |
Lundin, Stephen Alexander | 01507 | Marsh Qatar LLC##00085##Executive Governance Function##Approved####20151011,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20180430, |
Lunn, Gary Kenneth Charles | 01041 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20111117,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20130203,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20111117,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130203, |
Luo, Lijun | 01622 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved####20171204,Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn####20191126, |
Lynch, Martin | 00177 | QINVEST LLC##00048##Compliance Oversight Function##Approved####20070430,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20080313,QINVEST LLC##00048##MLRO Function##Approved####20070430,QINVEST LLC##00048##MLRO Function##Withdrawn####20080313, |
M A H H Dakson, Sadeq | 01905 | Sword Capital Representative Office##01431##Senior Executive Function##Approved####20211207,Sword Capital Representative Office##01431##Senior Executive Function##Withdrawn####20230705, |
M J Al-Jaber, Mohammed Sultan | 01055 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##, |
Maakaron, Charbel | 02010 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20230109##, |
Macdonald, Colin Malcolm | 00254 | ABN AMRO Bank N.V.##00065##Senior Executive Function##Approved####20071011,ABN AMRO Bank N.V.##00065##Senior Executive Function##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Approved####20071011,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Approved####20071011,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080907, |
MacKenzie, Iain McNair | 01184 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121209,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20131107,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20131111, |
Madendjian, Albert | 00669 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Withdrawn####20110421,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn####20110421, |
Mady, Maged Mohamed Shawky | 01407 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20140618,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Maeda, Masahiro | 02086 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved##20240513##, |
Maffei, Niccolo' | 01529 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved####20160425,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn####20200115, |
Magozore, Lloyd | 01241 | AXA Investment Managers LLC##00008##Finance Function##Approved####20130428,AXA Investment Managers LLC##00008##Finance Function##Withdrawn####20190710, |
Mahajan, Meenal Sachdeva | 00136 | ICICI Bank Limited##00041##Senior Executive Function##Approved####20070903,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20090616,ICICI Bank Limited##00041##Senior Management Function##Approved####20070321,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090616,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Approved####20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20090708,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20090, |
Mahalingam, Balakrishnan Venkataramani | 00306 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Mahfoodh, Sayed Abbas Hameed Ebrahim | 01015 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn####20170102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Advising on Investments##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Advising on Investments##Withdrawn####20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Approved####20130218, |
Mahmood, Farhan | 00148 | Citibank, N.A.##00043##Senior Executive Function##Approved####20070331,Citibank, N.A.##00043##Senior Executive Function##Withdrawn####20111019,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20130108,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130108,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn####20130108, |
Mahmood, Shakaib | 01710 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20190915##, |
Mahmood, Tariq | 01960 | Liva Insurance SAOC##01605##Internal Audit Function##Approved####20220830,Liva Insurance SAOC##01605##Internal Audit Function##Withdrawn####20240714, |
Mahmoud, Amro Mowafak Mohamed Mosaad | 00406 | Beltone Financial Qatar LLC##00082##Finance Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Finance Function##Withdrawn####20120809, |
Mahmoud, Majid Burhan R A | 00675 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20091007,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100218, |
Mahmoud, Mohamed Saleh Mohamed | 00340 | EFG-Hermes Qatar LLC##00069##Finance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn####20090104, |
Mahri, Sabrina | 01987 | CB Asset Management LLC##01179##Senior Executive Function##Approved####20221003,CB Asset Management LLC##01179##Senior Executive Function##Withdrawn####20230528, |
Maini, Yoginder Nath Tidu | 00878 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20110120,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20120719, |
Majidi, Taher Ali | 00776 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20120429,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120429,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20120429,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20120429, |
Majzoub, Hani | 01109 | MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20120513,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20150416, |
Majzoub, Mario Mahmoud | 01376 | Bank Audi LLC##00027##Internal Audit Function##Approved##20140310##, |
Majzoub, Salim | 01518 | Bank Audi LLC##00027##Finance Function##Approved####20160118,Bank Audi LLC##00027##Finance Function##Withdrawn####20220318, |
Makawy, Zahir Abdelrahim Abdelgadir | 01742 | Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Approved####20200128,Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Withdrawn####20220528, |
Makhlouf, Mohamed Khaled Abdelalim | 01369 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20140225,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20160307, |
Makhoul, Georges | 00061 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20060912,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20060912,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20060912,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091215, |
Makhoul, Robert Michael | 00426 | Marsh Qatar LLC##00085##Executive Governance Function##Approved####20080630,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20191218, |
Makkawi, Ziad Khalil | 01493 | Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20150623,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20170406, |
Malaab, Stephanie | 00815 | Bank Audi LLC##00027##Compliance Oversight Function##Approved####20101003,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20131130,Bank Audi LLC##00027##MLRO Function##Approved####20101003,Bank Audi LLC##00027##MLRO Function##Withdrawn####20131130, |
Malcolm Keith, Wright | 02042 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved##20230710##, |
Malek, Mervat | 01221 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Advising on Investments##Approved####20130320,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Arranging Deals in Investments##Approved####20130320,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Malhas, Rawan Adnan Sa'da | 01937 | Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved##20220524##, |
Malhotra, Sumit | 00734 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20100215,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120415,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20120611,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20130430,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20120611,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130430, |
Malik, Muhammad Tauseef Muhammad Asif | 01569 | Al Rayan Investment LLC##00045##Finance Function##Approved####20161212,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20211218,Lesha Bank LLC (Public)##00091##Finance Function##Approved##20230710##,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20230710##, |
Mamdani, Iqbal Gulamhusein | 00186 | TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Withdrawn####20100215, |
Manachery, Paul | 00983 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110808,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Mancuso, Alberto | 01897 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved####20211108,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Withdrawn####20231107, |
Mandair, Mandhir Singh | 01244 | Morgan Stanley & Co International plc##00019##Finance Function##Approved####20130507,Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn####20200201, |
Mandhan, Pardeep Kumar | 00947 | Chedid and Associates Qatar LLC##00115##Finance Function##Approved####20110519,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn####20120513, |
Manikkam, Muralidharan | 01745 | Al Awael Captive Insurance Co. LLC##00838##Finance Function##Approved##20200128##, |
Manraj, Bhisham | 01502 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved####20150913,Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn####20161127, |
Mansoor Ahmed, Memon | 02100 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved##20240721##, |
Mansour, Emad Rashed Ahmad | 00478 | Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20101215,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20130904,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20130904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20130904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing I, |
Mansour, Mohamad Samir | 01823 | Power Bank LLC##00644##Compliance Oversight Function##Approved####20210223,Power Bank LLC##00644##Compliance Oversight Function##No longer performing a controlled function for an authorised firm####20210630,Power Bank LLC##00644##MLRO Function##Approved####20210223,Power Bank LLC##00644##MLRO Function##No longer performing a controlled function for an authorised firm####20210630, |
Mansour, Salim | 01147 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20120827,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20180906,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20130724,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Mansury, Dr Abdullah | 01081 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved####20120326,MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn####20120618,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn####20190620,AWP Health & Life S.A.##00193##Senior Executive Function##Approved####20170716, |
Mari, Ramzi Talaat Abdul Jawad | 00496 | QNB Capital LLC##00096##Executive Governance Function##Approved##20080928##,QNB Capital LLC##00096##Finance Function##Approved##20080928##, |
Markwell, Michael Clyde | 01850 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##, |
Martelly, Pierre Emmanuel Dominique | 00075 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn####20091018, |
Martin, Harry John Barclay | 00431 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20080713,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20090105,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20080713,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090105, |
Martorano, Bruno | 00111 | Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070212,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070703,QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20070212,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070212,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20071121, |
Maruthappan, Elangowan | 00485 | MARSH BROKERS LIMITED ##00093##Finance Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##Finance Function##Withdrawn####20170907, |
Maseeh, Isa Hasan Mohamed Ali | 00030 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Approved####20061009,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn####20071118, |
Masera, Teofilo | 00852 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20101207,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20110922,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20101207,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110922, |
Mashkoor, Asar | 00606 | QINVEST LLC##00048##Senior Management Function##Approved####20090420,QINVEST LLC##00048##Senior Management Function##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-, |
Masmoudi, Hatem | 01996 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20221030##, |
Masood, Ibrahim | 01262 | Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20170716,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20200325,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####201, |
Masoud, Tariq | 00162 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved####20070403,Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn####20110220,Al Rayan Investment LLC##00045##MLRO Function##Approved####20070403,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn####20110220, |
Massaad, Edmond | 01339 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Massalkhy, Mohamad | 01620 | BLOM Bank Qatar LLC##00079##Finance Function##Approved##20171129##, |
Massoud, Said Sabri | 00219 | Nasco Qatar LLC##00057##Senior Executive Function##Approved####20070808,Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Dealing in Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Dealing in Investments##Withdrawn####20071121, |
Matalog, Mark Gariel | 01816 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved##20210207##, |
Matchett, Jonathan Richard | 00961 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved####20110621,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn####20120710, |
Mathen, Levi Kurian | 00763 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved####20100516,SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn####20111101, |
Mathew, Dalia Pappachan | 00309 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110308, |
Mathew, Henkumar Manappurathu | 01614 | Aon Qatar LLC##00086##Senior Management Function##Approved####20171023,Aon Qatar LLC##00086##Senior Management Function##Withdrawn####20211028, |
Mathew, Philip | 00310 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Mathew, Regi | 00311 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Mathew, Seena Biju | 00308 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Mathews, Ani | 01756 | Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved####20200426,Credit Agricole CIB - QFC Branch##00935##Finance Function##Withdrawn####20201117, |
Mathieson, Andrew Neil | 00860 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20101227,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn####20130606, |
Mathieu, Romen | 00670 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
Mattar, Timothy Antoine | 01512 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20151129,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20230920, |
Matthews, David Egon | 01017 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn####20120429, |
Maurer, Walter Raymond | 00499 | QNB Capital LLC##00096##Senior Executive Function##Approved####20080928,QNB Capital LLC##00096##Senior Executive Function##Withdrawn####20110526,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20111003,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111003,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Withdrawn####20111003,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Withdrawn####20111003, |
May, Stephen Howard Patrick | 00803 | Kane LLC##00121##Non-Executive Governance Function##Approved####20100826,Kane LLC##00121##Non-Executive Governance Function##Withdrawn####20120208, |
Mazhar, Shabeena | 00849 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20101207,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn####20120806, |
Mc Elhaney, Tyler Brent | 01718 | Sanguine Investment Managers LLC##00744##Senior Executive Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Senior Executive Function##Withdrawn by the QFCRA####20240730, |
McAll, Susan Mary | 00416 | Coutts & Co##00084##Compliance Oversight Function##Approved####20080619,Coutts & Co##00084##Compliance Oversight Function##Withdrawn####20091008, |
McAllister, Ronald | 00964 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110626,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20120220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110626,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120220, |
McAuliffe, Blair John | 01623 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20171219,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20220412, |
McCrum, Simon Charles Ronald Henry | 00805 | AIG MEA Limited##00035##Senior Executive Function##Approved####20100902,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20120326,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20100902,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn####20121231, |
Mcculloch, Stuart James | 01475 | Coutts & Co##00084##Senior Executive Function##Approved####20150330,Coutts & Co##00084##Senior Executive Function##Withdrawn####20150623, |
McDonald, Fergus James Rupert | 00616 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20110621,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621, |
McFarland, Kurt Peter | 00879 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110124,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20130423,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110124,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130423, |
Mchugh, Gerard Anthony | 01130 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20120703,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20141229,The Royal Bank of Scotland plc##00046##Executive Governance Function##Approved####20141229,The Royal Bank of Scotland plc##00046##Executive Governance Function##Withdrawn####20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120703,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120703,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Mcinerney, Ian Augustine | 01060 | Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20120220,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20151022,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20120220,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20151022, |
Mckean, John Hector | 00609 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20100328, |
McMillan, Robert Edward | 00255 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20081023,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20120703,The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20081023,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20120703,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Approved####20071011,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##MLRO Function##Approved####20071011,ABN AMRO Bank N.V.##00065##MLRO Function##Withdrawn####20080907, |
McQuistin, James Marshall | 01044 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20111124,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120719, |
Mcrobbie, Ewen John | 00707 | Qatar Reinsurance Company LLC##00117##Risk Management Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn####20120301,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20120301,QIC International LLC##00034##Senior Management Function##Approved####20120321,QIC International LLC##00034##Senior Management Function##Withdrawn####20150331,Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20120910,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20130224, |
Meckert, Tobias Michael | 00645 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn####20120201,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20120201,Allianz Worldwide Care Limited##00163##Senior Executive Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Senior Executive Function##Withdrawn####20140630,Allianz Worldwide Care Limited##00163##Customer Facing Function-Insurance Mediation##Approved####20120813,Allianz Worldwide Care Limited##00163##Customer Facing Function-Insurance Mediation##Withdrawn####20140630,AWP Health & Life S.A.##00193##Senior Executive Function##Approved####20140617,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn####20170716,AWP Health & Life S.A.##00193##Customer Facing Function-Insurance Mediation##Approved####, |
Medetbekova, Kuralay | 01383 | Barclays Bank PLC##00018##Risk Management Function##Approved####20140327,Barclays Bank PLC##00018##Risk Management Function##Withdrawn####20151008, |
Medghali, Wadii | 01711 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20190915,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20200630, |
Mediratta, Umang | 01361 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved####20140210,First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn####20151104, |
Medlam, Henry Thomas | 01351 | Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved####20140205,Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Withdrawn####20141030, |
Mee, Ann | 01197 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn####20130630, |
Mee, Frank | 01593 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved####20170710,AWP Health & Life S.A.##00193##Executive Governance Function##Withdrawn####20190620, |
Mehanna, Carine | 00754 | BLOM Bank Qatar LLC##00079##Finance Function##Approved####20100418,BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn####20170930, |
Mehdi, Syed Aamir | 00527 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Approved####20081124,First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn####20090527, |
Mehmood, Shahid | 01995 | The Saudi National Bank##00081##Compliance Oversight Function##Approved##20221030##,The Saudi National Bank##00081##MLRO Function##Approved##20221030##, |
Mehra, Chetan | 00230 | ICICI Bank Limited##00041##Senior Management Function##Approved####20070903,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20090122, |
Mehrotra, Anand Gopal | 00636 | ICICI Bank Limited##00041##Senior Management Function##Approved####20090708,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20100831,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20090708,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100831, |
Mekdad, Hosam Faisal | 01338 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Mello Netto, Ildefonso de Camargo | 01608 | QINVEST LLC##00048##Risk Management Function##Approved####20170827,QINVEST LLC##00048##Risk Management Function##Withdrawn####20220531, |
Mellors, Andrew William | 01327 | Aon Qatar LLC##00086##Senior Management Function##Approved####20131203,Aon Qatar LLC##00086##Senior Management Function##Withdrawn####20140630,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20131203,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn####20140630, |
Memon, Ishaque Ahmed | 01581 | Investcorp Investments LLC##00219##Finance Function##Approved####20170319,Investcorp Investments LLC##00219##Finance Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Finance Function##Withdrawn####20240923, |
Mendes, Anastasio Carmo | 01500 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20150906,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20180904, |
Mendoza, Elmer Desierto | 00347 | QINVEST LLC##00048##Compliance Oversight Function##Approved####20101007,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20101227,QINVEST LLC##00048##Risk Management Function##Approved####20080115,QINVEST LLC##00048##Risk Management Function##Withdrawn####20121125, |
Mengardo, Massimo | 01765 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved####20200601,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn####20210329, |
Menon, Andrew | 00586 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20090322,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20090322,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Menon, Balagopal Gopala | 00086 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812, |
Menon, Rajesh Ramankutty | 01795 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
Meouchi, Naji | 00991 | Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Approved####20110912,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn####20131217,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Approved####20110912,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20131217, |
Merritt, Michael Leroy | 01486 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20150617,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20150930, |
Merry Del Val Gracie, Rafel Carlos | 00427 | Marsh Qatar LLC##00085##Executive Governance Function##Approved####20080630,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20101227, |
Meyer, Antoine James Phillippe Michel | 01914 | Nexus Financial Services WLL##00099##Non-Executive Governance Function##Approved##20220123##, |
Mezher, Maher | 02019 | AMP Partners QFC LLC##01754##Non-Executive Governance Function##Approved##20230330##, |
Mezher, Walid | 00703 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Mian, Abdul Nasir Hameed | 00848 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20101207,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20110405, |
Michaan, Edmond | 01616 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20171029,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20191031, |
Michaelides, Despo | 01860 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved####20210714,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Withdrawn####20221020, |
Middlemas, Bruce Michael | 00444 | State Street Middle East North Africa LLC##00088##Executive Governance Function##Approved####20100207,State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn####20111101,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Approved####20111101,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn####20130730,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn####20111101,State Street Middle East North Africa LLC##00088##MLRO Function##Approved####20080729,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn####20111101, |
Mihrez, Abdul Hamid Muhamed Dib | 00067 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20091018, |
Milius, Robert Hamilton | 00746 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Millar, Paul | 00417 | Coutts & Co##00084##Compliance Oversight Function##Approved####20091008,Coutts & Co##00084##Compliance Oversight Function##Withdrawn####20120719,Coutts & Co##00084##MLRO Function##Approved####20080619,Coutts & Co##00084##MLRO Function##Withdrawn####20120719,Coutts & Co##00084##Senior Management Function##Approved####20080619,Coutts & Co##00084##Senior Management Function##Withdrawn####20120719, |
Miller, Romano Sandro | 01646 | American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Approved####20180722,American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Withdrawn####20220412, |
Millwala, Mufaddal | 01187 | Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved####20121231,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn####20160630, |
Miralpes, Anthony Losabio | 01994 | Al Rayan Investment LLC##00045##Finance Function##Approved##20221023##, |
Mirani, Vikesh | 00514 | EMIRATES NBD PJSC##00026##Finance Function##Approved####20081026,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20121031, |
Mishra, Kailash Chandra | 00344 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20071217##, |
Mishra, Sandeep | 00579 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20090305,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101123, |
Mistry, Hemant | 00836 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20101101,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20110302,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110302, |
Mitchell, Haydon Glen | 01808 | UBS Qatar LLC##01169##Finance Function##Approved####20201231,UBS Qatar LLC##01169##Finance Function##Withdrawn####20210421, |
Mitchell, Luke Dominic | 01716 | Sanguine Investment Managers LLC##00744##Finance Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Finance Function##Withdrawn by the QFCRA####20240730, |
Mitri, Rachelle | 02002 | Al Rayan Investment LLC##00045##Risk Management Function##Approved##20221114##, |
Mittal, Tushar Suresh | 02009 | Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20230104,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20230930,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20230109,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20230930, |
Miyake, Mitsuteru | 01309 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Approved####20131008,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn####20140820, |
Mizukami, Junichiro | 00559 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn####20100516,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100516, |
Mo'dad, Fahim | 00392 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
Moghrabi, Ragheed Imad | 00462 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080831,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20080831,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20080831,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20080831,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20090407, |
Mohamed Fawzy, Amr Mohamed El-Shafey | 00614 | Barclays Bank PLC##00018##Senior Management Function##Approved####20090430,Barclays Bank PLC##00018##Senior Management Function##Withdrawn####20111212,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111212, |
Mohamed Hamad, Mohamed Farouk | 01759 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20200430,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20200914, |
Mohamed Ismail, Ghada Mohamed Ibrahim | 01997 | HMK Capital LLC##01718##Compliance Oversight Function##Approved####20221031,HMK Capital LLC##01718##Compliance Oversight Function##Withdrawn####20240226,HMK Capital LLC##01718##MLRO Function##Approved####20221031,HMK Capital LLC##01718##MLRO Function##Withdrawn####20240226, |
Mohamed, Dareer | 00894 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved####20110220,Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn####20210527,Al Rayan Investment LLC##00045##MLRO Function##Approved####20110220,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn####20210527, |
Mohamed, Desouky Mohamed Elsaghir Abdelgawad | 00972 | Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn####20130430, |
Mohamed, Mohamed Sayed Abdulnaby | 00976 | Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Mohamed, Nureen Alima | 01720 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20190929,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20220412, |
Mohammed A Fakhroo, Yousuf | 02034 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20230705##, |
Mohammed, Iqbal Basha Khaji | 00126 | American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20130311, |
Mohatarem, Ghulam Ahmed | 00031 | United Gulf Financial Services Company LLC##00007##MLRO Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn####20071217, |
Mohd H Ali, Hussain | 01951 | CB Asset Management LLC##01179##Executive Governance Function##Approved####20220630,CB Asset Management LLC##01179##Executive Governance Function##Withdrawn####20231102, |
Mokbel, Georges | 00671 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn####20100720,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn####20100720,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20100712,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20100712, |
Mond, Gary Ivan | 00903 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110309,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20121116, |
Monks, Paul | 00451 | QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20080810,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20120531, |
Montasser, Hashem Essam El Din | 00341 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20110113,EFG-Hermes Qatar LLC##00069##Senior Management Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn####20110113,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing , |
Moonesinghe, Rohan Callistus | 00788 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20100706,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120520,Daman Health Insurance Qatar LLC##00142##Senior Management Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Senior Management Function##Withdrawn####20130804,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn####20130804,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved####20131124,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn####20140531,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20131124,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn####20140531, |
Mooney, Donald Anthony | 00428 | Marsh Qatar LLC##00085##MLRO Function##Approved####20080630,Marsh Qatar LLC##00085##MLRO Function##Withdrawn####20100124, |
Moosa, Kakode Mujib | 01804 | CB Asset Management LLC##01179##Senior Executive Function##Approved####20201230,CB Asset Management LLC##01179##Senior Executive Function##Withdrawn####20220616, |
Moracchini, Francis Alain | 01891 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved####20211103,Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Withdrawn####20231001, |
Morgans, Peter Rhys | 00181 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20091215, |
Morris, Andrew James | 00781 | The Royal Bank of Scotland plc##00046##Finance Function##Approved####20100620,The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn####20121101, |
Morris, Carol | 01218 | Prime Financial Solutions LLC##00109##Finance Function##Approved####20130210,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20140731, |
Morrison, Richard Euan | 00076 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20100706,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20201207,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20100706,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - N, |
Morrissey, Gary James | 01225 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20130319,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140129, |
Mortimer, Andrew Robert | 01573 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Senior Management Function##Approved####20170102,Barclays Bank PLC##00018##Senior Management Function##Withdrawn####20170510,Barclays Bank PLC##00018##Senior Executive Function##Approved##20170510##, |
Moslim, Galaleldin Rashwan Hefney Salem | 00973 | Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Withdrawn####20120321,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Arranging Deals in Investments##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120321, |
Mott, Edward David Kynaston | 00144 | Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20080308, |
Mouawad, Elias | 01560 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved####20161127,Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn####20170621, |
Mouneimne, Walid | 00672 | SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Withdrawn####20131124, |
Mourad, Ahmed Wafik | 00407 | Beltone Financial Qatar LLC##00082##Senior Executive Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Senior Executive Function##Withdrawn####20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Advising on Investments##Approved####20080528,Beltone Financial Qatar LLC##00082##Customer Facing Function-Advising on Investments##Withdrawn####20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Arranging Deals in Investments##Approved####20080528,Beltone Financial Qatar LLC##00082##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120809, |
Mourad, Charbel | 02016 | AMP Partners QFC LLC##01754##Finance Function##Approved##20230330##, |
Moussa, Ahmed Moussa Sayed | 00408 | Beltone Financial Qatar LLC##00082##Compliance Oversight Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Compliance Oversight Function##Withdrawn####20120809,Beltone Financial Qatar LLC##00082##MLRO Function##Approved####20080528,Beltone Financial Qatar LLC##00082##MLRO Function##Withdrawn####20120809, |
Moyn Uddin, Mohammed | 00374 | Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Approved####20080308,Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn####20100105,Lehman Brothers International (Europe)##00040##MLRO Function##Approved####20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn####20100105, |
Mucheli, Poorna Chandra | 00189 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111006,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111003, |
Mudau, Tshudufhadzo Peter | 01747 | QNB Capital LLC##00096##Risk Management Function##Approved##20200216##, |
Mudbhatkal, Gourang Gourish | 00398 | Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20080526,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20080526,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Mugathar Maliyakkal, Naquash Ahammed | 01990 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Risk Management Function##Approved####20221003,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Risk Management Function##Withdrawn####20240715, |
Muhaidi, Ahmad Meshari | 00865 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20110106,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20130701,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20150623,Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20130923,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20130818,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20130818,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Mukherjee, Bhaskar | 00211 | Sharq Insurance LLC##00054##Compliance Oversight Function##Approved####20070716,Sharq Insurance LLC##00054##Compliance Oversight Function##Withdrawn####20240813,Sharq Insurance LLC##00054##MLRO Function##Approved####20070716,Sharq Insurance LLC##00054##MLRO Function##Withdrawn####20240813, |
Mulholland, Brian Martin | 01393 | Coutts & Co##00084##Finance Function##Approved####20140415,Coutts & Co##00084##Finance Function##Withdrawn####20150623, |
Munir, Faisal | 00831 | AIG MEA Limited##00035##Compliance Oversight Function##Approved####20101026,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20200223,AIG MEA Limited##00035##MLRO Function##Approved####20101026,AIG MEA Limited##00035##MLRO Function##Withdrawn####20191007, |
Muraleedharan, Bijoy | 00851 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved##20151102##,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20101207,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Murdoch, Garry | 01378 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20140310,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20141107, |
Muriya, Zubin Nitin | 01098 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Approved####20120423,Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn####20131102,Abu Dhabi Commercial Bank##00075##MLRO Function##Approved####20120423,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn####20131102,Julius Baer (QFC) LLC##01606##Compliance Oversight Function##Approved##20220818##,Julius Baer (QFC) LLC##01606##MLRO Function##Approved##20220818##,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20140115,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20140811,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20140811,Bank Sarasin-Alpen, |
Murphy, Ian James | 01433 | QREIC Sukuk LLC##00012##MLRO Function##Approved####20141020,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20150630, |
Murray, Michael Graeme | 01760 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Approved##20200510##, |
Murray, Twanette Judette | 01754 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved####20200420,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn####20220131,Nexus Financial Services WLL##00099##MLRO Function##Approved####20200420,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn####20220131,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20220302,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20230630,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20220302,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20230630, |
Mursal, Mohamed Abdisalam Hassan | 00450 | Al Rayan Investment LLC##00045##Finance Function##Approved####20080810,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20161212, |
Murshed, Mahboob | 00095 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20080501,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20080501, |
Mushonga, Rumbidzai | 00563 | EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Approved####20090105,EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn####20150510,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20090105,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20091012,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20101212,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20150510, |
Mushtaq, Adeel | 01684 | Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved####20190501,Epicure Investment Management LLC##00676##Compliance Oversight Function##Withdrawn####20201130,Epicure Investment Management LLC##00676##MLRO Function##Approved####20190501,Epicure Investment Management LLC##00676##MLRO Function##Withdrawn####20200628, |
Musson-Thorp, Amber Louise | 01813 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved##20210114##, |
Mustafa, Khalid Diab | 00014 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved##20170220##,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Withdrawn####20170220,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved####20070903,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn####20150210,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Withdrawn####20170220, |
Mustafawi, Adel Mohamed Tayeb | 00163 | Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20070403,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20080227,Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20090201,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20140115,Al Rayan Investment LLC##00045##Executive Governance Function##Approved####20090201,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn####20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20150126,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20070403,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20090201,Al Rayan Investment LLC##00045##Customer Facin, |
Mydeen, Abdul Sukkur Mohamed | 01390 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved####20140415,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn####20200505, |
Myers, William Geoffrey Fayram | 01031 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20111025,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Mylonas, Charalampos | 00723 | AIG MEA Limited##00035##Risk Management Function##Approved####20100103,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20120806, |
Naaman Aaraj, Jean-Pierre | 01558 | Nasco Qatar LLC##00057##Senior Executive Function##Approved##20161120##,Nasco Qatar LLC##00057##Executive Governance Function##Approved##20190502##, |
Nabulsi, Sami Baha Mamdouh | 00590 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20090406,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20090406,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20090406,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20090406,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Nacer, Wahib | 00156 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109, |
Nader, Eugene Saba | 00220 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20070808##, |
Naegeli, Beat | 00018 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20060711, |
Nagori, Sourabh | 01138 | State Bank of India - QFC Branch##00137##Risk Management Function##Approved####20120806,State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn####20120806, |
Nahra, George | 00221 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20070808,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Nair, Maneesh | 00944 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Approved####20110512,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20140731, |
Nair, Pattathil Muraleedharan | 00501 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20081019,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20081019,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217, |
Nair, Reena Ramankutty | 01928 | Zurich International Life Limited##00067##Executive Governance Function##Approved####20220315,Zurich International Life Limited##00067##Executive Governance Function##Withdrawn####20220630, |
Nair, Sharad | 00361 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090705, |
Nair, Suresh Rajappan | 00312 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124, |
Nair, Vinesh Madhavan | 00313 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Najibi, Khalid Mohamed Yusuf | 00463 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20080831,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103, |
Nakhle, Nisrine | 00674 | Chedid and Associates Qatar LLC##00115##Finance Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn####20110519, |
Nakhoul, Dany Farah | 00957 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20110601,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20111114,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20110601,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111114, |
Nalamutt, Jairaj Channa Basappa | 00149 | Citibank, N.A.##00043##Compliance Oversight Function##Approved####20070331,Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn####20071128,Citibank, N.A.##00043##MLRO Function##Approved####20070331,Citibank, N.A.##00043##MLRO Function##Withdrawn####20071128, |
Nalepa, James Nicholas | 01440 | Guardian Wealth Management Qatar LLC ##00113##Finance Function##Approved####20141117,Guardian Wealth Management Qatar LLC ##00113##Finance Function##Withdrawn####20201112, |
Nanda, Rohit | 00593 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20130131,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130131,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20130131,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20130131, |
Nandi Raju, Srinivasa Rao | 00932 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Approved####20110407,State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn####20110526,State Bank of India - QFC Branch##00137##MLRO Function##Approved####20110407,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn####20110526, |
Naqaweh, Yanal Mahmoud Abdo | 01211 | Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved####20130120,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved - Inactive Firm##20240610##,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved####20220110,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved - Inactive Firm##20240610##, |
Narayanan, Ashok | 01652 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20180904,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20200921, |
Narayanan, Ashok | 00797 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Approved####20100805,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn####20130415, |
Narayanan, Deepesh Kainoor | 00850 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20101207,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn####20140116, |
Narayanan, Venkiteswaran | 00242 | Citibank, N.A.##00043##Senior Management Function##Approved####20070917,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20120429, |
Narcision de Oliveira Joint, Marianne Pascale Valerie | 00875 | Concordia Capital LLC##00129##Finance Function##Approved####20110113,Concordia Capital LLC##00129##Finance Function##Withdrawn####20140501, |
Narcy, Helene Marie Jeanne | 00656 | UBS AG##00087##Finance Function##Approved####20090906,UBS AG##00087##Finance Function##Withdrawn####20110817, |
Narsook, Mohamed Nithal | 01806 | CB Asset Management LLC##01179##Finance Function##Approved##20201230##, |
Nasr, Labib | 00796 | Nasco Qatar LLC##00057##Senior Management Function##Approved####20100721,Nasco Qatar LLC##00057##Senior Management Function##Withdrawn####20190228,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20100721,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Nasrallah-Merville, May Fawzi | 00103 | Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20070111,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20070111,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20070111,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100215, |
Nasser Bin Khaled Al Thani, Hanadi | 00998 | Amwal LLC##00145##Senior Executive Function##Approved##20190304##,Amwal LLC##00145##Executive Governance Function##Approved##20190304##,Amwal LLC##00145##Non-Executive Governance Function##Approved####20110914,Amwal LLC##00145##Non-Executive Governance Function##Withdrawn####20190304, |
Nasser, Souad | 01749 | Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20200310,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20200914, |
Nastar, Aadil Ahmed | 01434 | QINVEST LLC##00048##Senior Management Function##Approved##20141106##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20141106,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20141106,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved##20240425##, |
Nataf, David Mark Alexander | 00747 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Nataraja Sharma, Raghu | 01380 | State Bank of India - QFC Branch##00137##Internal Audit Function##Approved####20140319,State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn####20150126, |
Nath, Amresh | 02005 | Epicure Investment Management LLC##00676##Senior Executive Function##Approved##20221212##,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Approved##20221212##, |
Nawab, Muhammad Tayyab | 01251 | Aon Qatar LLC##00086##Finance Function##Approved####20130520,Aon Qatar LLC##00086##Finance Function##Withdrawn####20151130, |
Nayak, Ranjan Kumar | 01456 | State Bank of India - QFC Branch##00137##Internal Audit Function##Approved####20150126,State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn####20161214, |
Naylor, Andrew Craig | 01146 | Kane LLC##00121##Finance Function##Approved####20120827,Kane LLC##00121##Finance Function##Withdrawn####20120930, |
Nazirov, Muzaffar | 01768 | Lesha Bank LLC (Public)##00091##Finance Function##Approved####20200628,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20210713, |
Ndirangu, James Albert | 02069 | Lifecare International (Qatar) LLC##00162##Finance Function##Approved##20240116##, |
Neave, Paul Jason | 00829 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20101026,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20110427,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20101026,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110601,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Nehme, Charles | 02017 | AMP Partners QFC LLC##01754##Senior Executive Function##Approved##20230330##,AMP Partners QFC LLC##01754##Executive Governance Function##Approved##20230330##, |
Neill, Debra Anne | 00386 | QINVEST LLC##00048##Compliance Oversight Function##Approved####20080313,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20101007,QINVEST LLC##00048##MLRO Function##Approved####20080313,QINVEST LLC##00048##MLRO Function##Withdrawn####20101007,Concordia Capital LLC##00129##Compliance Oversight Function##Approved####20110113,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn####20120906,Concordia Capital LLC##00129##MLRO Function##Approved####20110113,Concordia Capital LLC##00129##MLRO Function##Withdrawn####20120906, |
Neilson, Douglas Thomas | 00575 | Sharq Insurance LLC##00054##Risk Management Function##Approved####20090209,Sharq Insurance LLC##00054##Risk Management Function##Withdrawn####20111114, |
Nemr, Elie Boulos | 00909 | Bank Audi LLC##00027##Senior Management Function##Approved##20110316##, |
Neophytou, Nicolas Anastasis | 01691 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##, |
Nery, John Charles Raymond | 00564 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130120,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090104,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Newington-Bridges, Alexander James | 00367 | Zurich International Life Limited##00067##Senior Executive Function##Approved####20080225,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20081204,Zurich International Life Limited##00067##MLRO Function##Approved####20080225,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20081204, |
Newport, Scott Michael | 01129 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120703,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20130703,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20131001,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20131022,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Niehaus, Christopher | 00978 | UBS AG##00087##Senior Executive Function##Approved####20110720,UBS AG##00087##Senior Executive Function##Withdrawn####20120408,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20110720,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn####20120408,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20110720,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120408, |
Nihal, Gurinder Singh | 02007 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20221215##, |
Nijjar, Sukhwinder Singh | 01220 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved####20130224,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn####20131114, |
Ninan, Geogy Kurumthottical | 00314 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130210, |
Nireshwalia, Suman Premchand | 00681 | Zurich International Life Limited##00067##MLRO Function##Approved####20091008,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20101007, |
Nissi, Dani | 01777 | Citibank, N.A.##00043##Internal Audit Function##Approved####20201007,Citibank, N.A.##00043##Internal Audit Function##Withdrawn####20231029, |
Nivas, Ram | 01386 | State Bank of India - QFC Branch##00137##Finance Function##Approved####20140327,State Bank of India - QFC Branch##00137##Finance Function##Withdrawn####20161214, |
Noboru, Tatewaki | 01842 | MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20210503,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20221003,MUFG Bank, Ltd.##00103##Executive Governance Function##Approved####20211003,MUFG Bank, Ltd.##00103##Executive Governance Function##Withdrawn####20221003, |
Nofal, Saleh Ahmed Abdul-Qader | 00497 | QNB Capital LLC##00096##Compliance Oversight Function##Approved####20080928,QNB Capital LLC##00096##Compliance Oversight Function##Withdrawn####20230630,QNB Capital LLC##00096##MLRO Function##Approved####20080928,QNB Capital LLC##00096##MLRO Function##Withdrawn####20190203, |
Nolan, Paul Andrew | 00610 | Zurich International Life Limited##00067##Risk Management Function##Approved####20090422,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20110512,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20131124,Zurich International Life Limited##00067##Risk Management Function##Approved####20120624, |
Noor, Daleen | 00794 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20100718,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20120301, |
Nooruddin, Yahya Ebrahim | 01101 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Approved####20200902,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn####20220516,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Approved####20120429,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn####20200902, |
Nosseir, Khaled Mohamed | 00685 | CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Approved####20091018,CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn####20100623, |
Nouiri, Khaled | 01906 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
Noujaim, Karim Paul (Prohibited) | 00867 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Withdrawn####20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##No longer performing a controlled function for an authorised firm####20140427,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn####20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm####20140427,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Approved####20110105,JPMo, |
Nour, Marwan | 01470 | AIG MEA Limited##00035##Senior Executive Function##Approved####20150310,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20240226,AIG MEA Limited##00035##Executive Governance Function##Approved####20220202,AIG MEA Limited##00035##Executive Governance Function##Withdrawn####20240226, |
Nsibande, Bethuel Mfanufikile | 01729 | QNB Capital LLC##00096##MLRO Function##Approved####20191208,QNB Capital LLC##00096##MLRO Function##Withdrawn####20211231, |
Nur Rehman, Mohammad Haroon | 00032 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018, |
Nuseibeh, Izzat Nabil | 00020 | Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120,Barclays Bank PLC##00018##Senior Executive Function##Approved####20081202,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20101123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20081202,Barc, |
Nussbaumer, Andre Henri | 01559 | Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20161127,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20180814,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20161127,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20180814, |
O'Brien, Eimear | 01136 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120806,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120910, |
O'Donnell, Alan James | 00896 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20120527, |
O'Donnell, Elaine Patricia | 01911 | AWP Health & Life S.A.##00193##Risk Management Function##Approved##20220110##, |
O'Leary, Paul | 01428 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20141020,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20210322, |
O'Neil, Nadine | 01570 | Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Approved####20161212,Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn####20200120,Daman Health Insurance Qatar LLC##00142##MLRO Function##Approved####20161212,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn####20200120, |
O'Neill, Kevin | 00893 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20110727,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110727, |
O'Neill, Peter | 00445 | State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn####20100105, |
O'Sullivan, Claire Helen | 01141 | Allianz Worldwide Care Limited##00163##Compliance Oversight Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Compliance Oversight Function##Withdrawn####20140630,Allianz Worldwide Care Limited##00163##MLRO Function##Approved####20120813,Allianz Worldwide Care Limited##00163##MLRO Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Compliance Oversight Function##Approved####20140617,AWP Health & Life S.A.##00193##Compliance Oversight Function##Withdrawn####20160728,AWP Health & Life S.A.##00193##MLRO Function##Approved####20140617,AWP Health & Life S.A.##00193##MLRO Function##Withdrawn####20160728, |
O'Sullivan, Linda Marie | 01287 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20130818,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn####20140807, |
Obeid, Ghida | 01215 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130203,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20130923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20130203,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130923, |
Obeid, Nelly | 01453 | Bank Audi LLC##00027##Compliance Oversight Function##Approved####20141229,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20151019,Bank Audi LLC##00027##MLRO Function##Approved####20141229,Bank Audi LLC##00027##MLRO Function##Withdrawn####20151019, |
Oberman, John Edward | 00253 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20091115,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091115, |
Ocampo, Rizalina Duelas | 00488 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20080921,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20090312, |
Odeh, Maram Bader Mousa | 02063 | Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved##20231127##,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved##20231127##, |
Odgers, Matthew Ian | 01095 | UBS AG##00087##Senior Executive Function##Approved####20120415,UBS AG##00087##Senior Executive Function##Withdrawn####20130217,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20120415,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn####20130217,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20120415,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130217, |
Oguz, Burcu | 01763 | VakifBank QFC Branch##00956##Finance Function##Approved####20200521,VakifBank QFC Branch##00956##Finance Function##Withdrawn####20220124, |
Ohri, Raghav | 01961 | Liva Insurance SAOC##01605##Actuarial Function##Approved####20220830,Liva Insurance SAOC##01605##Actuarial Function##Withdrawn####20240714, |
Okamoto, Atsushi | 01965 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved##20220831##,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20220831##, |
Oliver, Funck | 01853 | Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved####20210622,Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Withdrawn####20230831, |
Oliver, Vincent George | 01531 | AWP Health & Life S.A.##00193##Actuarial Function##Approved####20160501,AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn####20161121, |
Olson, Pauline Ann | 00205 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20070724,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20090906,Ansbacher & Co Limited##00001##MLRO Function##Approved####20070724,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20090906,QREIC Sukuk LLC##00012##MLRO Function##Approved####20080110,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20090603,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Approved####20070710,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn####20090906,Qatar Capital Partners LLC##00042##MLRO Function##Approved####20070710,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn####20090906, |
Omar, Khawaja Mohammed Awais | 01474 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved####20150330,Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn####20190915, |
Omara, Nazim Elzein Abbas | 00544 | Al Mal Bank LLC##00100##Senior Executive Function##Approved####20081203,Al Mal Bank LLC##00100##Senior Executive Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328, |
Ombrasine, Frederic Lucien David | 02028 | Rasmal Ventures LLC##01927##Compliance Oversight Function##Approved##20230621##,Rasmal Ventures LLC##01927##MLRO Function##Approved##20230621##, |
Omoruyi, Tim Osaro | 01289 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20130828,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140710, |
Oommen, Issac Plappara Varkey | 00315 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Opie, Anne Louise | 00999 | Amwal LLC##00145##Senior Executive Function##Approved####20130716,Amwal LLC##00145##Senior Executive Function##Withdrawn####20140401,Amwal LLC##00145##Executive Governance Function##Approved####20110914,Amwal LLC##00145##Executive Governance Function##Withdrawn####20140401,Amwal LLC##00145##Compliance Oversight Function##Approved####20110914,Amwal LLC##00145##Compliance Oversight Function##Withdrawn####20111206,Amwal LLC##00145##Finance Function##Approved####20130113,Amwal LLC##00145##Finance Function##Withdrawn####20130716,Amwal LLC##00145##MLRO Function##Approved####20110914,Amwal LLC##00145##MLRO Function##Withdrawn####20111206, |
Orbart, Jason Martin | 00908 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20110316,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20110316,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110825, |
Ostrovskiy, Vladimir | 01692 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved####20190716,CQUR Bank LLC##00622##Non-Executive Governance Function##Withdrawn####20221115, |
Otsuji, Katanori | 01603 | MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20170730,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20190421, |
Oueijan, Habib | 01460 | Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20150126,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20170117, |
Ouenniche, Soufiane | 01999 | HMK Capital LLC##01718##Non-Executive Governance Function##Approved##20221031##, |
Ouma, Philip Okongo | 01852 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20210622,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved - Inactive Firm##20240610##, |
Ouseph, Shibu Kallingal | 00937 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110421,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20140205, |
Ovett, James Francis | 01448 | Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved####20141229,Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved - Inactive Firm##20240610##, |
Owen, John Richard | 00824 | Matrix ME Alignment Fund Management LLC##00122##Finance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn####20120624, |
Ozbey Gurkan, Tugce | 01876 | VakifBank QFC Branch##00956##Compliance Oversight Function##Approved##20220606##,VakifBank QFC Branch##00956##Finance Function##Approved####20210928,VakifBank QFC Branch##00956##Finance Function##Withdrawn####20220531,VakifBank QFC Branch##00956##MLRO Function##Approved##20220606##, |
Ozgen, Tunc | 01578 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved####20170213,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn####20180914,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved####20170213,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn####20180914,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved##20200315##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Approved##20200315##, |
Ozkan, Muhammed Onay | 01875 | VakifBank QFC Branch##00956##Non-Executive Governance Function##Approved##20210919##, |
Ozsoy, Ediz | 01872 | Citibank, N.A.##00043##Executive Governance Function##Approved####20210905,Citibank, N.A.##00043##Executive Governance Function##Withdrawn####20240425,Citibank, N.A.##00043##Finance Function##Approved####20211108,Citibank, N.A.##00043##Finance Function##Withdrawn####20240425, |
Ozulker, Mehmet Ekrem | 01365 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Approved####20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn####20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Approved####20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Approved####20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Palmer, Antonia | 00722 | Marsh Qatar LLC##00085##Compliance Oversight Function##Approved####20100103,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn####20131216,Marsh Qatar LLC##00085##MLRO Function##Approved####20100103,Marsh Qatar LLC##00085##MLRO Function##Withdrawn####20131216,MARSH BROKERS LIMITED ##00093##MLRO Function##Approved####20101216,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn####20131106, |
Panangattuparambil, Sijohn Devassy | 01681 | Nasco Qatar LLC##00057##Finance Function##Approved##20190501##, |
Pandey, Ajay Chandra | 01252 | State Bank of India - QFC Branch##00137##Risk Management Function##Approved####20130527,State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn####20161214, |
Pandit, Akshay | 00906 | QIC International LLC##00034##Actuarial Function##Approved####20110316,QIC International LLC##00034##Actuarial Function##Withdrawn####20141028,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Withdrawn####20141028, |
Panicker, Anand Panicker Narayana | 00421 | BMI BANK B.S.C(c)##00052##Finance Function##Approved####20080624,BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn####20150706, |
Pankaj, Eric Vickey | 00918 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20120201, |
Pant, Devendra | 01551 | Oriental Insurance Company QFC Branch##00325##Internal Audit Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Internal Audit Function##Withdrawn####20170801, |
Parasher, Anil Kumar | 01549 | Oriental Insurance Company QFC Branch##00325##Senior Executive Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Senior Executive Function##Withdrawn####20190718, |
Parikh, Saurin | 01796 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
Pascual, Paul Gregory | 01131 | Concordia Capital LLC##00129##Finance Function##Approved####20120710,Concordia Capital LLC##00129##Finance Function##Withdrawn####20121104, |
Pasea, Nigel Ashton Patrick | 00443 | UBS AG##00087##Senior Management Function##Approved####20080723,UBS AG##00087##Senior Management Function##Withdrawn####20100707, |
Patel, Manisha Ashok | 00346 | AXA Investment Managers LLC##00008##MLRO Function##Approved####20071205,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20100516, |
Patel, Shiroy | 02084 | Citibank, N.A.##00043##Compliance Oversight Function##Approved##20240401##,Citibank, N.A.##00043##MLRO Function##Approved##20240401##, |
Patel, Yashovant Ram | 01963 | Liva Insurance SAOC##01605##Compliance Oversight Function##Approved####20220830,Liva Insurance SAOC##01605##Compliance Oversight Function##Withdrawn####20240714, |
Pathmanathan, Prakash | 00197 | BMI BANK B.S.C(c)##00052##Finance Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn####20080624, |
Pattanathu Kajamohideen, Sheik Basheer Ahamed | 01200 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn####20140507,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved####20161030,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn####20170131,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn####20140507,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved####20161030,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn####20170131, |
Patterson, Sheryl Dawn | 00679 | AXA Investment Managers LLC##00008##Finance Function##Approved####20091008,AXA Investment Managers LLC##00008##Finance Function##Withdrawn####20130428, |
Peachey, Michael Edwin | 00520 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014, |
Pearce, Howard John | 00731 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20100207,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20101215,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20100207,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101215, |
Pearce, Philip Richard | 01036 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Approved####20111101,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn####20140820, |
Pearce, Stuart Duncan | 00521 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014, |
Peiris, Mahatelge Iggnatious Sajith | 02048 | Nasco Qatar LLC##00057##MLRO Function##Approved##20230723##, |
Pennant, Paul Anthony | 01624 | AIG MEA Limited##00035##Internal Audit Function##Approved####20171219,AIG MEA Limited##00035##Internal Audit Function##Withdrawn####20240820, |
Penney, Simon | 00845 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20101123,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20130630,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130630, |
Pennington, Brett Graeme | 01451 | Sharq Insurance LLC##00054##Senior Management Function##Approved####20141229,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20181004,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20181119, |
Pereira, Michael Felix | 00379 | Abu Dhabi Commercial Bank##00075##MLRO Function##Approved####20080308,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn####20120423, |
Perera, Nigel Thomas Howard (Prohibited) | 00950 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20190708,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20201004,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20110526,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20151102,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20160228, |
Perera, Sanjay | 01236 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved####20130417,Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn####20200920,Morgan Stanley & Co International plc##00019##MLRO Function##Approved####20130417,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn####20200920, |
Perkins, Alan Geoffrey | 00818 | QINVEST LLC##00048##MLRO Function##Approved####20110220,QINVEST LLC##00048##MLRO Function##Withdrawn####20110626, |
Perrier, Jerome Jacques | 01758 | Credit Agricole CIB - QFC Branch##00935##Senior Executive Function##Approved##20200426##, |
Peters, Stephen Charles | 00719 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20091215,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20131231, |
Pethe, Shreyas Sudhir | 01045 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20111128,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20111128,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141228, |
Pfeifer, Tobias | 01941 | Logistics Insurance LLC##01585##Executive Governance Function##Approved##20220531##,Logistics Insurance LLC##01585##Senior Management Function##Approved##20220531##, |
Philip, Polachirakal Ninan Rajiv | 01296 | Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20140115,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20140115, |
Philipose, Saji | 00709 | QIC International LLC##00034##Internal Audit Function##Withdrawn####20180308,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn####20130113,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn####20151202,Qatar Reinsurance Company LLC##00117##MLRO Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn####20130113,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn####20151202,Qatar Reinsurance Company LLC##00117##Internal Audit Function##Approved####20131230,Qatar Reinsurance Company LLC##00117##Internal Audit Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Internal Audit Function##Approved####20131230,Q Life & Medical Insurance Company LLC##00141##Internal Audit Function##Withdrawn####20230710,QIC International LLC##00034##Internal Audit Function##Approved####20131230, |
Picardo, Aaron | 01978 | Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20220913,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20230630,Nasco Qatar LLC##00057##MLRO Function##Approved####20220913,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20230630, |
Pickford, Susan Elizabeth | 01577 | Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20170228,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20221009,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20170201,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20221016, |
Pietrantoni, Luca | 02065 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved##20231227##, |
Piipponen, Olli-Pekka Aleksi | 01602 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20170720,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20171107,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20170720,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20171107, |
Pike, Martin Thomas | 00935 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20110421,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110713,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20110421,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110713, |
Pillai, Ammayappa Subramania | 00545 | Al Mal Bank LLC##00100##Finance Function##Approved####20081203,Al Mal Bank LLC##00100##Finance Function##Withdrawn####20090812, |
Pinto, Joseph Gilou | 00438 | AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20080722,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20120520, |
Pirzada, Tahir Hayat | 02049 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20230813##, |
Pitts, Gary | 00738 | RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Approved####20100310,RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn####20110117,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Approved####20100310,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn####20110117, |
Plackiyil, Joseph Jacob | 00316 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Plas, Fulya | 01821 | Lesha Bank LLC (Public)##00091##Risk Management Function##Approved##20210223##, |
Plews, Richard Edwin | 00793 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20100707,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20120618, |
Pluchet, Vincent Marc Edmond | 00368 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved####20090312,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn####20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn####20170529, |
Poduval, Manoj Sivadas | 01515 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20160110,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20200206, |
Polli, Natacha Anne | 00716 | Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Approved####20100207,Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn####20120109,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Approved####20100207,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn####20120109, |
Polli, Stephane | 01418 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20140826,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20160131, |
Ponkshe, Jeetendra Madhukar | 01382 | ICICI Bank Limited##00041##Internal Audit Function##Approved####20140327,ICICI Bank Limited##00041##Internal Audit Function##Withdrawn####20150831, |
Popat, Alniz Noorali Chaturbhai | 01199 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20130109##, |
Popat, Nausheen Aliniz | 01455 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved####20150126,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn####20180401, |
Popov, Vladimiros | 01735 | CQUR Bank LLC##00622##Senior Management Function##Approved####20200127,CQUR Bank LLC##00622##Senior Management Function##Withdrawn####20221031, |
Portelli, James | 01195 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20130109,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20130109,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn####20130109, |
Prabhu, Santosh Shreenivas | 01134 | Takaful International Company - QFC Branch##00131##Finance Function##Approved####20120715,Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn####20210809, |
Prasad, Shiva | 00748 | Marsh Qatar LLC##00085##Executive Governance Function##Approved####20110808,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20171031,Marsh Qatar LLC##00085##Finance Function##Approved####20100328,Marsh Qatar LLC##00085##Finance Function##Withdrawn####20171031, |
Pratap, Satyajit | 00931 | State Bank of India - QFC Branch##00137##Senior Executive Function##Approved####20110407,State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn####20121030, |
Prescott, George Andrew | 01290 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20130828,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202, |
Prince, Michael Christy | 00317 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110410,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20130724,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Profugo, Gerardo Ella | 00576 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Approved####20101227,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn####20121206,Aon Qatar LLC##00086##Customer Facing Function-Advising on Investments##Approved####20090209,Aon Qatar LLC##00086##Customer Facing Function-Advising on Investments##Withdrawn####20101212,Aon Qatar LLC##00086##Customer Facing Function-Arranging Deals in Investments##Approved####20090209,Aon Qatar LLC##00086##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101212,Aon Qatar LLC##00086##Customer Facing Function-Dealing in Investments##Approved####20090209,Aon Qatar LLC##00086##Customer Facing Function-Dealing in Investments##Withdrawn####20101212, |
Purswani, Kishore Kumar | 01630 | Lifecare International (Qatar) LLC##00162##Finance Function##Approved####20180204,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn####20231031, |
Puthan, Rajesh Koreth | 00318 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Qadoura, Bilal Najeh Abdelrahman | 01281 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20130716,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Qamar, Syed Faraz | 01364 | EMIRATES NBD PJSC##00026##MLRO Function##Approved####20140210,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20150325, |
Qassas, Asaad | 02022 | Marsh Qatar LLC##00085##Senior Executive Function##Approved##20230418##, |
Qayyum, Arfat | 01724 | Credit Suisse (Qatar) LLC##00005##Senior Management Function##Approved####20191022,Credit Suisse (Qatar) LLC##00005##Senior Management Function##Withdrawn####20230725,Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved##20230731##, |
Quezon, Melanie | 01100 | AIG MEA Limited##00035##Finance Function##Approved####20120429,AIG MEA Limited##00035##Finance Function##Withdrawn####20141231, |
Quin, Tara Elizabeth | 01217 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved####20130203,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn####20200309,Nexus Financial Services WLL##00099##MLRO Function##Approved####20130203,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn####20200309, |
Qureshi, Aasim Ahmad | 00498 | QNB Capital LLC##00096##Senior Executive Function##Approved##20140327##,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Quttaineh, Iyad Ishaq Ibrahim | 00837 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20101101,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20111114,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111114, |
Raad, Bechara | 01124 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20120611,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20130331, |
Rabah, Ahmad Mohammad Ahmad | 01597 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Approved####20170716,Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn####20190902, |
Radhakrishnan, Prasanth Ezhuthullil | 00948 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110526,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20131101, |
Radhakrishnan, Shyamala | 01832 | Societe Generale - Doha Representative Office##01238##MLRO Function##Approved##20210314##, |
Radhi, Salah Yusuf Ali | 01018 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##MLRO Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##MLRO Function##Withdrawn####20170102, |
Raffel, Andreas | 00698 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn####20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120611, |
Ragoo, Mohamad Farhan | 02038 | Sword Capital Representative Office##01431##Senior Executive Function##Approved##20230705##, |
Raham, Maher | 01363 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20140210,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20140210,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Raheemi, Salah Haider Ali Ismaeel | 00464 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20080831,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103, |
Rahim, Abdul | 00657 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Actuarial Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Actuarial Function##Withdrawn####20220516, |
Rahiman, Shinaj | 00863 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110106,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Rahimi, Mohamed Fathalla Abbas Fathalla | 01596 | MedGulf Takaful - QFC Branch##00110##Finance Function##Approved##20170710##, |
Rai, Swajeet | 00869 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110113,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101, |
Raich, Dietmar | 00646 | MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20100411, |
Rajab, Mufeed Abdulnabi Abdali | 01490 | Investcorp Investments LLC##00219##MLRO Function##Approved####20150617,Investcorp Investments LLC##00219##MLRO Function##Withdrawn####20170109, |
Rajagopalan, Pradeep | 00041 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20070206, |
Ramachandran, Pattabiraman | 00531 | Nexus Financial Services WLL##00099##Finance Function##Approved####20081130,Nexus Financial Services WLL##00099##Finance Function##Withdrawn####20090422, |
Ramadan, Hassan Mohamed Tahir | 00401 | The Saudi National Bank##00081##Compliance Oversight Function##Approved####20080525,The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn####20100328,The Saudi National Bank##00081##MLRO Function##Approved####20080525,The Saudi National Bank##00081##MLRO Function##Withdrawn####20100328, |
Ramakrishnan, Koluthumani | 01016 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn####20121231,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Approved####20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn####20220516,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Approved####20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn####20220516, |
Ramamurthi, Ganesan | 00380 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Approved####20080308,Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn####20120423, |
Raman, Rajasree Vengalil | 01579 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved##20170219##,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved##20170219##, |
Rana, Ali Shahid | 01419 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20140826,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20140826,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Rancon, Angela Ethel | 01353 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20140205,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140515, |
Rancon, Christophe Denis | 01352 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20140205,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140515, |
Randall, Robert John Hugo | 00898 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Appro, |
Rao, Gajula Narayana | 00974 | Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Approved####20120326,Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Raoof, Bashar Abdulkhaleq | 01788 | Oman Reinsurance Co. - QFC Branch##01134##Senior Executive Function##Approved##20201130##, |
Rashed, Amany Mahmoud Salah El Din | 00381 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Approved####20080308,Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn####20100418, |
Rashed, Khaled Hassan | 00228 | CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Custome, |
Rasheed, Asim | 01191 | EMIRATES NBD PJSC##00026##Finance Function##Approved####20130107,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20150325, |
Rashid, Humaun | 01389 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20140407,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140803, |
Rashid, Shahnawaz | 01950 | CB Asset Management LLC##01179##Executive Governance Function##Approved##20220630##, |
Rashwan, Mohamed Mahran Taie Ahmed | 00372 | AIG MEA Limited##00035##Senior Executive Function##Approved####20080308,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20100902,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Approved####20080308,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn####20100902,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Withdrawn####20121031, |
Rasool, Shahid | 00692 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20091101,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20091101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20091101,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20091101,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20100426,QINVEST , |
Raspaud, Marina Pons | 01719 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20190929,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20191121, |
Ratnavale, Dharshini Anosha | 00239 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20070912,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20100620,EMIRATES NBD PJSC##00026##MLRO Function##Approved####20070912,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20100620, |
Rawlingson, James Hedley | 00418 | Coutts & Co##00084##Finance Function##Approved####20080619,Coutts & Co##00084##Finance Function##Withdrawn####20110922, |
Ray, John Paul | 00843 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20101123,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140316, |
Rayyan, Osama Y | 01781 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20201103,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20201223, |
Raza, Saman | 01894 | Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211103##, |
Razzaq, Faheem | 02074 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved##20240430##,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved##20240430##, |
Reaidi, Marc | 01700 | Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20201110,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20190731,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20191201,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Approved####20190926,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn####20200701,Sanguine Investment Managers LLC##00744##MLRO Function##Approved####20190926,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn####20200701,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20200728,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20201105, |
Recardo, Mark Philip (Prohibited) | 00639 | Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20090728,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20120220,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20140818,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20090728,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20120220,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20140818,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20090728,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20120226,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140818, |
Rehman, Muhammad Abdul | 01841 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved####20210421,Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn####20210912, |
Revenok, Natalia | 01699 | CQUR Bank LLC##00622##Internal Audit Function##Approved##20190716##, |
Reynolds, Paul Edward | 00699 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn####20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130704, |
Rhazi, Sofia Senhaji | 01133 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20120710,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20130320,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20120710,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130320, |
Richards, Aycan | 01254 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20130603,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20190708,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20190808, |
Richardson, Barbara Mary | 00628 | QREIC Sukuk LLC##00012##MLRO Function##Approved####20090603,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20110512, |
Riegel, Jean-Marc Arthur | 00178 | QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20110124, |
Riesmeier, Knut | 00652 | Pacific Star Doha LLC##00111##Senior Executive Function##Approved####20090827,Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn####20101017,Pacific Star Doha LLC##00111##Executive Governance Function##Approved####20090827,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn####20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Advising on Investments##Approved####20090827,Pacific Star Doha LLC##00111##Customer Facing Function-Advising on Investments##Withdrawn####20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Arranging Deals in Investments##Approved####20090827,Pacific Star Doha LLC##00111##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101017, |
Ringa, Younes | 00236 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070911,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130502,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070911,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130502, |
Ringrow, Rodney James | 00446 | State Street Middle East North Africa LLC##00088##Senior Executive Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Senior Executive Function##Withdrawn####20130730,State Street Middle East North Africa LLC##00088##Executive Governance Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn####20130730,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Approved####20080729,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130730, |
Rix, Adam | 00547 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20101227,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20110308,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20101227,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110308,Zurich International Life Limited##00067##Senior Executive Function##Approved####20081204,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20101007, |
Rizk, Rachid | 01206 | Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn####20131105, |
Rizvi, Syed Fawad Ali | 01371 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20140309,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20140309,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20140309,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20140309,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Rizvi, Syed Mohsin Mujtaba | 02104 | Qatar Derivatives Exchange LLC##02488##Senior Executive Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Executive Governance Function##Approved##20240805##,Qatar Central Counterparty LLC##02487##Non-Executive Governance Function##Approved##20240805##, |
Rizzo, Joseph Mary | 01019 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Risk Management Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Risk Management Function##Withdrawn####20170102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Management Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Management Function##Withdrawn####20170102, |
Robert, Xavier Marie | 01831 | Societe Generale - Doha Representative Office##01238##Senior Executive Function##Approved##20210314##, |
Roberts, Camille Jacqueline Renee | 01786 | Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Approved##20201125##,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Approved##20201125##, |
Roberts, Helen Louise | 00642 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20090728,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20100707,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20090728,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20100920,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120719, |
Robinson, Christopher Douglas | 00073 | UBP (Qatar) LLC##00021##Non-Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn####20100207, |
Roden, Luke William | 01268 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20130612,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20151202, |
Rodger, Irvine Neil | 00168 | The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20070404,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20081023, |
Romblon, Jean Orseo | 01732 | Prime Financial Solutions LLC##00109##Finance Function##Approved####20191216,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20211111, |
Romic, Ante | 02107 | Qatar Central Counterparty LLC##02487##Senior Executive Function##Approved##20240805##,Qatar Central Counterparty LLC##02487##Executive Governance Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Non-Executive Governance Function##Approved##20240805##, |
Rose, Brian | 00761 | Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20120220,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20140731,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20120220,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20140731,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20100505,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140131,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140731, |
Ross, Tracy Anne | 01840 | Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20210421,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn####20220519, |
Rossi, Andrea Paolo | 00077 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20080227, |
Roux, Amanda Maria | 01893 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20211103##, |
Rowbotham, Brian | 00460 | RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn####20090422, |
Russell, David Gibb | 00720 | Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Approved####20101123,Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Withdrawn####20150816,Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Withdrawn####20200810,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Approved####20131008,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn####20150816,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn####20200810,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20091215,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Saacke, Bernd-Gunther | 01240 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20130428,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20151202, |
Saad, Mazen | 01038 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved####20111101,SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn####20120910, |
Saad, Roberto | 00482 | Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20080914,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20100328,Nasco Qatar LLC##00057##MLRO Function##Approved####20080914,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20100328, |
Saade, Elie Youssef | 01092 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20120408,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20120408,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20130425,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Saade, Nicolas Antonio | 00393 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
Saba, Aladdin Hassouna Mahmoud | 00409 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn####20120809, |
Sabbagh, Rami | 02033 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20230705##, |
Sabra Dandan, Ghina | 01533 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20160509##, |
Sabry, Ahmed Farahat Ismail | 01329 | EFG-Hermes Qatar LLC##00069##Finance Function##Approved####20131216,EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn####20150510, |
Sachdeva, Jatin | 02080 | Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved##20240324##, |
Sadr, Seyed Amir | 02082 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20240401##, |
Safar, Andrew | 01213 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20130127,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20140630,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20130127,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140630, |
Sage, Guy Charles Boswell | 01394 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20140415,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Sah, Amit | 01802 | CB Asset Management LLC##01179##Executive Governance Function##Approved####20201230,CB Asset Management LLC##01179##Executive Governance Function##Withdrawn####20220508, |
Saha, Subir Kumar | 00814 | Barclays Bank PLC##00018##Finance Function##Approved####20101003,Barclays Bank PLC##00018##Finance Function##Withdrawn####20200601, |
Sahal, Sharad | 01785 | Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved####20201117,Credit Agricole CIB - QFC Branch##00935##Finance Function##Withdrawn####20240324, |
Sahi, Alok | 00710 | Qatar Reinsurance Company LLC##00117##Finance Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Finance Function##Withdrawn####20151202, |
Said, Yousaf Zalme | 00063 | QREIC Sukuk LLC##00012##MLRO Function##Approved####20060921,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20080110, |
Saine, Magdalena | 00240 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070917,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20081120,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070917,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120, |
Sainulabdin, Niaz Sait | 01345 | American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Approved####20140120,American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Withdrawn####20180630, |
Saito, Jun | 01867 | Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20210727##, |
Sakai, Masashi | 01889 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved####20211103,MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Withdrawn####20230514, |
Sakhnini, Ebrahim Khalil Ebrahim | 01161 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn####20130807,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn####20130807, |
Sako, Abdoul Karim | 01871 | Citibank, N.A.##00043##Executive Governance Function##Approved####20210905,Citibank, N.A.##00043##Executive Governance Function##Withdrawn####20240715, |
Salama, Karim Aly Awad Saleh | 01294 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20130912,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20150510, |
Saleem, Rizwan | 01436 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20141111,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Saleem, Syed Khalid | 00749 | The Saudi National Bank##00081##Compliance Oversight Function##Approved####20100328,The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn####20160428,The Saudi National Bank##00081##MLRO Function##Approved####20100328,The Saudi National Bank##00081##MLRO Function##Withdrawn####20160428, |
Saleh, Hassan | 01845 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##, |
Saleh, Saleh Imam Abdelfattah | 01539 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved####20160626,SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Withdrawn####20230831, |
Salhi, Sulaiman Yousuf | 00630 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Approved####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn####20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130720,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20131106,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20180508,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20131106,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##, |
Saliba, Ramzi Nabil | 00271 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20130228, |
Salibi, Fadi Fouad | 00662 | AXA Investment Managers LLC##00008##Senior Executive Function##Approved####20130410,AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn####20190710,AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20120326,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20190710,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20090930,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20090930,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Salla, Chandra Shekar | 00603 | MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn####20110817, |
Salman, Ali | 01076 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Salvadori, Livia | 01632 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved##20180326##,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20190213,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20181029, |
Samaha, Elia Samir | 00272 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20210525, |
Samar, Richard Moh | 00775 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140701,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140701,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20140701,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20140701, |
Samhouri, Tal Fawzi | 01562 | Amwal LLC##00145##Senior Management Function##Approved####20161204,Amwal LLC##00145##Senior Management Function##Withdrawn####20190831, |
Sangster, Gail Beveridge | 01355 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved####20140205,Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn####20160831, |
Sangster, Ian | 00190 | QIC International LLC##00034##Senior Management Function##Approved####20070528,QIC International LLC##00034##Senior Management Function##Withdrawn####20120301,QIC International LLC##00034##Senior Management Function##Withdrawn####20130924,Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20110421,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20120910,QIC International LLC##00034##Senior Management Function##Approved####20120910, |
Sangster, Shaun Scott Beveridge | 00779 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20100620,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20131114,EMIRATES NBD PJSC##00026##MLRO Function##Approved####20100620,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20131114,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20140331,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20150325,The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20140331,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20150325, |
Sankar, Tiruchendurai Ramamurthy | 00352 | Sharq Insurance LLC##00054##Finance Function##Approved####20080127,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20110421, |
Santhi, Baiju Vijayan | 00739 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20100310,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140601, |
Santosh, Neelakantan Narayanaswamy | 00319 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110703, |
Santoshkumar, Pushpa | 00096 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20100815,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn####20100815, |
Sanz Paris, Oscar | 02013 | CQUR Bank LLC##00622##Senior Management Function##Approved##20230213##, |
Saradar, Mario Joseph | 00273 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20110405, |
Sarasin, Eric Gerard | 00362 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20130708, |
Sari, Hasan Cagril | 01461 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Approved####20150127,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn####20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Approved####20150127,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn####20150528, |
Sarkis, Elian | 01401 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20140526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20140526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Sarwat, Sameh Abdelrehim Abdelrahman Mohamed | 00780 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100620,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100620,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Sassoon, Elie Vivien | 01265 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20130612,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150618##, |
Satheesan, Arayan Veetil | 00320 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130210, |
Savo, Sandy | 01148 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120830,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20130901, |
Sawko, Herve Christophe | 00783 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20100621,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20100621,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn####20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20100621,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120415, |
Say, Martin Charles | 00202 | Ansbacher & Co Limited##00001##Finance Function##Approved####20070709,Ansbacher & Co Limited##00001##Finance Function##Withdrawn####20090906, |
Sboul, Anmar Walid Jawdat | 01415 | Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved####20140821,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn####20220210, |
Schaeffer, Caleb Terence | 01043 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20111124,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20120312,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20111124,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120312, |
Schemnad, Shakeel | 01416 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20140821,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn####20190115,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20140821,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn####20190115, |
Schmidt, Thomas | 01208 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20130120,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130211, |
Schmutz, Frederic Georges | 01445 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20141209,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20141209,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Schnitzer, Ferenc | 01523 | Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved##20240707##,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Approved##20240707##,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20160316,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20240707, |
Schrank, Leonard Harold | 00522 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014, |
Schuerch, Willi Bruno | 01267 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20130612,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20150112, |
Schuetz, Alexander Wolfang Nikolaus | 00101 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn####20070529, |
Schulz, Christian Hans Oskar | 00826 | MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20101017,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20120415,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved####20101017,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn####20120415, |
Sebastian, Nikitha | 02072 | Julius Baer (QFC) LLC##01606##Finance Function##Approved##20240218##, |
Sebban, Salomon Elie | 01466 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20150209,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20150607, |
Sednaoui, Philippe Rafic | 01366 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20140217,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20210525, |
Seetharaman, Rahavan | 00212 | Sharq Insurance LLC##00054##Senior Executive Function##Approved####20070716,Sharq Insurance LLC##00054##Senior Executive Function##Withdrawn####20210220,Sharq Insurance LLC##00054##Executive Governance Function##Approved####20070716,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn####20210220, |
Seifert, Ingo Michael | 01940 | Logistics Insurance LLC##01585##Senior Executive Function##Approved##20220531##,Logistics Insurance LLC##01585##Executive Governance Function##Approved##20220531##,Logistics Insurance LLC##01585##Finance Function##Approved##20220531##, |
Selestine, Charles Prayee | 00147 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20070612,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081019,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20070612,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081019, |
Sermiti, Ahmad Showqi Assad | 00015 | Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Withdrawn####20070514, |
Sevimli, Gulden | 01746 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved####20200216,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn####20220531,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved####20200216,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn####20220531, |
Shabbir, Farhan | 00402 | The Saudi National Bank##00081##Finance Function##Approved####20080525,The Saudi National Bank##00081##Finance Function##Withdrawn####20090709, |
Shabib, Tareq Adnan Amin | 00589 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20090401,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20090401,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20090401,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20090401,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Shah, Nimesh Vipinbabu | 00135 | ICICI Bank Limited##00041##Senior Executive Function##Approved####20070321,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20070903, |
Shah, Rajeshkumar Vinodchandra | 00890 | Takaful International Company - QFC Branch##00131##Finance Function##Approved####20110215,Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn####20120513, |
Shahbal, Rehab Ali Omar | 01344 | First Abu Dhabi Bank - QFC Branch##00098##Internal Audit Function##Approved##20140120##, |
Shahbaz, Shahzad | 00466 | QINVEST LLC##00048##Senior Executive Function##Approved####20080902,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20121122,QINVEST LLC##00048##Executive Governance Function##Approved####20100103,QINVEST LLC##00048##Executive Governance Function##Withdrawn####20110220,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080902,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121122,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20080902,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121122,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20080902,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####2, |
Shahbazi, Yousuf Ahmed | 01611 | Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##, |
Shaheem, Abdolnabi Masoud | 00435 | Aon Qatar LLC##00086##Executive Governance Function##Approved####20080722,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn####20210614,Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20211011,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20240306, |
Shaikh, Mohammed Amin Mohammed Zubair | 01332 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20131219,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20150325, |
Shaker, Sakina Jaber Ali | 02097 | Citibank, N.A.##00043##Executive Governance Function##Approved##20240715##, |
Shakil, Syed Muhammad Mansoor | 00481 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080909,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080909,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn####20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn####20100825, |
Shakur, Aamir | 00164 | Al Rayan Investment LLC##00045##Finance Function##Approved####20070403,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20080810,CQUR Bank LLC##00622##Finance Function##Approved####20230529,CQUR Bank LLC##00622##Finance Function##Withdrawn####20230831, |
Shams, Khalil Abdulnabi Jaafar Abdulla | 01228 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved####20150917,SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Withdrawn####20160118,Takaful International Company - QFC Branch##00131##Senior Management Function##Approved####20140205,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn####20150906,Takaful International Company - QFC Branch##00131##Senior Management Function##Approved####20160228,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn####20171129,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20130402,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Shamsi, Mohamed Mahmood Ghuloom Hasan | 01319 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Approved####20131124,MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn####20150317, |
Shankaramani, Venkatesh Narayan | 01499 | ICICI Bank Limited##00041##Internal Audit Function##Approved####20150816,ICICI Bank Limited##00041##Internal Audit Function##Withdrawn####20181217, |
Shanmugam, Vinod Kumar | 00595 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20090408,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20110922,Marsh Qatar LLC##00085##Senior Executive Function##Approved####20171023,Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn####20230401,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20111117,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Shannon, Anthony | 01847 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##, |
Sharad, Harlalka Nikhil | 00198 | BMI BANK B.S.C(c)##00052##MLRO Function##Approved####20070628,BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn####20080709, |
Sharif, Ahmad Sami | 01108 | MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved####20120513,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn####20130915, |
Sharif, Zarqa Bibi | 01776 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved####20200921,Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn####20231227,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved##20220606##, |
Sharma, Kiran Kumar | 01524 | Sharq Insurance LLC##00054##Senior Management Function##Approved####20160321,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20181004,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20181106, |
Sharma, Vikash | 01158 | ICICI Bank Limited##00041##Senior Management Function##Approved####20121007,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20181217, |
Sharma, Vinod Kumar | 00436 | Aon Qatar LLC##00086##Finance Function##Approved####20080722,Aon Qatar LLC##00086##Finance Function##Withdrawn####20100902, |
Shaw, Sandra | 00419 | Coutts & Co##00084##Senior Management Function##Approved####20080619,Coutts & Co##00084##Senior Management Function##Withdrawn####20110220, |
Shawkat, Khaled Ahmed Amin | 00342 | EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn####20090104,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20090104, |
Shawki, Hazem Ahmed | 01159 | Goldman Sachs International##00053##Senior Executive Function##Approved####20121007,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20141231,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20180722,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Approved####20121007,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn####20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Approved####20121007,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141231,Goldman Sachs International##00053##Senior Executive Function##Approved####20160405, |
Shayesteh, Ramin | 01653 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20180909,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20210202, |
Sheehan, Gary John | 00981 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110731,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20121127, |
Shehadeh Ibrahim, George William | 00997 | Amwal LLC##00145##Senior Executive Function##Approved####20110914,Amwal LLC##00145##Senior Executive Function##Withdrawn####20130627,Amwal LLC##00145##Executive Governance Function##Approved####20110914,Amwal LLC##00145##Executive Governance Function##Withdrawn####20130513,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20130627,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130627, |
Sheikh Yasin, Emad Faisal Ibrahim | 01059 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20120220,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20121219,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Approved##20190527##, |
Shekharath, Ravindran Kurumala | 01057 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20120208,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Shelper, Mark Robert | 00599 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20091115,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091115, |
Shenouda, Nader | 00594 | QINVEST LLC##00048##Senior Management Function##Approved####20090407,QINVEST LLC##00048##Senior Management Function##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100805,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100805,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Ma, |
Sherkati Cott, Elnas Azar | 01939 | Logistics Insurance LLC##01585##Compliance Oversight Function##Approved####20220531,Logistics Insurance LLC##01585##Compliance Oversight Function##Withdrawn####20230930, |
Shetty, Sandeepkumar Raju | 01723 | AIG MEA Limited##00035##Finance Function##Approved####20191022,AIG MEA Limited##00035##Finance Function##Withdrawn####20191231, |
Shinde Ramesh Rao, Indra Priya | 00883 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20110206,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20111003, |
Shiralkar, Medha Vinod | 01368 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20140225,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20170222,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20140225,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20170222, |
Shivaprakash, Somasundaram | 00213 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20070716,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20101123,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20070716,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101123, |
Shotton, Timothy | 00465 | QINVEST LLC##00048##Senior Management Function##Approved####20080831,QINVEST LLC##00048##Senior Management Function##Withdrawn####20181231,QINVEST LLC##00048##Internal Audit Function##Approved####20130917,QINVEST LLC##00048##Internal Audit Function##Withdrawn####20181231, |
Shoughari, Aya | 00490 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20080922,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008, |
Shurey, Lee Charles | 01113 | Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn####20150601, |
Sibley, Philip James | 00373 | AIG MEA Limited##00035##Finance Function##Approved####20080308,AIG MEA Limited##00035##Finance Function##Withdrawn####20090616,AIG MEA Limited##00035##Finance Function##Approved####20100124,AIG MEA Limited##00035##Finance Function##Withdrawn####20111206, |
Sikander, Shariq | 01690 | Sharq Insurance LLC##00054##Actuarial Function##Approved####20190714,Sharq Insurance LLC##00054##Actuarial Function##Withdrawn####20220403, |
Silva Jose, Thommana | 01857 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved##20210706##, |
Simms, William Richard | 00006 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20050929,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20070724,Ansbacher & Co Limited##00001##MLRO Function##Approved####20051229,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20070724,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Approved####20070329,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn####20070710,Qatar Capital Partners LLC##00042##MLRO Function##Approved####20070329,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn####20070710, |
Simon, Naramsin | 00902 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20110308,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn####20130718, |
Simon, Thierry Paul Michel Marie | 01892 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved####20211103,Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Withdrawn####20221001, |
Singh, Arunabh Kumar | 01511 | Citibank, N.A.##00043##Internal Audit Function##Approved####20151102,Citibank, N.A.##00043##Internal Audit Function##Withdrawn####20180709, |
Singh, Harpreet | 00216 | ICICI Bank Limited##00041##MLRO Function##Approved####20070724,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20080110, |
Singh, Nidhi | 01609 | QIC International LLC##00034##Risk Management Function##Withdrawn####20180308,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20170921,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20180730,QIC International LLC##00034##Risk Management Function##Approved####20170921, |
Singh, Sanjay | 00528 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20081124,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20090201,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20081124,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20090201, |
Singhi, Anand | 01727 | Abu Dhabi Commercial Bank##00075##Finance Function##Approved####20191204,Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn####20210106, |
Sinko, Milko | 00078 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20061129,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20080604,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20061129,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080604,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn####20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdra, |
Siong, Kok Boon | 01589 | Prime Financial Solutions LLC##00109##Finance Function##Approved####20170529,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20181031, |
Six, Carole Michele | 00193 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812, |
Skinner, Charles David | 01087 | QREIC Sukuk LLC##00012##MLRO Function##Approved####20120408,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20140919, |
Slater, Andrew Edward | 00789 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Approved####20100706,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn####20140820, |
Slim, Bassam | 01260 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Smit, Charles Stephen | 00677 | State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Approved####20091007,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn####20130730, |
Smith, Darren Jeffrey Sean | 01023 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Approved####20111025,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn####20140820, |
Smith, Rowan Michael | 01778 | AWP Health & Life S.A.##00193##Senior Executive Function##Approved##20201013##, |
Smith, Sarah-Jane Syvret | 00946 | QREIC Sukuk LLC##00012##MLRO Function##Approved####20110519,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20111124, |
Smith, Simon James | 00795 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20100718,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20120703, |
Sobh, Bassam | 01556 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Approved####20161030,MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn####20170801, |
Sokolov, Vladimir | 01748 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved####20200310,CQUR Bank LLC##00622##Non-Executive Governance Function##Withdrawn####20230209, |
Solh, Samer | 01001 | Amwal LLC##00145##Senior Management Function##Approved####20110914,Amwal LLC##00145##Senior Management Function##Withdrawn####20120408,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20120408,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn####20120408,Amwal LLC##00145##Customer Facing Function-Managing Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn####20120408, |
Solomon, Antony Franclin Rajesh | 00968 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110713,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20110713,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Approved####20110713,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn####20120201, |
Somaiya, Minal Prasan | 01750 | Morgan Stanley & Co International plc##00019##Finance Function##Approved##20200315##, |
Somani, Mehboob | 01168 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140130, |
Somasundaram, Karthik Geyan | 00321 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Sond, Raghbir Singh | 00787 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100706,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110621,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100706,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621, |
Sondhi, Sanjay | 00403 | The Saudi National Bank##00081##Senior Executive Function##Approved####20080525,The Saudi National Bank##00081##Senior Executive Function##Withdrawn####20090709, |
Soni, Bhavisha | 01295 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20130912,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20130912,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20140115, |
Sood, Ajay Kumar | 01548 | Oriental Insurance Company QFC Branch##00325##Finance Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Finance Function##Withdrawn####20190718, |
Soofi, Shoaib | 00715 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20091215,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20190930, |
Soon, Lim Kok | 00864 | Pacific Star Doha LLC##00111##Finance Function##Approved####20110106,Pacific Star Doha LLC##00111##Finance Function##Withdrawn####20110510, |
Soukarieh, Rabih Zouheir | 00244 | United Gulf Financial Services Company LLC##00007##Senior Executive Function##Approved####20071011,United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn####20091018, |
Southwell, Philip Hugh | 00691 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20091021,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20110526,EFG-Hermes Qatar LLC##00069##Senior Management Function##Approved####20091021,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn####20110526,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20091021,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn####20110526, |
Sowailem, Ahmed Ebrahim Abdulla | 00891 | Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20110215,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Sparreboom, Rogier | 02014 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20230329##, |
Speare-Cole, Hubert Alastair | 01471 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20150310,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20151202, |
Spohr, Tilmann Friedrich Willi | 00363 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20080810, |
Springhetti, Andre | 02081 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20240401##, |
Srinivasan, Sampangi Chalapathi | 01068 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20130115,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Approved####20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn####20130115, |
Stauffer, Charles Rolf | 02018 | AMP Partners QFC LLC##01754##Non-Executive Governance Function##Approved##20230330##, |
Stefanowski, John Michael | 00486 | Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Approved####20101007,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn####20120103,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Approved####20101007,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120103,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn####20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20080914,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20080914,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120103,MARSH BROKERS LIMITED ##00093##, |
Stenger, Jacques Gilbert Camille | 00873 | Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA####20140518, |
Stephen, Jijan Abraham | 00887 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Approved####20110215,Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn####20120408,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20110215,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Stevens, Andrew Charles | 00587 | QIC International LLC##00034##Non-Executive Governance Function##Approved####20090603,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20160131, |
Stokes, Alma | 00574 | CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Approved####20090209,CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Approved####20090209,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn####20100623, |
Stormer, Simon John | 00422 | Morgan Stanley & Co International plc##00019##Finance Function##Approved####20080625,Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn####20130109, |
Strachan, Scott Samuel | 00905 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110316,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110316,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Strathie, Brian David | 00065 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217, |
Subramaniam, Anand | 01105 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Approved####20120429,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn####20170102, |
Subramaniam, Mohan | 00084 | EMIRATES NBD PJSC##00026##Finance Function##Approved####20061212,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20070912, |
Subramanian, Ajay Shivram | 01659 | Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20181029,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20210121, |
Subramanian, Savitha | 01775 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved##20200920##,Morgan Stanley & Co International plc##00019##MLRO Function##Approved##20200920##, |
Sulaiman Haji, Thameem Kasargod | 00322 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Sumithraarachchi, Dilan Priyadharshana | 01172 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121018,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20140130, |
Sundarakani, Aravinth | 01964 | Liva Insurance SAOC##01605##MLRO Function##Approved####20220830,Liva Insurance SAOC##01605##MLRO Function##Withdrawn####20221227, |
Sundaresan, Sridharan | 01021 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Approved####20120408,Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn####20130810,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20111019,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn####20130810, |
Sundrapandi, Saumya | 02064 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved##20231227##, |
Suonenlahti, Mikko-Jussi | 00145 | Qatar Capital Partners LLC##00042##Senior Executive Function##Approved####20070329,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Dealing in Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Dealing in Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Managing Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Managing Investments##Withdrawn####20080629, |
Surur, Aminu Nuru | 01173 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121018,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Approved####20130613,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Susilo, Herlina | 01545 | Goldman Sachs International##00053##Compliance Oversight Function##Approved##20220704##,Goldman Sachs International##00053##MLRO Function##Approved##20220704##, |
Sutherland, James Mark McClure | 00523 | Qatar Insurance Services LLC##00097##Senior Executive Function##Approved####20081124,Qatar Insurance Services LLC##00097##Senior Executive Function##Withdrawn####20101014,Qatar Insurance Services LLC##00097##Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Executive Governance Function##Withdrawn####20091021, |
Suvaryan, Armen | 01625 | MUFG Bank, Ltd.##00103##Finance Function##Approved##20180104##, |
Suzuki, Sadao | 00345 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20071217,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513, |
Sveinsdottir, Gudny Arna | 00246 | Kaupthing Bank hf.##00063##Finance Function##Approved####20070927,Kaupthing Bank hf.##00063##Finance Function##Withdrawn####20090520, |
Swallow, Mark | 01212 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20130127,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed####20140128, |
Swann, Jonathan Graham | 00866 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn####20130131,Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Approved##20150512##, |
Swar, Omar | 01410 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20140708,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Sweeney, Priscilla Catherine | 01402 | Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20140526,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Sweidan, Jehad Yousef Abdulsater | 00323 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Syed, Hamidullah | 01313 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Approved####20131029,State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn####20140610,State Bank of India - QFC Branch##00137##MLRO Function##Approved####20131029,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn####20140610, |
Syed, Mozammil | 01503 | Merrill Lynch International - QFC Branch##00258##Finance Function##Approved##20150913##, |
Sykes, Anthony James Pownall | 00377 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn####20090422,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090422, |
Szerman, Marcelo | 01492 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150623##, |
Tabaja, Roumel | 01908 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
Tabet, Mounir Roger | 00092 | Bank Audi LLC##00027##Finance Function##Approved####20061221,Bank Audi LLC##00027##Finance Function##Withdrawn####20071121, |
Tabet, Yassin | 01491 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20150623,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20170223,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20150623,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20170223, |
Tabol, Agustin Nanola | 00324 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20120321, |
Tahan, Ali | 01874 | VakifBank QFC Branch##00956##Non-Executive Governance Function##Approved##20210919##, |
Taher, Fatema Mahmood Mohamed | 00150 | Citibank, N.A.##00043##Finance Function##Approved####20070331,Citibank, N.A.##00043##Finance Function##Withdrawn####20150126, |
Tahilramani, Jagdish Hari | 00260 | Zurich International Life Limited##00067##Finance Function##Approved####20071108,Zurich International Life Limited##00067##Finance Function##Withdrawn####20110912, |
Tailor, Chetan | 00632 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20090708,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20090708,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Takahashi, Mamoru | 01988 | MUFG Bank, Ltd.##00103##Senior Executive Function##Approved##20221003##,MUFG Bank, Ltd.##00103##Executive Governance Function##Approved##20221003##, |
Takahashi, Yohsuke | 02024 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved####20230514,MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Withdrawn####20240915, |
Takesako, Masatoshi | 01459 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved####20150126,Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn####20170401, |
Talge, Georges Yousef | 00268 | Bank Audi LLC##00027##Finance Function##Approved####20071121,Bank Audi LLC##00027##Finance Function##Withdrawn####20160118, |
Talib, Waleed Fuad | 00384 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20080313,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20081021,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20080313,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081021, |
Talwar, Sunil Kumar | 00117 | QIC International LLC##00034##Finance Function##Approved####20070212,QIC International LLC##00034##Finance Function##Withdrawn####20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved####20190501,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn####20210331, |
Tan, Shih Min | 01721 | Sanguine Investment Managers LLC##00744##Senior Management Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Senior Management Function##Withdrawn by the QFCRA####20240730, |
Tang, Shengtian | 01404 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20140610,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20170510,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20140610,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20170510, |
Tannir, Karim Anas | 01216 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved####20130203,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Withdrawn####20140618,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Approved####20130203,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Approved####20130203,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Tanoh, Thierry Andre Nicolas Yao | 01798 | Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##,Maha Capital Partners LLC##01098##Senior Management Function##Approved####20201202,Maha Capital Partners LLC##01098##Senior Management Function##Withdrawn####20230202, |
Tarawneh, Nasser Naji | 00016 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231, |
Tartir, Jamal Abdelmunim Yaqoob | 00847 | Barclays Bank PLC##00018##Senior Executive Function##Approved####20101123,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20111019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20101123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20111019,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20101123,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111019, |
Tasci, Mahmut Murat | 00859 | Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20101227,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20120103,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20101227,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120103, |
Tatham, Christopher Paul | 00249 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20070930,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20120429,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20130617,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20141209,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20140608,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20141209, |
Tattersall, Adam Ian Hayden | 00804 | Kane LLC##00121##Executive Governance Function##Approved####20100826,Kane LLC##00121##Executive Governance Function##Withdrawn####20120326,Kane LLC##00121##Finance Function##Approved####20100826,Kane LLC##00121##Finance Function##Withdrawn####20120326, |
Tawanaee, Ahmad | 01900 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20211108##, |
Taylor, John Maxwell Percy | 00524 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014, |
Tayyem, Mohammad | 02051 | HMK Capital LLC##01718##Senior Executive Function##Approved##20230903##, |
Temperley, Michael Arthur | 00223 | Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20070808,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20090819,Nasco Qatar LLC##00057##MLRO Function##Approved####20070808,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20090819, |
Thadathel Joseph, Rojan | 01513 | Sharq Insurance LLC##00054##Risk Management Function##Approved##20151229##, |
Thakadiyil Thomas, Shibi | 01640 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved####20180528,Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn####20201203, |
Thaker, Nikunj Jayantilal | 01737 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20200127,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20200218,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20200127,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20200218, |
Thakkar, Chirag | 01574 | ICICI Bank Limited##00041##Risk Management Function##Approved####20170109,ICICI Bank Limited##00041##Risk Management Function##Withdrawn####20181217, |
Thaleeparambil, Rajeev George | 00325 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Thaper, Rajesh | 01547 | QIC International LLC##00034##Risk Management Function##Approved####20161017,QIC International LLC##00034##Risk Management Function##Withdrawn####20170703,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20161017,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20170703, |
Thapliyal, Mahesh | 00743 | Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20100328,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20190303,Nasco Qatar LLC##00057##MLRO Function##Approved####20100328,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20190303, |
Thareja, Gaurav | 00139 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090119, |
Thengungal, Vinish Valsan | 00326 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Thiruvengadam, Madhavan | 01065 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20120220,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140518, |
Thiyagarajan, Ilango | 00369 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20110621, |
Thomas, Ian Richard | 01175 | MUFG Bank, Ltd.##00103##Finance Function##Approved####20121018,MUFG Bank, Ltd.##00103##Finance Function##Withdrawn####20170323, |
Thomas, Manu | 00927 | Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20111220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111220, |
Thomas, Thomas Thomas Vadakedathithak | 00327 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140226, |
Thykkoodathil, Ajith Kumar | 01685 | Epicure Investment Management LLC##00676##Finance Function##Approved####20190501,Epicure Investment Management LLC##00676##Finance Function##Withdrawn####20220520, |
Tian, Zhiping | 00394 | Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved####20080415,Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn####20130414, |
Tierney, John Gerard Mary | 01110 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20120520,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20121209, |
Tietema, Tjeerd Sander | 01399 | UBS AG##00087##Compliance Oversight Function##Approved - Inactive Firm####20140526,UBS AG##00087##Compliance Oversight Function##Withdrawn####20210620,UBS AG##00087##MLRO Function##Approved - Inactive Firm####20140526,UBS AG##00087##MLRO Function##Withdrawn####20210620,UBS Qatar LLC##01169##Compliance Oversight Function##Approved####20201231,UBS Qatar LLC##01169##Compliance Oversight Function##Withdrawn####20211103,UBS Qatar LLC##01169##MLRO Function##Approved####20201231,UBS Qatar LLC##01169##MLRO Function##Withdrawn####20211103, |
Tirumala, Gopi Dharmapuri | 00886 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20110302,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20111114,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20110302,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20111114,ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20120913,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20140501,ICICI Bank Limited##00041##MLRO Function##Approved####20120913,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20140501, |
Titcomb, Hugh Harrison | 00007 | Ansbacher & Co Limited##00001##Executive Governance Function##Approved####20050929,Ansbacher & Co Limited##00001##Executive Governance Function##Withdrawn####20090906,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20080415, |
Tiwari, Rajnesh | 01677 | Abu Dhabi Commercial Bank##00075##Internal Audit Function##Approved####20190304,Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn####20210330, |
Toepper, Arne Erik | 01447 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20141229,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20151218, |
Toromanov, Evgueniy | 01160 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121007,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed####20131008,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20131216,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Totonji, Abdulrahman Irfan | 01753 | Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20200419,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20230709,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20240610##, |
Touma, Rami Fouad | 00581 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20090408,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20130331,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130331, |
Towneley, Peregrine Henry | 01761 | Marsh Qatar LLC##00085##Executive Governance Function##Approved####20200517,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20200517, |
Tufenkjian, Aline | 02015 | AMP Partners QFC LLC##01754##Compliance Oversight Function##Approved####20230330,AMP Partners QFC LLC##01754##Compliance Oversight Function##Withdrawn####20230830,AMP Partners QFC LLC##01754##MLRO Function##Approved####20230330,AMP Partners QFC LLC##01754##MLRO Function##Withdrawn####20230830, |
Tukeyeva, Zhanar | 01477 | AIG MEA Limited##00035##Risk Management Function##Approved####20150426,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20181227, |
Turner, Richard Edwin | 00525 | Qatar Insurance Services LLC##00097##Compliance Oversight Function##Approved####20081124,Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn####20090514,Qatar Insurance Services LLC##00097##Finance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Finance Function##Withdrawn####20100721,Qatar Insurance Services LLC##00097##MLRO Function##Approved####20081124,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn####20090514, |
Turrillo Laguna, Santiago | 01927 | Zurich International Life Limited##00067##Executive Governance Function##Approved##20220315##,Zurich International Life Limited##00067##Finance Function##Approved##20220315##, |
Tyrrel, Graham Martin | 01122 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120531,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120806, |
Uchida, Katsufumi | 01869 | Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved####20210817,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Withdrawn####20220919, |
Udezue, Ezinwa Ogechukwu | 01648 | UBS AG##00087##Senior Executive Function##Approved - Inactive Firm####20180731,UBS AG##00087##Senior Executive Function##Withdrawn####20210620,UBS Qatar LLC##01169##Senior Executive Function##Approved####20201231,UBS Qatar LLC##01169##Senior Executive Function##Withdrawn####20210421,UBS Qatar LLC##01169##Executive Governance Function##Approved####20201231,UBS Qatar LLC##01169##Executive Governance Function##Withdrawn####20211214,UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20220202,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20240602, |
Untermeyer, Charles Graves | 00353 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20080127,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513, |
Uppuluri, Prashanth | 01004 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231, |
Ur Rahman, Ateeq | 01472 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Approved####20150324,Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn####20210330, |
Uramandith, Pavan Kumar | 01387 | ICICI Bank Limited##00041##Risk Management Function##Approved####20140331,ICICI Bank Limited##00041##Risk Management Function##Withdrawn####20170104, |
Utku, Ant Utkan | 01762 | VakifBank QFC Branch##00956##Compliance Oversight Function##Approved####20200521,VakifBank QFC Branch##00956##Compliance Oversight Function##Withdrawn####20200817,VakifBank QFC Branch##00956##MLRO Function##Approved####20200521,VakifBank QFC Branch##00956##MLRO Function##Withdrawn####20200817, |
Vadakkekottoor Varghese, Vinod | 00567 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved####20090115,MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn####20121006,MUFG Bank, Ltd.##00103##MLRO Function##Approved####20090115,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn####20100426,MUFG Bank, Ltd.##00103##MLRO Function##Approved####20110410,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn####20121006,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20150126,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20160419,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20161127,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20170907,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20150126,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20160419,Alpen Capital Investment Bank (Qatar) LLC##000, |
Vadlamani, Ravi Kumar | 00634 | The Saudi National Bank##00081##Finance Function##Approved####20090709,The Saudi National Bank##00081##Finance Function##Withdrawn####20100328,The Saudi National Bank##00081##Senior Management Function##Approved####20090709,The Saudi National Bank##00081##Senior Management Function##Withdrawn####20100328, |
Vajpayee, Shardindu | 00231 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081019, |
Valanparampil Karunan, Ajay | 01201 | Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Approved####20130113,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn####20140309,Qatar Reinsurance Company LLC##00117##MLRO Function##Approved####20130113,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn####20140309,Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved##20220606##,Epicure Investment Management LLC##00676##MLRO Function##Approved##20200719##,Epicure Islamic Investment Management LLC##00602##Compliance Oversight Function##Approved##20220927##,Epicure Islamic Investment Management LLC##00602##MLRO Function##Approved##20220927##, |
Valappil, Aravindakshan Konjadath | 00052 | Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20061221, |
Valgimigli, Anthony John | 00500 | Barclays Bank PLC##00018##Senior Executive Function##Approved####20081019,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20081202,Barclays Bank PLC##00018##Senior Executive Function##Approved####20111019,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20120408,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20081019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20101007,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20111019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20120408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20081019,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101007,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20111019,Barclays Bank PLC##0001, |
Van Aarde, Deon | 00437 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20080722,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20100207, |
Van Ballegooijen, Ronald Edwin | 00396 | ABN AMRO Bank N.V.##00065##Finance Function##Approved####20080501,ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn####20080907, |
Van Biesen, Eric | 00661 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn####20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20091215, |
Van Raepenbusch, Tara Marie Ann | 00248 | Kaupthing Bank hf.##00063##Compliance Oversight Function##Approved####20070927,Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn####20080601,Kaupthing Bank hf.##00063##MLRO Function##Approved####20070927,Kaupthing Bank hf.##00063##MLRO Function##Withdrawn####20080601, |
Van Rensburg, Ruan Janse | 00683 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved####20091011,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Withdrawn####20220707,AIG MEA Limited##00035##Actuarial Function##Approved####20190502,AIG MEA Limited##00035##Actuarial Function##Withdrawn####20190930, |
Vandamme, Tom David | 01670 | Zurich International Life Limited##00067##Internal Audit Function##Approved####20190109,Zurich International Life Limited##00067##Internal Audit Function##Withdrawn####20240108, |
Vanreyk, Adrian Shailendra | 01787 | Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved####20201125,Epicure Investment Management LLC##00676##Compliance Oversight Function##Withdrawn####20220520,Epicure Investment Management LLC##00676##Finance Function##Approved##20220606##,Epicure Islamic Investment Management LLC##00602##Finance Function##Approved##20220927##, |
Vaquero, Elena Rodriguez | 02067 | Zurich International Life Limited##00067##Internal Audit Function##Approved##20240108##, |
Varvel, Eric Morris | 00617 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20090430,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20211227, |
Vasudevan, Cudalore Krishnaswamy | 00328 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207, |
Vedula, Bhaskar Rao | 01126 | Zurich International Life Limited##00067##Compliance Oversight Function##Approved####20120624,Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn####20140105,Zurich International Life Limited##00067##MLRO Function##Approved####20120624,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20140105,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved####20201207,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn####20230930,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20140821,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20150809,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20211003,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20230930,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved####20201207,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn####20230930, |
Veiss, Rudolfs | 01304 | Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended####20201209,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20130917,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20140911,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20200420,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20220919, |
Venkatachalam, Srinivasan | 01956 | Liva Insurance SAOC##01605##Executive Governance Function##Approved####20220830,Liva Insurance SAOC##01605##Executive Governance Function##Withdrawn####20240714, |
Venkateshan, Uma | 01959 | Liva Insurance SAOC##01605##Risk Management Function##Approved####20220830,Liva Insurance SAOC##01605##Risk Management Function##Withdrawn####20240714, |
Venter, Riaan Francois | 01063 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20130307,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Viano, Roberto | 01392 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20140415,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20161018, |
Vickery, Aaron James | 01498 | Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Approved####20150816,Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Withdrawn by the QFCRA####20191022,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Approved####20150816,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn by the QFCRA####20191022, |
Vidalie, Pascale Berthe Fernande | 00134 | Lehman Brothers International (Europe)##00040##Finance Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Finance Function##Withdrawn####20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20100718, |
Villiers, Edward Richard | 01856 | Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210706##, |
Vincent, Nicola Diane | 00261 | Zurich International Life Limited##00067##Risk Management Function##Approved####20071108,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20090422, |
Viney, David William | 00954 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20110526,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120715, |
Vink, Stephen Michael | 00099 | Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Approved####20080127,Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn####20110124,Global Investment House (Qatar) LLC##00011##Risk Management Function##Approved####20061226,Global Investment House (Qatar) LLC##00011##Risk Management Function##Withdrawn####20110124,Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20081023, |
Vinke, Jeannette | 00102 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn####20070613, |
Visser, Riaan | 01854 | Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved##20210622##, |
Viswanathan, Kumar | 01167 | State Bank of India - QFC Branch##00137##Senior Executive Function##Approved####20121016,State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn####20161214, |
Vitalo, John Frank | 00766 | Barclays Bank PLC##00018##Senior Management Function##Approved####20100526,Barclays Bank PLC##00018##Senior Management Function##Withdrawn####20140408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140408, |
Vitor, Emma Tundalas | 01413 | Prime Financial Solutions LLC##00109##Finance Function##Approved####20140821,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20170330,Prime Financial Solutions LLC##00109##Finance Function##Approved####20190109,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20190821, |
Vohra, Vimal Kumar | 01279 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20130716,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20140130,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Volkwyn, Charite | 00744 | MUFG Bank, Ltd.##00103##MLRO Function##Approved####20100328,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn####20110410, |
Vora, Ankur Devendra | 00274 | Citibank, N.A.##00043##Compliance Oversight Function##Approved####20071128,Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn####20141115,Citibank, N.A.##00043##MLRO Function##Approved####20071128,Citibank, N.A.##00043##MLRO Function##Withdrawn####20141115, |
Wacht, Anne Laure | 01639 | Barclays Bank PLC##00018##MLRO Function##Approved####20180521,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20180726, |
Wagstaff, Stephen John | 00129 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20101007,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20101007, |
Waheed, Najam | 01635 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20180429,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20210202, |
Wai, Soh Kit | 00653 | Pacific Star Doha LLC##00111##Compliance Oversight Function##Approved####20090827,Pacific Star Doha LLC##00111##Compliance Oversight Function##Withdrawn####20110510,Pacific Star Doha LLC##00111##MLRO Function##Approved####20090827,Pacific Star Doha LLC##00111##MLRO Function##Withdrawn####20110510, |
Wainberg Lapka, Daniel | 02041 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20230710##, |
Wakabayashi, Shozo | 00568 | MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20090115,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Approved####20090115,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn####20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Approved####20090115,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130228, |
Wakeling, Thomas Andrew Leonard | 00647 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20100815,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn####20101017, |
Wakil Martinez, Khaldoun | 01280 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20130716,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231, |
Walia, Rohit | 00097 | Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Withdrawn####20080323,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved##20080323##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Executive Governance Functi, |
Walker, Duncan Richard | 00146 | C |