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Search All Individuals



Individual Name (Last, First Name) AI Number
Aaraj, Jean Pierre Georges Naaman 00951Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231,
Abbas, Bassam Ahmad 01827International Financial Services (Qatar) LLC##00109##Executive Governance Function##Suspended##20210303##20210422,International Financial Services (Qatar) LLC##00109##Executive Governance Function##Withdrawn##20210504##20210525,
Abbas, Farrukh 01283Amwal LLC##00145##Non-Executive Governance Function##Withdrawn##20130716##20181126,
Abbas, Mohamed Ali Saleh 00183TAIB Bank Qatar LLC##00049##Senior Executive Function##Withdrawn##20070516##20100328,TAIB Bank Qatar LLC##00049##Executive Governance Function##Withdrawn##20070516##20100328,
Abboud, Makram 01694CQUR Bank LLC##00622##Executive Governance Function##Withdrawn##20190716##20200105,
Abboud, Remy 01707Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20190821##20200409,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20190821##20200409,International Financial Services (Qatar) LLC##00109##Compliance Oversight Function##Withdrawn##20200420##20200927,International Financial Services (Qatar) L
Abdali Bader, Masood Abdulhameed 01510Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20151102##20170102,
Abdalla, Moath Ahmad Mustafa 01468Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20160424##20160918,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20160424##20160918,Qatar First Bank LLC##00091##Internal Audit Function##Withdrawn##20150212##20160424,
Abdallah, Mohammad Ahmad 00307American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017,
Abdel Kareem, Seifeldin Elsammani (Prohibited) 00412QINVEST LLC##00048##Finance Function##Withdrawn##20080604##20090812,Al Mal Bank LLC##00100##Finance Function##Withdrawn##20090812##20100328,
Abdel Rahman, Ahmed Samir Amin Mohamed 01255EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20140507##20150325,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130603##20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled f
Abdel-Halim, Mohamed Esmat 00334EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20071213##20140424,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071213##20140424,
Abdelaziz, Zakaria 00877Concordia Capital LLC##00129##Executive Governance Function##Withdrawn##20110113##20120507,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20120507,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110113##20120507,
Abdeljaber, Ramzi Tayseer Mohammad 01487Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn##20150617##20160405,Investcorp Investments LLC##00219##Executive Governance Function##Withdrawn##20150617##20160405,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20160405##,
Abdo, Hani 01381Amwal LLC##00145##Executive Governance Function##Approved##20140319##,
Abdul Gafoor, Khot Asif Yusuf 00449Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20080810##20141231,
Abdul Khader, Habeeb 00975Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231,
Abdulaal, Nabeel Saleh Ali Ebrahim 01214Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130127##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130127##20141231,
Abdulla, Aaleya Mohamed Ghuloom 01667MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20181211##20210406,
Abdulla, Ali Hussain Ismail Hassan 00995SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20110912##20130311,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20110912##20130311,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20110922##20130311,Chedid and Associates Qatar LLC##
Abdulla, Hussain Gholoum F M 01406QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140610##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140610##20141231,QINVEST LLC##00048##Senior Management Function##Approved##20210411#
Abdullah, Maytham Mahmoud Haji Haider 00108United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Withdrawn##20070206##20091018,
Abdulrahman, Eyad Mohamed Abdulla 01285Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20130724##20141111,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130724##20141111,
AbdulSalam, Tariq Mohammed 00024United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018,
Abela, Jonathan Joe Emmanuel 00854Aon Qatar LLC##00086##Senior Management Function##Withdrawn##20101212##20180610,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101212##20141231,
Abeynayake, Anil 00941Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20110427##20111025,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110427##20111025,
Abi Samra, Wilson Gabriel 00222Nasco Qatar LLC##00057##Finance Function##Withdrawn##20070808##20090726,
Abo Zeid, Reda Ahmed Moustafa 00562EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20090104##20130914,
Abou El Nasr, Kamal 00387BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Withdrawn##20080407##20080901,BLOM Bank Qatar LLC##00079##MLRO Function##Withdrawn##20080407##20080901,
Abou Khalil, Antoine Gergi 00275American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218,
Abou Khalil, Julien 00365Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20080221##20100328,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080221##20100328,
Abousaleh, Ali 01307Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130923##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130923##20141231,
Abousleiman, Elias 01846Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##,
Abraham, Deepak George 01600Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved##20170720##,
Abu Alnadi, Rani Adnan 00008Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Withdrawn##20051205##20070409,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn##20051205##20070409,
Abu Alrub, Mahmoud 00009Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn##20051205##20160502,
Abu Nameh, Abed Al Khaleq M A 01583Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved##20170501##,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved##20170501##,
Abu Neel, Nour A M 01153Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120913##20141231,
Abu Shakra, Ashraf Abdullah Areef 01083QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20120326##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20120326##20121009,
Abu Sitta, Ezzalden Majed Abdullah 01830Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved##20210310##,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved##20210310##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved##20210408##,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved##20210408##,
Abu-Khalaf, Mohamad Mahmoud Musa 01817Qatar First Bank LLC##00091##Senior Management Function##Approved##20210208##,
Abuhamdieh, Arwa Zakaria Ahmad 01772Qatar First Bank LLC##00091##Compliance Oversight Function##Approved##20200810##,Qatar First Bank LLC##00091##Senior Management Function##Approved##20200810##,
Abuhijleh, Fadi Abdelghani Adel 00066United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061009##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061009##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Functi
AbuInnab, Omar Faisal 01644Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20180722##20190827,
Abumughli, Ala Azmi Masoud 00753Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20100418##20160116,
Achkar, Habib Pierre 00727Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20100114##20100622,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20100114##20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20100114##20130619,Morgan St
Adamantiadis, Christos 01800Marsh Qatar LLC##00085##Executive Governance Function##Approved##20201215##,
Adhami, Bilal 00673Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20091021##20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091021##2011110
Adiga, Prakash Beloor 00933State Bank of India - QFC Branch##00137##Finance Function##Withdrawn##20110407##20140327,
Adjadj, Michel 01811UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##,
Afanasiev, Andrey 01697CQUR Bank LLC##00622##Risk Management Function##Withdrawn##20190716##20200531,
Afaq, Maqsood Ahmed 00468Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080903##20140626,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080903##20140626,
Afifi, Mohamed Abdel-Moneim 00098Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20061221##20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20061221##20080127,
Afram, Fadi Fredric 01056Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20120208##20140112,
Afzal, Laeek 00492QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20080928##20100721,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080928##20100721,
Agarwal, Amit 01538AIG MEA Limited##00035##Actuarial Function##Withdrawn##20160626##20190328,
Agarwal, Ritesh 00214ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070724##20081120,
Agha, Mohammad Ayaz Azim 00678QINVEST LLC##00048##Finance Function##Withdrawn##20091008##20110912,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn##20130612##20131105,International Financial Services (Qatar) LLC##00109##Non-Executive Governance Function##Withdrawn##20190620##20190801,
Ahmad, Faris Ahmad Faris 00971Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn##20110731##20150601,
AHMAD, NABEEL 01243QINVEST LLC##00048##Finance Function##Approved##20190128##,QINVEST LLC##00048##Finance Function##Withdrawn##20130507##20130827,
Ahmad, Shakeel 01152Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20120913##20140430,
Ahmad, Wasim 01111T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20120527##20130418,
Ahmad, Yousaf 01358Citibank, N.A.##00043##Risk Management Function##Withdrawn##20140210##20150731,
Ahmed, Ataf 00842QINVEST LLC##00048##Senior Management Function##Approved##20130902##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20101107##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20101107##2014123
Ahmed, Husain Hameed Ebrahim 01520MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20160131##20160706,
Ahmed, Mohammad Fahad 01488Investcorp Investments LLC##00219##Finance Function##Withdrawn##20150617##20170319,
Ahmed, Muna A. Rahim Mohamed 01489Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn##20150617##20210131,Investcorp Investments LLC##00219##MLRO Function##Withdrawn##20170109##20210131,
Ahmed, Nabel Emtayaz Mian 01373Samba Financial Group##00081##Internal Audit Function##Withdrawn##20140309##20171015,
Ahmed, Nidal Lutfi Abdullatif 00141Qatar Capital Partners LLC##00042##Finance Function##Withdrawn##20070329##20090906,
Ahmed, Salman 00001Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20050929##20060214,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20060718,
Ahmed, Syed Firozuddin 00429BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn##20080709##20150706,BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn##20080709##20150706,
Ahmer, Sabeen 00410Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn##20080601##20090720,
Ahsan, Syed Irtaza 00701AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20091123##20141231,
AICHI, NOURA 01028AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231,
Airi, Vikram 01002Amwal LLC##00145##Senior Management Function##Withdrawn##20110914##20121211,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20121211,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20121211,
Ajayi, Adebowale Oluranti 00122American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20070226##20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20070226##20070514,
Akhavi, Alexandre Mehdi 01797Maha Capital Partners LLC##01098##Compliance Oversight Function##Approved##20201202##,Maha Capital Partners LLC##01098##MLRO Function##Approved##20201202##,
Akhrass, Jameel Khalid 00131Lehman Brothers International (Europe)##00040##Senior Executive Function##Withdrawn##20070318##20100105,
Akhtar, Javed 00454BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn##20080824##20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Advising on Investments##Withdrawn##20080824##20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Dealing in Investments##Withdrawn##20080824##20090401,
Akkawi, Zeid Toufic 00414Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20080605##20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080605##20090122,
Al Abdulla, Hussain Ali Abdulrahman Abdulla 00158Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20161212,
Al Ansari, Aya 01449AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141229##20141231,
Al Ansari, Nasser Hassen 00159Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20110713,
Al Ardhi, Mohamed Mahfoodh Saad 01205Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn##20130116##20131105,
Al Asfoor, Jawad Kadhem Salman 00532Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328,
Al Attiyah, Hamad Abdulla 00821Matrix ME Alignment Fund Management LLC##00122##Non-Executive Governance Function##Withdrawn##20101018##20120527,
Al Attiyah, Meera Hamad Abdulla A 01442QNB Capital LLC##00096##Executive Governance Function##Approved##20141202##,
Al Balushi, Khalid Abdullah Ali 01789Oman Reinsurance Co. - QFC Branch##01134##Compliance Oversight Function##Approved##20201130##,Oman Reinsurance Co. - QFC Branch##01134##MLRO Function##Approved##20201130##,
Al Damer, Fahd Abdulleh Hussein 00550Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20141210,
Al Darwish, Adnan Ahmad Darwish 00505Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090112,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090112,
Al Dhaheri, Khalaf Sultan Rashed Saeed 00160Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20110713,
Al Dosari, Saad Mohammed Buzwair 00533Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20081203##20100328,
Al Habib, Driss 01522Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20160307##20190630,
Al Habshi, Syed Ahmad Anis Syed 00742Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20100401##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100401##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20100401##20100720,
Al Haddad, Roland 00411Kaupthing Bank hf.##00063##MLRO Function##Withdrawn##20080601##20090720,
Al Halabi, Kamal Emile 00516AXA Insurance (Gulf) BSC##00024##Senior Executive Function##Withdrawn##20081120##20100707,AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on Investments##Withdrawn##20081120##20100707,
Al Jaidah, Salah Mohammed Ibrahim 00169QINVEST LLC##00048##Non-Executive Governance Function##Approved##20070430##,
Al Jaroudi, Marwan Mohamad Tawfik 00388BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##,
Al Jomaih, Ibrahim Mohammed Abdulaziz 00551Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20190129,
Al Kaissi, Rania Derian Mohamad 01348BLOM Bank Qatar LLC##00079##Internal Audit Function##Withdrawn##20140128##20210201,
Al Katerji, Haithem 01341Al Rayan Investment LLC##00045##Senior Executive Function##Approved##20140115##,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a con
Al Khairi, Sami Mu'ath Sami 01006Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20141203,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20141203,
Al Khaja, Mohamed Hasan Ali Ahmed 00956Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20131027,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20131027,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20110526##20131027,
Al Khalfan, Nader Mohamed Ali 00993EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20110912##20130401,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110912##20130401,
Al Khalifa, Abdulla Mubarak Naser 00494QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20080928##,
Al Kuwari, Thani Abdul Rahman Shahin Al Sheikh 00858QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20101227##20120703,
Al Maghribi, Yaser Mahmoud Khamis 01494Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20150623##20180719,
Al Mass, Khaled Abdulla Mohamed Abdulla 01115Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20200120,
Al Mazyad, Ibrahim Bin Hamoud Bin Romeih 01128Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn##20120703##20181218,
Al Mehana, Mahmoud Habib Shanawah Hussein Mohamed 00506Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20101102,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20101102,
Al Mutairy, Mosabah Saif Mosabah 01190Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20130107##20190424,
Al Omar, Waleed Khalid 00535Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328,
Al Owair, Ali Saeed Samikh Braik 00536Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328,
AL QADI, WAEL A A 01770Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20200719##,
Al Qarahdaghi, Mohammed Majed Ali 00537Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328,
Al Qubaisi, Khaled Abdulla Jumaa Karam 01116Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20141231,
Al Rasheed, Mohamed Ahmed Mohamed Rashed 00812QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100923##20110727,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100923##20110727,
Al Shehhi, Abdulla Zaid Mohamed Al Helali 00969Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Withdrawn##20110731##20190429,
Al Thani, Abdul Rahman Bin Mohamed Bin Jabor 00206Sharq Insurance LLC##00054##Executive Governance Function##Approved##20070716##,
Al Thani, Abdulla bin Ahmed Abdulla Ahmed 00872Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518,
Al Thani, Al Hussain Ali Ahmed Jassim 00161Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20120910,
Al Thani, Fahad Bin Mohamed Bin Jabor 00207Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn##20070716##20100207,
Al Thani, Jassim Bin Hamad Bin Jassim Bin Jabor 00170QINVEST LLC##00048##Non-Executive Governance Function##Approved##20070430##,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20100124##20151202,
Al Thani, Khalifa bin Jabor bin Mohammed bin Jabor 00871Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518,
Al Thani, Mohamed bin Ahmed bin Jassem 00224CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn##20070828##20080313,
Al Thani, Mohamed bin Hamad bin Jassem bin Jabor 00335EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn##20071213##20091123,
Al Thani, Saoud Bin Khalid Bin Hamad Bin Abdulla 00730Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20100124##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20190526,
Al Thani, Sheikh Hamad Mohamed K H 01683Epicure Investment Management LLC##00676##Senior Executive Function##Approved##20190501##,Epicure Investment Management LLC##00676##Executive Governance Function##Approved##20190501##,
Al Wazzan, Sameer Ebrahim Hamad 00987Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20110817##20190807,
Al Yaman, Samih Hassan 01074Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120312##20130113,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120312##20130113,
Al Yamani, Darine 01180Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20121125##20141231,
Al-Abdulghani, Salman Abdulla A. N. 01706Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20210225,
Al-Abduljaleel, Fahad Ghazi 00192Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20070610##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070610##20090812,
Al-Amin, Ziad 01695CQUR Bank LLC##00622##Senior Executive Function##Approved##20190716##,CQUR Bank LLC##00622##Executive Governance Function##Approved##20190716##,
Al-Ani, Bineeta 00990AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20150209##20190331,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20110825##20190331,
Al-Ansari, Abdulla Ahmed A A 01271Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved##20130617##,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130617##20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals i
AL-Ansari, Abdulrahman Abdulla I 01851Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210525##,
Al-Ansari, Buthaina Hassan Farja Hashem 00511Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20091008,
Al-Ansari, Nasser Hassen F H 01612Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20171002##20200726,
Al-Attiya, Khalid Abdullah K A 01565Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##,
Al-Bader, Reem Mohammed Mishary Hassan 00045Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn##20060628##20070301,
Al-Dosari, Rajih Shabeeb 00643Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20090827##20100328,
Al-Ebrahim, Essa Mohammed Ahmed Hassan 00042Standard Chartered Bank##00010##Compliance Oversight Function##Withdrawn##20060622##20080401,Standard Chartered Bank##00010##MLRO Function##Withdrawn##20060622##20080401,
Al-Eida, Abdulla Saeed M 00705QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20091123##20151213,
Al-Emadi, Ali Asad Abdul Rahman Shareef 00493QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn##20080928##20130625,
Al-Fadli, Abdulla Ahmed A A 01801CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##,
Al-Fardan, Hussain Ibrahim 00112QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20151213,
Al-Ganadi, Kaid Ali Yusur 00483MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn##20080914##20101007,
Al-Gharaballi, Samir Abdel Mohsen Abdel Karim 00046Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20081023,
Al-Ghunaim, Maha Khaled Salih 00047Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102,
Al-Haiky, Hassan Ali Y A 01803CB Asset Management LLC##01179##Executive Governance Function##Approved##20201230##,
Al-Hajri, Menahi Khalid M A 01452Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20141229##20161212,
Al-Hajri, Mohammed Nasser M. A. 01186Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20121231##,
Al-Hamadi, Faisal A-Wahid A T 01035Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20111101##20141124,
Al-Hammadi, Ahmed 00400EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20080519##20100609,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091011##20100609,
Al-Harbi, Muhsen Mohammed Muhsen Ghareeb 00048Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn##20060628##20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080501##20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn##200805
Al-Hashmi, Ahmed Abdulla Al-Mustafawee 00534Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328,
Al-Jaidah, Salah Mohammed Ibrahim 00911Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved##20110321##,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110321##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investm
Al-Jufaili, Khulood Nasser Saleem 01790Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Withdrawn##20201130##20201220,
Al-Kaabi, Ahmad Nasser R S 01412SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20140715##,
Al-Kaabi, Jassim Mohd A A 01527Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20160417##20190424,
Al-Kaabi, Rashid Nasser 00735Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20100215##,QINVEST LLC##00048##Non-Executive Governance Function##Approved##20191022##,
Al-Kawari, Tamim Hamad Abdulaziz Ali 00203Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20070709##20120715,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn##20070709##20120715,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070709##20120715,QINVEST LL
Al-Khafrah, Mubarak Abdullah M 01008QINVEST LLC##00048##Non-Executive Governance Function##Approved##20110922##,
Al-Khaldi, Nasser Mohammed A A 01835Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210329##,
Al-Khaledi, Mahmoud Mohamed Mahmoud 00127United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20070304##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070304##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Functi
Al-Kuwari, Ali Ahmed Zayed Ahmed 00495QNB Capital LLC##00096##Executive Governance Function##Withdrawn##20080928##20100426,QNB Capital LLC##00096##Executive Governance Function##Withdrawn##20110421##20181113,QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn##20100426##20110421,
Al-Kuwari, Thani Abdulrahman Sh A 01446Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20141229##20161212,
Al-Mahmoud, Ibrahim Abdulla 00113QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20140427,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20110512##20130529,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20140428,
Al-Mahmoud, Saoud Abdulla Z 01825International Financial Services (Qatar) LLC##00109##Non-Executive Governance Function##Approved##20210303##,
Al-Malki, Ali Ibrahim A 01543Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20160811##20190217,
Al-Mana, Fahad Mohammed F A 01316QIC International LLC##00034##Senior Management Function##Withdrawn##20131114##20151031,
Al-Mana, Mohd Yousef A. 01704Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##,
Al-Mannai, Khalaf Ahmed Shabeeb 00114QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20151213,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20190526,
Al-Mannai, Salem Khalaf A S 01301Q Life & Medical Insurance Company LLC ##00141##Senior Executive Function##Approved##20170720##,Q Life & Medical Insurance Company LLC ##00141##Executive Governance Function##Approved##20200405##,Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Withdrawn##20130917##20170720,QIC International LLC##00034##Senior Man
Al-Marri, Abdulla Fahad Abdulla Ghorab 00471Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20190829,
Al-Marri, Ahmad Abdulla Salem Ghorab 00552Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20180716,
Al-Marri, Salem Mohd S. A. 01705Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##,
Al-Meer, Abdullattif Abdulla M A 00172QINVEST LLC##00048##Senior Executive Function##Withdrawn##20070430##20080902,QINVEST LLC##00048##Executive Governance Function##Withdrawn##20070430##20121118,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20121118##20130717,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080526##20121118
Al-Mohannadi, Ali Rashid Ali Said 01349QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20140128##,
Al-Mohannadi, Salman Mohammed Ahmed Al Hassan 00952QNB Capital LLC##00096##Senior Executive Function##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Functi
Al-Mudaries, Haythem 01497Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20150811##20151015,
Al-Muftah, Abdulaziz Yacoub Yousef Mubarak 00512Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081023##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081023##20141231,
AL-Mughesib, Khalid AbdulRahman A 00676Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20091018##20101014,
Al-Muhanadi, Howaida Abdulla S B 01769Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20200713##,
Al-Neama, Yousef Mahmoud 00142Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20090906,QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20190915##,
Al-Obaidli, M Noor A M 00740SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20100310##,
Al-Okar, Mohd Mahmoud M. 01534Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20160529##,
Al-Qadi, Abdul Kadir 00010Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn##20051205##20200216,
Al-Qadi, Hani Abdulkadir 00011Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn##20051205##20080414,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn##20051205##20200713,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a contro
Al-Qahtani, Mohammed Nasser M. N. 01703Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##,
Al-Quraishi, Othman Mohammad Othman Abdullah 00440UBS AG##00087##Senior Executive Function##Withdrawn##20080723##20110621,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20080723##20110621,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080723##20110621,
Al-Rasheed, Wael Bin Hussain Bin Qassim 00988UBS AG##00087##Finance Function##Withdrawn##20110817##20120624,
Al-Roomi, Khawla Bader Yousif Abdul Rahman 00049Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102,
Al-Sada, Alatif Mohd A. 01701Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##,
Al-Sahli, Mohammed Deyab M D 01651Qatar First Bank LLC##00091##Senior Management Function##Approved##20180809##,
Al-Sayed, Abdulrahman Mohammed A Y 01350UBS AG##00087##Senior Executive Function##Withdrawn##20140128##20171023,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140128##20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140128##20141231,
Al-Shaibi, Abdulrahman Ahmad Abdulrahman 00517Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014,
Al-Shakarchi, Mazin Mahmoud Daoud 00913Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20110727,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20110727,
Al-Shareef, Nasser Abdulla Saad Al Mahmoud 01176QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20121018##20130325,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121018##20130325,QINVEST LLC##00048##Senior Management Function##Withdrawn##20180409##20191130,QINVEST LLC##00048##Customer Facing Function-Advi
Al-Sowaidi, Khalid Ahmed M.A. 01820Power Bank LLC##00644##Executive Governance Function##Approved##20210223##,
Al-Subaey, Khalifa Abdulla 00115QIC International LLC##00034##Senior Executive Function##Withdrawn##20070212##20180308,QIC International LLC##00034##Executive Governance Function##Withdrawn##20120703##20180308,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Withdrawn##20091206##20151202,Qatar Reinsurance Company LLC##00117##Executive Governance Function##
Al-Subaiei, Abdulla Yousef A B 00791T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn##20100707##20190214,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100707##20141231,
Al-Subeai, Khalid Youssef A B 00784Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20100624##20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn#
Al-Sumait, Bader Abdullah Ahmed 00050Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102,
Al-Thani, Faisal Saoud F Q 01563Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20161212##20200319,
Al-Thani, Faisal Thani F.T. 01517Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20160110##20190526,Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##,
Al-Thani, Hamad Nasser Jassim 00473Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20160529,
Al-Thani, Jassim Hamad N.J. 01540Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20160724##20181212,
Al-Thani, Khalid Khalifa Jassim Fahed 00474Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20151005,
Al-Thani, Mohamed Ahmed J. 01476Amwal LLC##00145##Non-Executive Governance Function##Approved##20150420##,
Al-Thani, Sheikh AlHussain Ali A.J. 01033QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20111101##20130717,
Al-Thani, Sheikh Jabor Bin Yousuf Bin Jassim 00664SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##,
Al-Thani, Sheikh Khalid Hamad K.H. 01444QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20141202##20160131,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20141202##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20141202##20151214,
Al-Thani, Sheikh Mansoor Mohamed J.M. 01739Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##,
Al-Thani, Sheikh Nasser Hamad N J 01034Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20111101##20161212,
Al-Thani, Sheikh Nawaf Mohamed J.M. 01740Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##,
Al-Thani, Sheikh Talal Mohammed J.M. 01738Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##,
Al-Thani, Sheikh Thamer Mohamed J.M. 01741Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##,
Al-Thani, Sheikha Hanadi Nasser K A 00998Amwal LLC##00145##Senior Executive Function##Approved##20190304##,Amwal LLC##00145##Executive Governance Function##Approved##20190304##,Amwal LLC##00145##Non-Executive Governance Function##Withdrawn##20110914##20190304,
Alaali, Areej Ali Abbas Ali 01824AIG MEA Limited##00035##Risk Management Function##Approved##20210303##,
Alakram, Jaafar Ebrahim Mohamed Ebrahim 01315Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20131029##20150816,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131029##20141231,
Alalawi, Khaled Abdulghaffar Mohamed Yusuf 01815Investcorp Investments LLC##00219##Compliance Oversight Function##Approved##20210126##,Investcorp Investments LLC##00219##MLRO Function##Approved##20210126##,
AlAlawi, Sana Hashem 01104MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn##20120429##20200923,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn##20120429##20200923,
Alammadi, Ahmed Ali Abbas Ahmed 01112Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120527##20131224,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120527##20131224,
ALAPPAT, JOSEPH KURIAN 01619Citibank, N.A.##00043##Finance Function##Approved##20171112##,
Alawadhi, Ismail Abdulsamad Mohamed Rasheed 01649Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20180809##20190714,
AlBader, Hamed A KH 01819Power Bank LLC##00644##Non-Executive Governance Function##Approved##20210223##,
Alberts, Heather Patricia 01048AIG MEA Limited##00035##Finance Function##Withdrawn##20111206##20120312,
albusaid, Tariq Thabit Ahmed 01833Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved##20210317##,
Alderazi, Abbas Ebrahim Ali Marzooq 00371BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20080308##20090209,
Alemadi, Mohammed Ismail M S 01567Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##,
Alexander, Adrian Paul 00350Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20080127##20091008,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080127##20091008,
Alexander, Oliver 00820Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##
Alfadala, Ali Saleh N 01482QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20150601##20180308,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20150601##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Approved##20150601##,
AlGhussein, Fahmi 01388Amwal LLC##00145##Senior Executive Function##Withdrawn##20140331##20190101,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140331##20141231,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140331##20141
Alhajeri, Manaf Abdulaziz 00038Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn##20060501##20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090812,
Alhameli, Mohamed Sultan Abdulla Mohamed 01467Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20150310##20200120,
AlHuqbani, Fahad Abdullah S 01675Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20190213##,
Ali, Abbas 01273QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20130625##20140731,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130625##20140731,
Ali, Bachar Karah 00277American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140506,
Ali, Husain Ali Hasan 01396Zurich International Life Limited##00067##Compliance Oversight Function##Approved##20140507##,Zurich International Life Limited##00067##MLRO Function##Approved##20140507##,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20190527##20200601,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Functi
Ali, Mohammad Ashraf Barket 00423Marsh Qatar LLC##00085##Finance Function##Withdrawn##20080630##20100310,
Ali, Saudoun Abdullah 00121United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20070221##20091018,
Ali, Shabbir Barkat 01194The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20130107##20150325,
Ali, Suzzanna Binti 00857QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20101227##20140529,QINVEST LLC##00048##MLRO Function##Withdrawn##20110626##20140529,
ALI, SYED SHOZEB 01641Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20180709##20201007,
Ali, Umar 00245Kaupthing Bank hf.##00063##Senior Executive Function##Withdrawn##20070927##20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn##20070927##20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070927##20090520,
Ali, Zeeshan Manzoor 01263Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum
Alibhai Kermally, Fatima 01674Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved##20190213##,
AlJaber, Mohamed Ahmed Mohamed 01054Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##,
Aljamali, Hamad Hassan A M 01564Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##,
Aljar, Yaser Hamad Mohamed Yusuf 00470Qatar First Bank LLC##00091##Finance Function##Withdrawn##20080904##20110808,
Aljasmi, Abdulrahman Mohamed Abdulla Mohamed 00171QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20080831,
Alkabbani, Amr Mamoun Mohamed 00151Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109,
AlKhaiat, Mohamad Mhd Reslan 01702Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20191105,
AlKhalifa, Shaikh Mohamed Duaij Khalifa 00901Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Wit
Alkis, Hakan 00629AIG MEA Limited##00035##Finance Function##Withdrawn##20090616##20100124,
Alkoofi, Husain Mahmood Mansoor Mohamed 01594Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20170710##20180419,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20170710##20180419,
Alkuwari, Khamis Mubarak Khamis Zamil 01429QINVEST LLC##00048##Non-Executive Governance Function##Approved##20141020##,
Allam, Georges 01123American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20120611##20130228,
Allana Mohammed Salim, Mohammed Yahya 00366Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20080225##20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20080225##20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20080526##20101227,Bank Sarasin-Alpen (Qatar) LLC##0007
Allderidge, Roderick George 01374Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20140309##20191022,
Allen, Christopher David 00892Coutts & Co##00084##Senior Management Function##Withdrawn##20110220##20120312,
Allen, Stewart William 00415Coutts & Co##00084##Senior Executive Function##Withdrawn##20080619##20150330,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080619##20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080619#
Almana, Mohamed Abdullatif Abdulrahman 01272QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20130625##20190710,
AlMoayyed, Ghalib Khalil Ebrahim 01009BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20110922##20150706,
Almosawi, Salman Radhi Salman 00714T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20091215##20110421,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20091215##20110421,
Almuhandes, Aqeela Hasan Ali Mohsen Ali 01166MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn##20121016##20170202,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20121016##20170202,
AlObaidli, Ali Mohammed Ali Suleiman 00472Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20160529,Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20180809##20190930,
Alothman, Abdulaziz Ahmed Othman Ahmed 00889Takaful International Company - QFC Branch##00131##Risk Management Function##Approved##20110215##,
Alothman, Afaf Eid Ali 01333T'azur Company b.s.c. ( c ) - QFC Branch##00112##Internal Audit Function##Approved##20140107##,
Alrayes, Abdulla Mohamed Sharif 00432Aon Qatar LLC##00086##Senior Executive Function##Approved##20080722##,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn##20110817##20120703,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20080722##20141231,
Alrayes, Abdullatif Mohamed Sharif 00433Aon Qatar LLC##00086##Executive Governance Function##Withdrawn##20080722##20130121,
Alsairafi, Salman 00726QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100217##20121231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100217##20121231,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130515##20141231,C
Alshar, Omar Abdel Rahman Salih 01784International Financial Services (Qatar) LLC##00109##MLRO Function##Approved##20201206##,
AlShaya, Hamad A. 00173QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20100103,
Alshroogi, Mohamed Bin Ebrahim Juma 01485Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn##20150617##20190109,
AlSulaiti, Jassem Saif A 01177Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20121112##20140303,
AlTawil, Yousif M KH 01826International Financial Services (Qatar) LLC##00109##Executive Governance Function##Approved##20210504##,International Financial Services (Qatar) LLC##00109##Executive Governance Function##Suspended##20210303##20210422,
Alwadi, Najat Abdulla Isa Salman 01360Takaful International Company - QFC Branch##00131##Internal Audit Function##Approved##20140210##,
Aly, Basel Gamaleldin Mohamed 01311QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131029##,
Amatouri, Fadi Georges 00088Bank Audi LLC##00027##Senior Executive Function##Withdrawn##20061221##20110428,Bank Audi LLC##00027##Executive Governance Function##Withdrawn##20061221##20160118,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20160509##20190329,
Amin, Ashraf Yassin Mohamed 00916QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20121009,
Amin, Raashed Abdul Aziz Merza 00179EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070513##20121112,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070513##20121112,
Aniyil, Prasad 00953Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn##20110526##20171023,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn##20120117##20171022,MARSH BROKERS LIMITED ##00093##Cust
Ansari, Hassan Ali 01457AIG MEA Limited##00035##Finance Function##Withdrawn##20150126##20190710,
Ansari, Mohammad Sayeed 00920MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101,
Anstead, Richard 00348AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20080110##20120408,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20100825##20110825,
Antony, George Joseph 00827SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20101017##20131101,
Anwar, Muhammad Adeel 01665Marsh Qatar LLC##00085##Compliance Oversight Function##Approved##20181128##,Marsh Qatar LLC##00085##MLRO Function##Approved##20181128##,
Aoudi, Hazem Zaid Ali Yaseen 01119Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn##20120527##20180709,
Arakelyan, Socrat 01530Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20160425##20170102,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20160425##20170102,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn##20171023##20180104,Merrill Lynch International - QFC Bran
Arakji, Farah 01237SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20130417##20160718,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20140610##20160718,
Aravind, Nithya 01532QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20160501##20180308,QIC International LLC##00034##MLRO Function##Withdrawn##20160501##20180308,Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Approved##20160501##,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Approved##201
Ardalan, Cyrus 00057Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20060910##20081019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20060910##20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060910##20100526,
Ariano, Antonio 00982Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20110808##20180523,
Arlando, Dimitri Charith Pio 00572State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090201##20130730,
Armstrong, Alexander Brian 00777QINVEST LLC##00048##Senior Management Function##Withdrawn##20130912##20160720,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100620##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100620
Armstrong, John Stephen 01576AWP Health & Life S.A.##00193##Actuarial Function##Approved##20170122##,
Arora, Kamal Kumar 01552Oriental Insurance Company QFC Branch##00325##Compliance Oversight Function##Withdrawn##20161017##20190718,Oriental Insurance Company QFC Branch##00325##MLRO Function##Withdrawn##20161017##20190718,
Arsanios, Karim 01107Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn##20120513##20140130,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120513##20140130,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn##20120513##20140130,
As'ad, Mohammad Wafik Tawfik 01072Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120312##20140309,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120312##20140309,
Asali, Ihab Ghasoub Jamil 00553Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081217##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081217##20141231,Qatar First Bank LLC##00091##Customer Facing Func
Aseeri, Ali Abdulhusain Mohamed Ahmed 01222Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20130320##20130715,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn##20130320##20130715,
Ashley, Nana Yaa 01621American Life Insurance Company ("ALICO")##00036##Finance Function##Approved##20171129##,
Ashraf, Syed Rehan 00265United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20071118##20071217,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn##20071118##20091018,
Ashworth, Charles Thomas Holbrook 00502Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20081023##20120111,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20091214##20100330,
Asif, Qurat ul Ain 01713Nexus Financial Services WLL##00099##Finance Function##Approved##20190919##,
Aslam, Mohammed Zahid 01047Amwal LLC##00145##Compliance Oversight Function##Withdrawn##20111206##20160131,Amwal LLC##00145##MLRO Function##Withdrawn##20111206##20160131,
Aslam, Naveed Aslam Abdul Hakim 00455BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20090209##20110410,BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn##20080824##20090209,BMI BANK B.S.C(c)##00052##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080824##20110410,
Assari, Farhad 00358Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20080213##20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080213##20090122,
Asselstine, Jeffrey Brian 00143Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070703##20070910,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn##20080708##20081120,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20070910,
Astruc, Stephane Emile 01264Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20200204##,
Attia, Adel Ayad Fayez 01829Al Rayan Investment LLC##00045##Internal Audit Function##Approved##20210310##,
Attya, Mahdi 00838AXA Insurance (Gulf) BSC##00024##Senior Executive Function##Withdrawn##20110308##20120901,AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101101##20141231,
Audi, Raymond Wadih 00089Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20061221##20160315,
Auniac, Charles Thomas Georges Edouard 01423QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231,
Austin, Kirk David 01178Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20121112##20151011,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20121112##20141231,
Avraam, Alkis 01696CQUR Bank LLC##00622##Finance Function##Approved##20190716##,
AWAD, SHERIF GAMIL HANNA 01099Citibank, N.A.##00043##Senior Management Function##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-
Awada, Ayman 00420BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20080622##20100418,Samba Financial Group##00081##Finance Function##Approved##20100328##,Samba Financial Group##00081##Senior Management Function##Approved##20100328##,
Awada, Mahmud Fahed 01650Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20180809##20190709,
Awan, Jehanzeb Ahmed 00060Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn##20060912##20130114,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn##20060912##20130114,
Ayache, Ghassan Shafik 00090Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20061221##20110526,
Ayesh, Anas Maher Radi 00105Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn##20070116##20111006,
Ayesh, Omar Jamal 00554Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20100516,
Ayoub, Khaled 00665SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn##20091021##20141029,Chedid and Associates Qatar LLC##00115##Risk Management Function##Withdrawn##20091021##20151102,
Ayoub, Mazen 00758Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20100426##20120321,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100426##20120321,
Ayyash, Hussein 00772Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20140603,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20140603,
Azar, Girgi 00068UBP (Qatar) LLC##00021##Senior Executive Function##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Executive Governance Function##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Inve
Azar, Makram Toufic 00959Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20110615##20161026,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110615##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled
Azar, Nadim Mark 01379QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140319##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140319##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##
Azar, Toni 01362Bank Audi LLC##00027##Risk Management Function##Approved##20140210##,
Azhari, Saad 00389BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved##20080824##,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn##20080407##20080824,
Babicci, Chris Anthony 00043Standard Chartered Bank##00010##Senior Executive Function##Withdrawn##20060622##20080401,
Badawi, Rasha Ahmad 00633Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110720##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110720##20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing
Badea, Stefania Madalina 01384AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140327##20141231,
Badiga, Sumanth 00118AIG MEA Limited##00035##Finance Function##Withdrawn##20070218##20080308,
Badine, Leila Elias 00085Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn##20081023##20100819,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20061218##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061218##20090812,
Badr, Suhail Abdulhalim A 01631Samba Financial Group##00081##Internal Audit Function##Approved##20180307##,
Bainbridge, Andrew Philip 00538Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328,
Bajpai, Rahul Kumar 00491ICICI Bank Limited##00041##Finance Function##Withdrawn##20080923##20140930,
Bajracharya, Michael Siddhi 00934BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20110410##20110922,
Baker, John Edward 00693Nomura International plc, Qatar Financial Centre Branch##00106##Senior Management Function##Withdrawn##20091115##20121031,
Bakhos, Fady Jean 00336EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn##20071213##20091101,
Bakhti, Mohamad Khaled 01752American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved##20200405##,
Bakshi, Puneet 00966Q Life & Medical Insurance Company LLC ##00141##Finance Function##Approved##20110630##,
Balachandran, Dinesh Parakkal 00725Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100114##20130515,
Balasubramaniam, Ramkumar 01767Barclays Bank PLC##00018##Finance Function##Approved##20200601##,
Balasubramanian, Sabarinathan 01628Marsh Qatar LLC##00085##Finance Function##Approved##20180121##,
Bamidele, Babatunde Olukayode 01179Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20131121##20140603,
Banerjee, Suvojeet 00921MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101,
Bansal, Mayank 01542First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved##20160811##,
Barbour, Bernard 00399QINVEST LLC##00048##Senior Management Function##Approved##20080501##,
Barchini, Joseph 00631Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn##20090708##20120910,
Bark, Wilhelmus Albertus Joseph 00832Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20101101##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20101101##20141231,
Barker, Douglas Macfarlane 00596Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20091008,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20091008,
Barot, Chintan 01312Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20131029##20160712,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131029##20141231,
Baroud, Ziyad 01164Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20121016##,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20121016##,
Baroudi, Roudi 00666SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##,
Barretto, Gasper Thomas 00187QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20120326,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20120326,
Barugh, Alistair Frank Charles 01554AWP Health & Life S.A.##00193##Compliance Oversight Function##Approved##20161030##,AWP Health & Life S.A.##00193##MLRO Function##Approved##20161030##,
Basbous, Nadia Ahmed 01125SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231,
Bashir, Sher Ali Mohammad 00604QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing
Bassiouny, Hany Aly Galal Abdelaziz 01261Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231,
Bassyouni, Farid Medhat Farid 01277Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130716##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130716##20141231,Qatar First Bank LLC##00091##Customer Facing Func
Bates, Daniel Benton 00963Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20110626##20120930,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110626##20120930,
Battistella, Stephane Thomas Ludovic 00741AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20100706##20130117,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20100706##20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20100328##20130117,AXA Investment Managers LLC##00008##
Bauer, Carl John 00079United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investm
Bdeir, Khodr 01193Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20130107##20140526,
Beechey, Tess 00806Aon Qatar LLC##00086##Finance Function##Withdrawn##20100902##20110512,
Belfer, Daniel 01627Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20180121##,
Bell, Nicola 01587AXA Insurance (Gulf) BSC##00024##Finance Function##Approved##20170529##,
Belman, Fred Fouad Mohammad 00278American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218,
Ben Mansour, Wafik 01227Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130326##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130326##20141231,
Ben Youssef, Sadri 00880Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20120423,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20120423,
Ben-Gacem, Hazem 01671Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20190109##,
Benani, Saad Dyrar 01391Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140415##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140415##20141231,
Benhadda, Saadia 01437
Benjamin, Melissa Mary 00546International Financial Services (Qatar) LLC##00109##Compliance Oversight Function##Withdrawn##20090728##20121213,International Financial Services (Qatar) LLC##00109##MLRO Function##Withdrawn##20090728##20121213,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20081204##20091012,
Benlounes Bennai, Feriel 01067AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120229##20141231,
BENMOUHOUB, MEHDI 01096
Bennett, Andrew David 01495QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20150726##20160527,
Bennett, Raymond William 01441QIC International LLC##00034##Actuarial Function##Withdrawn##20141127##20160125,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Withdrawn##20141127##20160125,
BERNASSAU, ALEXANDRE 01773Qatar First Bank LLC##00091##Senior Management Function##Approved##20200823##,
Besinque, Arnaud Roland Jacques 00938QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110421##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110421##20141231,
Besiso, Mohamed Nayef omar Nur El-Din 00556Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct##20081217##20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn - termination by the authorised firm due to al
Besse de Laromiguiere, Audoin Valery Pierre Marie 00702Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20091123##20130206,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091123##20130206,
Bhagaloo, Shivash 01731AIG MEA Limited##00035##Actuarial Function##Approved##20191216##,
Bhansali, Pankaj 00580RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn##20090421##20110117,
Bharadava, Ritesh Babubhai 01052Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20120201##20150701,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20120201##20150701,AXA Insurance (Gulf) BSC##00024##Compliance Oversight Function##Approved##20160307##,AXA Insurance (Gulf) BSC##00024##MLRO Function##A
Bharadwaj, Suraj 00229ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070903##20080115,
Bhardwaj, Sunit 00623First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20090527##20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Advising on Investments##Withdrawn##20090527##20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090527##2
Bhat, Ashok Anant 00215ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20070724##20110206,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20080110##20110206,
Bhat, Krishna Parameshwar 01458Citibank, N.A.##00043##Finance Function##Withdrawn##20150126##20171112,
Bhatia, Kiran Kishin 01276Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn##20130625##20210202,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn##20130625##20210202,
Bhatia, Sanjay 00349Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved##20080110##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20080110##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##
Bhatia, Sunny 00128Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn##20070304##20101123,
Bhatiani, Gaurav 00965Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Withdrawn##20110630##20140309,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Approved##20181029##,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Withdrawn##20110630##20140309,
Bhutani, Rommi 00591QINVEST LLC##00048##Senior Management Function##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Dealing in I
Bin Kamsani, Fazlur Rahman 00480Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080909##20120429,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080909##20120429,
Bitar, Mousa Omran Mousa 00279American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140405,
Bizzozero, Alessandro Cosimo Heribert 00069UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn##20061031##20090118,UBP (Qatar) LLC##00021##MLRO Function##Withdrawn##20061031##20100207,
Bladen, Tracey 01080Kane LLC##00121##Compliance Oversight Function##Withdrawn##20120321##20120930,Kane LLC##00121##MLRO Function##Withdrawn##20120321##20120930,
Blake, Ian David 00822Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##
Blando, Sweet Loraine Marabillo 01438
Boillot, Julien Yves Herve 01793Maha Capital Partners LLC##01098##Senior Executive Function##Approved##20201202##,Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##,
Bonamy, Guillaume Julien Constant 01734AWP Health & Life S.A.##00193##Internal Audit Function##Approved##20200127##,
Bondarev, Dmitry 01516Citibank, N.A.##00043##Risk Management Function##Approved##20160110##,
Bonnassieux, Marc Joseph Charles 01050Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20120111##20150601,
Bono, Steeve 01149EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120910##20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120910##20141231,
Bonynge, Steven Richard 00484MARSH BROKERS LIMITED ##00093##Senior Management Function##Withdrawn##20080914##20120201,
Bora, Rizwan Shaukatali 01135UBS AG##00087##Finance Function##Approved - Inactive##20120715##,
Boran, Ahmet Afa 01003Amwal LLC##00145##Senior Management Function##Withdrawn##20120719##20160907,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amw
Borkhataria Martin, Seema 01288Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Compliance Oversight Function##Withdrawn##20130818##20200106,
Borland, William 00967Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20110713##20120527,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110713##20120527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled func
Borman, Colin Andrew 01088QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20120408##20130328,
Both, Thomas Marinus 01464Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Withdrawn##20150209##20150512,
Bou Ayach, Said 00276Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn##20100815##20130424,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100620,
Bou Ayache, Maamoun Riad 00123American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20080622##20100310,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20070226##20100620,
Bou Diab, Abbas 00467BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Approved##20080901##,BLOM Bank Qatar LLC##00079##MLRO Function##Approved##20080901##,
Bou Khouzam, Imad Nabih 00044Standard Chartered Bank##00010##Finance Function##Withdrawn##20060622##20080401,
Bou Shahin, Rabii 00737Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100310##20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100310##20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##2011030
Bouker, Slim 00757Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20100426##20150211,
Boukhalil, Nikolaos 01169Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231,
Boullefort-Fulconis, Nathalie Marie Juliette 00034AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20090303,
Boulos, Jawad Simon 01755Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20200420##,
Bouloux, Charles Serge Henri 00119AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20070218##20080308,
Bourel, Herve Paul Joseph Raymond 01480Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn##20150601##20200120,
Boyon, Michel Henri Claude 01794Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##,
Brady, Peter John 00441UBS AG##00087##Compliance Oversight Function##Withdrawn##20080723##20131130,UBS AG##00087##MLRO Function##Withdrawn##20080723##20131130,
Brearley, Sarah Louise 01314International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141106##20141231,
Bree, Sarah Jane 01555Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20161030##20180628,
Breusch, Carola Nicola Asha 00054QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20070701,
Bromley, John Axel 00711American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20091210##20130115,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20091210##20130326,
Bromley, John Paul 00529Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20081130##20101103,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20081130##20101103,
Brook, Shaun Andrew 00801Kane LLC##00121##Senior Executive Function##Withdrawn##20100826##20120326,Kane LLC##00121##Executive Governance Function##Withdrawn##20100826##20120930,
Brooks, Peter Sam 01326Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141127##20141231,
Brown, Gavin Farley 00638Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20101007##20130310,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn##20090812##20130310,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn##20130625##20141030,
Brown, Mark 01170Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231,
Brown, Peter James 00351Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20080127##20120513,
Brown, Stephane James 01192Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20130107##20160121,
Bseisu, Dina Adnan Nureddin 00243Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070920##20110113,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070920##20110113,
Buchanan, Duncan Roderick 00424Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn##20080630##20110526,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20080630##20110526,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080630##20110526,MARSH BROKERS LIMITED ##00093##Customer Faci
Buckley, Michael Oliver 01118Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn##20120527##20161212,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn##20120527##20161212,
Bukhamseen, Anwar Jawad Ahmed 00555Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20190424,
Bukshi, Varun Kumar 01478Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Approved##20180731##,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150512##20180731,
Buling, Anabelle Tubosa 01629Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20180121##20180121,
Bulovic, Rim Esreb 00023Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20060305##20070920,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060305##20070920,
Bundoc, Mary Ann Mayuga 01514Aon Qatar LLC##00086##Finance Function##Approved##20151229##,
Burger, Susanne Daniela 01121Daman Health Insurance Qatar LLC##00142##Actuarial Function##Withdrawn##20120527##20200120,
Busuttil, Conrad Victor 01224Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20130320##20140930,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20130320##20140930,
Butcher, Nayna 00802Kane LLC##00121##Compliance Oversight Function##Withdrawn##20100826##20120321,Kane LLC##00121##MLRO Function##Withdrawn##20100826##20120321,
Butler, Niall 01143Allianz Worldwide Care Limited##00163##Risk Management Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn##20140617##20160715,
BYRNE, MICHAEL 01669Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20181219##20200209,
Cahill, James William 00397AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20080519##20091214,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080519##20091214,
Callaghan, Steven James 00762Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110825##20141231,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100505##20110808,Nexus Financial Services WLL##00099##Customer Facing
Callander, Norman Scott 00035AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##
Calleja, Kenneth 01443Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20141202##20151224,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141202##20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdr
CAMERON, ANDREA 01232
Capron, Frank 01340International Financial Services (Qatar) LLC##00109##Compliance Oversight Function##Withdrawn##20140115##20140115,International Financial Services (Qatar) LLC##00109##MLRO Function##Withdrawn##20140115##20140115,
Carmignani, Roger 00874Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn##20110113##20120910,
Carouba, Nataly 00823Matrix ME Alignment Fund Management LLC##00122##Compliance Oversight Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##MLRO Function##Withdrawn##20101018##20121231,
Carre De Malberg, Alexandre Louis Charles Marie 01317Concordia Capital LLC##00129##Senior Management Function##Withdrawn##20131114##20140415,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20131114##20140415,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20131114##20140415,
Carton, Edmond Paul Charles Noel Antoine 01308Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn##20131008##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20131008##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20131008##20141228,
Cartwright, Timothy George 01226QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20130326##20170807,
Casement, David Alexander 01037Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn##20111101##20140820,
Cavargna-Sani, Fernando Meinrado 00816Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120910,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120910,
Cazavant, Rodolphe Christian 00619Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing F
Cejka, Martin 01359Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20140210##20151102,
Chadha, Ajesh 00039Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20080608##20090812,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20060501##20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20080608##20090812,
Chai, Ting Ting 01305AXA Insurance (Gulf) BSC##00024##Internal Audit Function##Approved##20130923##,
Chaker, Rony 00962Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110626##20141231,
Chalhoub, Rana 00977BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110713##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110713##20141231,
Chamaa, Muhammad 00884American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20110206##20111003,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20150426##20151101,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20110206##20111003,American Life Insurance C
Chammas, Fadi Said 00124American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20070226##20091210,
Chamont, Nadia 00680Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20091008##20110519,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091008##20110519,
Chamoun, Jean Tohme 00091Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20061221##20071111,Bank Audi LLC##00027##MLRO Function##Withdrawn##20061221##20071111,
Chana, Simrin Tara Singh 01766Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved##20200601##,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved##20200601##,
Chand, Devinder 01403State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20140610##20161214,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20140610##20161214,
Chandak, Rajat Kumar 01509First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Approved##20151025##,
Chandapillai, Babuji Nellikalayil 00280American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Chandapillai, Mathew Nellikalayil 00281American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Chandapillai, Shaju Nellikalayil 00282American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Chandrasekharan, Jayachandran 00453Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20080824##20090812,
Chandrashekaraiah, Shiva Kumar Nanjundaiah 00694Rothschild & Co Doha LLC##00116##Finance Function##Approved##20091118##,
Chant, Paul Jonathan 00597Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20090419##20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20090930,
Chappuis, Yvan Olivier 00070UBP (Qatar) LLC##00021##Finance Function##Withdrawn##20061031##20100207,
Chatterjee, Amit 01025AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231,
CHAUDHARY, MUHAMMAD TAIMOOR 01140QINVEST LLC##00048##Finance Function##Withdrawn##20120812##20130206,
Chaudhry, Faical 00778QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100620##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100620##20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100620##20120301,
Chaudhry, Kashif Mehmood 00539Al Mal Bank LLC##00100##Compliance Oversight Function##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank LLC##00100##MLRO Function##No longer performing a controlled function for an authorised firm##20081203##20100328,
Chedid, Elias Raymond 00992SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved##20110912##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110912##20141231,
Chedid, Farid 00667SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Approved##20110421##,SEIB Insurance and Reinsurance Company LLC##00114##Executive Governance Function##Approved##20091021##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function
Chehwane, Doumit Tanious 00283American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20120201,
Chemaly, Naoum 00810AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on Investments##Withdrawn##20100920##20110912,
Chen, Kai 01535Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved##20160605##,
Chen, Xiaoling 01580Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved##20170228##,
Cherif, Omar Philipp 01400BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn##20140526##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140526##20141231,
Chettuvetty, Ajay Kumar 00684AXA Insurance (Gulf) BSC##00024##Compliance Oversight Function##Withdrawn##20091018##20101216,AXA Insurance (Gulf) BSC##00024##MLRO Function##Withdrawn##20091018##20101216,
Chidambaram, Shyam Sundar 00853Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110512,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101207##20110512,
Chima, Vikramjit Singh 01645Goldman Sachs International##00053##Finance Function##Approved - Inactive##20180722##,
Choksi, Mohamed 01163Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Withdrawn##20121008##20180409,
Chong, Samuel Songwon 01370QINVEST LLC##00048##Risk Management Function##Withdrawn##20140309##20170111,QINVEST LLC##00048##Senior Management Function##Withdrawn##20140309##20170111,
Choudhary, Amit Kumar 01662Qatar First Bank LLC##00091##Finance Function##Withdrawn##20181111##20190731,
Choudhury, Imon Shamsuddin 00958Aon Qatar LLC##00086##Compliance Oversight Function##Approved##20110601##,Aon Qatar LLC##00086##MLRO Function##Approved##20110601##,
Chow, Cho Yoong 00650Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn##20090827##20110510,
Chrysanthou, Athos 01219International Financial Services (Qatar) LLC##00109##Non-Executive Governance Function##Withdrawn##20130224##20140618,
Chung, Sei Rin 01666Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20181205##,
Chunyi, Zheng 01189Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved##20121231##,
Clark, Carianne Ellen 01328
Clark, Robin Douglas 00036AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20141031,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20060423##20080110,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20060423##20071205,
Clarke, Clodagh Teresa 01572AWP Health & Life S.A.##00193##Risk Management Function##Approved##20161212##,
Clavarino, Carlo 01249Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20130520##20181001,
Cleanis, Michael Pascal 01230UBS AG##00087##Senior Executive Function##Withdrawn##20130402##20140128,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130402##20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130402##20141231,
Clinton, Roy Mark 01465Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150726,
Clipson, Jaqueline Sharen 00055QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20070701,
Cocker, Christopher Michael 01235Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130417##20141231,
Cockroft, Mark Aram 01248Qatar Reinsurance Company LLC##00117##Actuarial Function##Withdrawn##20130515##20151202,
Cohill, Richard D'arcy 01005Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20130523,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20130523,
Collins, Shaun Anthony 01032Goldman Sachs International##00053##Finance Function##Withdrawn##20111025##20130412,
Confoy, Edward Christopher 00442UBS AG##00087##Finance Function##Withdrawn##20080723##20090906,
Cook, David Earl 01822Sharq Insurance LLC##00054##Senior Executive Function##Approved##20210223##,
Cook, John Charles 01715Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved##20190926##,
Coomber, John Richard 00518Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014,
Corbett, Jeffrey Loel 00841Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20101107##20131130,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101107##20131130,
Cordero, Hector Galeon 01469First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20150310##20181231,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20150310##20181231,Bank J. Safra Sarasin (QFC) LLC##00212##Compliance Oversight Function##Approved##20190213##,Bank J. Safra Sarasin (QFC) LLC##00212##MLRO Function##Appro
Cormack, Ian Donald 00519Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014,
Cornel, Baby Jean Sabinosa 01142Allianz Worldwide Care Limited##00163##Finance Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Finance Function##Approved##20140617##,
Cornu-Thenard, Alain Yves Marie 00695Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20130704,
Costa, Neil 01473Zurich International Life Limited##00067##Actuarial Function##Approved##20150324##,
Costello, David 01144Allianz Worldwide Care Limited##00163##Actuarial Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn##20140617##20160218,
Cove, Patrick Nicholas 01292Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130902##20140512,
Cowie, Craig 00790QINVEST LLC##00048##Senior Management Function##Withdrawn##20130923##20180215,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100815##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100815
Cowley, Michael Alan 00577Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn##20090225##20140630,
Crapper, Steven 00733Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100215##20110215,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100215##20110215,
Cummings, Kevin Scott 00430Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20080713##20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080713##20100526,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20130203##20140714,No
Curtis, Clare Elizabeth 00132Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn##20070318##20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn##20070318##20080308,
D'Amico, Patrick 00769Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20120201,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20120201,
D'Souza, Ralph Herman Constance 01256T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20130603##20180204,
Dadis, Rania 00106Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20070206##20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20070206##20080608,
Dagher, Jalal 00750Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100330##20141231,
DAGLI, EMRE 01799VakifBank QFC Branch##00956##MLRO Function##Approved##20201215##,
Daher, Bruno 00109Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20070208##,
Dajani, Izzat 01022Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-D
Dalloul, Majed 01356Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn##20140205##20210310,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn##20140205##20210310,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20140507##20210408,Credit Suisse (Qatar) LLC##00005##MLRO Func
Danesi, Franco 00605QINVEST LLC##00048##Senior Management Function##Withdrawn##20130828##20130919,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20130919,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20130919,QINVEST LLC##00048##Customer Facing Function-Dealing in I
Daniel, Jiji Daniel 00284American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Daphtary, Vivek 00081EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20061212##20070912,
Das, Sugato Shankar 00507Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20081023##20110124,
Dash, Saumitra Kumar 00924MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20110703,
Dassani, Praful Anandkumar 00855Sumitomo Mitsui Banking Corporation##00073##Finance Function##Approved##20101212##,
Dattani, Bhavesh 00626Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn##20090528##20130625,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn##20090528##20130625,
Dave, Rupesh Amritlal 01284Amwal LLC##00145##Finance Function##Approved##20130716##,
David, Varghese Pulikottil 00116QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20070212##20140309,QIC International LLC##00034##Risk Management Function##Withdrawn##20070620##20120301,QIC International LLC##00034##MLRO Function##Withdrawn##20070212##20140309,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##201
DAVIDSON, VINCENT WILLIAM 01070Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20120301##20150625,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20120301##20150625,QIC International LLC##00034##Risk Management Function##Withdrawn##20120301##20150625,
Davies, Paul Jeremy 01302
Davila Quiroga, Eduardo Ignacio 01672Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20190203##,
Davis, Alister John Bryan 00184TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Withdrawn##20070516##20100215,TAIB Bank Qatar LLC##00049##MLRO Function##Withdrawn##20070516##20100215,
Dayanand, Satya 00378Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20080308##20100624,
De Castro Rodriguez, Rafael 01245American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20130507##20160331,
de Graffenried III, Arthur Moseley 00475Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Executive Governance Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20101215##20121018,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Invest
de Picciotto, Daniel Alain 00071UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn##20061031##20100207,
de Villeneuve-Bargemont, Bertrand Philippe Alban 01238Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20130428##20140518,
Deane, Helen Rebecca (Prohibited) 01145The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20120827##20130530,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20120827##20130530,
Deegan, Gary Anthony 00250Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20081104,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20081104,
Deen, Abdullatif Khaled Abdullatif Mohamed 00768MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20100526##20101017,
Degun, Rajpal Kaur 01089Kane LLC##00121##Finance Function##Withdrawn##20120408##20120429,
Deichl, Wolfgang 00798MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20100815##20120326,
Delivanis, Patrikios 01426Morgan Stanley & Co International plc##00019##Senior Management Function##Approved##20140930##,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140930##20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals
Denton, Paul Robert 00569UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn##20090118##20100608,
Devasia, Thomas 00655Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn##20100310##20130930,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Insurance Mediation##Withdrawn##20090901##20130930,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn##20141104##2
Devos, Philippe Jean Jacques Louis 00375Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20080308##20150201,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20080308##20110102,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080308##201
Dhanoo, David Devanand 00618Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn##20090514##20101014,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn##20090514##20101014,
Dhingra, Gaurav 00137ICICI Bank Limited##00041##Finance Function##Withdrawn##20070321##20080924,
Dhoot, Amit 00885ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20110206##20120229,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20110206##20120229,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20120229##20140922,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20120229##2
Di Nolfo, Natale 01844Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved##20210525##,
Diab, Fuad Suliman 00012Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn##20051205##20170220,
Dick, Dermot Patrick 00188QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20110512,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20091206##20110308,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20110308,
Dick, Joanne 00002Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20050929##20051229,
Dighe, Rohan 01728AIG MEA Limited##00035##Compliance Oversight Function##Approved##20200405##,AIG MEA Limited##00035##MLRO Function##Approved##20191208##,
Doctor, Jasmeet Noshir 01642T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved##20180709##,
Dodge, Corina 01537American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20160626##20170511,
Doghlass, Gladson 00503BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081023##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081023##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Functio
Dolan, Leigh 01504Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn##20150913##20170925,
Dondi, Marc 00770QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing
Dosaj, Arjun 00651Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn##20101017##20120408,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn##20101017##20120408,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn##20090827##20101017,
Doshi, Chirag Rajkumar 01686Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20190501##,
Dougan, David 01061Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20120220##20150216,
Doummar, Roland Michel 00526First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn##20081124##20140220,
Downey, Colin Gerard 01599AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn##20170716##20181231,
Dr Al-Meer, Jehan Abdulla M A 01204Innovation Capital Qatar LLC##00151##Executive Governance Function##No longer performing a controlled function for an authorised firm##20130116##20131105,
Dr Bitzer, Johann Michael 01114Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20200120,
Dr Schneider, Christian Josef 01117Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20150630,
Dr Trautwein, Hans 01242Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn##20130501##20200120,
Dragomer, Pierre Andre 00383Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080313##20090331,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080313##20090331,
Driscoll, John 00476Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20080904##20100426,
Drosten, Heinz-Peter Ichiro 01663Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20181111##20190417,
Dsouza, Vinaya Edward 01658ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20181029##20181217,
Ducat, Bettina Gisele 01165AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20121016##20141031,
Dueymes, Cedric François Marie 00648AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20090819##20100411,
Duggan, Alyson 01837AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210411##,
Dulake, Elizabeth Anne 00199QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070701##20110512,
Dunphy, Rachel Christina 01664Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20181128##,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved##20181128##,
Dunster, Matthew Christy 00868JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn##20110105##20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn##20110105##20130716,
Durbha, Vinod Kumar 01137ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20120806##20160907,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120806##20141231,
Dureja, Sanjeev 00782Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20100623##20190923,
Durman, Tamer Selçuk 01299Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Risk Management Function##Withdrawn##20130915##20150528,
Dutta, Subhendu 00919MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101,
Duttenhofer, Danielle Marie-Therese Maynard 00989International Financial Services (Qatar) LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20110825##20111124,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110825##20111124,
Dwarakanathan, Magesh 00583AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20090322##20130516,Aon Qatar LLC##00086##Senior Management Function##Approved##20130716##,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231,
E'Waidah, Nidal Radi Younis 00130Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved##20070308##,
Earle, Glenn Peter Jonathan 00204Goldman Sachs International##00053##Finance Function##Withdrawn##20070709##20111025,
Easton, Graeme Michael 00573Zurich International Life Limited##00067##Actuarial Function##Withdrawn##20090201##20150205,
Ebdon, Elizabeth Anne 00861Guardian Wealth Management Qatar LLC (In Liquidation)##00113##MLRO Function##Withdrawn##20110102##20150731,
Eden, John Kenneth 00457RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn##20080831##20100310,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn##20080831##20100310,
Edwards, Deborah Mary Anne 01450International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141229##20141231,
Eid, Lara Halim 00125American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20070226##20110206,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20070226##20110206,
Eid, Ramzi 01661AXA Insurance (Gulf) BSC##00024##Senior Executive Function##Withdrawn##20181111##20210531,
Eid, Ramzi 01233AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130410##20141231,
Eido, Tarek 01838UBS Qatar LLC##01169##Senior Executive Function##Approved##20210421##,
El Anany, Tamer Mohamed Mostafa 01405Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20140610##20170920,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20140610##20170920,
El Ayna, Hadi 01174
El Boustany El Eter, Rima 01347BLOM Bank Qatar LLC##00079##Risk Management Function##Approved##20140128##,
El Chami, Randa 00263Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20071111##20101003,Bank Audi LLC##00027##MLRO Function##Withdrawn##20071111##20101003,
El Dabag, Khaled 01584Barclays Bank PLC##00018##Senior Management Function##Approved##20170510##,
El Daher, Zeina 01688Nasco Qatar LLC##00057##Compliance Oversight Function##Approved##20190527##,Nasco Qatar LLC##00057##MLRO Function##Approved##20190527##,
El Debs, Khalil 01367Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20140217##,
El Jed, Laurent Hilal 00247Kaupthing Bank hf.##00063##Senior Management Function##Withdrawn##20070927##20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn##20070927##20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070927##20080313,
El Kada, Naji 00717SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20120715,
El Kadi, Fares 00390BLOM Bank Qatar LLC##00079##Senior Executive Function##Withdrawn##20080407##20120520,BLOM Bank Qatar LLC##00079##Executive Governance Function##Withdrawn##20080407##20120520,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn##20120520##20170406,
El Khoury, Georges 00767Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20110922,
El Khoury, Paul Boulos 00592QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing
El Kourani, Joseph Malek 00285American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100411,
El Ladkani, Alaa 01270Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130617##20141231,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved##20161024##,
El Maghawry, Omar Adel 00225CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Custome
El Mallawany, Yasser Soliman Hisham 00337EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20130527,
El Masri, Mohamad 01014Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20111006##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20111006##20141231,
El Matni, Chadi 00612QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20110912,
El Nakib, Bachir 00819Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20101011##20140422,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20101011##20140422,Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20140526##20150623,Coutts & Co##00084##MLRO Function##Withdraw
El Omari, Raed Mohammad Said Elayan 00286American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20071128##20141231,
El Sayed, Bassam 00729Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100207##20141231,
El Sayed, Mohamed Nidal 01814AXA Insurance (Gulf) BSC##00024##Senior Executive Function##Approved##20210531##,AXA Insurance (Gulf) BSC##00024##Senior Management Function##Withdrawn##20210121##20210531,
El Sonbaty, Ayman Wagdy Mohamed 00745Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100328##20130305,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100328##20130305,
El Tahry, Aly Mahmoud Saad Eldin 00405Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20110615,
El Zein, Saadeddine Abdul Halim 00093Bank Audi LLC##00027##Senior Management Function##Withdrawn##20061221##20100720,
El Zyr, Karim Antoine 00266Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn##20071121##20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20161120##20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071121##20141231,
El-Guindi, Mohamed Salah 00624Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20090527##20140831,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090527##20140831,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdraw
El-Hakim, Jad 00915QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20121009,
El-Mahgary, Wael Mohamed Sayed 00404Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20120809,
El-Nagdy, Karim Stub 00251Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20070930##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20070930##20141231,
El-Quqa, Omar Mahmoud 00051Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20091018,
El-Sibai, Mustapha 00391BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20080407##20080622,
El-Zagha, Nael Zahi Rashed 00540Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328,
Elhag, Tarig Abdul Wahab Mohamed Ahmed 00658T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn##20090917##20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Advising on Investments##Withdrawn##20090917##20101017,
Elian, Ziad 01421QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140831##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140831##20141231,QINVEST LLC##00048##Senior Management Function##Approved##20210223#
Elias, Camil Elias 00287American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Ellen, Peter John 01303Nexus Financial Services WLL##00099##Senior Management Function##Withdrawn##20130917##20150630,
Ellis, David Anthony 01181Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121125##20141231,
Elmoatassem, Hassam Saeb 01385QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140327##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140327##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##
Elmosallamy, Tarek Ahmed Abdelgaffar 01454First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20141229##20181022,
ElShikha, Walid Samir AbdelHakam 00970Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved##20190919##,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn##20110731##20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved##20190919##,Abu
Emani, Belqes Faisal Karama 01027AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20111025##20140227,
Emmins, Mark Anthony 01335Barclays Bank PLC##00018##Internal Audit Function##Withdrawn##20140115##20151015,
Endo, Koichi 01250Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130520##20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130520##20141231,
Envis, Gary 00003Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20050929##20060214,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20060710##20060921,
Erbay, Derya 01298Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn##20130915##20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn##20130915##20130915,
Erickson, Bradley Dale 00004Ansbacher & Co Limited##00001##Finance Function##Withdrawn##20050929##20070709,
Erickson, Ruth Gregory 00425Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20080630##20100124,
Esmat, Amal Ali 00241Citibank, N.A.##00043##Senior Management Function##Withdrawn##20070917##20161023,
Estlick, Colin 00736Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20100217##20120527,
Eteen-Bliss, Adrian Mark 00930Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20110410##20140403,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140610##20140818,
Evain, Christian Michel Marie 00152Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109,
Evans, Thomas Carlile 01030Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231,
Fackrell, Gideon Paul Jeffrey 00037AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20060423##20091008,
Faddoul, Joseph Boutros 01051Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20120201##20121112,
Faddoul, Wadih 00649Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20100620##20120109,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100620##20120109,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn##
Faiz, Mohamed Nassim 00613QINVEST LLC##00048##Senior Management Function##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in I
Fajardo, Manuel Eduardo 01682AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20190502##20190710,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20190502##20190710,
Fakhreddine, Hussein 01422QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Senior Management Function##Approved##20200115#
Fanin, Daniele 01528Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved##20160425##,
Faraj, Saleh 00133Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Withdrawn##20070318##20100105,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070318##20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive
Fardan, Mohamed Hasan Mohamed 00566MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20090115##20121001,
Farid, Muhammad Shahid 01397Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20140507##20160831,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn##20140507##20160831,CB Asset Management LLC##01179##Compliance Oversight Function##Approved##20201230##,CB Asset Management LLC##01179##MLRO Function##Approved##20201230#
Fassati, Edoardo Giuseppe Maria 01553Rothschild & Co Doha LLC##00116##Senior Executive Function##Approved##20170122##,Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved##20161024##,
Fatemian, Seyedeh Delaram 00809AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20100919##20130801,
Fawaz, Hassan 01079Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120321##20140622,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120321##20140622,
Fayed, Omar 01075Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231,
Fedor Jr, Stephen Peter 01094Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20120415##20121214,
Fenderico, Domenico Maurizio 00174QINVEST LLC##00048##Finance Function##Withdrawn##20070430##20080318,
Ferguson, Brian Paul 00907International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110316##20140217,
Ferland, Benoit 01757Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Withdrawn##20200426##20201125,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Withdrawn##20200426##20201125,
Fewtrell, Thomas 00640International Financial Services (Qatar) LLC##00109##Non-Executive Governance Function##Withdrawn##20090728##20200721,
Field, Gillian Anne 01188Coutts & Co##00084##MLRO Function##Withdrawn##20121231##20140221,
Fikry, Seifallah Mohamed Amin Mahmoud 01082EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20120326##20150510,
Fischer, Peter Christian Anton 01266Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228,
Fitz-Henley, Sean 01411
Fofana, Oumar 01848Qatar First Bank LLC##00091##MLRO Function##Approved##20210525##,
Forcey, David John 01291Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20130828##20151202,
Forde, David Martin 00064Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061002##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061002##20081217,
Foroughi, Faranak 00180EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn##20070513##20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070513##20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070513##20070613,
Fourie, Johannes Jacobus 01679AIG MEA Limited##00035##Risk Management Function##Withdrawn##20190402##20200708,
Foxwell, Graham Andrew 00288American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20101017##20130731,
Francois, Pierre-Henri Guy Marie 00876Concordia Capital LLC##00129##Senior Management Function##Withdrawn##20110113##20140416,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20140416,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110113##20140416,
Frei, Nikolaus Heinrich 00659T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn##20090917##20111003,
Frick, Karl Michael 00771Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100609##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100609##20141231,
Fröhlich, Klaus Bernhard Alfred 01274Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20130625##20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20130625##20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn
Frost, Gavin Christopher 01010Coutts & Co##00084##Finance Function##Withdrawn##20110922##20131231,
Frost, Ryan Brook 01782International Financial Services (Qatar) LLC##00109##Non-Executive Governance Function##Withdrawn##20201103##20201229,
Fuggle, Stephen Andrew 01185Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20121209##20180429,
Fukuda, Yuji 00448Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn##20080810##20130411,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080810##20130411,
Furner, Richard 00257Zurich International Life Limited##00067##Actuarial Function##Withdrawn##20071108##20090201,
Furtado, Ryna Prescy 01029AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231,
Fysel, Hijab Abdulla 01834Maha Capital Partners LLC##01098##Risk Management Function##Approved##20210329##,Maha Capital Partners LLC##01098##Finance Function##Approved##20210329##,
Gaa, Shirley Recayo 01064AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20120220##20140306,
Gadhia, Vikeshkumar Rasiklal Prabhuda 00799Citibank, N.A.##00043##Senior Management Function##Withdrawn##20100817##20120831,
Gado, Mohamed 01673QNB Capital LLC##00096##MLRO Function##Withdrawn##20190203##20191208,
Gadourah, Nader Jaodat K 00635Samba Financial Group##00081##Senior Executive Function##Withdrawn##20090709##20170228,Samba Financial Group##00081##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100418##20141231,Samba Financial Group##00081##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a c
Gajapathy, Logesh Babu 00289American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124,
Gally, Laurent-Patrick 00800QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100825##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100825##20121009,
Gandhi, Rajender 00925MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101,
Gandiya, Rufaro Charmaine 01678American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20190304##20210427,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20190304##20210427,
Gangaram, Narendra Ahuja 00258Zurich International Life Limited##00067##MLRO Function##Withdrawn##20071108##20080225,
Ganjoo, Pankaj 00578ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20090225##20120830,
Garcia, Felix Manso 01647Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20180731##,
Garden, Robert Ian 00165The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20070404##20080921,
Gardner, Sharon 00663Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20090930##20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100707##20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100707##20120220,
Garrett, Edward James Sutcliffe 01085Kane LLC##00121##Senior Executive Function##Withdrawn##20120326##20120615,
Gaunt, Roy Edward 00839Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20130203##20140701,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20101103##20130203,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20101103##20130203,
Gayley, Colleen 01062
Geahchan, Yves Marie 01073MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20120312##20140615,
Geha, Samih 01325SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Approved##20131124##,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved##20140225##,
Gehrke, Andreas 00058Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20060910##20081023,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20060910##20081023,
George, Abraham Adappanam Kandathil 00291American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
George, Shine Babu 00290American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
George, Varghese Adappanam Kandathil 00292American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130625,
Ghafur, Arshad Iqbal 00627Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20111006##20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Faci
Ghalayini, Khalil 00760QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100505##20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100505##20101101,
Ghamgui, Anis 00949Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20120531,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20120531,
Ghareeb, Basma Amanuel Benyameen Yacoub 00395Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20080420##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080420##20090812,
Ghazwi, Mohammad Abdelhaleem Ahmad 01708Sharq Insurance LLC##00054##Senior Management Function##Approved##20190821##,
Ghouse Khan, Nadeem Khan 01744Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Approved##20200128##,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Approved##20200128##,
Ghozayel, Mohamed 01557American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20161030##20180831,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20161030##20180831,
Gibson, Clair Elizabeth 01156AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20121007##20131026,
Gillard, Claudine 01247Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20130507##20130930,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131127##20141231,
Gilles, Andre Louis 00237EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20070912##20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070912##20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070912##20140331,
Girdhar, Pankaj 01372Samba Financial Group##00081##Risk Management Function##Approved##20150607##,Samba Financial Group##00081##Risk Management Function##Withdrawn##20140309##20140630,
Glas, Johannes Maria Gregor 01526Investcorp Investments LLC##00219##Senior Executive Function##Approved##20160405##,
Gloriani, Mark Gregore 01336First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Withdrawn##20140115##20150504,
Glushko, Valeriy 01610Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##,
Goetz, Fidelis Maria 00359Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Withdrawn##20110703##20151127,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20130708,
Gonsalves, Anil Anthony 00637Nasco Qatar LLC##00057##Finance Function##Withdrawn##20090726##20190315,
Gopalakrishnan, Balaji 01024AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20111025##20140227,
Gopi, Mousmi Nadh 01058AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120208##20141231,
Gore, Duncan Spencer 00984Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20110808##20120326,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20110808##20120326,
Gossiaux, Paul 01807CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##,
Govinda Rajan, Magesh Kumar 00882Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn##20110206##20130704,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131216##20141231,
Govindarajan, Vijayan 00195BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn##20070628##20080709,
Gower, Adrian Walton 00200QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070701##20080313,
Gowigati, Ghassan Saad Dimitri 01592Samba Financial Group##00081##Senior Executive Function##Withdrawn##20170710##20180320,
Graf, Daniel 01463Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150607,
Greatbatch, Alan 00166The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20070404##20081023,
Green, Katherine Alice 00338EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20071213##20110113,
Greuter, Charles Peter 00019Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20060301##20070208,
Groom-Baker, Raven Jesse 01575Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20170109##20180128,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20170109##20180128,
Grossenbacher, Amani 00811Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100919##20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100919##20110922,
Grover, Ashok Kumar 01550Oriental Insurance Company QFC Branch##00325##Risk Management Function##Withdrawn##20161017##20161231,
Guclu, Can 00813QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100923##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100923##20141231,
Guida, Isabelle 01809UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##,
Guillemard, Peter Guy Carteret 01196Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved##20130109##,
Gulamali, Azadhassan Mustafa Kassamali 01676Barclays Bank PLC##00018##MLRO Function##Approved##20190304##,
Gulapa, Alvin Abutan 01743Al Awael Captive Insurance Co. LLC##00838##Senior Management Function##Approved##20200128##,
Guled, Ali Harun Jama 00541Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328,
Gultiano, Venus Medel 00682Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20101227##20130816,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20101227##20130816,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20091011##20101212,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Fu
Gunda, Praveen Kumar 01427Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn##20140930##20180130,
Guo, Guang 01606Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Withdrawn##20170807##20191126,
Gupta, Udayaditya 00082EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn##20061212##20110113,
Gurazada, Venkata Ramana 00621AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20090520##20090819,
Gurtoo, Jai Kumar 00773Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20110713,
Gurunathan, Velusiva 00329American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100411,
Guy, Kevin Stephen 00686Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Compliance Oversight Function##Withdrawn##20091020##20130818,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##MLRO Function##Withdrawn##20091020##20110103,
Habib, Aized 00196BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20070628##20080308,
Haddad, Ala Nashat Farhan 00104Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070116##20110526,
Haddad, Carmen Christina 01334Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20140115##20171112,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##
Haddad, Elie 00752SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20130520,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20151011##20160718,
Haddad, Elie 00235United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20070910##20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20070910##20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investm
Haddow, Andrew James 01278JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn##20130716##20191216,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn##20130716##20191216,
Hafazalla, Ehab Mackeen Kamel 00942Citibank, N.A.##00043##Senior Management Function##Withdrawn##20110504##20120201,
Hafez Moustafa, Moustafa Ibrahim 01633Samba Financial Group##00081##Senior Executive Function##Withdrawn##20180409##20190721,
Hage Hammoud, Ziad 01013Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20111003##20140626,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111003##20140626,
Haggag, Sherif Ibrahim Gad 00508Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20081023##20100721,
Hagihara, Shoichi 01689Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved##20190708##,
Haidar, Jad 01071Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231,
Haidar, Sahar 01282MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20140205##20151102,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140205##20141231,
Haider, Mahboob Ghulam 01566Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##,
Haikal, Farah Waleed Ghalb 00960Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110615##20141231,
Hainsworth, Daniel Richard 01330QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20131216##20170807,
Hajjar, Roger Edmond 00668SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20091021##20100516,
Hajji, Georges Sami 01007Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20111220,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn##20110914##20111220,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn##20110914##20111220,
Halabi, Alaa 01093SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231,
Halfyear, Paul Richard 00718Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20120910,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120910##20141231,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn##20190821#
Halima-Meddah, Aicha 00087Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061219##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061219##20081217,
Hallit, Joseph Michel 00269Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn##20071121##20120806,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071121##20120806,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn##20071121##20120806,
Hamad, Akram Taisir Ahmad 00293American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017,
Hamami, Sadik Nabil 01420Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20140831##20180828,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140831##20141231,Nomura International plc, Qatar Financial C
Hamdani, Syed Jawad Hassan 01505Merrill Lynch International - QFC Branch##00258##MLRO Function##Withdrawn##20150913##20160708,
HAMEED, KASWAR 01636Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20180429##20210421,
Hameed, Tariq Sheraz 01818Power Bank LLC##00644##Senior Management Function##Approved##20210223##,
Hametner, Gerhard 01049Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20130107##20170518,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20111220##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled f
Hamiyeh, Fouad Adel 00153Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Withdrawn##20070331##20121011,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Withdrawn##20070331##20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20070331##20121011,Credit Agricole
Hammami, Mourad 00660T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn##20090917##20101227,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn##20090917##20101227,
Hammoud, Bassam 01337QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231,
Hammoud, Ola 01780International Financial Services (Qatar) LLC##00109##Senior Executive Function##Approved##20201103##,
Hangari, Aladdin 00515Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved##20081120##,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved##20081120##,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081120##20141231,Credit Suisse (Qatar) LLC#
Hanna, Elie 01086AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20120326##20150310,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120326##20141231,
HANSON, VEDICA VISHUDI 01637Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn##20180429##20200921,
Haq, Shan Ul 00622QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090520##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090520##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments
Haque, Tanvir Muhammad 01521Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20160221##20180930,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn##20160221##20180930,
Haran, Paul Andrew 00259Zurich International Life Limited##00067##Senior Executive Function##Withdrawn##20071108##20080225,
Harish, Bhatia Mohnish 01310Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20131022##20131125,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20131022##20131125,
Harrison, Andrew James 00928Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20120220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20120220,
Hartoka, Olcay 01300Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Finance Function##Withdrawn##20130915##20150528,
Harvard-Walls, Jago 00601Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20101006##20110825,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101006##20110825,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110817,MARSH BROKERS
Haryani, Jatin 01053ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120201##20141228,
Hasan, Aamir 01357Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn##20140210##20181231,
Hasan, Ali Raza 01424QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231,
Hasan, Lamya Ebrahim Abdulla 00888Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20110215##20120201,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20110215##20120201,
Hasberry, John Edward (Prohibited) 00687Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022,
Hashim, Ahmad 00808Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20100902##20101123,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100902##20101123,
Hashisho, Mohamad Hasan 00072UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn##20061031##20080713,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061031##20080713,
Hasija, Rohit Rajkumar 00926EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110410##20141231,
Hassan, Osama Mohammed Muein 00565Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090
Hassan, Syed Wasi 00917QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20120301,
Hassiba, Ghada Marwan 00294American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Hatzidakis, Minas 01430AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141020##20141231,
Hawley, Christopher Mark Frederick 00696Rothschild & Co Doha LLC##00116##Senior Executive Function##Withdrawn##20091118##20170122,Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20200419,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved##20200419##,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on
Hayani, Mohammed Hussam Eddin Ahmad 00295American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140131,
Hayat, Masaud Jawhar 00025United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018,
He, Fei Henry 01605Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Approved##20170807##,
Hean, William George 00900Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20120812##20121231,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120812,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20121231
Heer, Randhir Singh 01127Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn##20120624##20121106,
Hegazy, Ahmed 01157AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140615##20141231,
Hegde, Sharmila Ashrith 01011Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Approved##20140715##,Rothschild & Co Doha LLC##00116##MLRO Function##Approved##20110922##,
Heikal, Hassan Mohamed Hassanien 00339EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20130527,
Helou, Mikhael 00697Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20110427##20130207,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110427##20130207,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20100620,Rothschild & Co Doha LLC#
Hemani, Gourang 01322QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131124##,
Hemuss, Joly Scott Adam 00943Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20110512##20120624,
Hendawi, Hatem Saad 00226CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20091214##20100623,CORECAP MERCHANT BANK LLC##00059##Finance Function##Withdrawn##20070828##20100623,
Herbert, Angela Jean 00364AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080221##20090312,
Herbrich, Dominique Albert Marie Gabriel 00706AXA Insurance (Gulf) BSC##00024##Risk Management Function##Withdrawn##20091123##20120624,
Hernandez, Juan Antonio 01203Innovation Capital Qatar LLC##00151##Senior Executive Function##Withdrawn##20130116##20131105,
Hijazi, Mohammad Saleh Abdelghani 00022Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved##20170213##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20060301##20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20060301##20060731,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function
Hill-Wood, Charles Denis 00458RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090312,
Hines, Gary Stephen 01722Nexus Financial Services WLL##00099##Senior Executive Function##Approved##20191022##,
Hissett, Adam 01643Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn##20180709##20200120,
Hobeica, Antoine 01508Bank Audi LLC##00027##Compliance Oversight Function##Approved##20151019##,Bank Audi LLC##00027##MLRO Function##Approved##20151019##,
Hock, Eugene Robert Yeoh Eng 00713Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20091214##20100330,
Hodroge, Hicham 00881QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20120301,
Hoggins, David John 01039State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn##20111101##20130730,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn##20111101##20130730,
Hollstein, Torsten 00899Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120527,
Holmes, Michael 01377Goldman Sachs International##00053##Finance Function##Withdrawn##20140310##20180722,
Hoque, Monirul 00469Al Rayan Investment LLC##00045##Senior Management Function##Withdrawn##20080903##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080903##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080903##20091008,Al Rayan Investment L
Hossain, Syed Akhter 00040Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20060501##20070206,
Houghton, Robert Mark 00167The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20070404##20100620,
Howe, James Webster 00267QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn##20071121##20170807,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20071121##20170807,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20160626##20170807,
Howell, David Robert (Prohibited) 00688Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn##20091020##20101123,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-
Howell, Iain Charles 00689Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Finance Function##Withdrawn##20091020##20140110,
Howell, Toby David 00570RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20090120##20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20090120##20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090120##20100706,
Howes, Neil Roger 01046Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20111128##20140313,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20111128##20140313,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn##20130623##20140205,Aventicum Capital Management (Qatar) LLC##00173##MLRO Func
Huang, Guohu Frank 01725Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Approved##20191126##,
Huertas, Emmanuel Ramon 00217AXA Insurance (Gulf) BSC##00024##Actuarial Function##Withdrawn##20070807##20090819,
Hulme, Paul Graham 01501International Financial Services (Qatar) LLC##00109##Non-Executive Governance Function##Withdrawn##20150906##20181126,
HUMAYUN, NADEEM 01590MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved##20170529##,MUFG Bank, Ltd.##00103##MLRO Function##Approved##20170529##,
Hunt, John David 00986International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110817##20121129,
Hunt, Joseph Paul 00774Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20110713,Qatar Fir
Husain, Ahmed Abdulhasan Habib Yusuf 00945Aon Qatar LLC##00086##Finance Function##Withdrawn##20110519##20130507,
Husain, Masarrat 01202Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20130113##20140225,
Husain, Syed Zakir 00844SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20110626,
Hussain, Ejaz 01069Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20130307##20140207,
Hussain, Hussain 01102The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120429##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120429##20141231,
Hussain, Shahzad 01849Qatar First Bank LLC##00091##Internal Audit Function##Approved##20210525##,
Hussein, Mohamed Mahdi 01828Al Rayan Investment LLC##00045##Risk Management Function##Approved##20210310##,
Husseini, Mounir Jihad 00191Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn##20070529##20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070529##20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070529
Huyberechts, Didier Jean Joseph 01103The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20120429##20121031,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120429##20121031,
Ibrahim, Hani Ahmed 00607QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090421##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090421##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments
Ibrahim, Manal Farouk Abdelhamid 00923MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20110519,
Ibrahim, Zahid Javed 00227CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn##20070828##20090209,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn##20070828##20090209,
Ihalagama, Neraj Sanjay 00571First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20090201##20110302,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20090201##20110302,
Iqbal, Asif 00120AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20070218##20090520,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20100630##20101026,AIG MEA Limited##00035##MLRO Function##Withdrawn##20070218##20101026,
Iqbal, Muhammad Azhar 01712Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved##20190915##,
Iqbal, Osama 01791Oman Reinsurance Co. - QFC Branch##01134##Finance Function##Approved##20201130##,
Iseda, Kaneyuki 01210MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20130120##20170730,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130120##20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled functio
Ishaque, Muhammad Tashfeen 00615Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20120301,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20120301,
Ismail, Hassan Ali 00588QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing
Ivinson, Christopher 01414International Financial Services (Qatar) LLC##00109##Senior Executive Function##Withdrawn##20140821##20151102,International Financial Services (Qatar) LLC##00109##Executive Governance Function##Withdrawn##20160811##20181128,
Iyengar, Rishi Srinivas 01395Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140429##20141231,
Izet Khel, Jahanzeb J.Khan 01020QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20111019##20130905,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111019##20130905,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20111019##20130905,
Jabre, Kamal 01066Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20121209##20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20120229##20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn#
Jaccarini, Edward Anthony 00238EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20070912##20081026,
Jacobs, Stefanie 01162Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn##20121008##20121031,
Jacques, Conrad Ave Maria 01657ICICI Bank Limited##00041##MLRO Function##Withdrawn##20181029##20181217,
Jacquin de Margerie, Bertrand Marie Bernard 00154Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109,
Jaffer, Safder Ahmed Ali 01519QIC International LLC##00034##Actuarial Function##Withdrawn##20160125##20180308,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Approved##20160125##,
Jafree, Khurram 00704Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20091123##20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091123##20111212,
Jaidah, Ibrahim Mohamed Ibrahim 00477Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20080904##,
Jain, Dilip 00138ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20070321##20070724,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20070321##20070724,
Jain, Punit Kumar 00939Sharq Insurance LLC##00054##Finance Function##Approved##20110421##,
Jain, Sanjay 00208Sharq Insurance LLC##00054##Finance Function##Withdrawn##20070716##20080127,
Jalbout, Feras 01209Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20140610##20141113,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140610##20141113,
Jamal, Fadi 01843BLOM Bank Qatar LLC##00079##Internal Audit Function##Approved##20210503##,
James, Prabha (Prohibited) 01655First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn by the QFCRA##20181022##20210115,
Janahi, Esam Yusuf Abdulla Abdulkarim 00175QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20100103,
Jane, Jonathan Austin 01654AXA Insurance (Gulf) BSC##00024##Senior Management Function##Withdrawn##20180919##20201207,
Janoudi, Mohamed Ali 01812UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##,
Jansen van Rensburg, Francois 01259Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20170213##20190522,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20130623##20170228,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20190527##20191117,
Jaralla, Nasser Jaralla S 01568Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##,
Jarugumalli, Rajesh Babu 01331T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved##20131216##,
Jasem, Warqaa Mohammad 01154Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131003##20141231,
Jawich, Wassim 01571SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved##20161212##,Chedid and Associates Qatar LLC##00115##Finance Function##Approved##20161212##,
Jayan, Vijayan Remju 00936Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110421##20140205,
Jeffy, Abdo Ibrahim 00270Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20090906,
Jha, Akhil Kumar 00548Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20081211##20111006,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081211##20111006,
Jiang, Yong 00354Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20080131##20080604,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20080131##20080604,
Jillani, Mohsin 01425Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140930##20141231,
Jingyi, Wang 01342Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Withdrawn##20140120##20150930,
John, Jacob 00724Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100114##20130805,
Johnson, Jonathan 00732International Financial Services (Qatar) LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20110825,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100207##20110825,
Johnson, Nicholas William 00584QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090322##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090322##20141231,
Joly, Alain Marcel 00155Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Withdrawn##20070331##20120109,
Jones, Neil 01151The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120910##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120910##20141231,
Jones, Vincent 00690Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Non-Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022,
Jordan, Stephen 00110United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20070211##20080414,
Joseph, Joy Joseph 00296American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017,
Joshi, Charudutta 00728ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20100124##20120611,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100124##20120611,
Jossa, Adrian 00100Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20061228##20070703,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20061228##20070703,Goldman Sachs International##00053##Compliance Oversight Function##Withdrawn##20070709##20160131,Goldman Sachs International##00053##MLRO Function##Wi
Jouard, Philippe Etienne Georges 00176QINVEST LLC##00048##Senior Management Function##Withdrawn##20070430##20100328,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080526##20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070430##20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in I
Joudeh, Helal 01084Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120408##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120408##20141231,
Joy, Elengickal Kuriepe 00297American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Juma, Yusuf Abdulla Mohamed 00513Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20100720,
Junblat, Rabih Farid 00056Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20060731##20111114,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20060731##20111114,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20150209##20160818,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20150209##20160818,QINVEST LL
Jung, Andreas 01320Zurich International Life Limited##00067##Internal Audit Function##Withdrawn##20131124##20180815,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20140205##20141030,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20160417##20180815,
Junjun, Xie 00910Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20110316##20171204,
Jurissen, Katrin 01615UBS AG##00087##Senior Executive Function##Withdrawn##20171023##20180731,
Kabeke, Janet Mbiki 01026AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231,
Kagalwala, Hassan Saifuddin 00996Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110912##20141231,
Kalaiah, Avinash 01544ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20160906##20181217,
Kalathil, Thomas Sajan 00298American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Kallayi, Mohammed Sadique 00862SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20110106##20140821,
Kamal, Imran 01733Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn##20200115##20210420,
Kamal, Mostafa Mohamed Mostafa 01182
Kamm, Adrian Kurt 00021Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20060711##20070429,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20060301##20070429,
Kampani, Jayshree Virendra 00299American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Kan, Jae-Min 01810UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##,
Kandasamy, Arul Kanda 00252Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20080921,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20080921,
Kandrikal, Tina Joseph 01626Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved##20180115##,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved##20180115##,
Kaneko, Kinji 00557Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Management Function##Withdrawn##20081217##20110817,
Kannian Govindarajan, Shampathkumar 00602Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101007##20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20090408##20141231,
Kapetanios, Theofilos 01783International Financial Services (Qatar) LLC##00109##Compliance Oversight Function##Approved##20201103##,
Kapur, Rajesh Suresh 00439ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20090616##20100124,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080722##20100124,
Karam, Josiane 01239SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20131106##20181128,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20130428##20181128,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##ML
Karameh, Nabil 01097MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20120423##20131001,
Karaoglan, Serge Toufic 00218Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20070808##20140902,
Karatas, Muhammed Fatih 00708QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing
KARIKAMPALLIL, GEORGE GEORGE 00233TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn##20070903##20100215,
Karim, Muhammad Omar 00585QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20090520##20101207,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090520##20101207,
Karunan, Ajay Valanparampil 01201Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn##20130113##20140309,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn##20130113##20140309,Epicure Investment Management LLC##00676##MLRO Function##Approved##20200719##,
Kasala, Kamlesh 01561Amwal LLC##00145##Compliance Oversight Function##Approved##20161204##,Amwal LLC##00145##Risk Management Function##Approved##20161204##,Amwal LLC##00145##MLRO Function##Approved##20161204##,
Kasargod, Nivedita Sadanand 00083EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20061212##20070912,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20061212##20070912,
Kassem, Ahmed Sabry Abdellah Mohamed 01591Samba Financial Group##00081##Compliance Oversight Function##Approved##20170605##,Samba Financial Group##00081##MLRO Function##Approved##20170605##,
Katounas, Michail 01286QINVEST LLC##00048##Senior Management Function##Approved##20130724##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130724##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130724##2014123
Katra, Hani 00985Qatar First Bank LLC##00091##Finance Function##Withdrawn##20110808##20180812,
Katsaitis, Stavros 00721AIG MEA Limited##00035##Actuarial Function##Withdrawn##20091215##20160430,
Kayahanli, Murat Oskay 00542Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing F
Kazerooni, Rayan Abdulredha Ali 00828Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101017##20140319,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101017##20140319,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20101017##20140319,Qatar Fir
Kazma, Badih Salah 01483MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20150607##20170115,
Kedia, Deepak Gopal 00140ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Withdrawn##20070321##20070911,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20070911,
Kefi, Enis 00509Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20091207,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20091207,
Keijzer, Jacco Peter 01091The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120408##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120408##20141231,
Keith, Simon Patrick Kendall 00558Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20110302##20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn##20081217##20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20110302##20110912,
Keller, Martin 01257Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20130623##20151231,
Kennerdale, James Michael 01077Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130214##20141231,
Kerr, Douglas Iain 00489The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20080921##20101123,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20141229##20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20080921##20101123,The Royal Bank of Scotland plc#
Kerton, Andrew James 00895International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110302##20130602,
Kettles, Andrew Neil 00598Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110601,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20110601,
Khajah, Abdullah Mahmoud Hasan Ghaloum Mohamed 00504Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090812,
Khalid, Faraz 01506QIC International LLC##00034##Risk Management Function##Withdrawn##20150917##20161017,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20150917##20151202,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20150917##20161017,
Khalifa, Mustafa Hamza 00904T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn##20110310##20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn##20110310##20130501,
Khalife, Mohamad 01613SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved##20171023##,
Khan, Abdul Muqeet 01687QINVEST LLC##00048##Internal Audit Function##Approved##20190527##,
Khan, Akber Ahmad 00620Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090513##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090513##20141231,Al Rayan Investment LLC##00045##Customer Fa
Khan, Amir 01618Citibank, N.A.##00043##Senior Executive Function##Approved##20171112##,
Khan, Masood Hussain 00080United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20071217##20091018,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn##20071217##20091018,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20061206##20091018,
Khan, Moti Urrahman 00543Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank
Khan, Nawab Zada Shirshar 00300American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Khan, Nayeem Ulla 01481Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20150601##20170330,
Khan, Rana Tahawar Ullah 01774Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved##20200902##,
Khan, Samir Jamal 00549QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081217##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081217##20141231,
Khan, Usman Tariq 01638Barclays Bank PLC##00018##Compliance Oversight Function##Approved##20180521##,
Khan, Zaeem Salman 00625MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090527##20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090527##20141231,
Khanna, Anuj 00608QINVEST LLC##00048##Senior Management Function##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Dealing in I
Khanna, Tarun 00611Nexus Financial Services WLL##00099##Finance Function##Withdrawn##20090422##20190919,
Kharsa, Marwan 01595SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Approved##20170710##,
Khashabi, Adel Abdulaziz 00234Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070910##20090906,
Khatri, Asma 01546Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20161017##20171016,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved##20180104##,
KHATTAR, ANTOINE 01751Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20200326##,
Khawaja, Fuad Ahmed 01318JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved##20131114##,
Kheirallah, Kamal Georges 00530Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20081130##20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20081130##20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081130##20090419,
Khodr, Shawki Zoukan 00026United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018,
Khonji, Marwan Yousif A Hameed Mohamed Tayeb 01536Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20160626##20160731,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20160626##20160731,
Khonji, Mohamed Abdulfatah Ahmed Mohamed 00955Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20140128,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20140128,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20110526##20140128,
Khot, Ravindra Anant 00185TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn##20070516##20070903,
KHOUEIRI, GEORGES 01150The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20120910##20130926,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120910##20130926,
Khouri, Khaled Abdulla Neamat Mohamed 00765Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20170501##20180221,Qatar First Bank LLC##00091##Executive Governance Function##Withdrawn##20170501##20180120,Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20100526##20170501,
Khouri, William Lukens 00027United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018,
Khoury, Fouad Ibrahim 00013Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20051205##20070409,
Khowri, Bassam Anton Eliass 00834QINVEST LLC##00048##Senior Management Function##Withdrawn##20101101##20120910,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20120910,
Kidd, Louise Joan 00641International Financial Services (Qatar) LLC##00109##Executive Governance Function##Withdrawn##20090728##20130210,International Financial Services (Qatar) LLC##00109##Finance Function##Withdrawn##20090728##20130210,
Kielty, Andrew 01479Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20150519##20200120,
Kikuchi, Masato 01680MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20190421##20210503,
Kilmartin, Edward John 00755Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20100419##20120312,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100419##20120312,
Kline, Philip Ronald 01246International Financial Services (Qatar) LLC##00109##Compliance Oversight Function##Withdrawn##20130507##20130731,International Financial Services (Qatar) LLC##00109##MLRO Function##Withdrawn##20130507##20130731,
Kneale, Colin Matthew 01078
KOCER, NAGIHAN DENIZ 01779VakifBank QFC Branch##00956##Compliance Oversight Function##Approved##20201019##,
Kodiyattu Puthen Veedu Bhaskaran Nair, Binu 01656Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved##20181029##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20181029##,
Kolagani, Shiva Vishnu Reddy 01792Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn##20201130##20210201,
Kolatsis, Michael 01698CQUR Bank LLC##00622##Compliance Oversight Function##Approved##20190716##,CQUR Bank LLC##00622##MLRO Function##Approved##20190716##,
Kong, Xiangjun 00355Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn##20080131##20121231,
Korampath, Paruthooli Gopalakrishnan 00301American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Kotian, Savitha Koragappa 00302American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Koujou, Kheireddine 00840Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20101107##20110215,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101107##20110215,
Koumettou, Elizabeth 01598Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved##20170716##,
Kovilakath Sulaiman, Suneesh 01012State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20110926##20130222,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20110926##20130222,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn by the QFCRA##20130417##20140518,Concordia Capital LLC##00129##MLRO Function##Withd
Kozhina, Irina 01771CQUR Bank LLC##00622##Risk Management Function##Approved##20200810##,
Krishantha Jayasinghe, Milewage Kapila 01607Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20170807##20170807,
Krishnamurthy, Balaji 00712QINVEST LLC##00048##Finance Function##Withdrawn##20120423##20120806,QINVEST LLC##00048##Senior Management Function##Withdrawn##20091215##20120806,
Krishnan, Raja 01000Amwal LLC##00145##Finance Function##Withdrawn##20110914##20120909,
Krueger, Gerhard Dieter 00360Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20080217##20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20080217##20080526,
Kulla, Rudolf Antonius 00644MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn##20090809##20120429,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn##20090809##20120429,
Kumar, Chandrashekar 00759RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20100503##20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20100503##20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100503##20110117,
Kumar, Manoj 00209Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20070716##20100721,
KUMAR, PANKAJ 01409ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20140618##20180810,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20140618##20180810,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved##20190821##,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved##201
Kumar, Shrawan 01431ICICI Bank Limited##00041##Finance Function##Withdrawn##20141020##20181217,
Kunahong, Reyina 01585Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20170510##20180409,
Kunnath, Abdul Rahisse Kurukkan 00303American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Kunz, Christoph Francois 00897Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Wit
Kurian, Binish Kurian 00304American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124,
KURIEN, GEORGE 00074AXA Insurance (Gulf) BSC##00024##Finance Function##Withdrawn##20061119##20080227,AXA Insurance (Gulf) BSC##00024##Risk Management Function##Withdrawn##20120624##20181025,
Kurkjian, Gary 00785American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100706##20141231,
Kurmann, Johann 00094Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved##20061221##,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20141228,
Kushalgadhwala, Mustansir Moiz 01601Zurich International Life Limited##00067##Finance Function##Withdrawn##20170720##20200530,AIG MEA Limited##00035##Finance Function##Approved##20200713##,
Kyprianou, Anthony Haralambos 00028United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018,
Laad, Pankaj 00376Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn##20080308##20180429,Sumitomo Mitsui Banking Corporation##00073##Finance Function##Withdrawn##20080308##20101212,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20110102##20180429,
Labba, Latheef Abdul Gafoor 00305American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Ladki, Adnan 01229American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20130402##20150701,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130402##20141231,
Laghari, Mumtaz Ali 01839UBS Qatar LLC##01169##Finance Function##Approved##20210421##,
Lahoti, Shailesh 01106
Laing, Scot Harold 00005Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20050929##20080507,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20050929##20080507,
Lakhan, Avinash Kant 01634Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved##20180409##,Zurich International Life Limited##00067##Finance Function##Approved##20200628##,
Lakshmanan, Tirunellai Mahadevan 00264Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20100817##20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20071111##,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20100817##20101101,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management F
Lalani, Hussain Abdul Aziz 00029United Gulf Financial Services Company LLC##00007##Finance Function##Withdrawn##20060321##20091018,
Lambert, Alasdare John 01198Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20140930##20150906,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20130109##20150906,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn##20130109##20140930,
Lampshire, Martin 00459RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090312,
Lang, Alfred Karl 00059Barclays Bank PLC##00018##Finance Function##Withdrawn##20060910##20101003,
Laraki, Ghali 01269JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved##20140618##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130617##20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Ce
Larin, Dmitry 01730CQUR Bank LLC##00622##Senior Management Function##Approved##20191216##,
Latif, Khalid 00210Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20070716##20090209,
Law, Cameron Jack Frazer 01293International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130902##20140115,
Law, Pratik 01324Zurich International Life Limited##00067##Risk Management Function##Approved##20131124##,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved##20170319##,
Laws, Rolf Kenneth Reinhold 00434Aon Qatar LLC##00086##Compliance Oversight Function##Withdrawn##20080722##20110727,Aon Qatar LLC##00086##MLRO Function##Withdrawn##20080722##20110727,
Lawson, Jennifer Marie 01321Allianz Worldwide Care Limited##00163##Internal Audit Function##Withdrawn##20131124##20140630,AWP Health & Life S.A.##00193##Internal Audit Function##Withdrawn##20140617##20190823,
Le Bourgeois, Philippe Francois 01132Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved##20120710##,
Le Cacher De Bonneville, Pierre Marie Joseph 01417AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20140826##20190710,
Leach, Christopher John 01714Sanguine Investment Managers LLC##00744##Executive Governance Function##Approved##20190926##,
Ledger, Mark Charles 01207Innovation Capital Qatar LLC##00151##Compliance Oversight Function##Withdrawn##20130116##20131105,Innovation Capital Qatar LLC##00151##Risk Management Function##Withdrawn##20130116##20131105,Innovation Capital Qatar LLC##00151##MLRO Function##Withdrawn##20130116##20131105,
Lee, Frederick Edward Maconchy 01171Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231,
Lee, Jongghun 01253Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130527##20141231,
Leech, Steven Joseph 00994Zurich International Life Limited##00067##Finance Function##Withdrawn##20110912##20170720,
Lent, Richard Matthew 00929Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20110626,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20110626,
Lethbridge, Leonie Ruth 01805CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##,
Li, Huajun 01586Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved##20170510##,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved##20180409##,
Liang, Li 01343Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn##20140120##20141031,
Liddle, Alexander John Monsen 01354Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20140205##20140403,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140205##20140403,
Lilley, Stephen 00510Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20081023##20101123,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20081023##20101123,
Limaye, Prabhakar Vasanth 00833Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20101101##20160531,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20101101##20141211,
Lin, Shengqiang Johnson 01604Bank of China Limited Qatar Financial Centre Branch##00408##Senior Executive Function##Approved##20170807##,
Ling, Gareth Mark 00846Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20101123##20141231,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20101123##20141231,
Loayon, Gregorio Jr Daguplo 00830Zurich International Life Limited##00067##Senior Executive Function##Approved##20101026##,
Loganathan, Sekar 01040State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20111114##20120806,
Loggin, Mark Cole 00385QINVEST LLC##00048##Finance Function##Withdrawn##20080318##20080604,QINVEST LLC##00048##Senior Management Function##Withdrawn##20080318##20090104,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn##20130116##20130612,
Lone, Sarmad Amin 00979Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20120618,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20120618,
Lontoc, Elizabeth Surio 01709International Financial Services (Qatar) LLC##00109##Finance Function##Withdrawn##20190821##20191029,
Lord, Alastair David William 00914Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20110404##20120527,
Lorentz, Eric 00017Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20060214##20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20060214##20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060214##20070212,QREIC Sukuk LLC##00012##S
Loualidi, Abdelmoneim 01120Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn##20120527##20121231,
Louw, Werner Jacobus 01836Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved##20210329##,
Lovell, Charles John Carey 01439Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141117##20141231,
Lu, Qiang 00357Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Withdrawn##20080212##20110621,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080212##20110621,
Luce, Joanne Michelle 00382QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080313##20080810,
Lundin, Stephen Alexander 01507Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20151011##20180430,
Lunn, Gary Kenneth Charles 01041Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20111117##20130203,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20111117##20130203,
Luo, Lijun 01622Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20171204##20191126,
Lynch, Martin 00177QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20070430##20080313,QINVEST LLC##00048##MLRO Function##Withdrawn##20070430##20080313,
M J Al-Jaber, Mohammed Sultan 01055Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##,
Macdonald, Colin Malcolm 00254ABN AMRO Bank N.V.##00065##Senior Executive Function##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071011##20080907,
MacKenzie, Iain McNair 01184Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20131107##20131111,
Madendjian, Albert 00669SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Withdrawn##20091021##20110421,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20110421,
Mady, Maged Mohamed Shawky 01407American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140618##20141231,
Maffei, Niccolo' 01529Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn##20160425##20200115,
Magozore, Lloyd 01241AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20130428##20190710,
Mahajan, Meenal Sachdeva 00136ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20070903##20090616,ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20070321##20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20090616,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Fun
Mahalingam, Balakrishnan Venkataramani 00306American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Mahfoodh, Sayed Abbas Hameed Ebrahim 01015Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20111010##20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Advising on Investments##Withdrawn##20111010##20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversigh
Mahmood, Farhan 00148Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20070331##20111019,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20070331##20130108,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070331##20130108,Citibank, N.A.##00043##Customer Facing Function-D
Mahmood, Shakaib 01710Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20190915##,
Mahmoud, Amro Mowafak Mohamed Mosaad 00406Beltone Financial Qatar LLC##00082##Finance Function##Withdrawn##20080528##20120809,
Mahmoud, Majid Burhan R A 00675Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091007##20100218,
Mahmoud, Mohamed Saleh Mohamed 00340EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20071213##20090104,
Maini, Yoginder Nath Tidu 00878Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20110120##20120719,
Majidi, Taher Ali 00776Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20120429,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20120429,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20120429,Qatar Fir
Majzoub, Hani 01109MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20120513##20150416,
Majzoub, Mario Mahmoud 01376Bank Audi LLC##00027##Internal Audit Function##Approved##20140310##,
Majzoub, Salim 01518Bank Audi LLC##00027##Finance Function##Approved##20160118##,
Makawy, Zahir Abdelrahim Abdelgadir 01742Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Approved##20200128##,
Makhlouf, Mohamed Khaled Abdelalim 01369Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20140225##20160307,
Makhoul, Georges 00061Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20060912##20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20060912##20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn#
Makhoul, Robert Michael 00426Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20080630##20191218,
Makkawi, Ziad Khalil 01493Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20150623##20170406,
Malaab, Stephanie 00815Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20101003##20131130,Bank Audi LLC##00027##MLRO Function##Withdrawn##20101003##20131130,
Malek, Mervat 01221Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130320##20141231,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##
Malhotra, Sumit 00734ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100215##20120415,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20120611##20130430,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120611##20130430,
Malik, Muhammad Tauseef 01569Al Rayan Investment LLC##00045##Finance Function##Approved##20161212##,
Mamdani, Iqbal Gulamhusein 00186TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Withdrawn##20070516##20100215,
Manachery, Paul 00983Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110808##20141231,
Mandair, Mandhir Singh 01244Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20130507##20200201,
Mandhan, Pardeep Kumar 00947Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20110519##20120513,
Manikkam, Muralidharan 01745Al Awael Captive Insurance Co. LLC##00838##Finance Function##Approved##20200128##,
Manraj, Bhisham 01502Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn##20150913##20161127,
Mansour, Emad Rashed Ahmad 00478Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20101215##20130904,Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20080904##20130904,Qatar First Bank LLC##00091##Customer Facing Function-Arrang
Mansour, Mohamad Samir 01823Power Bank LLC##00644##Compliance Oversight Function##Approved##20210223##,Power Bank LLC##00644##MLRO Function##Approved##20210223##,
Mansour, Salim 01147AXA Insurance (Gulf) BSC##00024##Senior Executive Function##Withdrawn##20120827##20180906,AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130724##20141231,
Mansury, Dr Abdullah 01081MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20120326##20120618,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn##20170716##20190620,
Mari, Ramzi Talaat Abdul Jawad 00496QNB Capital LLC##00096##Executive Governance Function##Approved##20080928##,QNB Capital LLC##00096##Finance Function##Approved##20080928##,
Markwell, Michael Clyde 01850AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##,
Martelly, Pierre Emmanuel Dominique 00075AXA Insurance (Gulf) BSC##00024##Compliance Oversight Function##Withdrawn##20061119##20091018,AXA Insurance (Gulf) BSC##00024##MLRO Function##Withdrawn##20061119##20091018,
Martin, Harry John Barclay 00431Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20080713##20090105,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080713##20090105,
Martorano, Bruno 00111Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070212##20070703,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn##20070212##20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070212##20071121,
Maruthappan, Elangowan 00485MARSH BROKERS LIMITED ##00093##Finance Function##Withdrawn##20080914##20170907,
Maseeh, Isa Hasan Mohamed Ali 00030United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20060321##20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn##20061009##20071118,
Masera, Teofilo 00852Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110922,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101207##20110922,
Mashkoor, Asar 00606QINVEST LLC##00048##Senior Management Function##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in I
Masood, Ibrahim 01262Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20170716##20200325,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Functio
Masoud, Tariq 00162Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn##20070403##20110220,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn##20070403##20110220,
Massaad, Edmond 01339QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231,
Massalkhy, Mohamad 01620BLOM Bank Qatar LLC##00079##Finance Function##Approved##20171129##,
Massoud, Said Sabri 00219Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Functi
Matalog, Mark Gariel 01816Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved##20210207##,
Matchett, Jonathan Richard 00961T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20110621##20120710,
Mathen, Levi Kurian 00763SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20100516##20111101,
Mathew, Dalia Pappachan 00309American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110308,
Mathew, Henkumar Manappurathu 01614Aon Qatar LLC##00086##Senior Management Function##Approved##20171023##,
Mathew, Philip 00310American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Mathew, Regi 00311American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Mathew, Seena Biju 00308American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Mathews, Ani 01756Credit Agricole CIB - QFC Branch##00935##Finance Function##Withdrawn##20200426##20201117,
Mathieson, Andrew Neil 00860Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20101227##20130606,
Mathieu, Romen 00670SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##,
Mattar, Timothy Antoine 01512Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20151129##,
Matthews, David Egon 01017Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn##20111010##20120429,
Maurer, Walter Raymond 00499QNB Capital LLC##00096##Senior Executive Function##Withdrawn##20080928##20110526,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20080928##20111003,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080928##20111003,QNB Capital LLC##00096##Customer Facing Functi
May, Stephen Howard Patrick 00803Kane LLC##00121##Non-Executive Governance Function##Withdrawn##20100826##20120208,
Mazhar, Shabeena 00849MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20101207##20120806,
Mc Elhaney, Tyler Brent 01718Sanguine Investment Managers LLC##00744##Senior Executive Function##Approved##20190926##,
McAll, Susan Mary 00416Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20080619##20091008,
McAllister, Ronald 00964Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110626##20120220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110626##20120220,
McAuliffe, Blair John 01623American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved##20171219##,
McCrum, Simon Charles Ronald Henry 00805AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20100902##20120326,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20100902##20121231,
Mcculloch, Stuart James 01475Coutts & Co##00084##Senior Executive Function##Withdrawn##20150330##20150623,
McDonald, Fergus James Rupert 00616Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20110621,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20110621,
McFarland, Kurt Peter 00879Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20130423,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20130423,
Mchugh, Gerard Anthony 01130The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20120703##20141229,The Royal Bank of Scotland plc##00046##Executive Governance Function##Withdrawn##20141229##20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120703##20
Mcinerney, Ian Augustine 01060Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20120220##20151022,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20120220##20151022,
Mckean, John Hector 00609QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing
McMillan, Robert Edward 00255The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20081023##20120703,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20081023##20120703,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##MLRO Function##Withdrawn##20071011##2008090
McQuistin, James Marshall 01044Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20111124##20120719,
MCROBBIE, EWEN JOHN 00707Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20091206##20120301,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20110630##20120301,QIC International LLC##00034##Senior Management Function##Withdrawn##20120321##20150331,Qatar Reinsurance Company LLC##00117##Senior Management
Meckert, Tobias Michael 00645MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20090809##20120201,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20090809##20120201,Allianz Worldwide Care Limited##00163##Senior Executive Function##Withdrawn##20120813##20140630,Allianz Worldwide Care Limited##001
Medetbekova, Kuralay 01383Barclays Bank PLC##00018##Risk Management Function##Withdrawn##20140327##20151008,
Medghali, Wadii 01711Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20190915##20200630,
Mediratta, Umang 01361First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn##20140210##20151104,
Medlam, Henry Thomas 01351Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Withdrawn##20140205##20141030,
Mee, Ann 01197Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn##20130109##20130630,
Mee, Frank 01593AWP Health & Life S.A.##00193##Executive Governance Function##Withdrawn##20170710##20190620,
Mehanna, Carine 00754BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20100418##20170930,
Mehdi, Syed Aamir 00527First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20081124##20090527,
Mehra, Chetan 00230ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20070903##20090122,
Mehrotra, Anand Gopal 00636ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20090708##20100831,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090708##20100831,
Mekdad, Hosam Faisal 01338QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231,
Mello Netto, Ildefonso de Camargo 01608QINVEST LLC##00048##Risk Management Function##Approved##20170827##,
Mellors, Andrew William 01327Aon Qatar LLC##00086##Senior Management Function##Withdrawn##20131203##20140630,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn##20131203##20140630,
Memon, Ishaque Ahmed 01581Investcorp Investments LLC##00219##Finance Function##Approved##20170319##,
Mendes, Anastasio Carmo 01500Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20150906##20180904,
Mendoza, Elmer Desierto 00347QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20101007##20101227,QINVEST LLC##00048##Risk Management Function##Withdrawn##20080115##20121125,
Mengardo, Massimo 01765Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn##20200601##20210329,
Menon, Andrew 00586QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090322##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090322##20141231,
Menon, Balagopal Gopala 00086Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20061218##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061218##20090812,
Menon, Rajesh Ramankutty 01795Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##,
Meouchi, Naji 00991Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110912##20131217,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110912##20131217,
Merritt, Michael Leroy 01486Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn##20150617##20150930,
Merry Del Val Gracie, Rafel Carlos 00427Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20080630##20101227,
Mezher, Walid 00703Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20091123##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20091123##20141231,
Mian, Abdul Nasir Hameed 00848MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110405,
Michaan, Edmond 01616Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20171029##20191031,
Middlemas, Bruce Michael 00444State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn##20100207##20111101,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20111101##20130730,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn##20080729##20111101,State
Mihrez, Abdul Hamid Muhamed Dib 00067United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061009##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061009##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Functi
Milius, Robert Hamilton 00746Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100328##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100328##20141231,
Millar, Paul 00417Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20091008##20120719,Coutts & Co##00084##MLRO Function##Withdrawn##20080619##20120719,Coutts & Co##00084##Senior Management Function##Withdrawn##20080619##20120719,
Miller, Romano Sandro 01646American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Approved##20180722##,
Millwala, Mufaddal 01187Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn##20121231##20160630,
Mirani, Vikesh 00514EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20081026##20121031,
Mishra, Kailash Chandra 00344Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20071217##,
Mishra, Sandeep 00579ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090305##20101123,
Mistry, Hemant 00836EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20110302,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20110302,
Mitchell, Haydon Glen 01808UBS Qatar LLC##01169##Finance Function##Withdrawn##20201231##20210421,
Mitchell, Luke Dominic 01716Sanguine Investment Managers LLC##00744##Finance Function##Approved##20190926##,
Miyake, Mitsuteru 01309Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn##20131008##20140820,
Mizukami, Junichiro 00559Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn##20081217##20100516,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081217##20100516,
Mo'dad, Fahim 00392BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##,
Moghrabi, Ragheed Imad 00462QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing
Mohamed Fawzy, Amr Mohamed El-Shafey 00614Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20090430##20111212,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20111212,
Mohamed Hamad, Mohamed Farouk 01759International Financial Services (Qatar) LLC##00109##Non-Executive Governance Function##Withdrawn##20200430##20200914,
Mohamed, Dareer 00894Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved##20110220##,Al Rayan Investment LLC##00045##MLRO Function##Approved##20110220##,
Mohamed, Desouky Mohamed Elsaghir Abdelgawad 00972Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn##20110713##20130430,
Mohamed, Mohamed Sayed Abdulnaby 00976Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231,
Mohamed, Nureen Alima 01720American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved##20190929##,
Mohammed, Iqbal Basha Khaji 00126American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20070226##20130311,
Mohatarem, Ghulam Ahmed 00031United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn##20060321##20071217,
Mokbel, Georges 00671SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20091021##20100720,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20091021##20100720,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20091021##20100712,Chedid and Associates Qatar LLC##
Mond, Gary Ivan 00903Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110309##20121116,
Monks, Paul 00451QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080810##20120531,
Montasser, Hashem Essam El Din 00341EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20110113,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20071213##20110113,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Executive
Moonesinghe, Rohan Callistus 00788Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100706##20120520,Daman Health Insurance Qatar LLC##00142##Senior Management Function##Withdrawn##20120527##20130804,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn##20120527##20130804,Lifecare Inte
Mooney, Donald Anthony 00428Marsh Qatar LLC##00085##MLRO Function##Withdrawn##20080630##20100124,
Moosa, Kakode Mujib 01804CB Asset Management LLC##01179##Senior Executive Function##Approved##20201230##,
Morgans, Peter Rhys 00181American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20070514##20091215,
Morris, Andrew James 00781The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20100620##20121101,
Morris, Carol 01218International Financial Services (Qatar) LLC##00109##Finance Function##Withdrawn##20130210##20140731,
Morrison, Richard Euan 00076AXA Insurance (Gulf) BSC##00024##Senior Executive Function##Withdrawn##20100706##20110308,AXA Insurance (Gulf) BSC##00024##Senior Management Function##Withdrawn##20061119##20070308,AXA Insurance (Gulf) BSC##00024##Senior Management Function##Withdrawn##20110308##20201207,AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on
Morrissey, Gary James 01225International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130319##20140129,
Mortimer, Andrew Robert 01573Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20170102##20170510,Barclays Bank PLC##00018##Senior Executive Function##Approved##20170510##,
Moslim, Galaleldin Rashwan Hefney Salem 00973Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Withdrawn##20110713##20120321,Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110713##20120321,
Mott, Edward David Kynaston 00144Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20080308,
Mouawad, Elias 01560Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn##20161127##20170621,
Mouneimne, Walid 00672SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Withdrawn##20091021##20131124,
Mourad, Ahmed Wafik 00407Beltone Financial Qatar LLC##00082##Senior Executive Function##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Advising on Investments##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080528##20120809,
Moussa, Ahmed Moussa Sayed 00408Beltone Financial Qatar LLC##00082##Compliance Oversight Function##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##MLRO Function##Withdrawn##20080528##20120809,
Moyn Uddin, Mohammed 00374Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn##20080308##20100105,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn##20080308##20100105,
Mucheli, Poorna Chandra 00189QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20111006,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20111003,
Mudau, Tshudufhadzo Peter 01747QNB Capital LLC##00096##Risk Management Function##Approved##20200216##,
Mudbhatkal, Gourang Gourish 00398Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080526##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080526##20141231,
Muhaidi, Ahmad Meshari 00865QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20110106##20130701,Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20130923##20150623,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130818##20141231,Qatar First Bank LLC##00091#
Mukherjee, Bhaskar 00211Sharq Insurance LLC##00054##Compliance Oversight Function##Approved##20070716##,Sharq Insurance LLC##00054##MLRO Function##Approved##20070716##,
Mulholland, Brian Martin 01393Coutts & Co##00084##Finance Function##Withdrawn##20140415##20150623,
Munir, Faisal 00831AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20101026##20200223,AIG MEA Limited##00035##MLRO Function##Withdrawn##20101026##20191007,
Muraleedharan, Bijoy 00851MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved##20151102##,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101207##20141231,
Murdoch, Garry 01378AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20140310##20141107,
Muriya, Zubin Nitin 01098Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20120423##20131102,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20120423##20131102,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20140115##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##201
Murphy, Ian James 01433QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20141020##20150630,
Murray, Michael Graeme 01760Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Approved##20200510##,
Murray, Twanette Judette 01754Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved##20200420##,Nexus Financial Services WLL##00099##MLRO Function##Approved##20200420##,
Mursal, Mohamed Abdisalam Hassan 00450Al Rayan Investment LLC##00045##Finance Function##Withdrawn##20080810##20161212,
Murshed, Mahboob 00095Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20061221##20080501,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20061221##20080501,
Mushonga, Rumbidzai 00563EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn##20090105##20150510,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20090105##20091012,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20101212##20150510,
Mushtaq, Adeel 01684Epicure Investment Management LLC##00676##Compliance Oversight Function##Withdrawn##20190501##20201130,Epicure Investment Management LLC##00676##MLRO Function##Withdrawn##20190501##20200628,
Musson-Thorp, Amber Louise 01813Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved##20210114##,
Mustafa, Khalid Diab 00014Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved##20170220##,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Withdrawn##20051205##20170220,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn##20070903##20150210,Arab Jordan Investment Bank (Qata
Mustafawi, Adel Mohamed Tayeb 00163Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20070403##20080227,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##With
Mydeen, Abdul Sukkur Mohamed 01390Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn##20140415##20200505,
Myers, William Geoffrey Fayram 01031Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231,
Mylonas, Charalampos 00723AIG MEA Limited##00035##Risk Management Function##Withdrawn##20100103##20120806,
Naaman Aaraj, Jean-Pierre 01558Nasco Qatar LLC##00057##Senior Executive Function##Approved##20161120##,Nasco Qatar LLC##00057##Executive Governance Function##Approved##20190502##,
Nabulsi, Sami Baha Mamdouh 00590Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090406##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090406##20141231,Qatar First Bank LLC##00091##Customer Facing Func
Nacer, Wahib 00156Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109,
Nader, Eugene Saba 00220Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20070808##,
Naegeli, Beat 00018Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20060301##20060711,
Nagori, Sourabh 01138State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20120806##20120806,
Nahra, George 00221Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20070808##20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20070808##20141231,
Nair, Maneesh 00944Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn##20110512##20140731,
Nair, Pattathil Muraleedharan 00501Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20081019##20081217,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081019##20081217,
Nair, Sharad 00361Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn##20080217##20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080217##20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080217##20090705,
Nair, Suresh Rajappan 00312American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124,
Nair, Vinesh Madhavan 00313American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Najibi, Khalid Mohamed Yusuf 00463QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20080831##20100103,
Nakhle, Nisrine 00674Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20091021##20110519,
Nakhoul, Dany Farah 00957Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20110601##20111114,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110601##20111114,
Nalamutt, Jairaj Channa Basappa 00149Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn##20070331##20071128,Citibank, N.A.##00043##MLRO Function##Withdrawn##20070331##20071128,
Nalepa, James Nicholas 01440Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Finance Function##Withdrawn##20141117##20201112,
Nanda, Rohit 00593QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing
Nandi Raju, Srinivasa Rao 00932State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20110407##20110526,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20110407##20110526,
Naqaweh, Yanal Mahmoud Abdo 01211Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved##20130120##,
Narayanan, Ashok 00797T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn##20100805##20130415,
Narayanan, Ashok 01652Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20180904##20200921,
Narayanan, Deepesh Kainoor 00850MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20101207##20140116,
Narayanan, Venkiteswaran 00242Citibank, N.A.##00043##Senior Management Function##Withdrawn##20070917##20120429,
Narcision de Oliveira Joint, Marianne Pascale Valerie 00875Concordia Capital LLC##00129##Finance Function##Withdrawn##20110113##20140501,
Narcy, Helene Marie Jeanne 00656UBS AG##00087##Finance Function##Withdrawn##20090906##20110817,
Narsook, Mohamed Nithal 01806CB Asset Management LLC##01179##Finance Function##Approved##20201230##,
Nasr, Labib 00796Nasco Qatar LLC##00057##Senior Management Function##Withdrawn##20100721##20190228,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100721##20141231,
Nasrallah-Merville, May Fawzi 00103Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20070111##20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20070111##20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn
Nasser, Souad 01749International Financial Services (Qatar) LLC##00109##Senior Executive Function##Withdrawn##20200310##20200914,
Nastar, Aadil Ahmed 01434QINVEST LLC##00048##Senior Management Function##Approved##20141106##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141106##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141106##2014123
Nataf, David Mark Alexander 00747Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100328##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100328##20141231,
Nataraja Sharma, Raghu 01380State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn##20140319##20150126,
Nawab, Muhammad Tayyab 01251Aon Qatar LLC##00086##Finance Function##Withdrawn##20130520##20151130,
Nayak, Ranjan Kumar 01456State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn##20150126##20161214,
Naylor, Andrew Craig 01146Kane LLC##00121##Finance Function##Withdrawn##20120827##20120930,
Nazirov, Muzaffar 01768Qatar First Bank LLC##00091##Finance Function##Approved##20200628##,
Neave, Paul Jason 00829International Financial Services (Qatar) LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20101026##20110427,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101026##20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Insuran
Neill, Debra Anne 00386QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20080313##20101007,QINVEST LLC##00048##MLRO Function##Withdrawn##20080313##20101007,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn##20110113##20120906,Concordia Capital LLC##00129##MLRO Function##Withdrawn##20110113##20120906,
Neilson, Douglas Thomas 00575Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20090209##20111114,
Nemr, Elie Boulos 00909Bank Audi LLC##00027##Senior Management Function##Approved##20110316##,
Neophytou, Nicolas Anastasis 01691CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##,
Nery, John Charles Raymond 00564QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130120##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090104##20141231,
Newington-Bridges, Alexander James 00367Zurich International Life Limited##00067##Senior Executive Function##Withdrawn##20080225##20081204,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20080225##20081204,
Newport, Scott Michael 01129Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20130703##20131001,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131022##20141231,
Niehaus, Christopher 00978UBS AG##00087##Senior Executive Function##Withdrawn##20110720##20120408,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20120408,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20120408,
Nijjar, Sukhwinder Singh 01220JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn##20130224##20131114,
Ninan, Geogy Kurumthottical 00314American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130210,
Nireshwalia, Suman Premchand 00681Zurich International Life Limited##00067##MLRO Function##Withdrawn##20091008##20101007,
Nissi, Dani 01777Citibank, N.A.##00043##Internal Audit Function##Approved##20201007##,
Nivas, Ram 01386State Bank of India - QFC Branch##00137##Finance Function##Withdrawn##20140327##20161214,
Noboru, Tatewaki 01842MUFG Bank, Ltd.##00103##Senior Executive Function##Approved##20210503##,
Nofal, Saleh Ahmed Abdul-Qader 00497QNB Capital LLC##00096##Compliance Oversight Function##Approved##20080928##,QNB Capital LLC##00096##MLRO Function##Withdrawn##20080928##20190203,
Nolan, Paul Andrew 00610Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20090422##20110512,Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20120624##20131124,
Noor, Daleen 00794Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20100718##20120301,
Nooruddin, Yahya Ebrahim 01101T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Approved##20200902##,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn##20120429##20200902,
Nosseir, Khaled Mohamed 00685CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn##20091018##20100623,
Noujaim, Karim Paul (Prohibited) 00867JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##No longer performing a controlled function for an authorised firm##20110105##20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##No longer performing a controlled function fo
Nour, Marwan 01470AIG MEA Limited##00035##Senior Executive Function##Approved##20150310##,
Nsibande, Bethuel Mfanufikile 01729QNB Capital LLC##00096##MLRO Function##Approved##20191208##,
Nur Rehman, Mohammad Haroon 00032United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018,
Nuseibeh, Izzat Nabil 00020Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Customer
Nussbaumer, Andre Henri 01559Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20161127##20180814,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20161127##20180814,
O'Brien, Eimear 01136
O'Donnell, Alan James 00896Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120527,
O'Leary, Paul 01428Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20141020##20210322,
O'Neil, Nadine 01570Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn##20161212##20200120,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn##20161212##20200120,
O'Neill, Kevin 00893Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110220##20110727,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110220##20110727,
O'Neill, Peter 00445State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20080729##20100105,
O'Sullivan, Claire Helen 01141Allianz Worldwide Care Limited##00163##Compliance Oversight Function##Withdrawn##20120813##20140630,Allianz Worldwide Care Limited##00163##MLRO Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Compliance Oversight Function##Withdrawn##20140617##20160728,AWP Health & Life S.A.##00193##MLRO Function##Withdrawn##20140617#
O'Sullivan, Linda Marie 01287AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20130818##20140807,
OBEID, GHIDA 01215QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20130203##20130923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130203##20130923,
Obeid, Nelly 01453Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20141229##20151019,Bank Audi LLC##00027##MLRO Function##Withdrawn##20141229##20151019,
Oberman, John Edward 00253Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20091115,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20091115,
Ocampo, Rizalina Duelas 00488AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080921##20090312,
Odgers, Matthew Ian 01095UBS AG##00087##Senior Executive Function##Withdrawn##20120415##20130217,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20120415##20130217,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120415##20130217,
Oguz, Burcu 01763VakifBank QFC Branch##00956##Finance Function##Approved##20200521##,
Oliver, Vincent George 01531AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn##20160501##20161121,
Olson, Pauline Ann 00205Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20070724##20090906,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20070724##20090906,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20080110##20090603,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn##20070710##20090906,Qatar Cap
Omar, Khawaja Mohammed Awais 01474Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20150330##20190915,
Omara, Nazim Elzein Abbas 00544Al Mal Bank LLC##00100##Senior Executive Function##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20081203##20100328,
Omoruyi, Tim Osaro 01289International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130828##20140710,
Oommen, Issac Plappara Varkey 00315American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Opie, Anne Louise 00999Amwal LLC##00145##Senior Executive Function##Withdrawn##20130716##20140401,Amwal LLC##00145##Executive Governance Function##Withdrawn##20110914##20140401,Amwal LLC##00145##Compliance Oversight Function##Withdrawn##20110914##20111206,Amwal LLC##00145##Finance Function##Withdrawn##20130113##20130716,Amwal LLC##00145##MLRO Function##Withdrawn#
Orbart, Jason Martin 00908International Financial Services (Qatar) LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20110316##20110825,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110316##20110825,
Ostrovskiy, Vladimir 01692CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##,
OTSUJI, KATANORI 01603MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20170730##20190421,
Oueijan, Habib 01460Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20150126##20170117,
Ouseph, Shibu Kallingal 00937Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110421##20140205,
Ovett, James Francis 01448Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved##20141229##,
Owen, John Richard 00824Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn##20101018##20120624,
Ozgen, Tunc 01578Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20170213##20180914,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20170213##20180914,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved##20200315##,JPMorgan Chase Bank, N.A. - Q
Ozulker, Mehmet Ekrem 01365Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn##20140210##20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140210##20141231,Kuwait Turkish Par
Palmer, Antonia 00722Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20100103##20131216,Marsh Qatar LLC##00085##MLRO Function##Withdrawn##20100103##20131216,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn##20101216##20131106,
Panangattuparambil, Sijohn Devassy 01681Nasco Qatar LLC##00057##Finance Function##Approved##20190501##,
Pandey, Ajay Chandra 01252State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20130527##20161214,
Pandit, Akshay 00906QIC International LLC##00034##Actuarial Function##Withdrawn##20110316##20141028,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Withdrawn##20110630##20141028,
Panicker, Anand Panicker Narayana 00421BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn##20080624##20150706,
Pankaj, Eric Vickey 00918MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20120201,
Pant, Devendra 01551Oriental Insurance Company QFC Branch##00325##Internal Audit Function##Withdrawn##20161017##20170801,
Parasher, Anil Kumar 01549Oriental Insurance Company QFC Branch##00325##Senior Executive Function##Withdrawn##20161017##20190718,
Parikh, Saurin 01796Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##,
Pascual, Paul Gregory 01131Concordia Capital LLC##00129##Finance Function##Withdrawn##20120710##20121104,
Pasea, Nigel Ashton Patrick 00443UBS AG##00087##Senior Management Function##Withdrawn##20080723##20100707,
Patel, Manisha Ashok 00346AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20071205##20100516,
Pathmanathan, Prakash 00197BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn##20070628##20080624,
Pattanathu Kajamohideen, Sheik Basheer Ahamed 01200Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20130109##20140507,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20161030##20170131,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn##20130109##20140507,Lifecare International (Qatar) LLC##00162##MLR
Patterson, Sheryl Dawn 00679AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20091008##20130428,
Peachey, Michael Edwin 00520Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014,
Pearce, Howard John 00731International Financial Services (Qatar) LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20101215,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100207##20101215,
Pearce, Philip Richard 01036Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20111101##20140820,
Pearce, Stuart Duncan 00521Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014,
Pennant, Paul Anthony 01624AIG MEA Limited##00035##Internal Audit Function##Approved##20171219##,
Penney, Simon 00845The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20101123##20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20130630,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101123##20130630,
Pennington, Brett Graeme 01451Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20141229##20181004,
Pereira, Michael Felix 00379Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20080308##20120423,
Perera, Nigel Thomas Howard 00950International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231,International Financial Services (Qatar) LLC##00109##Senior Executive Function##Withdrawn##20151102##20190708,International Financial Services (Qatar) LLC##00109##Senior Executive
Perera, Sanjay 01236Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn##20130417##20200920,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn##20130417##20200920,
Perkins, Alan Geoffrey 00818QINVEST LLC##00048##MLRO Function##Withdrawn##20110220##20110626,
Perrier, Jerome Jacques 01758Credit Agricole CIB - QFC Branch##00935##Senior Executive Function##Approved##20200426##,
Peters, Stephen Charles 00719Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20131231,
Pethe, Shreyas Sudhir 01045Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20111128##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111128##20141228,
Philip, Polachirakal Ninan Rajiv 01296Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20130912##20140115,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20130912##20140115,
Philipose, Saji 00709Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn##20091206##20130113,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn##20091206##20130113,Qatar Reinsurance Company LLC##00117##Internal Audit Function##Withdrawn##20131230##20151202,Q Life & Medical Insurance Company LLC ##00141##Internal Audit Func
Pickford, Susan Elizabeth 01577Credit Suisse (Qatar) LLC##00005##Finance Function##Approved##20170228##,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved##20170201##,
Piipponen, Olli-Pekka Aleksi 01602International Financial Services (Qatar) LLC##00109##Compliance Oversight Function##Withdrawn##20170720##20171107,International Financial Services (Qatar) LLC##00109##MLRO Function##Withdrawn##20170720##20171107,
Pike, Martin Thomas 00935Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20110421##20110713,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110421##20110713,
Pillai, Ammayappa Subramania 00545Al Mal Bank LLC##00100##Finance Function##Withdrawn##20081203##20090812,
Pinto, Joseph Gilou 00438AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20080722##20120520,
Pitts, Gary 00738RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn##20100310##20110117,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn##20100310##20110117,
Plackiyil, Joseph Jacob 00316American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Plas, Fulya 01821Qatar First Bank LLC##00091##Risk Management Function##Approved##20210223##,
Plews, Richard Edwin 00793International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100707##20120618,
Pluchet, Vincent Marc Edmond 00368AXA Insurance (Gulf) BSC##00024##Risk Management Function##Withdrawn##20090312##20091123,AXA Insurance (Gulf) BSC##00024##Finance Function##Withdrawn##20080227##20170529,
Poduval, Manoj Sivadas 01515American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20160110##20200206,
Polli, Natacha Anne 00716Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn##20100207##20120109,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn##20100207##20120109,
Polli, Stephane 01418Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20140826##20160131,
Ponkshe, Jeetendra Madhukar 01382ICICI Bank Limited##00041##Internal Audit Function##Withdrawn##20140327##20150831,
Popat, Alniz Noorali Chaturbhai 01199Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20130109##,
Popat, Nausheen Aliniz 01455Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20150126##20180401,
Popov, Vladimiros 01735CQUR Bank LLC##00622##Senior Management Function##Approved##20200127##,
Portelli, James 01195Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20130109##20130109,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20130109##20130109,
Prabhu, Santosh Shreenivas 01134Takaful International Company - QFC Branch##00131##Finance Function##Approved##20120715##,
Prasad, Shiva 00748Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20110808##20171031,Marsh Qatar LLC##00085##Finance Function##Withdrawn##20100328##20171031,
Pratap, Satyajit 00931State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn##20110407##20121030,
Prescott, George Andrew 01290Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20130828##20151202,
Prince, Michael Christy 00317American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110410,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130724##20141231,
Profugo, Gerardo Ella 00576T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn##20101227##20121206,Aon Qatar LLC##00086##Customer Facing Function-Advising on Investments##Withdrawn##20090209##20101212,Aon Qatar LLC##00086##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090209##20101212,Aon Qa
Purswani, Kishore Kumar 01630Lifecare International (Qatar) LLC##00162##Finance Function##Approved##20180204##,
Puthan, Rajesh Koreth 00318American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Qadoura, Bilal Najeh Abdelrahman 01281SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231,
Qamar, Syed Faraz 01364EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20140210##20150325,
Qayyum, Arfat 01724Credit Suisse (Qatar) LLC##00005##Senior Management Function##Approved##20191022##,
Quezon, Melanie 01100AIG MEA Limited##00035##Finance Function##Withdrawn##20120429##20141231,
Quin, Tara Elizabeth 01217Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20130203##20200309,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20130203##20200309,
Qureshi, Aasim Ahmad 00498QNB Capital LLC##00096##Senior Executive Function##Approved##20140327##,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080928##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##200809
Quttaineh, Iyad Ishaq Ibrahim 00837EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20111114,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20111114,
Raad, Bechara 01124Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20120611##20130331,
Rabah, Ahmad Mohammad Ahmad 01597Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20170716##20190902,
Radhakrishnan, Prasanth Ezhuthullil 00948SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20110526##20131101,
Radhakrishnan, Shyamala 01832Societe Generale - Doha Representative Office##01238##MLRO Function##Approved##20210314##,
Radhi, Salah Yusuf Ali 01018Bahrain National Insurance Company BSC (C) QFC Branch##00147##MLRO Function##Withdrawn##20111010##20170102,
Raffel, Andreas 00698Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20091118##20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091118##20120611,
Raham, Maher 01363Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140210##20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140210##20141231,
Raheemi, Salah Haider Ali Ismaeel 00464QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20080831##20100103,
Rahim, Abdul 00657T'azur Company b.s.c. ( c ) - QFC Branch##00112##Actuarial Function##Approved##20090917##,
Rahiman, Shinaj 00863SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110106##20141231,
Rahimi, Mohamed Fathalla Abbas Fathalla 01596MedGulf Takaful - QFC Branch##00110##Finance Function##Approved##20170710##,
Rai, Swajeet 00869MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20111101,
Raich, Dietmar 00646MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20090809##20100411,
Rajab, Mufeed Abdulnabi Abdali 01490Investcorp Investments LLC##00219##MLRO Function##Withdrawn##20150617##20170109,
Rajagopalan, Pradeep 00041Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20060501##20070206,
Ramachandran, Pattabiraman 00531Nexus Financial Services WLL##00099##Finance Function##Withdrawn##20081130##20090422,
Ramadan, Hassan Mohamed Tahir 00401Samba Financial Group##00081##Compliance Oversight Function##Withdrawn##20080525##20100328,Samba Financial Group##00081##MLRO Function##Withdrawn##20080525##20100328,
Ramakrishnan, Koluthumani 01016Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn##20111010##20121231,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Approved##20130501##,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Approved##20130501##,
Ramamurthi, Ganesan 00380Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20080308##20120423,
Raman, Rajasree Vengalil 01579Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved##20170219##,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved##20170219##,
Rana, Ali Shahid 01419QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140826##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140826##20141231,
Rancon, Angela Ethel 01353Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20140205##20140515,
Rancon, Christophe Denis 01352Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20140205##20140515,
Randall, Robert John Hugo 00898Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Wit
Rao, Gajula Narayana 00974Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Approved##20120326##,Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231,
Raoof, Bashar Abdulkhaleq 01788Oman Reinsurance Co. - QFC Branch##01134##Senior Executive Function##Approved##20201130##,
Rashed, Amany Mahmoud Salah El Din 00381Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20080308##20100418,
Rashed, Khaled Hassan 00228CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer
Rasheed, Asim 01191EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20130107##20150325,
Rashid, Humaun 01389International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140407##20140803,
Rashwan, Mohamed Mahran Taie Ahmed 00372AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20080308##20100902,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn##20080308##20100902,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Withdrawn##20121008##20121031,
Rasool, Shahid 00692QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing
Raspaud, Marina Pons 01719Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20190929##20191121,
Ratnavale, Dharshini Anosha 00239EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20070912##20100620,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20070912##20100620,
Rawlingson, James Hedley 00418Coutts & Co##00084##Finance Function##Withdrawn##20080619##20110922,
Ray, John Paul 00843International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20101123##20140316,
Rayyan, Osama Y 01781International Financial Services (Qatar) LLC##00109##Non-Executive Governance Function##Withdrawn##20201103##20201223,
Reaidi, Marc 01700Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20190731##20191201,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn##20190926##20200701,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn##20190926##20200701,International Financial Services (Qatar) LLC##00109##MLRO Function##Withdrawn##2
Recardo, Mark Philip (Prohibited) 00639International Financial Services (Qatar) LLC##00109##Senior Executive Function##Withdrawn##20090728##20120220,International Financial Services (Qatar) LLC##00109##Executive Governance Function##Withdrawn##20090728##20120220,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20090728
Rehman, Muhammad Abdul 01841Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved##20210421##,
Revenok, Natalia 01699CQUR Bank LLC##00622##Internal Audit Function##Approved##20190716##,
Reynolds, Paul Edward 00699Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20091118##20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091118##20130704,
Rhazi, Sofia Senhaji 01133Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20120710##20130320,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120710##20130320,
Richards, Aycan 01254Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130603##20141231,International Financial Services (Qatar) LLC##00109##Senior Executive Function##Withdrawn##20190708##20190808,
Richardson, Barbara Mary 00628QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20090603##20110512,
Riegel, Jean-Marc Arthur 00178QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20110124,
Riesmeier, Knut 00652Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Advising on Investments##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Customer Facing Func
Ringa, Younes 00236Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070911##20130502,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070911##20130502,
Ringrow, Rodney James 00446State Street Middle East North Africa LLC##00088##Senior Executive Function##Withdrawn##20080729##20130730,State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn##20080729##20130730,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn##200807
Rix, Adam 00547Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20101227##20110308,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101227##20110308,Zurich International Life Limited##00067##Senior Ex
Rizk, Rachid 01206Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn##20130116##20131105,
Rizvi, Syed Fawad Ali 01371Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140309##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140309##20141231,Al Rayan Investment LLC##00045##Customer Fa
Rizzo, Joseph Mary 01019Bahrain National Insurance Company BSC (C) QFC Branch##00147##Risk Management Function##Withdrawn##20111010##20170102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Management Function##Withdrawn##20111010##20170102,
Robert, Xavier Marie 01831Societe Generale - Doha Representative Office##01238##Senior Executive Function##Approved##20210314##,
Roberts, Camille Jacqueline Renee 01786Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Approved##20201125##,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Approved##20201125##,
Roberts, Helen Louise 00642International Financial Services (Qatar) LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20090728##20100707,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090728##20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Insuran
Robinson, Christopher Douglas 00073UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn##20061031##20100207,
Roden, Luke William 01268Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130612##20151202,
Rodger, Irvine Neil 00168The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20070404##20081023,
Romblon, Jean Orseo 01732International Financial Services (Qatar) LLC##00109##Finance Function##Approved##20191216##,
Rose, Brian 00761International Financial Services (Qatar) LLC##00109##Senior Executive Function##Withdrawn##20120220##20140731,International Financial Services (Qatar) LLC##00109##Executive Governance Function##Withdrawn##20120220##20140731,International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100505
Ross, Tracy Anne 01840Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved##20210421##,
Rossi, Andrea Paolo 00077AXA Insurance (Gulf) BSC##00024##Senior Executive Function##Withdrawn##20061119##20080227,
Rowbotham, Brian 00460RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn##20080831##20090422,
Russell, David Gibb (Prohibited) 00720Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn##20101123##20150816,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn##20131008##20150816,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Med
Saacke, Bernd-Gunther 01240Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130428##20151202,
Saad, Mazen 01038SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20111101##20120910,
Saad, Roberto 00482Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20080914##20100328,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20080914##20100328,
Saade, Elie Youssef 01092SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20130425##20140128,AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231,
Saade, Nicolas Antonio 00393BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##,
Saba, Aladdin Hassouna Mahmoud 00409Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20120809,
Sabra Dandan, Ghina 01533Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20160509##,
Sabry, Ahmed Farahat Ismail 01329EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20131216##20150510,
Safar, Andrew 01213Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20130127##20140630,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130127##20140630,
Sage, Guy Charles Boswell 01394Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140415##20141231,
Sah, Amit 01802CB Asset Management LLC##01179##Executive Governance Function##Approved##20201230##,
Saha, Subir Kumar 00814Barclays Bank PLC##00018##Finance Function##Withdrawn##20101003##20200601,
SAHAL, SHARAD 01785Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved##20201117##,
Sahi, Alok 00710Qatar Reinsurance Company LLC##00117##Finance Function##Withdrawn##20091206##20151202,
Said, Yousaf Zalme 00063QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20060921##20080110,
Saine, Magdalena 00240Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070917##20081120,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070917##20081120,
Sainulabdin, Niaz Sait 01345American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Withdrawn##20140120##20180630,
Sakhnini, Ebrahim Khalil Ebrahim 01161Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20121008##20130807,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20121008##20130807,
Salama, Karim Aly Awad Saleh 01294EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20130912##20150510,
Saleem, Rizwan 01436AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141111##20141231,
Saleem, Syed Khalid 00749Samba Financial Group##00081##Compliance Oversight Function##Withdrawn##20100328##20160428,Samba Financial Group##00081##MLRO Function##Withdrawn##20100328##20160428,
Saleh, Hassan 01845Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##,
Saleh, Saleh Imam Abdelfattah 01539SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved##20160626##,
Salhi, Sulaiman Yousuf 00630Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn##20090705##20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20090705##20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090705##20130720,Q
Saliba, Ramzi Nabil 00271Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20130228,
Salibi, Fadi Fouad 00662AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20130410##20190710,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20120326##20190710,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090930##20141231,AX
Salla, Chandra Shekar 00603MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn##20090408##201108
Salman, Ali 01076Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231,
SALVADORI, LIVIA 01632Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved##20180326##,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20181029##20190213,
Samaha, Elia Samir 00272Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20210525,
Samar, Richard Moh 00775Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20140701,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20140701,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20140701,Qatar Fir
Samhouri, Tal Fawzi 01562Amwal LLC##00145##Senior Management Function##Withdrawn##20161204##20190831,
Sangster, Gail Beveridge 01355Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn##20140205##20160831,
SANGSTER, IAN 00190QIC International LLC##00034##Senior Management Function##Withdrawn##20070528##20120301,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20110421##20120910,QIC International LLC##00034##Senior Management Function##Withdrawn##20120910##20130924,
Sangster, Shaun Scott Beveridge 00779EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20100620##20131114,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20100620##20131114,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20140331##20150325,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20140331##20150325,
Sankar, Tiruchendurai Ramamurthy 00352Sharq Insurance LLC##00054##Finance Function##Withdrawn##20080127##20110421,
Santhi, Baiju Vijayan 00739American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20100310##20140601,
Santosh, Neelakantan Narayanaswamy 00319American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110703,
Santoshkumar, Pushpa 00096Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20061221##20100815,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20080217##20100815,
Saradar, Mario Joseph 00273Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20110405,
Sarasin, Eric Gerard 00362Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20130708,
Sari, Hasan Cagril 01461Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn##20150127##20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn##20150127##20150528,
Sarkis, Elian 01401Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140526##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140526##20141231,
Sarwat, Sameh Abdelrehim Abdelrahman Mohamed 00780Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100620##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100620##20141231,
Sassoon, Elie Vivien 01265Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150618##,
Satheesan, Arayan Veetil 00320American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130210,
Savo, Sandy 01148
Sawko, Herve Christophe 00783Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20100621##20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20100621##20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100621##20120415,
Say, Martin Charles 00202Ansbacher & Co Limited##00001##Finance Function##Withdrawn##20070709##20090906,
Sboul, Anmar Walid Jawdat 01415Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved##20140821##,
Schaeffer, Caleb Terence 01043Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20111124##20120312,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111124##20120312,
Schemnad, Shakeel 01416Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20140821##20190115,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20140821##20190115,
Schmidt, Thomas 01208Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130120##20130211,
Schmutz, Frederic Georges 01445Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141209##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141209##20141231,
Schnitzer, Ferenc 01523Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20160316##,
Schrank, Leonard Harold 00522Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014,
Schuerch, Willi Bruno 01267Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130612##20150112,
Schuetz, Alexander Wolfang Nikolaus 00101Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn##20061228##20070529,
Schulz, Christian Hans Oskar 00826MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20101017##20120415,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20101017##20120415,
Sebban, Salomon Elie 01466Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150607,
Sednaoui, Philippe Rafic 01366Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20140217##20210525,
Seetharaman, Rahavan 00212Sharq Insurance LLC##00054##Senior Executive Function##Withdrawn##20070716##20210220,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn##20070716##20210220,
Selestine, Charles Prayee 00147Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20070612##20081019,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070612##20081019,
Sermiti, Ahmad Showqi Assad 00015Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Withdrawn##20051205##20070514,
Sevimli, Gulden 01746Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved##20200216##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved##20200216##,
Shabbir, Farhan 00402Samba Financial Group##00081##Finance Function##Withdrawn##20080525##20090709,
Shabib, Tareq Adnan Amin 00589Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090401##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090401##20141231,Qatar First Bank LLC##00091##Customer Facing Func
Shah, Nimesh Vipinbabu 00135ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20070321##20070903,
Shah, Rajeshkumar Vinodchandra 00890Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn##20110215##20120513,
Shahbal, Rehab Ali Omar 01344First Abu Dhabi Bank - QFC Branch##00098##Internal Audit Function##Approved##20140120##,
Shahbaz, Shahzad 00466QINVEST LLC##00048##Senior Executive Function##Withdrawn##20080902##20121122,QINVEST LLC##00048##Executive Governance Function##Withdrawn##20100103##20110220,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080902##20121122,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdra
Shahbazi, Yousuf Ahmed 01611Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##,
Shaheem, Abdolnabi-Masoud Ebrahim 00435Aon Qatar LLC##00086##Executive Governance Function##Approved##20080722##,
Shaikh, Mohammed Amin Mohammed Zubair 01332EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20131219##20150325,
Shakil, Syed Muhammad Mansoor 00481Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080909##20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080909##20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20081023##20100825,
Shakur, Aamir 00164Al Rayan Investment LLC##00045##Finance Function##Withdrawn##20070403##20080810,
Shams, Khalil Abdulnabi Jaafar Abdulla 01228SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Withdrawn##20150917##20160118,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn##20140205##20150906,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn##20160228##20171129,Takaful Interna
Shamsi, Mohamed Mahmood Ghuloom Hasan 01319MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20131124##20150317,
Shankaramani, Venkatesh Narayan 01499ICICI Bank Limited##00041##Internal Audit Function##Withdrawn##20150816##20181217,
Shanmugam, Vinod Kumar 00595AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110922,Marsh Qatar LLC##00085##Senior Executive Function##Approved##20171023##,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111117##20141231,
Shannon, Anthony 01847AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##,
Sharad, Harlalka Nikhil 00198BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn##20070628##20080709,
Sharif, Ahmad Sami 01108MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20120513##20130915,
Sharif, Zarqa Bibi 01776Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved##20200921##,
Sharma, Kiran Kumar 01524Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20160321##20181004,
Sharma, Vikash 01158ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20121007##20181217,
Sharma, Vinod Kumar 00436Aon Qatar LLC##00086##Finance Function##Withdrawn##20080722##20100902,
Shaw, Sandra 00419Coutts & Co##00084##Senior Management Function##Withdrawn##20080619##20110220,
Shawkat, Khaled Ahmed Amin 00342EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn##20071213##20090104,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20071213##20090104,
Shawki, Hazem Ahmed 01159Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20121007##20141231,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn##20121007##20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121007##20141231,Goldman Sa
Shayesteh, Ramin 01653Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20180909##20210202,
Sheehan, Gary John 00981Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110731##20121127,
Shehadeh Ibrahim, George William 00997Amwal LLC##00145##Senior Executive Function##Withdrawn##20110914##20130627,Amwal LLC##00145##Executive Governance Function##Withdrawn##20110914##20130513,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20130627,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##2011
Sheikh Yasin, Emad Faisal Ibrahim 01059Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20120220##20121219,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Approved##20190527##,
Shekharath, Ravindran Kurumala 01057AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120208##20141231,
Shelper, Mark Robert 00599Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20091115,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20091115,
Shenouda, Nader 00594QINVEST LLC##00048##Senior Management Function##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in I
Shetty, Sandeepkumar Raju 01723AIG MEA Limited##00035##Finance Function##Withdrawn##20191022##20191231,
Shinde Ramesh Rao, Indra Priya 00883AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on Investments##Withdrawn##20110206##20111003,
Shiralkar, Medha Vinod 01368International Financial Services (Qatar) LLC##00109##Compliance Oversight Function##Withdrawn##20140225##20170222,International Financial Services (Qatar) LLC##00109##MLRO Function##Withdrawn##20140225##20170222,
Shivaprakash, Somasundaram 00213Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20070716##20101123,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070716##20101123,
Shotton, Timothy 00465QINVEST LLC##00048##Senior Management Function##Withdrawn##20080831##20181231,QINVEST LLC##00048##Internal Audit Function##Withdrawn##20130917##20181231,
Shoughari, Aya 00490BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080922##20091008,
Shurey, Lee Charles 01113Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn##20120527##20150601,
Sibley, Philip James 00373AIG MEA Limited##00035##Finance Function##Withdrawn##20080308##20090616,AIG MEA Limited##00035##Finance Function##Withdrawn##20100124##20111206,
SIKANDER, SHARIQ 01690Sharq Insurance LLC##00054##Actuarial Function##Approved##20190714##,
Simms, William Richard 00006Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20050929##20070724,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20051229##20070724,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn##20070329##20070710,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn##20070329##2007071
Simon, Naramsin 00902MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20110308##20130718,
Singh, Arunabh Kumar 01511Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20151102##20180709,
Singh, Harpreet 00216ICICI Bank Limited##00041##MLRO Function##Withdrawn##20070724##20080110,
Singh, Nidhi 01609Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20170921##20180730,QIC International LLC##00034##Risk Management Function##Withdrawn##20170921##20180308,
Singh, Sanjay 00528First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20081124##20090201,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20081124##20090201,
Singhi, Anand 01727Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20191204##20210106,
Sinko, Milko 00078Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20061129##20080604,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061129##20080604,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn##20081204##20090812,CORECAP MERCHAN
Siong, Kok Boon 01589International Financial Services (Qatar) LLC##00109##Finance Function##Withdrawn##20170529##20181031,
Six, Carole Michele 00193Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20070610##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070610##20090812,
Skinner, Charles David 01087QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20120408##20140919,
Slater, Andrew Edward 00789Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn##20100706##20140820,
Slim, Bassam 01260Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231,
Smit, Charles Stephen 00677State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20091007##20130730,
Smith, Darren Jeffrey Sean 01023Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20111025##20140820,
Smith, Rowan Michael 01778AWP Health & Life S.A.##00193##Senior Executive Function##Approved##20201013##,
Smith, Sarah-Jane Syvret 00946QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20110519##20111124,
Smith, Simon James 00795International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100718##20120703,
Sobh, Bassam 01556MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20161030##20170801,
Sokolov, Vladimir 01748CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20200310##,
Solh, Samer 01001Amwal LLC##00145##Senior Management Function##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdr
Solomon, Antony Franclin Rajesh 00968Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20110713##20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn##20
Somaiya, Minal Prasan 01750Morgan Stanley & Co International plc##00019##Finance Function##Approved##20200315##,
Somani, Mehboob 01168Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121018##20140130,
Somasundaram, Karthik Geyan 00321American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Sond, Raghbir Singh 00787Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100706##20110621,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100706##20110621,
Sondhi, Sanjay 00403Samba Financial Group##00081##Senior Executive Function##Withdrawn##20080525##20090709,
Soni, Bhavisha 01295Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20130912##20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20130912##20140115,
Sood, Ajay Kumar 01548Oriental Insurance Company QFC Branch##00325##Finance Function##Withdrawn##20161017##20190718,
Soofi, Shoaib 00715American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20091215##20190930,
Soon, Lim Kok 00864Pacific Star Doha LLC##00111##Finance Function##Withdrawn##20110106##20110510,
Soukarieh, Rabih Zouheir 00244United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn##20071011##20091018,
Southwell, Philip Hugh 00691EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20091021##20110526,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20091021##20110526,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20110526,
Sowailem, Ahmed Ebrahim Abdulla 00891Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110215##20141231,
Speare-Cole, Hubert Alastair 01471Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20150310##20151202,
Spohr, Tilmann Friedrich Willi 00363Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20080810,
Srinivasan, Sampangi Chalapathi 01068Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20120229##20130115,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn##20120229##20130115,
Stefanowski, John Michael 00486Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120103,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120103,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn##20080914##20120103,MARSH BROKERS LIMITED ##00093##Cust
Stenger, Jacques Gilbert Camille 00873Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518,
Stephen, Jijan Abraham 00887Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20110215##20120408,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110215##20141231,
Stevens, Andrew Charles 00587QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20090603##20160131,
Stokes, Alma 00574CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn##20090209##20100623,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn##20090209##20100623,
Stormer, Simon John 00422Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20080625##20130109,
Strachan, Scott Samuel 00905Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110316##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110316##20141231,
Strathie, Brian David 00065Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061002##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061002##20081217,
SUBRAMANIAM, ANAND 01105Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn##20120429##20170102,
Subramaniam, Mohan 00084EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20061212##20070912,
Subramanian, Ajay Shivram 01659Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20181029##20210121,
Subramanian, Savitha 01775Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved##20200920##,Morgan Stanley & Co International plc##00019##MLRO Function##Approved##20200920##,
Sulaiman Haji, Thameem Kasargod 00322American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Sumithraarachchi, Dilan Priyadharshana 01172
Sundaresan, Sridharan 01021Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20120408##20130810,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn##20111019##20130810,
Suonenlahti, Mikko-Jussi 00145Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070329##20080629,Qatar Capital
Surur, Aminu Nuru 01173Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130613##20141231,
Susilo, Herlina 01545Goldman Sachs International##00053##Compliance Oversight Function##Approved - Inactive##20160908##,Goldman Sachs International##00053##MLRO Function##Approved - Inactive##20160908##,
Sutherland, James Mark McClure 00523Qatar Insurance Services LLC##00097##Senior Executive Function##Withdrawn##20081124##20101014,Qatar Insurance Services LLC##00097##Executive Governance Function##Withdrawn##20081124##20091021,
Suvaryan, Armen 01625MUFG Bank, Ltd.##00103##Finance Function##Approved##20180104##,
Suzuki, Sadao 00345Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20071217##20120513,
Sveinsdottir, Gudny Arna 00246Kaupthing Bank hf.##00063##Finance Function##Withdrawn##20070927##20090520,
Swallow, Mark 01212International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed##20130127##20140128,
Swann, Jonathan Graham 00866JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn##20110105##20130131,Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Approved##20150512##,
Swar, Omar 01410Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140708##20141231,
Sweeney, Priscilla Catherine 01402Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140526##20141231,
Sweidan, Jehad Yousef Abdulsater 00323American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Syed, Hamidullah 01313State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20131029##20140610,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20131029##20140610,
Syed, Mozammil 01503Merrill Lynch International - QFC Branch##00258##Finance Function##Approved##20150913##,
Sykes, Anthony James Pownall 00377Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn##20080308##20090422,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080308##20090422,
Szerman, Marcelo 01492Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150623##,
Tabet, Mounir Roger 00092Bank Audi LLC##00027##Finance Function##Withdrawn##20061221##20071121,
Tabet, Yassin 01491Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20150623##20170223,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20150623##20170223,
Tabol, Agustin Nanola 00324American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20120321,
Taher, Fatema Mahmood Mohamed 00150Citibank, N.A.##00043##Finance Function##Withdrawn##20070331##20150126,
Tahilramani, Jagdish Hari 00260Zurich International Life Limited##00067##Finance Function##Withdrawn##20071108##20110912,
Tailor, Chetan 00632Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090708##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090708##20141231,
Takesako, Masatoshi 01459Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20150126##20170401,
Talge, Georges Yousef 00268Bank Audi LLC##00027##Finance Function##Withdrawn##20071121##20160118,
Talib, Waleed Fuad 00384Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080313##20081021,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080313##20081021,
Talwar, Sunil Kumar 00117QIC International LLC##00034##Finance Function##Withdrawn##20070212##20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn##20190501##20210331,
Tan, Shih Min 01721Sanguine Investment Managers LLC##00744##Senior Management Function##Approved##20190926##,
Tang, Shengtian 01404Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20140610##20170510,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20140610##20170510,
Tannir, Karim Anas 01216JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Withdrawn##20130203##20140618,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130203##20141231,JPMorgan Chase Bank, N.A. - Qatar Fin
Tanoh, Thierry Andre Nicolas Yao 01798Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##,Maha Capital Partners LLC##01098##Senior Management Function##Approved##20201202##,
Tarawneh, Nasser Naji 00016Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20051205##20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20051205##20141231,
Tartir, Jamal Abdelmunim Yaqoob 00847Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20101123##20111019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20111019,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101123##20111019,
Tasci, Mahmut Murat 00859Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101227##20120103,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101227##20120103,
Tatham, Christopher Paul 00249Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20070930##20120429,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20130617##20141209,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20140608##20141209,
Tattersall, Adam Ian Hayden 00804Kane LLC##00121##Executive Governance Function##Withdrawn##20100826##20120326,Kane LLC##00121##Finance Function##Withdrawn##20100826##20120326,
Taylor, John Maxwell Percy 00524Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014,
Temperley, Michael Arthur 00223Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20070808##20090819,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20070808##20090819,
Thadathel Joseph, Rojan 01513Sharq Insurance LLC##00054##Risk Management Function##Approved##20151229##,
THAKADIYIL THOMAS, SHIBI 01640Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20180528##20201203,
Thaker, Nikunj Jayantilal 01737International Financial Services (Qatar) LLC##00109##Compliance Oversight Function##Withdrawn##20200127##20200218,International Financial Services (Qatar) LLC##00109##MLRO Function##Withdrawn##20200127##20200218,
Thakkar, Chirag 01574ICICI Bank Limited##00041##Risk Management Function##Withdrawn##20170109##20181217,
Thaleeparambil, Rajeev George 00325American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231,
Thaper, Rajesh 01547QIC International LLC##00034##Risk Management Function##Withdrawn##20161017##20170703,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20161017##20170703,
Thapliyal, Mahesh 00743Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20100328##20190303,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20100328##20190303,
Thareja, Gaurav 00139ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20090119,
Thengungal, Vinish Valsan 00326American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Thiruvengadam, Madhavan 01065AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20120220##20140518,
Thiyagarajan, Ilango 00369AXA Insurance (Gulf) BSC##00024##Senior Executive Function##Withdrawn##20080227##20081120,AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080227##20110621,
Thomas, Ian Richard 01175MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20121018##20170323,
Thomas, Manu 00927Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20111220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20111220,
Thomas, Thomas Thomas Vadakedathithak 00327American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140226,
Thykkoodathil, Ajith Kumar 01685Epicure Investment Management LLC##00676##Finance Function##Approved##20190501##,
Tian, Zhiping 00394Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn##20080415##20130414,
Tierney, John Gerard Mary 01110Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20120520##20121209,
Tietema, Tjeerd Sander 01399UBS AG##00087##Compliance Oversight Function##Approved - Inactive##20140526##,UBS AG##00087##MLRO Function##Approved - Inactive##20140526##,UBS Qatar LLC##01169##Compliance Oversight Function##Approved##20201231##,UBS Qatar LLC##01169##MLRO Function##Approved##20201231##,
Tirumala, Gopi Dharmapuri 00886First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20110302##20111114,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20110302##20111114,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20120913##20140501,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20120913##2
Titcomb, Hugh Harrison 00007Ansbacher & Co Limited##00001##Executive Governance Function##Withdrawn##20050929##20090906,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20080415,
Tiwari, Rajnesh 01677Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn##20190304##20210330,
Toepper, Arne Erik 01447Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20141229##20151218,
Toromanov, Evgueniy 01160Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131216##20141231,
Totonji, Abdulrahman Irfan 01753Qatar First Bank LLC##00091##Senior Executive Function##Approved##20200419##,
Touma, Rami Fouad 00581Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20130331,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20130331,
Towneley, Peregrine Henry 01761Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20200517##20200517,
Tukeyeva, Zhanar 01477AIG MEA Limited##00035##Risk Management Function##Withdrawn##20150426##20181227,
Turner, Richard Edwin 00525Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn##20081124##20090514,Qatar Insurance Services LLC##00097##Finance Function##Withdrawn##20081124##20100721,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn##20081124##20090514,
Tyrrel, Graham Martin 01122
Udezue, Ezinwa Ogechukwu 01648UBS AG##00087##Senior Executive Function##Approved - Inactive##20180731##,UBS Qatar LLC##01169##Senior Executive Function##Withdrawn##20201231##20210421,UBS Qatar LLC##01169##Executive Governance Function##Approved##20201231##,
Untermeyer, Charles Graves 00353Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20080127##20120513,
Uppuluri, Prashanth 01004Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No
Ur Rahman, Ateeq 01472Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20150324##20210330,
Uramandith, Pavan Kumar 01387ICICI Bank Limited##00041##Risk Management Function##Withdrawn##20140331##20170104,
Utku, Ant Utkan 01762VakifBank QFC Branch##00956##Compliance Oversight Function##Withdrawn##20200521##20200817,VakifBank QFC Branch##00956##MLRO Function##Withdrawn##20200521##20200817,
Vadakkekottoor Varghese, Vinod 00567MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn##20090115##20121006,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20090115##20100426,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20110410##20121006,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20150126##20160419,Alpen Ca
Vadlamani, Ravi Kumar 00634Samba Financial Group##00081##Finance Function##Withdrawn##20090709##20100328,Samba Financial Group##00081##Senior Management Function##Withdrawn##20090709##20100328,
Vajpayee, Shardindu 00231ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070903##20081019,
Valappil, Aravindakshan Konjadath 00052Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20060628##20061221,
Valgimigli, Anthony John 00500Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20081019##20081202,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20111019##20120408,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20081019##20101007,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investm
Van Aarde, Deon 00437Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20080722##20100207,
Van Ballegooijen, Ronald Edwin 00396ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn##20080501##20080907,
Van Biesen, Eric 00661T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20090917##20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20090917##20091215,
Van Raepenbusch, Tara Marie Ann 00248Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn##20070927##20080601,Kaupthing Bank hf.##00063##MLRO Function##Withdrawn##20070927##20080601,
Van Rensburg, Ruan Janse 00683AXA Insurance (Gulf) BSC##00024##Actuarial Function##Approved##20091011##,AIG MEA Limited##00035##Actuarial Function##Withdrawn##20190502##20190930,
Vandamme, Tom David 01670Zurich International Life Limited##00067##Internal Audit Function##Approved##20190109##,
Vanreyk, Adrian Shailendra 01787Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved##20201125##,
Varvel, Eric Morris 00617Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20090430##,
Vasudevan, Cudalore Krishnaswamy 00328American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Vedula, Bhaskar Rao 01126Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn##20120624##20140105,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20120624##20140105,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved##20201207##,MedGulf Takaful - QFC Branch##00110##Risk Management Function##
Veiss, Rudolfs 01304Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140911##20141231,International Financial Services (Qatar) LLC##00109##Executive Governance Function##Suspended##20200420##20201209,
VENTER, RIAAN FRANCOIS 01063Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130307##20141231,
Viano, Roberto 01392Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20140415##20161018,
Vickery, Aaron James 01498Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn by the QFCRA##20150816##20191022,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20150816##20191022,
Vidalie, Pascale Berthe Fernande 00134Lehman Brothers International (Europe)##00040##Finance Function##Withdrawn##20070318##20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20090528##20100718,
Vincent, Nicola Diane 00261Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20071108##20090422,
Viney, David William 00954The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20110526##20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20120715,
Vink, Stephen Michael 00099Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20080127##20110124,Global Investment House (Qatar) LLC##00011##Risk Management Function##Withdrawn##20061226##20110124,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20080127##20081023,
Vinke, Jeannette 00102Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20061228##20070613,
Viswanathan, Kumar 01167State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn##20121016##20161214,
Vitalo, John Frank 00766Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20100526##20140408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20140408,
Vitor, Emma Tundalas 01413International Financial Services (Qatar) LLC##00109##Finance Function##Withdrawn##20140821##20170330,International Financial Services (Qatar) LLC##00109##Finance Function##Withdrawn##20190109##20190821,
Vohra, Vimal Kumar 01279Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140130##20141231,
Volkwyn, Charite 00744MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20100328##20110410,
Vora, Ankur Devendra 00274Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn##20071128##20141115,Citibank, N.A.##00043##MLRO Function##Withdrawn##20071128##20141115,
Wacht, Anne Laure 01639Barclays Bank PLC##00018##MLRO Function##Withdrawn##20180521##20180726,
Wagstaff, Stephen John 00129AXA Insurance (Gulf) BSC##00024##Senior Management Function##Withdrawn##20070308##20101007,AXA Insurance (Gulf) BSC##00024##Customer Facing Function-Advising on Investments##Withdrawn##20070308##20101007,
WAHEED, NAJAM 01635Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20180429##20210202,
Wai, Soh Kit 00653Pacific Star Doha LLC##00111##Compliance Oversight Function##Withdrawn##20090827##20110510,Pacific Star Doha LLC##00111##MLRO Function##Withdrawn##20090827##20110510,
Wakabayashi, Shozo 00568MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20090115##20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn##20090115##20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090115##20130228,
Wakeling, Thomas Andrew Leonard 00647MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20090809##20100815,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20090809##20101017,
Wakil Martinez, Khaldoun 01280Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231,
Walia, Rohit 00097Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Withdrawn##20061221##20080323,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved##20080323##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlle
Walker, Duncan Richard 00146Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20070429##20070930,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20070429##20130410,QINVEST LLC##00048##Finance Function##Withdrawn##20130716##20190117,QINVEST LLC##00048##Senior Management Function##Withdrawn##20130716##20190117,
Wallace, Graeme Kenneth Andrew 00262Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn##20071108##20120611,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20110106##20120611,
Waller, Patrick 00447State Street Middle East North Africa LLC##00088##Finance Function##Withdrawn##20080729##20130730,
Waly, Ahmed Aly Ahmed 00343EFG-Hermes Qatar LLC##00069##Senior Executive Function##Withdrawn##20071213##20150510,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20071213##20141231,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a con
Wan, Jincheng 01588Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved##20170529##,
Wane, Peter Norman 00194Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20070613##20141120,
Wang, Xuemei 00356Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20080131##20110316,
Wanigasekera, Rajit Collin Perera 01183
Warre, Caspar Alexis Mackintosh 00756QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100426##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100426##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20160110
Wastie, Linda 01234Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn##20130623##20161031,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20130410##20161031,MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20170326##20171124,
Waterhouse, Anna 00201Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20070703##20140306,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20070703##20140306,
Watson, Iain James Stuart 00053Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20060628##20061221,
Watters, Thomas 01717Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved##20190926##,
Watts, Robin Stewart 01275Goldman Sachs International##00053##Finance Function##Withdrawn##20130625##20140115,
Watts, Susan Elizabeth 00062Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20060912##20080625,
Weatherdon, Vaughn 01432QINVEST LLC##00048##Senior Management Function##Approved##20180409##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141020##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141020##2014123
Weatherley, Clive Richard 00870Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20110113##20130430,
Weaver, Ceri David 00182American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20070514##20120611,
Webb, Gary Martin 01736Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved##20200127##,
Wedick, John Michael 01223American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20130320##20171105,
Wei, Hongzhou 01484Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn##20150608##20170413,
Weinwurm, Urs Christian 01258Aventicum Capital Management (Qatar) LLC##00173##Risk Management Function##Approved##20130623##,
Weir, Audrey Ann 01139AIG MEA Limited##00035##Risk Management Function##Withdrawn##20120812##20150427,
Westcott, Jonathan 00700Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20161030,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved##20161030##,Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Withdrawn##20091118##20140715,Rothschild & Co Doha LLC##00116##MLRO Function##Withdrawn##200911
Wheeler, Lorraine Fay 00452QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080810##20090812,
White Jr., John Albert 01660Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20181029##20200216,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20181029##20200216,
White, Andrew Edward 00825Matrix ME Alignment Fund Management LLC##00122##Senior Executive Function##Withdrawn##20101018##20140520,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,
Wiffin, Damian Mark 01231Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130402##20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130402##20141231,
Wigham, Paul James 01398AIG MEA Limited##00035##Internal Audit Function##Withdrawn##20140519##20170406,
Wijayarathna Samarasekara, Milinda Pradeep Chinthaka 01408Abu Dhabi Commercial Bank##00075##Risk Management Function##Withdrawn##20140618##20210330,
Wilkes, Yasmine 00487MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Withdrawn##20080914##20130910,
Williams, Joshua Alexander Peter Adlam 01155Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130801##20141231,
Williams, Timothy John 00817Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20101007##20110615,
Wilson, Adam Richard 00461RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20080831##20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090120,
Wilson, Eric Paul 00792QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100707##20120312,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100707##20120312,
Winefred, Princeton Christopher George Anthony 00330American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,
Withnell, David Mark 00560Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20081217##20110302,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20081217##20110302,
Wood, Philip Nigel Stanley 00456Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20080825##20120906,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120201,
Woods, George David 00256ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn##20071011##20080501,
Workman, Stephen Anthony 01346International Financial Services (Qatar) LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140120##20140120,
Wright, David Henry 00912Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110324##20130927,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20140930##20140930,
Yamazaki, Hideo 00561Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn##20081217##20100706,
Yammine, Bassam 00582Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20090408##20121231,
Yang, Chuanzhong 01726Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved##20191126##,
Yapa Abeywardene, Shankanada 01541Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20160724##20180816,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Withdrawn##20160724##20180816,
Yash, Vineet 00786SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20100523##20110912,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20100523##20110912,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20100523##20110922,Chedid and Associates Qatar LLC##
Yasmine, Najla Antoine 00331American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218,
Yildirimli, Salih 01462Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Internal Audit Function##Withdrawn##20150127##20150528,
Yin, Chan Wai 00654Pacific Star Doha LLC##00111##Finance Function##Withdrawn##20090827##20110106,
York, David Anthony 01090AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20120408##20120910,
Yoshida, Yoshimasa 01582Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20170326##20190708,
Younan, Wassim George 01525Goldman Sachs International##00053##Executive Governance Function##Withdrawn##20160321##20210331,
Young, Adam Elliott 01375Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Withdrawn##20140309##20160501,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Withdrawn##20140309##20160501,QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20140309##20160501,QIC International LLC##00034##MLRO Function##With
Yousef, Husamuddin Qasim M 01323Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20131124##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20131124##20141231,
Yousef, Ibrahim Qasim Mohammed 00232Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20070903##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20070903##20141231,QINVEST LLC##00048##S
Yousef, Qasim Mohammed Qasim 00033United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn##20060321##20071011,
Yousef, Shadi Jawdat Mohammad 00332American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140514,
Yuksel, Tanju 01764VakifBank QFC Branch##00956##Senior Executive Function##Approved##20200521##,
Yunus, Mohammad 00107Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20070206##20080824,
Yurttaser, Çetin 01297Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn##20130915##20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn##20130915##20140210,Kuwait Turkish Participation Bank Inc. Qatar Financi
Yusuf, Mohammad Shamshad 00922MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20120201,
Zacharia, Bansi Joseph Joseph 00333American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140226,
Zafar, Arbab 00856AXA Insurance (Gulf) BSC##00024##Compliance Oversight Function##Withdrawn##20101216##20150426,AXA Insurance (Gulf) BSC##00024##MLRO Function##Withdrawn##20101216##20150426,
Zafar, Asad 00370Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20080227##20090201,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn##20080604##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080227##20090201,Al Rayan Investment LLC##00045##Customer Facing
Zaid Alkelani, Mohammed Ahmad Subhi 01306Arab Jordan Investment Bank (Qatar) LLC##00003##Internal Audit Function##Approved##20130923##,
Zaidan, Ayman Ahmad Moh'd 00835Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20130421,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##With
Zaidi, Faraz Akhtar 00807QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing
Zaidi, Syed Muhammed Reza 00751Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20100330##20110808,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20100330##20110808,Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20190109##,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20140107##20181128,Marsh Qatar L
Zaouk, Hani Riad 00940Bank Audi LLC##00027##Senior Executive Function##Approved##20110427##,Bank Audi LLC##00027##Executive Governance Function##Approved##20190527##,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110427##20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals
Zaour, Shadi 01042American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20111124##20140615,
Zard Abou Jaoude, Edouard 00764Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100526##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100526##20141231,
Zayani, Mondher 01496Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn##20150726##20200101,
Zecchin, Georges 00157Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn##20070331##20100207,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn##20070331##20100207,
Zein, Tarek 00600AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn##20090419##20111101,
Zeineh, Osama Mohammad Mahmoud 00479Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20080904##20091214,Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20080904##20081023,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20080904##20091214,
Zghal, Thameur 01668AXA Insurance (Gulf) BSC##00024##Risk Management Function##Approved##20181211##,
Zhang, Yuhong 01617Bank of China Limited Qatar Financial Centre Branch##00408##Senior Management Function##Approved##20171029##,
Zheng, Yue 00413Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20080604##20101011,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20080604##20101011,
Zhu, Weihua 01435Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn##20141106##20170529,
Zrazhewski, Vladimir 01693CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##,
ZUBEIDI, SHADI FAWZI 00980Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20140309,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20140309,

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