Search Waivers & Modifications
Search Waiver and Modifications



Firm Name QFC No Notice Number W Legislation Effective Date Status Notice
MUFG Bank, Ltd.00103 0001/09 Investment and Banking Business Rules 2005 (PIIB) 15/01/2009 Revoked View Waiver Notice
The Saudi National Bank00081 0005/09 Individuals Rules 2005 (INDI) 08/02/2009 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0004/09 Individuals Rules 2005 (INDI) 25/01/2009 Expired View Waiver Notice
RELIGARE CAPITAL MARKETS PLC00090 0008/09 Individuals Rules 2005 (INDI) 16/02/2009 Expired View Waiver Notice
Aon Qatar LLC00086 0007/09 Individuals Rules 2005 (INDI) 10/02/2009 Expired View Waiver Notice
Beltone Financial Qatar LLC00082 0010/09 Individuals Rules 2005 (INDI) 05/03/2009 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0003/09 Individuals Rules 2005 (INDI) 25/01/2009 Expired View Waiver Notice
EFG-Hermes Qatar LLC00069 0006/09 Individuals Rules 2005 (INDI) 10/02/2009 Expired View Waiver Notice
Marsh Qatar LLC00085 0009/09 Individuals Rules 2005 (INDI) 16/02/2009 Expired View Waiver Notice
MUFG Bank, Ltd.00103 0002/09 Individuals Rules 2005 (INDI) 15/01/2009 Expired View Waiver Notice
UBS AG00087 0011/09 Individuals Rules 2005 (INDI) 05/03/2009 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0012/09 Individuals Rules 2005 (INDI) 09/04/2009 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0013/09 Individuals Rules 2005 (INDI) 09/04/2009 Expired View Waiver Notice
Aon Qatar LLC00086 0014/09 Individuals Rules 2005 (INDI) 14/05/2009 Expired View Waiver Notice
Coutts & Co00084 0015/09 Individuals Rules 2005 (INDI) 29/05/2009 Expired View Waiver Notice
Beltone Financial Qatar LLC00082 0016/09 Individuals Rules 2005 (INDI) 01/06/2009 Expired View Waiver Notice
UBS AG00087 0026/09 Individuals Rules 2005 (INDI) 01/08/2009 Expired View Waiver Notice
Nasco Qatar LLC00057 0020/09 Controls Rulebook (CTRL) 21/06/2009 Revoked View Waiver Notice
The Saudi National Bank00081 0021/09 Individuals Rules 2005 (INDI) 21/06/2009 Expired View Waiver Notice
ICICI Bank Limited00041 0023/09 Individuals Rules 2005 (INDI) 05/07/2009 Expired View Waiver Notice
MUFG Bank, Ltd.00103 0024/09 Individuals Rules 2005 (INDI) 16/07/2009 Expired View Waiver Notice
Nomura International plc, Qatar Financial Centre Branch00106 0017/09 Individuals Rules 2005 (INDI) 28/05/2009 Expired View Waiver Notice
MedGulf Takaful - QFC Branch00110 0025/09 Individuals Rules 2005 (INDI) 09/08/2009 Expired View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0035/08 Individuals Rules 2005 (INDI) 17/12/2008 Expired View Waiver Notice
Marsh Qatar LLC00085 0028/09 Individuals Rules 2005 (INDI) 19/08/2009 Expired View Waiver Notice
RELIGARE CAPITAL MARKETS PLC00090 0029/09 Individuals Rules 2005 (INDI) 17/08/2009 Expired View Waiver Notice
Nomura International plc, Qatar Financial Centre Branch00106 0018/09 Investment and Banking Business Rules 2005 (PIIB) 28/05/2009 Revoked View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 QFC Reg No 3 – Anti Money Laundering Regulations 12/08/2009 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 Anti Money Laundering Rulebook (AMLR) 12/08/2009 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 Assets Rules 2005 (ASET) 12/08/2009 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 Collective Investment Schemes Rules 2010 (COLL) 12/08/2009 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 Conduct of Business Rules 2007 (COND) 12/08/2009 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 Controls Rulebook (CTRL) 12/08/2009 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 Individuals Rules 2005 (INDI) 12/08/2009 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 Investment and Banking Business Rules 2005 (PIIB) 12/08/2009 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0027/09 Principles Rulebook (PRIN) 12/08/2009 Expired View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0022/09 Individuals Rules 2005 (INDI) 23/06/2009 Expired View Waiver Notice
Abu Dhabi Commercial Bank00075 0008/08 Investment and Banking Business Rules 2005 (PIIB) 08/03/2008 Revoked View Waiver Notice
Sumitomo Mitsui Banking Corporation00073 0009/08 Investment and Banking Business Rules 2005 (PIIB) 08/03/2008 Revoked View Waiver Notice
Sumitomo Mitsui Banking Corporation00073 0010/08 Investment and Banking Business Rules 2005 (PIIB) 08/03/2008 Revoked View Waiver Notice
Coutts & Co00084 0018/08 Investment and Banking Business Rules 2005 (PIIB) 19/06/2008 Revoked View Waiver Notice
RELIGARE CAPITAL MARKETS PLC00090 0026/08 Investment and Banking Business Rules 2005 (PIIB) 01/09/2008 Revoked View Waiver Notice
First Abu Dhabi Bank - QFC Branch00098 0032/08 Investment and Banking Business Rules 2005 (PIIB) 24/11/2008 Revoked View Waiver Notice
Nexus Financial Services WLL00099 0034/08 Investment and Banking Business Rules 2005 (PIIB) 30/11/2008 Revoked View Waiver Notice
The Saudi National Bank00081 0013/08 Investment and Banking Business Rules 2005 (PIIB) 25/05/2008 Revoked View Waiver Notice
Zurich International Life Limited00067 0029/08 Conduct of Business Rules 2007 (COND) 08/09/2008 Revoked View Waiver Notice
Industrial and Commercial Bank of China Limited00066 0003/08 Investment and Banking Business Rules 2005 (PIIB) 31/01/2008 Revoked View Waiver Notice
UBS AG00087 0024/08 Investment and Banking Business Rules 2005 (PIIB) 23/07/2008 Revoked View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0006/06 Investment and Banking Business Rules 2005 (PIIB) 01/05/2006 Revoked View Waiver Notice
Goldman Sachs International00053 0001/08 Investment and Banking Business Rules 2005 (PIIB) 15/01/2008 Revoked View Waiver Notice
Morgan Stanley & Co International plc00019 0014/06 Individuals Rules 2005 (INDI) 12/09/2006 Revoked View Waiver Notice
AXA Insurance (Gulf) BSC00024 0023/06 Individuals Rules 2005 (INDI) 19/11/2006 Revoked View Waiver Notice
UBP (Qatar) LLC00021 0019/06 Individuals Rules 2005 (INDI) 31/10/2006 Revoked View Waiver Notice
Lehman Brothers International (Europe)00040 0004/07 Individuals Rules 2005 (INDI) 18/03/2007 Expired View Waiver Notice
Lehman Brothers International (Europe)00040 0005/07 Investment and Banking Business Rules 2005 (PIIB) 18/03/2007 Expired View Waiver Notice
Credit Agricole Suisse (Qatar) LLC00044 0010/07 Individuals Rules 2005 (INDI) 31/03/2007 Revoked View Waiver Notice
The Royal Bank of Scotland plc00046 0012/07 Individuals Rules 2005 (INDI) 31/10/2010 Revoked View Waiver Notice
EMIRATES NBD PJSC00026 0029/07 Individuals Rules 2005 (INDI) 01/07/2007 Revoked View Waiver Notice
American Life Insurance Company ("ALICO")00036 0002/07 Individuals Rules 2005 (INDI) 26/02/2007 Revoked View Waiver Notice
Credit Suisse (Qatar) LLC00005 0035/07 General Rules 2005 (GENE) 05/07/2007 Revoked View Waiver Notice
Qatar Capital Partners LLC00042 0007/07 Individuals Rules 2005 (INDI) 29/03/2007 Expired View Waiver Notice
Goldman Sachs International00053 0036/07 Individuals Rules 2005 (INDI) 09/07/2007 Revoked View Waiver Notice
Goldman Sachs International00053 0037/07 Investment and Banking Business Rules 2005 (PIIB) 09/07/2007 Revoked View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0028/07 Individuals Rules 2005 (INDI) 26/06/2007 Revoked View Waiver Notice
Morgan Stanley & Co International plc00019 0040/07 Individuals Rules 2005 (INDI) 24/07/2007 Revoked View Waiver Notice
Nasco Qatar LLC00057 0044/07 Individuals Rules 2005 (INDI) 08/08/2007 Revoked View Waiver Notice
AIG MEA Limited00035 0001/07 Individuals Rules 2005 (INDI) 18/02/2007 Revoked View Waiver Notice
ABN AMRO Bank N.V.00065 0048/07 Investment and Banking Business Rules 2005 (PIIB) 11/10/2007 Expired View Waiver Notice
Lehman Brothers International (Europe)00040 0017/07 Investment and Banking Business Rules 2005 (PIIB) 30/05/2007 Expired View Waiver Notice
American Life Insurance Company ("ALICO")00036 0052/07 Conduct of Business Rules 2007 (COND) 27/11/2007 Revoked View Waiver Notice
Ansbacher & Co Limited00001 0018/07 Individuals Rules 2005 (INDI) 01/07/2007 Revoked View Waiver Notice
Citibank, N.A.00043 0055/07 Investment and Banking Business Rules 2005 (PIIB) 01/01/2008 Revoked View Waiver Notice
BMI BANK B.S.C(c)00052 0056/07 Investment and Banking Business Rules 2005 (PIIB) 01/01/2008 Revoked View Waiver Notice
The Royal Bank of Scotland plc00046 0057/07 Investment and Banking Business Rules 2005 (PIIB) 01/01/2008 Revoked View Waiver Notice
Ansbacher & Co Limited00001 0021/07 Investment and Banking Business Rules 2005 (PIIB) 01/07/2007 Revoked View Waiver Notice
Barclays Bank PLC00018 0022/07 Investment and Banking Business Rules 2005 (PIIB) 01/07/2007 Revoked View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0023/07 Investment and Banking Business Rules 2005 (PIIB) 01/07/2007 Revoked View Waiver Notice
ICICI Bank Limited00041 0024/07 Investment and Banking Business Rules 2005 (PIIB) 02/04/2013 Revoked View Waiver Notice
Morgan Stanley & Co International plc00019 0025/07 Investment and Banking Business Rules 2005 (PIIB) 01/07/2007 Revoked View Waiver Notice
EMIRATES NBD PJSC00026 0026/07 Investment and Banking Business Rules 2005 (PIIB) 01/07/2007 Revoked View Waiver Notice
QREIC Sukuk LLC00012 0010/06 Interpretation and Application Rules 2005 (INAP) 10/07/2006 Revoked View Waiver Notice
Standard Chartered Bank00010 0027/07 Investment and Banking Business Rules 2005 (PIIB) 01/07/2007 Expired View Waiver Notice
Qatar Insurance Services LLC00097 0033/08 Conduct of Business Rules 2007 (COND) 24/11/2008 Expired View Waiver Notice
Qatar Insurance Services LLC00097 0033/08 Controls Rulebook (CTRL) 24/11/2008 Expired View Waiver Notice
Qatar Insurance Services LLC00097 0033/08 Individuals Rules 2005 (INDI) 24/11/2008 Expired View Waiver Notice
Qatar Insurance Services LLC00097 0033/08 Interpretation and Application Rules 2005 (INAP) 24/11/2008 Expired View Waiver Notice
Qatar Insurance Services LLC00097 0033/08 Investment and Banking Business Rules 2005 (PIIB) 24/11/2008 Expired View Waiver Notice
CORECAP MERCHANT BANK LLC00059 0031/09 Individuals Rules 2005 (INDI) 16/09/2009 Expired View Waiver Notice
Nexus Financial Services WLL00099 0034/09 Controls Rulebook (CTRL) 06/10/2009 Revoked View Waiver Notice
Nexus Financial Services WLL00099 0033/09 Individuals Rules 2005 (INDI) 06/10/2009 Expired View Waiver Notice
Guardian Wealth Management Qatar LLC (In Liquidation)00113 0038/09 Controls Rulebook (CTRL) 20/10/2009 Revoked View Waiver Notice
Guardian Wealth Management Qatar LLC (In Liquidation)00113 0037/09 Individuals Rules 2005 (INDI) 20/10/2009 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0035/09 Individuals Rules 2005 (INDI) 18/10/2009 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0036/09 Individuals Rules 2005 (INDI) 18/10/2009 Expired View Waiver Notice
Marsh Qatar LLC00085 0042/09 Assets Rules 2005 (ASET) 03/12/2009 Revoked View Waiver Notice
Rothschild & Co Doha LLC00116 0039/09 Individuals Rules 2005 (INDI) 18/11/2009 Expired View Waiver Notice
The Saudi National Bank00081 0040/09 Individuals Rules 2005 (INDI) 01/12/2009 Expired View Waiver Notice
Abu Dhabi Commercial Bank00075 0002/10 Individuals Rules 2005 (INDI) 12/04/2010 Expired View Waiver Notice
Marsh Qatar LLC00085 0012/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/07/2010 Expired View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0013/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/07/2010 Expired View Waiver Notice
UBS AG00087 0003/10 Individuals Rules 2005 (INDI) 19/04/2010 Expired View Waiver Notice
Nexus Financial Services WLL00099 0004/10 Individuals Rules 2005 (INDI) 16/05/2010 Expired View Waiver Notice
MedGulf Takaful - QFC Branch00110 0018/10 Individuals Rules 2005 (INDI) 06/09/2010 Expired View Waiver Notice
Kane LLC00121 0015/10 Investment and Banking Business Rules 2005 (PIIB) 26/08/2010 Expired View Waiver Notice
The Saudi National Bank00081 0001/10 Individuals Rules 2005 (INDI) 12/04/2010 Revoked View Waiver Notice
Zurich International Life Limited00067 0011/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 14/07/2010 Revoked View Waiver Notice
AXA Investment Managers LLC00008 0014/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 17/08/2010 Expired View Waiver Notice
AIG MEA Limited00035 0005/10 Insurance Business Rules 2006 (PINS) 24/05/2010 Revoked View Waiver Notice
Coutts & Co00084 0006/10 Individuals Rules 2005 (INDI) 30/05/2010 Expired View Waiver Notice
Rothschild & Co Doha LLC00116 0007/10 Individuals Rules 2005 (INDI) 01/06/2010 Expired View Waiver Notice
Guardian Wealth Management Qatar LLC (In Liquidation)00113 0008/10 Individuals Rules 2005 (INDI) 20/06/2010 Expired View Waiver Notice
Credit Agricole Suisse (Qatar) LLC00044 0010/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 12/07/2010 Expired View Waiver Notice
Nomura International plc, Qatar Financial Centre Branch00106 0009/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 12/07/2010 Expired View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0019/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 07/09/2010 Expired View Waiver Notice
Barclays Bank PLC00018 0017/10 Investment and Banking Business Rules 2005 (PIIB) 05/09/2010 Revoked View Waiver Notice
Kane LLC00121 0016/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 26/08/2010 Expired View Waiver Notice
Pacific Star Doha LLC00111 0021/10 Individuals Rules 2005 (INDI) 10/10/2010 Expired View Waiver Notice
Abu Dhabi Commercial Bank00075 0020/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 06/10/2010 Expired View Waiver Notice
UBS AG00087 0022/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 19/10/2010 Expired View Waiver Notice
The Royal Bank of Scotland plc00046 0023/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 31/10/2010 Expired View Waiver Notice
Morgan Stanley & Co International plc00019 0024/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 04/11/2010 Expired View Waiver Notice
MARSH BROKERS LIMITED 00093 0027/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 12/12/2010 Expired View Waiver Notice
EFG-Hermes Qatar LLC00069 0025/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/11/2010 Expired View Waiver Notice
Goldman Sachs International00053 0026/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 02/12/2010 Expired View Waiver Notice
Rothschild & Co Doha LLC00116 0028/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 02/12/2010 Expired View Waiver Notice
Coutts & Co00084 0029/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 16/12/2010 Expired View Waiver Notice
Sumitomo Mitsui Banking Corporation00073 0030/10 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 20/12/2010 Expired View Waiver Notice
JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch 00128 0002/11 Investment and Banking Business Rules 2005 (PIIB) 05/01/2011 Revoked View Waiver Notice
JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch 00128 0001/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 05/01/2011 Expired View Waiver Notice
Credit Agricole Suisse (Qatar) LLC00044 0003/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 13/01/2011 Expired View Waiver Notice
Zurich International Life Limited00067 0005/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 15/01/2011 Expired View Waiver Notice
AIG MEA Limited00035 0011/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/02/2011 Expired View Waiver Notice
Nomura International plc, Qatar Financial Centre Branch00106 0004/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 13/01/2011 Expired View Waiver Notice
Takaful International Company - QFC Branch00131 0010/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 15/02/2011 Expired View Waiver Notice
Nasco Qatar LLC00057 0012/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/02/2011 Expired View Waiver Notice
T'azur Company b.s.c. ( c ) - QFC Branch00112 0015/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 08/03/2011 Expired View Waiver Notice
EMIRATES NBD PJSC00026 0006/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 14/02/2011 Expired View Waiver Notice
AXA Investment Managers LLC00008 0007/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 18/02/2011 Expired View Waiver Notice
MedGulf Takaful - QFC Branch00110 0013/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 07/03/2011 Expired View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0008/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 14/02/2011 Expired View Waiver Notice
Marsh Qatar LLC00085 0009/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 14/02/2011 Expired View Waiver Notice
Beltone Financial Qatar LLC00082 0014/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 07/03/2011 Expired View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0016/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 17/03/2011 Expired View Waiver Notice
MUFG Bank, Ltd.00103 0017/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 04/04/2011 Expired View Waiver Notice
Abu Dhabi Commercial Bank00075 0018/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 07/04/2011 Expired View Waiver Notice
Kane LLC00121 0020/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 05/04/2011 Expired View Waiver Notice
State Bank of India - QFC Branch00137 0021/11 Investment and Banking Business Rules 2005 (PIIB) 07/04/2011 Revoked View Waiver Notice
UBS AG00087 0019/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 20/04/2011 Expired View Waiver Notice
Morgan Stanley & Co International plc00019 0022/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 05/05/2011 Expired View Waiver Notice
The Royal Bank of Scotland plc00046 0023/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 01/05/2011 Expired View Waiver Notice
Aon Qatar LLC00086 0042/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 14/08/2011 Expired View Waiver Notice
First Abu Dhabi Bank - QFC Branch00098 0027/11 Investment and Banking Business Rules 2005 (PIIB) 19/05/2011 Revoked View Waiver Notice
Goldman Sachs International00053 0025/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 03/06/2011 Expired View Waiver Notice
EFG-Hermes Qatar LLC00069 0026/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 23/05/2011 Expired View Waiver Notice
T'azur Company b.s.c. ( c ) - QFC Branch00112 0030/11 Insurance Business Rules 2006 (PINS) 06/06/2011 Expired View Waiver Notice
Coutts & Co00084 0028/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 17/06/2011 Expired View Waiver Notice
Rothschild & Co Doha LLC00116 0029/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 03/06/2011 Revoked View Waiver Notice
Sumitomo Mitsui Banking Corporation00073 0031/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/06/2011 Expired View Waiver Notice
Marsh Qatar LLC00085 0032/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 20/06/2011 Expired View Waiver Notice
MARSH BROKERS LIMITED 00093 0033/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 20/06/2011 Expired View Waiver Notice
Credit Agricole Suisse (Qatar) LLC00044 0037/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 11/01/2012 Revoked View Waiver Notice
JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch 00128 0034/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 06/07/2011 Expired View Waiver Notice
Zurich International Life Limited00067 0035/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 16/07/2011 Expired View Waiver Notice
Nomura International plc, Qatar Financial Centre Branch00106 0036/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 14/07/2011 Expired View Waiver Notice
AIG MEA Limited00035 0041/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/08/2011 Expired View Waiver Notice
Nasco Qatar LLC00057 0043/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 23/08/2011 Expired View Waiver Notice
EMIRATES NBD PJSC00026 0040/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 15/08/2011 Expired View Waiver Notice
Takaful International Company - QFC Branch00131 0044/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 16/08/2011 Expired View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0045/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 18/09/2011 Expired View Waiver Notice
Beltone Financial Qatar LLC00082 0046/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 08/09/2011 Expired View Waiver Notice
MedGulf Takaful - QFC Branch00110 0047/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 08/09/2011 Expired View Waiver Notice
T'azur Company b.s.c. ( c ) - QFC Branch00112 0048/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 09/09/2011 Expired View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0049/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 07/09/2011 Expired View Waiver Notice
MUFG Bank, Ltd.00103 0050/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 05/10/2011 Expired View Waiver Notice
Morgan Stanley & Co International plc00019 0051/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 06/11/2011 Expired View Waiver Notice
State Street Middle East North Africa LLC00088 0052/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 09/10/2011 Expired View Waiver Notice
Abu Dhabi Commercial Bank00075 0053/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 09/10/2011 Expired View Waiver Notice
Zurich International Life Limited00067 0056/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 19/10/2011 Expired View Waiver Notice
The Royal Bank of Scotland plc00046 0054/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 02/11/2011 Expired View Waiver Notice
UBS AG00087 0055/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/10/2011 Expired View Waiver Notice
Kane LLC00121 0057/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 19/10/2011 Expired View Waiver Notice
EFG-Hermes Qatar LLC00069 0058/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 24/11/2011 Expired View Waiver Notice
Goldman Sachs International00053 0059/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 04/12/2011 Expired View Waiver Notice
Marsh Qatar LLC00085 0062/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/12/2011 Expired View Waiver Notice
MARSH BROKERS LIMITED 00093 0061/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/12/2011 Expired View Waiver Notice
Sumitomo Mitsui Banking Corporation00073 0063/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/12/2011 Expired View Waiver Notice
Coutts & Co00084 0060/11 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 18/12/2011 Expired View Waiver Notice
JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch 00128 0001/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 07/01/2012 Expired View Waiver Notice
Nomura International plc, Qatar Financial Centre Branch00106 0004/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/01/2012 Expired View Waiver Notice
EMIRATES NBD PJSC00026 0005/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 16/02/2012 Expired View Waiver Notice
AIG MEA Limited00035 0006/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 23/02/2012 Expired View Waiver Notice
Aon Qatar LLC00086 0011/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 27/03/2012 Expired View Waiver Notice
Nasco Qatar LLC00057 0007/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 26/02/2012 Expired View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0008/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 18/03/2012 Expired View Waiver Notice
T'azur Company b.s.c. ( c ) - QFC Branch00112 0013/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 28/03/2012 Expired View Waiver Notice
Beltone Financial Qatar LLC00082 0010/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 27/03/2012 Expired View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0009/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/03/2012 Expired View Waiver Notice
State Street Middle East North Africa LLC00088 0012/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 10/04/2012 Expired View Waiver Notice
MUFG Bank, Ltd.00103 0014/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 06/04/2012 Expired View Waiver Notice
MedGulf Takaful - QFC Branch00110 0017/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 26/04/2012 Expired View Waiver Notice
Kane LLC00121 0016/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 26/04/2012 Expired View Waiver Notice
Barclays Bank PLC00018 0027/12 Investment and Banking Business Rules 2005 (PIIB) 19/07/2012 Revoked View Waiver Notice
UBS AG00087 0015/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/04/2012 Revoked View Waiver Notice
Morgan Stanley & Co International plc00019 0018/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 17/05/2012 Revoked View Waiver Notice
The Royal Bank of Scotland plc00046 0019/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 17/05/2012 Expired View Waiver Notice
EFG-Hermes Qatar LLC00069 0020/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 25/05/2012 Expired View Waiver Notice
Zurich International Life Limited00067 0021/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 18/06/2012 Revoked View Waiver Notice
Coutts & Co00084 0022/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 19/06/2012 Expired View Waiver Notice
Marsh Qatar LLC00085 0023/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/06/2012 Revoked View Waiver Notice
MARSH BROKERS LIMITED 00093 0024/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/06/2012 Revoked View Waiver Notice
Goldman Sachs International00053 0025/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 21/06/2012 Revoked View Waiver Notice
Sumitomo Mitsui Banking Corporation00073 0026/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 23/06/2012 Revoked View Waiver Notice
Allianz Worldwide Care Limited00163 0031/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 13/08/2012 Revoked View Waiver Notice
Nomura International plc, Qatar Financial Centre Branch00106 0028/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 05/08/2012 Revoked View Waiver Notice
JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch 00128 0029/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 05/08/2012 Revoked View Waiver Notice
Zurich Insurance Company Ltd. QFC Branch00166 0037/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 08/10/2012 Revoked View Waiver Notice
EMIRATES NBD PJSC00026 0032/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 09/09/2012 Revoked View Waiver Notice
AIG MEA Limited00035 0033/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 13/09/2012 Revoked View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0034/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 19/09/2012 Revoked View Waiver Notice
Nasco Qatar LLC00057 0036/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 17/09/2012 Revoked View Waiver Notice
Bahrain National Insurance Company BSC (C) QFC Branch00147 0040/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/10/2012 Revoked View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0043/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 18/11/2012 Revoked View Waiver Notice
T'azur Company b.s.c. ( c ) - QFC Branch00112 0039/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/10/2012 Revoked View Waiver Notice
State Street Middle East North Africa LLC00088 0038/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 22/10/2012 Revoked View Waiver Notice
Aon Qatar LLC00086 0041/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 24/10/2012 Revoked View Waiver Notice
MedGulf Takaful - QFC Branch00110 0042/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 26/10/2012 Revoked View Waiver Notice
The Royal Bank of Scotland plc00046 0044/12 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 18/11/2012 Revoked View Waiver Notice
EFG-Hermes Qatar LLC00069 0001/13 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 06/01/2013 Revoked View Waiver Notice
ICICI Bank Limited00041 0002/13 Investment and Banking Business Rules 2005 (PIIB) 02/04/2013 Revoked View Waiver Notice
Aventicum Capital Management (Qatar) LLC00173 0003/13 Investment and Banking Business Rules 2005 (PIIB) 23/06/2013 Revoked View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0005/13 Governance and Controlled Functions Rules 2012 (CTRL) 07/10/2013 Expired View Waiver Notice
State Bank of India - QFC Branch00137 0006/13 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 18/11/2013 Revoked View Waiver Notice
State Bank of India - QFC Branch00137 0006/13 Governance and Controlled Functions Rules 2012 (CTRL) 18/11/2013 Revoked View Waiver Notice
Daman Health Insurance Qatar LLC00142 0002/14 Governance and Controlled Functions Rules 2012 (CTRL) 19/02/2014 Expired View Waiver Notice
Mitsui Sumitomo Insurance Company (Europe) Ltd00101 0001/14 Governance and Controlled Functions Rules 2012 (CTRL) 09/01/2014 Expired View Waiver Notice
BMI BANK B.S.C(c)00052 0003/14 Investment and Banking Business Rules 2005 (PIIB) 17/06/2014 Revoked View Waiver Notice
Bank Audi LLC00027 0004/14 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 09/12/2014 Revoked View Waiver Notice
Bank Audi LLC00027 0004/14 Governance and Controlled Functions Rules 2012 (CTRL) 09/12/2014 Revoked View Waiver Notice
Daman Health Insurance Qatar LLC00142 0001/15 Governance and Controlled Functions Rules 2012 (CTRL) 11/02/2015 Expired View Waiver Notice
Daman Health Insurance Qatar LLC00142 0001/16 Governance and Controlled Functions Rules 2012 (CTRL) 09/03/2016 Expired View Waiver Notice
Daman Health Insurance Qatar LLC00142 0001/17 Governance and Controlled Functions Rules 2012 (CTRL) 09/03/2017 Expired View Waiver Notice
Daman Health Insurance Qatar LLC00142 0001/18 Governance and Controlled Functions Rules 2012 (CTRL) 09/03/2018 Expired View Waiver Notice
UBS AG00087 0002/18 Conduct of Business Rules 2007 (COND) 13/06/2018 Revoked View Waiver Notice
UBS AG00087 0002/18 General Rules 2005 (GENE) 13/06/2018 Revoked View Waiver Notice
UBS AG00087 0002/18 Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) 13/06/2018 Revoked View Waiver Notice
UBS AG00087 0002/18 Governance and Controlled Functions Rules 2012 (CTRL) 13/06/2018 Revoked View Waiver Notice
UBS AG00087 0002/18 Investment Management and Advisory Rules 2014 (INMA) 13/06/2018 Revoked View Waiver Notice
UBS AG00087 0002/18 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 13/06/2018 Revoked View Waiver Notice
Daman Health Insurance Qatar LLC00142 0001/19 Governance and Controlled Functions Rules 2012 (CTRL) 09/03/2019 Revoked View Waiver Notice
Sanguine Investment Managers LLC00744 0002/19 Private Placement Schemes Rules 2010 (PRIV) 26/09/2019 In Force View Waiver Notice
UBS AG00087 0001/20 General Rules 2005 (GENE) 05/02/2020 Revoked
UBS AG00087 0001/20 Governance and Controlled Functions Rules 2012 (CTRL) 05/02/2020 Revoked
UBS AG00087 0001/20 Investment Management and Advisory Rules 2014 (INMA) 05/02/2020 Revoked
UBS AG00087 0001/20 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 05/02/2020 Revoked
UBS AG00087 0001/20 Customer and Investor Protection Rules 2019 (CIPR) 05/02/2020 Revoked
UBS AG00087 0001/20 Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR) 05/02/2020 Revoked
Goldman Sachs International00053 0003/20 General Rules 2005 (GENE) 30/04/2020 In Force View Waiver Notice
Goldman Sachs International00053 0003/20 Governance and Controlled Functions Rules 2012 (CTRL) 30/04/2020 In Force View Waiver Notice
Goldman Sachs International00053 0003/20 Investment Management and Advisory Rules 2014 (INMA) 30/04/2020 In Force View Waiver Notice
Goldman Sachs International00053 0003/20 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 30/04/2020 In Force View Waiver Notice
Goldman Sachs International00053 0003/20 Customer and Investor Protection Rules 2019 (CIPR) 30/04/2020 In Force View Waiver Notice
Goldman Sachs International00053 0003/20 Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR) 30/04/2020 In Force View Waiver Notice
Aventicum Capital Management (Qatar) LLC00173 0004/20 Customer and Investor Protection Rules 2019 (CIPR) 10/08/2020 In Force View Waiver Notice
Credit Suisse (Qatar) LLC00005 0005/20 Customer and Investor Protection Rules 2019 (CIPR) 10/08/2020 In Force View Waiver Notice
Global Investment House (Qatar) LLC00011 0013/07 General Rules 2005 (GENE) 29/04/2007 Revoked View Waiver Notice
Global Investment House (Qatar) LLC00011 0030/07 General Rules 2005 (GENE) 01/07/2007 Expired View Waiver Notice
UBP (Qatar) LLC00021 0014/07 General Rules 2005 (GENE) 30/04/2007 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0011/08 General Rules 2005 (GENE) 27/03/2008 Expired View Waiver Notice
Ansbacher & Co Limited00001 0003/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 28/03/2006 Expired View Waiver Notice
Ansbacher & Co Limited00001 0009/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 28/06/2006 Expired View Waiver Notice
Ansbacher & Co Limited00001 0003/05 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 29/12/2005 Expired View Waiver Notice
Ansbacher & Co Limited00001 0033/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/01/2007 Expired View Waiver Notice
Arab Jordan Investment Bank (Qatar) LLC00003 0024/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 05/12/2006 Expired View Waiver Notice
Arab Jordan Investment Bank (Qatar) LLC00003 0002/05 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 05/12/2005 Expired View Waiver Notice
Arab Jordan Investment Bank (Qatar) LLC00003 0051/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 05/12/2007 Revoked View Waiver Notice
Credit Suisse (Qatar) LLC00005 0001/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/03/2006 Expired View Waiver Notice
United Gulf Financial Services Company LLC00007 0002/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 21/03/2006 Expired View Waiver Notice
United Gulf Financial Services Company LLC00007 0028/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/01/2007 Expired View Waiver Notice
United Gulf Financial Services Company LLC00007 0016/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 03/10/2006 Expired View Waiver Notice
United Gulf Financial Services Company LLC00007 0034/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/07/2007 Expired View Waiver Notice
AXA Investment Managers LLC00008 0025/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 06/12/2006 Expired View Waiver Notice
AXA Investment Managers LLC00008 0004/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 23/04/2006 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0005/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/05/2006 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0021/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/11/2006 Expired View Waiver Notice
Kuwait Financial Centre S.A.K.00009 0015/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 08/06/2008 Expired View Waiver Notice
Global Investment House (Qatar) LLC00011 0012/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 30/04/2008 Revoked View Waiver Notice
Global Investment House (Qatar) LLC00011 0020/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/07/2007 Expired View Waiver Notice
Global Investment House (Qatar) LLC00011 0002/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 15/01/2008 Expired View Waiver Notice
Global Investment House (Qatar) LLC00011 0008/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 28/06/2006 Expired View Waiver Notice
Global Investment House (Qatar) LLC00011 0032/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/01/2007 Expired View Waiver Notice
Global Investment House (Qatar) LLC00011 0017/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 16/06/2008 Expired View Waiver Notice
Barclays Bank PLC00018 0012/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 10/09/2006 Revoked View Waiver Notice
UBP (Qatar) LLC00021 0020/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 31/10/2006 Expired View Waiver Notice
EMIRATES NBD PJSC00026 0017/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 12/12/2006 Expired View Waiver Notice
Bank Audi LLC00027 0042/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 21/08/2007 Expired View Waiver Notice
Bank Audi LLC00027 0031/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/07/2007 Expired View Waiver Notice
Bank Audi LLC00027 0031/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 21/12/2006 Expired View Waiver Notice
Alpen Capital Investment Bank (Qatar) LLC00028 0006/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 24/02/2008 Expired View Waiver Notice
Alpen Capital Investment Bank (Qatar) LLC00028 0026/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 21/12/2006 Expired View Waiver Notice
Alpen Capital Investment Bank (Qatar) LLC00028 0027/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 21/12/2006 Expired View Waiver Notice
Alpen Capital Investment Bank (Qatar) LLC00028 0039/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 24/07/2007 Expired View Waiver Notice
Alpen Capital Investment Bank (Qatar) LLC00028 0005/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 24/02/2008 Expired View Waiver Notice
Alpen Capital Investment Bank (Qatar) LLC00028 0038/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 24/07/2007 Expired View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0029/06 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 28/12/2006 Expired View Waiver Notice
ICICI Bank Limited00041 0006/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 21/03/2007 Expired View Waiver Notice
ICICI Bank Limited00041 0041/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 24/07/2007 Revoked View Waiver Notice
Citibank, N.A.00043 0008/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 31/03/2007 Expired View Waiver Notice
Citibank, N.A.00043 0019/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/07/2007 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0004/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 24/02/2008 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0028/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 07/09/2008 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0050/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 18/11/2007 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0043/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 20/08/2007 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0016/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 16/05/2007 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0015/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 16/05/2007 Expired View Waiver Notice
TAIB Bank Qatar LLC00049 0016/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 16/06/2008 Expired View Waiver Notice
BMI BANK B.S.C(c)00052 0032/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 28/06/2007 Expired View Waiver Notice
BMI BANK B.S.C(c)00052 0054/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/01/2008 Expired View Waiver Notice
Kaupthing Bank hf.00063 0058/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/01/2008 Expired View Waiver Notice
Kaupthing Bank hf.00063 0045/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 27/09/2007 Expired View Waiver Notice
ABN AMRO Bank N.V.00065 0047/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 11/10/2007 Expired View Waiver Notice
Zurich International Life Limited00067 0049/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 08/11/2007 Expired View Waiver Notice
Zurich International Life Limited00067 0032/09 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 27/09/2009 Expired View Waiver Notice
EFG-Hermes Qatar LLC00069 0007/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 13/03/2008 Expired View Waiver Notice
EFG-Hermes Qatar LLC00069 0053/07 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 13/12/2007 Expired View Waiver Notice
EFG-Hermes Qatar LLC00069 0021/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 09/07/2008 Expired View Waiver Notice
The Saudi National Bank00081 0025/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 21/08/2008 Expired View Waiver Notice
Beltone Financial Qatar LLC00082 0014/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 28/05/2008 Expired View Waiver Notice
Coutts & Co00084 0019/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 19/06/2008 Expired View Waiver Notice
Coutts & Co00084 0036/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 04/01/2009 Expired View Waiver Notice
Marsh Qatar LLC00085 0020/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 09/07/2008 Expired View Waiver Notice
Aon Qatar LLC00086 0022/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 22/07/2008 Expired View Waiver Notice
UBS AG00087 0023/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 23/07/2008 Expired View Waiver Notice
State Street Middle East North Africa LLC00088 031//08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 29/09/2008 Expired View Waiver Notice
State Street Middle East North Africa LLC00088 0030/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 29/09/2008 Expired View Waiver Notice
RELIGARE CAPITAL MARKETS PLC00090 0027/08 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 01/09/2008 Expired View Waiver Notice
Pacific Star Doha LLC00111 0030/09 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 27/08/2009 Expired View Waiver Notice
Ansbacher & Co Limited00001 0015/06 Investment and Banking Business Rules 2005 (PIIB) 01/10/2006 Expired View Waiver Notice
Ansbacher & Co Limited00001 0001/05 Investment and Banking Business Rules 2005 (PIIB) 30/09/2005 Expired View Waiver Notice
Standard Chartered Bank00010 0007/06 Investment and Banking Business Rules 2005 (PIIB) 22/06/2006 Expired View Waiver Notice
Barclays Bank PLC00018 0011/06 Investment and Banking Business Rules 2005 (PIIB) 10/09/2006 Expired View Waiver Notice
Morgan Stanley & Co International plc00019 0013/06 Investment and Banking Business Rules 2005 (PIIB) 12/09/2006 Expired View Waiver Notice
Morgan Stanley & Co International plc00019 0022/06 Investment and Banking Business Rules 2005 (PIIB) 05/12/2006 Expired View Waiver Notice
EMIRATES NBD PJSC00026 0018/06 Investment and Banking Business Rules 2005 (PIIB) 12/12/2006 Expired View Waiver Notice
Deutsche Bank AG Doha (QFC) Branch00032 0030/06 Investment and Banking Business Rules 2005 (PIIB) 28/12/2006 Expired View Waiver Notice
ICICI Bank Limited00041 0003/07 Investment and Banking Business Rules 2005 (PIIB) 21/03/2007 Expired View Waiver Notice
Citibank, N.A.00043 0009/07 Investment and Banking Business Rules 2005 (PIIB) 31/03/2007 Expired View Waiver Notice
The Royal Bank of Scotland plc00046 0011/07 Investment and Banking Business Rules 2005 (PIIB) 04/04/2007 Revoked View Waiver Notice
BMI BANK B.S.C(c)00052 0033/07 Investment and Banking Business Rules 2005 (PIIB) 28/06/2007 Expired View Waiver Notice
Kaupthing Bank hf.00063 0046/07 Investment and Banking Business Rules 2005 (PIIB) 27/09/2007 Expired View Waiver Notice
Abu Dhabi Islamic Bank - Qatar Financial Centre Branch00143 0039/11 Investment and Banking Business Rules 2005 (PIIB) 31/07/2011 Revoked View Waiver Notice
Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch00178 0004/13 Investment and Banking Business Rules 2005 (PIIB) 15/09/2013 Revoked View Waiver Notice
Sanguine Investment Managers LLC00744 0001/21 General Rules 2005 (GENE) 22/04/2021 In Force View Waiver Notice
Sanguine Investment Managers LLC00744 0001/21 Governance and Controlled Functions Rules 2012 (CTRL) 22/04/2021 In Force View Waiver Notice
Sanguine Investment Managers LLC00744 0001/21 Investment Management and Advisory Rules 2014 (INMA) 22/04/2021 In Force View Waiver Notice
Sanguine Investment Managers LLC00744 0001/21 Individuals (Assessment, Training and Competency) Rules 2014 (INDI) 22/04/2021 In Force View Waiver Notice
Sanguine Investment Managers LLC00744 0001/21 Customer and Investor Protection Rules 2019 (CIPR) 22/04/2021 In Force View Waiver Notice
Sanguine Investment Managers LLC00744 0001/21 Anti-Money Laundering and Combating the Financing of Terrorism Rules 2019 (AML/CFTR) 22/04/2021 In Force View Waiver Notice
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