| Individual Name (Last, First Name) |
AI Number |
| Aaraj, Jean Pierre Georges Naaman | 00951 | Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231, |
| Abbas, Bassam Ahmad | 01827 | Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20210504##20210525,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended##20210303##20210422, |
| Abbas, Farrukh | 01283 | Amwal LLC##00145##Non-Executive Governance Function##Withdrawn##20130716##20181126, |
| Abbas, Mohamed Ali Saleh | 00183 | TAIB Bank Qatar LLC##00049##Senior Executive Function##Withdrawn##20070516##20100328,TAIB Bank Qatar LLC##00049##Executive Governance Function##Withdrawn##20070516##20100328, |
| Abboud, Makram | 01694 | CQUR Bank LLC##00622##Executive Governance Function##Withdrawn##20190716##20200105, |
| Abboud, Remy | 01707 | Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20190821##20200409,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20190821##20200409,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20200420##20200927,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20200420##20200510, |
| Abdali Bader, Masood Abdulhameed | 01510 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20151102##20170102, |
| Abdalla, Moath Ahmad Mustafa | 01468 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20160424##20160918,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20160424##20160918,Qatar First Bank LLC##00091##Internal Audit Function##Withdrawn##20150212##20160424, |
| Abdallah, Mohammad Ahmad | 00307 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017, |
| Abdel Kareem, Seifeldin Elsammani (Prohibited) | 00412 | QINVEST LLC##00048##Finance Function##Withdrawn##20080604##20090812,Al Mal Bank LLC##00100##Finance Function##Withdrawn##20090812##20100328, |
| Abdel Rahman, Ahmed Samir Amin Mohamed | 01255 | EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20140507##20150325,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130603##20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130603##20141231, |
| Abdel-Halim, Mohamed Esmat | 00334 | EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20071213##20140424,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071213##20140424, |
| Abdelaziz, Zakaria | 00877 | Concordia Capital LLC##00129##Executive Governance Function##Withdrawn##20110113##20120507,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20120507,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110113##20120507, |
| Abdeljaber, Ramzi Tayseer Mohammad | 01487 | Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn##20150617##20160405,Investcorp Investments LLC##00219##Executive Governance Function##Withdrawn##20150617##20160405,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20160405##, |
| Abdo, Hani | 01381 | Amwal LLC##00145##Executive Governance Function##Approved##20140319##, |
| Abdul Gafoor, Khot Asif Yusuf | 00449 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20080810##20141231, |
| Abdul Khader, Habeeb | 00975 | Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231, |
| Abdulaal, Nabeel Saleh Ali Ebrahim | 01214 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130127##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130127##20141231, |
| Abdulla, Aaleya Mohamed Ghuloom | 01667 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20181211##20210406, |
| Abdulla, Ali Hussain Ismail Hassan | 00995 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20110912##20130311,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20110912##20130311,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20110922##20130311,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20110922##20130311, |
| Abdulla, Hussain Gholoum F M | 01406 | QINVEST LLC##00048##Senior Executive Function##Approved##20210714##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140610##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140610##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20210411##20210701, |
| Abdullah, Maytham Mahmoud Haji Haider | 00108 | United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Withdrawn##20070206##20091018, |
| Abdulrahman, Eyad Mohamed Abdulla | 01285 | Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20130724##20141111,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130724##20141111, |
| AbdulSalam, Tariq Mohammed | 00024 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
| Abela, Jonathan Joe Emmanuel | 00854 | Aon Qatar LLC##00086##Senior Management Function##Withdrawn##20101212##20180610,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101212##20141231, |
| Abeynayake, Anil | 00941 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20110427##20111025,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110427##20111025, |
| Abi Samra, Wilson Gabriel | 00222 | Nasco Qatar LLC##00057##Finance Function##Withdrawn##20070808##20090726, |
| Abo Zeid, Reda Ahmed Moustafa | 00562 | EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20090104##20130914, |
| Abou El Nasr, Kamal | 00387 | BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Withdrawn##20080407##20080901,BLOM Bank Qatar LLC##00079##MLRO Function##Withdrawn##20080407##20080901, |
| Abou Khalil, Antoine Gergi | 00275 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218, |
| Abou Khalil, Julien | 00365 | Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20080221##20100328,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080221##20100328, |
| Abouelseoud, Gamal Hassan Hassan Ahmed | 01858 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved##20210706##, |
| Abousaleh, Ali | 01307 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130923##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130923##20141231, |
| Abousleiman, Elias | 01846 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##, |
| Abraham, Deepak George | 01600 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved##20170720##,Merrill Lynch International - QFC Branch##00258##Executive Governance Function##Approved##20210905##, |
| Abu Alnadi, Rani Adnan | 00008 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Withdrawn##20051205##20070409,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn##20051205##20070409, |
| Abu Alrub, Mahmoud | 00009 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn##20051205##20160502, |
| Abu Nameh, Abed Al Khaleq M A | 01583 | Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved##20170501##,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved##20170501##, |
| Abu Neel, Nour A M | 01153 | Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120913##20141231, |
| Abu Shakra, Ashraf Abdullah Areef | 01083 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20120326##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20120326##20121009, |
| Abu Sitta, Ezzalden Majed Abdullah | 01830 | Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved##20210310##,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved##20210310##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved##20210408##,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved##20210408##, |
| Abu-Khalaf, Mohamad Mahmoud Musa | 01817 | Qatar First Bank LLC##00091##Senior Management Function##Approved##20210208##, |
| Abuhamdieh, Arwa Zakaria Ahmad | 01772 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20200810##20210702,Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20200810##20210702, |
| Abuhijleh, Fadi Abdelghani Adel | 00066 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061009##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061009##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn##20061009##20070701, |
| AbuInnab, Omar Faisal | 01644 | Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20180722##20190827, |
| Abumughli, Ala Azmi Masoud | 00753 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20100418##20160116, |
| Achkar, Habib Pierre | 00727 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20100114##20100622,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20100114##20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20100114##20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100114##20130619, |
| Adamantiadis, Christos | 01800 | Marsh Qatar LLC##00085##Executive Governance Function##Approved##20201215##, |
| Adhami, Bilal | 00673 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20091021##20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091021##20111101, |
| Adiga, Prakash Beloor | 00933 | State Bank of India - QFC Branch##00137##Finance Function##Withdrawn##20110407##20140327, |
| Adjadj, Michel | 01811 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
| Afanasiev, Andrey | 01697 | CQUR Bank LLC##00622##Risk Management Function##Withdrawn##20190716##20200531, |
| Afaq, Maqsood Ahmed | 00468 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080903##20140626,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080903##20140626, |
| Afifi, Mohamed Abdel-Moneim | 00098 | Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20061221##20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20061221##20080127, |
| Afram, Fadi Fredric | 01056 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20120208##20140112, |
| Afzal, Laeek | 00492 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20080928##20100721,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080928##20100721, |
| Agarwal, Amit | 01538 | AIG MEA Limited##00035##Actuarial Function##Withdrawn##20160626##20190328, |
| Agarwal, Ritesh | 00214 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070724##20081120, |
| Agha, Mohammad Ayaz Azim | 00678 | QINVEST LLC##00048##Finance Function##Withdrawn##20091008##20110912,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn##20130612##20131105,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20190620##20190801, |
| Ahmad, Faris Ahmad Faris | 00971 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn##20110731##20150601, |
| Ahmad, Nabeel | 01243 | QINVEST LLC##00048##Finance Function##Approved##20190128##,QINVEST LLC##00048##Finance Function##Withdrawn##20130507##20130827, |
| Ahmad, Shakeel | 01152 | Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20120913##20140430, |
| Ahmad, Wasim | 01111 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20120527##20130418, |
| Ahmad, Yousaf | 01358 | Citibank, N.A.##00043##Risk Management Function##Withdrawn##20140210##20150731, |
| Ahmed, Ataf | 00842 | QINVEST LLC##00048##Senior Management Function##Approved##20130902##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20101107##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20101107##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20101107##20141231, |
| Ahmed, Husain Hameed Ebrahim | 01520 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20160131##20160706, |
| Ahmed, Mohammad Fahad | 01488 | Investcorp Investments LLC##00219##Finance Function##Withdrawn##20150617##20170319, |
| Ahmed, Muna A. Rahim Mohamed | 01489 | Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn##20150617##20210131,Investcorp Investments LLC##00219##MLRO Function##Withdrawn##20170109##20210131, |
| Ahmed, Nabel Emtayaz Mian | 01373 | The Saudi National Bank##00081##Internal Audit Function##Withdrawn##20140309##20171015, |
| Ahmed, Nidal Lutfi Abdullatif | 00141 | Qatar Capital Partners LLC##00042##Finance Function##Withdrawn##20070329##20090906, |
| Ahmed, Salman | 00001 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20050929##20060214,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20060718, |
| Ahmed, Syed Firozuddin | 00429 | BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn##20080709##20150706,BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn##20080709##20150706, |
| Ahmer, Sabeen | 00410 | Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn##20080601##20090720, |
| Ahsan, Syed Irtaza | 00701 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20091123##20141231, |
| Aichi, Noura | 01028 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
| Airi, Vikram | 01002 | Amwal LLC##00145##Senior Management Function##Withdrawn##20110914##20121211,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20121211,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20121211, |
| Ajayi, Adebowale Oluranti | 00122 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20070226##20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20070226##20070514, |
| Akhavi, Alexandre Mehdi | 01797 | Maha Capital Partners LLC##01098##Compliance Oversight Function##Approved##20201202##,Maha Capital Partners LLC##01098##MLRO Function##Approved##20201202##, |
| Akhrass, Jameel Khalid | 00131 | Lehman Brothers International (Europe)##00040##Senior Executive Function##Withdrawn##20070318##20100105, |
| Akhtar, Javed | 00454 | BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn##20080824##20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Advising on Investments##Withdrawn##20080824##20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Dealing in Investments##Withdrawn##20080824##20090401, |
| Akhtar, Syed Tanveer | 01912 | Sharq Insurance LLC##00054##Senior Management Function##Approved##20220110##, |
| Akkawi, Zeid Toufic | 00414 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20080605##20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080605##20090122, |
| Al Abdulla, Hussain Ali Abdulrahman Abdulla | 00158 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20161212, |
| Al Ansari, Aya | 01449 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141229##20141231, |
| Al Ansari, Nasser Hassen | 00159 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20110713, |
| Al Ardhi, Mohamed Mahfoodh Saad | 01205 | Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn##20130116##20131105, |
| Al Asfoor, Jawad Kadhem Salman | 00532 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328, |
| Al Attiyah, Hamad Abdulla | 00821 | Matrix ME Alignment Fund Management LLC##00122##Non-Executive Governance Function##Withdrawn##20101018##20120527, |
| Al Attiyah, Meera Hamad Abdulla A | 01442 | QNB Capital LLC##00096##Executive Governance Function##Approved##20141202##, |
| Al Balushi, Khalid Abdullah Ali | 01789 | Oman Reinsurance Co. - QFC Branch##01134##Compliance Oversight Function##Approved##20201130##,Oman Reinsurance Co. - QFC Branch##01134##MLRO Function##Approved##20201130##, |
| Al Damer, Fahd Abdulleh Hussein | 00550 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20141210, |
| Al Darwish, Adnan Ahmad Darwish | 00505 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090112,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090112, |
| Al Dhaheri, Khalaf Sultan Rashed Saeed | 00160 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20110713, |
| Al Dosari, Saad Mohammed Buzwair | 00533 | Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20081203##20100328, |
| Al Habib, Driss | 01522 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20160307##20190630, |
| Al Habshi, Syed Ahmad Anis Syed | 00742 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20100401##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100401##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20100401##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn##20100401##20100720, |
| Al Haddad, Roland | 00411 | Kaupthing Bank hf.##00063##MLRO Function##Withdrawn##20080601##20090720, |
| Al Halabi, Kamal Emile | 00516 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20081120##20100707,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20081120##20100707, |
| Al Jaidah, Salah Mohammed Ibrahim | 00169 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20070430##, |
| Al Jaroudi, Marwan Mohamad Tawfik | 00388 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
| Al Jomaih, Ibrahim Mohammed Abdulaziz | 00551 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20190129, |
| Al Kaissi, Rania Derian Mohamad | 01348 | BLOM Bank Qatar LLC##00079##Internal Audit Function##Withdrawn##20140128##20210201, |
| Al Katerji, Haithem | 01341 | Al Rayan Investment LLC##00045##Senior Executive Function##Approved##20140115##,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
| Al Khairi, Sami Mu'ath Sami | 01006 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20141203,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20141203, |
| Al Khaja, Mohamed Hasan Ali Ahmed | 00956 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20131027,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20131027,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20110526##20131027, |
| Al Khalfan, Nader Mohamed Ali | 00993 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20110912##20130401,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110912##20130401, |
| Al Khalifa, Abdulla Mubarak Naser | 00494 | QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20080928##, |
| Al Kuwari, Thani Abdul Rahman Shahin Al Sheikh | 00858 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20101227##20120703, |
| Al Maghribi, Yaser Mahmoud Khamis | 01494 | Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20150623##20180719, |
| Al Mass, Khaled Abdulla Mohamed Abdulla | 01115 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20200120, |
| Al Mazyad, Ibrahim Bin Hamoud Bin Romeih | 01128 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn##20120703##20181218, |
| Al Mehana, Mahmoud Habib Shanawah Hussein Mohamed | 00506 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20101102,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20101102, |
| Al Mutairy, Mosabah Saif Mosabah | 01190 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20130107##20190424, |
| Al Omar, Waleed Khalid | 00535 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328, |
| Al Owair, Ali Saeed Samikh Braik | 00536 | Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328, |
| Al Qadi, Wael A A | 01770 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20200719##, |
| Al Qarahdaghi, Mohammed Majed Ali | 00537 | Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328, |
| Al Qubaisi, Khaled Abdulla Jumaa Karam | 01116 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20141231, |
| Al Rasheed, Mohamed Ahmed Mohamed Rashed | 00812 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100923##20110727,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100923##20110727, |
| Al Shehhi, Abdulla Zaid Mohamed Al Helali | 00969 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Withdrawn##20110731##20190429,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved##20211003##, |
| Al Thani, Abdul Rahman Bin Mohamed Bin Jabor | 00206 | Sharq Insurance LLC##00054##Executive Governance Function##Approved##20070716##, |
| Al Thani, Abdulla bin Ahmed Abdulla Ahmed | 00872 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518, |
| Al Thani, Al Hussain Ali Ahmed Jassim | 00161 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20120910, |
| Al Thani, Fahad Bin Mohamed Bin Jabor | 00207 | Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn##20070716##20100207, |
| Al Thani, Jassim Bin Hamad Bin Jassim Bin Jabor | 00170 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20070430##,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20100124##20151202, |
| Al Thani, Khalifa bin Jabor bin Mohammed bin Jabor | 00871 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518, |
| Al Thani, Mohamed bin Ahmed bin Jassem | 00224 | CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn##20070828##20080313, |
| Al Thani, Mohamed bin Hamad bin Jassem bin Jabor | 00335 | EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn##20071213##20091123, |
| Al Thani, Saoud Bin Khalid Bin Hamad Bin Abdulla | 00730 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20100124##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20190526, |
| Al Thani, Sheikh Hamad Mohamed K H | 01683 | Epicure Investment Management LLC##00676##Senior Executive Function##Approved##20190501##,Epicure Investment Management LLC##00676##Executive Governance Function##Approved##20190501##, |
| Al Wazzan, Sameer Ebrahim Hamad | 00987 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20110817##20190807, |
| Al Yaman, Samih Hassan | 01074 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120312##20130113,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120312##20130113, |
| Al Yamani, Darine | 01180 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20121125##20141231, |
| Al-Abdulghani, Salman Abdulla A. N. | 01706 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20210225, |
| Al-Abduljaleel, Fahad Ghazi | 00192 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20070610##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070610##20090812, |
| Al-Amin, Ziad | 01695 | CQUR Bank LLC##00622##Senior Executive Function##Approved##20190716##,CQUR Bank LLC##00622##Executive Governance Function##Approved##20190716##, |
| Al-Ani, Bineeta | 00990 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20150209##20190331,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20110825##20190331, |
| Al-Ansari, Abdulla Ahmed A A | 01271 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved##20130617##,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130617##20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130617##20141231,Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211103##, |
| AL-Ansari, Abdulrahman Abdulla I | 01851 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210525##, |
| Al-Ansari, Buthaina Hassan Farja Hashem | 00511 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20091008, |
| Al-Ansari, Nasser Hassen F H | 01612 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20171002##20200726, |
| Al-Attiya, Khalid Abdullah K A | 01565 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
| Al-Bader, Reem Mohammed Mishary Hassan | 00045 | Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn##20060628##20070301, |
| Al-Dosari, Rajih Shabeeb | 00643 | Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20090827##20100328, |
| Al-Ebrahim, Essa Mohammed Ahmed Hassan | 00042 | Standard Chartered Bank##00010##Compliance Oversight Function##Withdrawn##20060622##20080401,Standard Chartered Bank##00010##MLRO Function##Withdrawn##20060622##20080401, |
| Al-Eida, Abdulla Saeed M | 00705 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20091123##20151213, |
| Al-Emadi, Ali Asad Abdul Rahman Shareef | 00493 | QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn##20080928##20130625, |
| Al-Fadli, Abdulla Ahmed A A | 01801 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##, |
| Al-Fardan, Hussain Ibrahim | 00112 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20151213, |
| Al-Ganadi, Kaid Ali Yusur | 00483 | MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn##20080914##20101007, |
| Al-Gharaballi, Samir Abdel Mohsen Abdel Karim | 00046 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20081023, |
| Al-Ghunaim, Maha Khaled Salih | 00047 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102, |
| Al-Haiky, Hassan Ali Y A | 01803 | CB Asset Management LLC##01179##Executive Governance Function##Approved##20201230##, |
| Al-Hajri, Menahi Khalid M A | 01452 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20141229##20161212, |
| Al-Hajri, Mohammed Nasser M. A. | 01186 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20121231##, |
| Al-Hamadi, Faisal A-Wahid A T | 01035 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20111101##20141124, |
| Al-Hammadi, Ahmed | 00400 | EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20080519##20100609,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091011##20100609, |
| Al-Harbi, Muhsen Mohammed Muhsen Ghareeb | 00048 | Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn##20060628##20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080501##20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn##20080501##20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Withdrawn##20080501##20090119, |
| Al-Hashmi, Ahmed Abdulla Al-Mustafawee | 00534 | Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328, |
| Al-Jaidah, Salah Mohammed Ibrahim | 00911 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved##20110321##,Deutsche Bank AG Doha (QFC) Branch##00032##Executive Governance Function##Approved##20210817##,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110321##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110321##20141231, |
| Al-Jufaili, Khulood Nasser Saleem | 01790 | Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Withdrawn##20201130##20201220, |
| Al-Kaabi, Ahmad Nasser R S | 01412 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20140715##, |
| Al-Kaabi, Jassim Mohd A A | 01527 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20160417##20190424, |
| Al-Kaabi, Rashid Nasser | 00735 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20100215##,QINVEST LLC##00048##Non-Executive Governance Function##Approved##20191022##, |
| Al-Kawari, Tamim Hamad Abdulaziz Ali | 00203 | Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20070709##20120715,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn##20070709##20120715,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070709##20120715,QINVEST LLC##00048##Senior Executive Function##Withdrawn##20121209##20210630,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20121209##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121209##20141231, |
| Al-Khafrah, Mubarak Abdullah M | 01008 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20110922##20210907, |
| Al-Khaldi, Nasser Mohammed A A | 01835 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210329##, |
| Al-Khaledi, Mahmoud Mohamed Mahmoud | 00127 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20070304##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070304##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn##20070304##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Withdrawn##20070304##20091018, |
| Al-Kuwari, Ali Ahmed Zayed Ahmed | 00495 | QNB Capital LLC##00096##Executive Governance Function##Withdrawn##20080928##20100426,QNB Capital LLC##00096##Executive Governance Function##Withdrawn##20110421##20181113,QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn##20100426##20110421, |
| Al-Kuwari, Thani Abdulrahman Sh A | 01446 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20141229##20161212, |
| Al-Mahmoud, Al Anoud Saoud A Z | 01866 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved##20210727##, |
| Al-Mahmoud, Ibrahim Abdulla | 00113 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20140427,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20110512##20130529,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20140428, |
| Al-Mahmoud, Saoud Abdulla Z | 01825 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved##20210303##, |
| Al-Malki, Ali Ibrahim A | 01543 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20160811##20190217, |
| Al-Mana, Fahad Mohammed F A | 01316 | QIC International LLC##00034##Senior Management Function##Withdrawn##20131114##20151031, |
| Al-Mana, Mohd Yousef A. | 01704 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##, |
| Al-Mannai, Khalaf Ahmed Shabeeb | 00114 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20151213,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20190526, |
| Al-Mannai, Salem Khalaf A S | 01301 | Q Life & Medical Insurance Company LLC ##00141##Senior Executive Function##Withdrawn##20170720##20210621,Q Life & Medical Insurance Company LLC ##00141##Executive Governance Function##Approved##20200405##,Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Withdrawn##20130917##20170720,QIC International LLC##00034##Senior Management Function##Withdrawn##20160110##20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20210331##, |
| Al-Marri, Abdulla Fahad Abdulla Ghorab | 00471 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20190829, |
| Al-Marri, Ahmad Abdulla Salem Ghorab | 00552 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20180716, |
| Al-Marri, Mohammed Ahmad A G | 01861 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20210714##, |
| Al-Marri, Salem Mohd S. A. | 01705 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##, |
| Al-Meer, Abdullattif Abdulla M A | 00172 | QINVEST LLC##00048##Senior Executive Function##Withdrawn##20070430##20080902,QINVEST LLC##00048##Executive Governance Function##Withdrawn##20070430##20121118,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20121118##20130717,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080526##20121118,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080526##20121118,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20080526##20121118,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20080526##20121118,Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn##20130116##20131105, |
| Al-Mohannadi, Ali Rashid Ali Said | 01349 | QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20140128##, |
| Al-Mohannadi, Salman Mohammed Ahmed Al Hassan | 00952 | QNB Capital LLC##00096##Senior Executive Function##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Withdrawn##20110526##20140323, |
| Al-Mudaries, Haythem | 01497 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20150811##20151015, |
| Al-Muftah, Abdulaziz Yacoub Yousef Mubarak | 00512 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081023##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081023##20141231, |
| AL-Mughesib, Khalid AbdulRahman A | 00676 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20091018##20101014, |
| Al-Muhanadi, Howaida Abdulla S B | 01769 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20200713##, |
| Al-Neama, Yousef Mahmoud | 00142 | Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20090906,QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20190915##, |
| Al-Obaidli, M Noor A M | 00740 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20100310##, |
| Al-Okar, Mohd Mahmoud M. | 01534 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20160529##, |
| Al-Qadi, Abdul Kadir | 00010 | Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn##20051205##20200216, |
| Al-Qadi, Hani Abdulkadir | 00011 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn##20051205##20080414,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn##20051205##20200713,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20060607##20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20060607##20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20200713##, |
| Al-Qahtani, Mohammed Nasser M. N. | 01703 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##, |
| Al-Quraishi, Othman Mohammad Othman Abdullah | 00440 | UBS AG##00087##Senior Executive Function##Withdrawn##20080723##20110621,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20080723##20110621,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080723##20110621, |
| Al-Rasheed, Wael Bin Hussain Bin Qassim | 00988 | UBS AG##00087##Finance Function##Withdrawn##20110817##20120624, |
| Al-Roomi, Khawla Bader Yousif Abdul Rahman | 00049 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102, |
| Al-Sada, Alatif Mohd A. | 01701 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##, |
| Al-Sahli, Mohammed Deyab M D | 01651 | Qatar First Bank LLC##00091##Senior Management Function##Approved##20180809##, |
| Al-Sayed, Abdulrahman Mohammed A Y | 01350 | UBS AG##00087##Senior Executive Function##Withdrawn##20140128##20171023,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140128##20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140128##20141231, |
| Al-Shaibi, Abdulrahman Ahmad Abdulrahman | 00517 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
| Al-Shakarchi, Mazin Mahmoud Daoud | 00913 | Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20110727,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20110727, |
| Al-Shareef, Nasser Abdulla Saad Al Mahmoud | 01176 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20121018##20130325,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121018##20130325,QINVEST LLC##00048##Senior Management Function##Withdrawn##20180409##20191130,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130625##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130625##20141231, |
| Al-Sowaidi, Khalid Ahmed M.A. | 01820 | Power Bank LLC##00644##Executive Governance Function##No longer performing a controlled function for an authorised firm##20210223##20210630, |
| Al-Subaey, Khalifa Abdulla | 00115 | QIC International LLC##00034##Senior Executive Function##Withdrawn##20070212##20180308,QIC International LLC##00034##Executive Governance Function##Withdrawn##20120703##20180308,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Withdrawn##20091206##20151202,Qatar Reinsurance Company LLC##00117##Executive Governance Function##Withdrawn##20091206##20151202,Q Life & Medical Insurance Company LLC ##00141##Senior Executive Function##Withdrawn##20110630##20170720,Q Life & Medical Insurance Company LLC ##00141##Executive Governance Function##Withdrawn##20110630##20210620, |
| Al-Subaiei, Abdulla Yousef A B | 00791 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn##20100707##20190214,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100707##20141231, |
| Al-Subeai, Khalid Youssef A B | 00784 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20100624##20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20121031, |
| Al-Sumait, Bader Abdullah Ahmed | 00050 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102, |
| Al-Suwaidi, Fahad Mohammed K A | 01864 | Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Approved##20210727##, |
| Al-Thani, Faisal Saoud F Q | 01563 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20161212##20200319, |
| Al-Thani, Faisal Thani F.T. | 01517 | Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20160110##20190526,Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##, |
| Al-Thani, Hamad Nasser Jassim | 00473 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20160529, |
| Al-Thani, Jassim Hamad N.J. | 01540 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20160724##20181212, |
| Al-Thani, Khalid Khalifa Jassim Fahed | 00474 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20151005, |
| Al-Thani, Mohamed Ahmed J. | 01476 | Amwal LLC##00145##Non-Executive Governance Function##Approved##20150420##, |
| Al-Thani, Sheikh AlHussain Ali A.J. | 01033 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20111101##20130717, |
| Al-Thani, Sheikh Jabor Bin Yousuf Bin Jassim | 00664 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
| Al-Thani, Sheikh Khalid Hamad K.H. | 01444 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20141202##20160131,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20141202##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20141202##20151214, |
| Al-Thani, Sheikh Mansoor Mohamed J.M. | 01739 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
| Al-Thani, Sheikh Nasser Hamad N J | 01034 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20111101##20161212, |
| Al-Thani, Sheikh Nawaf Mohamed J.M. | 01740 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
| Al-Thani, Sheikh Talal Mohammed J.M. | 01738 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
| Al-Thani, Sheikh Thamer Mohamed J.M. | 01741 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
| Alaali, Areej Ali Abbas Ali | 01824 | AIG MEA Limited##00035##Risk Management Function##Approved##20210303##, |
| Alakram, Jaafar Ebrahim Mohamed Ebrahim | 01315 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20131029##20150816,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131029##20141231, |
| Alalawi, Khaled Abdulghaffar Mohamed Yusuf | 01815 | Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn##20210126##20210908,Investcorp Investments LLC##00219##MLRO Function##Withdrawn##20210126##20210908, |
| AlAlawi, Sana Hashem | 01104 | MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn##20120429##20200923,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn##20120429##20200923, |
| Alammadi, Ahmed Ali Abbas Ahmed | 01112 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120527##20131224,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120527##20131224, |
| Alappat, Joseph Kurian | 01619 | Citibank, N.A.##00043##Finance Function##Withdrawn##20171112##20211014, |
| Alawadhi, Ismail Abdulsamad Mohamed Rasheed | 01649 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20180809##20190714, |
| AlBader, Hamed A KH | 01819 | Power Bank LLC##00644##Non-Executive Governance Function##No longer performing a controlled function for an authorised firm##20210223##20210630, |
| Alberts, Heather Patricia | 01048 | AIG MEA Limited##00035##Finance Function##Withdrawn##20111206##20120312, |
| albusaid, Tariq Thabit Ahmed | 01833 | Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved##20210317##, |
| Alderazi, Abbas Ebrahim Ali Marzooq | 00371 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20080308##20090209, |
| Alemadi, Mohammed Ismail M S | 01567 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
| Alexander, Adrian Paul | 00350 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20080127##20091008,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080127##20091008, |
| Alexander, Oliver | 00820 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20101018##20121231, |
| Alfadala, Ali Saleh N | 01482 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20150601##20180308,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20150601##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20150601##20210620, |
| AlGhussein, Fahmi | 01388 | Amwal LLC##00145##Senior Executive Function##Withdrawn##20140331##20190101,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140331##20141231,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140331##20141231,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved##20190522##, |
| Alhajeri, Manaf Abdulaziz | 00038 | Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn##20060501##20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090812, |
| Alhameli, Mohamed Sultan Abdulla Mohamed | 01467 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20150310##20200120, |
| AlHuqbani, Fahad Abdullah S | 01675 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20190213##, |
| Ali, Abbas | 01273 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20130625##20140731,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130625##20140731, |
| Ali, Ayda Abubakar | 01885 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved##20211025##,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved##20211025##, |
| Ali, Bachar Karah | 00277 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140506, |
| Ali, Husain Ali Hasan | 01396 | Zurich International Life Limited##00067##Compliance Oversight Function##Approved##20140507##,Zurich International Life Limited##00067##MLRO Function##Approved##20140507##,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20190527##20200601,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20190527##20200601, |
| Ali, Mohammad Ashraf Barket | 00423 | Marsh Qatar LLC##00085##Finance Function##Withdrawn##20080630##20100310, |
| Ali, Saudoun Abdullah | 00121 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20070221##20091018, |
| Ali, Shabbir Barkat | 01194 | The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20130107##20150325, |
| Ali, Suleiman | 01888 | Hoopoe Advisors Representative Office##01389##MLRO Function##Approved##20211027##, |
| Ali, Suzzanna Binti | 00857 | QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20101227##20140529,QINVEST LLC##00048##MLRO Function##Withdrawn##20110626##20140529, |
| Ali, Syed Shozeb | 01641 | Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20180709##20201007, |
| Ali, Umar | 00245 | Kaupthing Bank hf.##00063##Senior Executive Function##Withdrawn##20070927##20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn##20070927##20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070927##20090520, |
| Ali, Zeeshan Manzoor | 01263 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20130623##20141231, |
| Alibhai Kermally, Fatima | 01674 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved##20190213##, |
| AlJaber, Mohamed Ahmed Mohamed | 01054 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##, |
| Aljamali, Hamad Hassan A M | 01564 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20161212##20211216, |
| Aljar, Yaser Hamad Mohamed Yusuf | 00470 | Qatar First Bank LLC##00091##Finance Function##Withdrawn##20080904##20110808, |
| Aljasmi, Abdulrahman Mohamed Abdulla Mohamed | 00171 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20080831, |
| Alkabbani, Amr Mamoun Mohamed | 00151 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109, |
| AlKhaiat, Mohamad Mhd Reslan | 01702 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20191105, |
| AlKhalifa, Shaikh Mohamed Duaij Khalifa | 00901 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20110302##20120415, |
| Alkis, Hakan | 00629 | AIG MEA Limited##00035##Finance Function##Withdrawn##20090616##20100124, |
| Alkoofi, Husain Mahmood Mansoor Mohamed | 01594 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20170710##20180419,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20170710##20180419, |
| Alkuwari, Khamis Mubarak Khamis Zamil | 01429 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20141020##20210615, |
| Allam, Georges | 01123 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20120611##20130228, |
| Allana Mohammed Salim, Mohammed Yahya | 00366 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20080225##20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20080225##20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20080526##20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20080526##20101227,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20171102##20190627,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20171102##20190627, |
| Allderidge, Roderick George | 01374 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20140309##20191022, |
| Allen, Christopher David | 00892 | Coutts & Co##00084##Senior Management Function##Withdrawn##20110220##20120312, |
| Allen, Stewart William | 00415 | Coutts & Co##00084##Senior Executive Function##Withdrawn##20080619##20150330,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080619##20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080619##20141231, |
| Almana, Mohamed Abdullatif Abdulrahman | 01272 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20130625##20190710, |
| AlMandeel, Nader Saeed Ahmed Ebrahim | 01879 | MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211003##, |
| AlMoayyed, Ghalib Khalil Ebrahim | 01009 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20110922##20150706, |
| Almosawi, Salman Radhi Salman | 00714 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20091215##20110421,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20091215##20110421, |
| Almuhandes, Aqeela Hasan Ali Mohsen Ali | 01166 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn##20121016##20170202,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20121016##20170202, |
| ALNajar, Ali Shaker Jaafar Sadeq | 01882 | MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211025##, |
| AlObaidli, Ali Mohammed Ali Suleiman | 00472 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20160529,Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20180809##20190930, |
| Alothman, Abdulaziz Ahmed Othman Ahmed | 00889 | Takaful International Company - QFC Branch##00131##Risk Management Function##Withdrawn##20110215##20210809, |
| Alothman, Afaf Eid Ali | 01333 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Internal Audit Function##Approved##20140107##, |
| AlRabie, Oday Faisal Ghazi | 01878 | Prime Financial Solutions LLC##00109##MLRO Function##Approved##20210928##, |
| Alrayes, Abdulla Mohamed Sharif | 00432 | Aon Qatar LLC##00086##Senior Executive Function##Approved##20080722##,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn##20110817##20120703,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20080722##20141231, |
| Alrayes, Abdullatif Mohamed Sharif | 00433 | Aon Qatar LLC##00086##Executive Governance Function##Withdrawn##20080722##20130121, |
| Alsairafi, Salman | 00726 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100217##20121231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100217##20121231,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130515##20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130515##20141231, |
| Alshar, Omar Abdel Rahman Salih | 01784 | Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20201206##20210909, |
| AlShaya, Hamad A. | 00173 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20100103, |
| Alshroogi, Mohamed Bin Ebrahim Juma | 01485 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn##20150617##20190109, |
| AlSulaiti, Jassem Saif A | 01177 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20121112##20140303, |
| AlTawil, Yousif M KH | 01826 | Prime Financial Solutions LLC##00109##Executive Governance Function##Approved##20210504##,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended##20210303##20210422, |
| Alwadi, Najat Abdulla Isa Salman | 01360 | Takaful International Company - QFC Branch##00131##Internal Audit Function##Withdrawn##20140210##20210809, |
| Aly, Basel Gamaleldin Mohamed | 01311 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131029##, |
| Amatouri, Fadi Georges | 00088 | Bank Audi LLC##00027##Senior Executive Function##Withdrawn##20061221##20110428,Bank Audi LLC##00027##Executive Governance Function##Withdrawn##20061221##20160118,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20160509##20190329, |
| Amin, Ashraf Yassin Mohamed | 00916 | QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20121009, |
| Amin, Raashed Abdul Aziz Merza | 00179 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070513##20121112,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070513##20121112, |
| Aniyil, Prasad | 00953 | Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn##20110526##20171023,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn##20120117##20171022,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120117##20141231, |
| Ansari, Hassan Ali | 01457 | AIG MEA Limited##00035##Finance Function##Withdrawn##20150126##20190710, |
| Ansari, Mohammad Sayeed | 00920 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101, |
| Anstead, Richard | 00348 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20080110##20120408,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20100825##20110825, |
| Antony, George Joseph | 00827 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20101017##20131101, |
| Anwar, Muhammad Adeel | 01665 | Marsh Qatar LLC##00085##Compliance Oversight Function##Approved##20181128##,Marsh Qatar LLC##00085##MLRO Function##Approved##20181128##, |
| Aoudi, Hazem Zaid Ali Yaseen | 01119 | Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn##20120527##20180709, |
| Arakelyan, Socrat | 01530 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20160425##20170102,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20160425##20170102,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn##20171023##20180104,Merrill Lynch International - QFC Branch##00258##MLRO Function##Approved##20170219##, |
| Arakji, Farah | 01237 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20130417##20160718,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20140610##20160718, |
| Aravind, Nithya | 01532 | QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20160501##20180308,QIC International LLC##00034##MLRO Function##Withdrawn##20160501##20180308,Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Approved##20160501##,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Approved##20160501##, |
| Ardalan, Cyrus | 00057 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20060910##20081019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20060910##20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060910##20100526, |
| Ariano, Antonio | 00982 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20110808##20180523, |
| Arlando, Dimitri Charith Pio | 00572 | State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090201##20130730, |
| Armstrong, Alexander Brian | 00777 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130912##20160720,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100620##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100620##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20100620##20141231, |
| Armstrong, John Stephen | 01576 | AWP Health & Life S.A.##00193##Actuarial Function##Approved##20170122##, |
| Arora, Kamal Kumar | 01552 | Oriental Insurance Company QFC Branch##00325##Compliance Oversight Function##Withdrawn##20161017##20190718,Oriental Insurance Company QFC Branch##00325##MLRO Function##Withdrawn##20161017##20190718, |
| Arsanios, Karim | 01107 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn##20120513##20140130,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120513##20140130,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn##20120513##20140130, |
| As'ad, Mohammad Wafik Tawfik | 01072 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120312##20140309,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120312##20140309, |
| Asali, Ihab Ghasoub Jamil | 00553 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081217##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081217##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20081217##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20081217##20141231, |
| Aseeri, Ali Abdulhusain Mohamed Ahmed | 01222 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20130320##20130715,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn##20130320##20130715, |
| Ashley, Nana Yaa | 01621 | American Life Insurance Company ("ALICO")##00036##Finance Function##Approved##20171129##, |
| Ashraf, Syed Rehan | 00265 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20071118##20071217,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn##20071118##20091018, |
| Ashworth, Charles Thomas Holbrook | 00502 | Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20081023##20120111,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20091214##20100330, |
| Asif, Qurat ul Ain | 01713 | Nexus Financial Services WLL##00099##Finance Function##Approved##20190919##, |
| Aslam, Mohammed Zahid | 01047 | Amwal LLC##00145##Compliance Oversight Function##Withdrawn##20111206##20160131,Amwal LLC##00145##MLRO Function##Withdrawn##20111206##20160131, |
| Aslam, Naveed Aslam Abdul Hakim | 00455 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20090209##20110410,BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn##20080824##20090209,BMI BANK B.S.C(c)##00052##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080824##20110410, |
| Assari, Farhad | 00358 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20080213##20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080213##20090122, |
| Asselstine, Jeffrey Brian | 00143 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070703##20070910,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn##20080708##20081120,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20070910, |
| Astruc, Stephane Emile | 01264 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20200204##, |
| Attari, Bader Omar Sudqi | 01863 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20210714##20210905, |
| Attia, Adel Ayad Fayez | 01829 | Al Rayan Investment LLC##00045##Internal Audit Function##Approved##20210310##, |
| Attya, Mahdi | 00838 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20110308##20120901,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101101##20141231, |
| Audi, Raymond Wadih | 00089 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20061221##20160315, |
| Auniac, Charles Thomas Georges Edouard | 01423 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231, |
| Austin, Kirk David | 01178 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20121112##20151011,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20121112##20141231, |
| Avraam, Alkis | 01696 | CQUR Bank LLC##00622##Finance Function##Withdrawn##20190716##20210714, |
| Awad, Sherif Gamil Hanna | 01099 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn##20120429##20140417, |
| Awada, Ayman | 00420 | BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20080622##20100418,The Saudi National Bank##00081##Finance Function##Approved##20100328##,The Saudi National Bank##00081##Senior Management Function##Approved##20100328##, |
| Awada, Mahmud Fahed | 01650 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20180809##20190709, |
| Awan, Jehanzeb Ahmed | 00060 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn##20060912##20130114,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn##20060912##20130114, |
| Ayache, Ghassan Shafik | 00090 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20061221##20110526, |
| Ayesh, Anas Maher Radi | 00105 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn##20070116##20111006, |
| Ayesh, Omar Jamal | 00554 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20100516, |
| Ayoub, Khaled | 00665 | SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn##20091021##20141029,Chedid and Associates Qatar LLC##00115##Risk Management Function##Withdrawn##20091021##20151102, |
| Ayoub, Mazen | 00758 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20100426##20120321,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100426##20120321, |
| Ayyash, Hussein | 00772 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20140603,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20140603, |
| Azar, Girgi | 00068 | UBP (Qatar) LLC##00021##Senior Executive Function##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Executive Governance Function##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061031##20100328, |
| Azar, Makram Toufic | 00959 | Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20110615##20161026,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110615##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110615##20141231, |
| Azar, Nadim Mark | 01379 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140319##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140319##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140319##20141231, |
| Azar, Toni | 01362 | Bank Audi LLC##00027##Risk Management Function##Approved##20140210##, |
| Azhari, Saad | 00389 | BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved##20080824##,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn##20080407##20080824, |
| Babicci, Chris Anthony | 00043 | Standard Chartered Bank##00010##Senior Executive Function##Withdrawn##20060622##20080401, |
| Badawi, Rasha Ahmad | 00633 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110720##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110720##20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20090708##20110526,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090708##20110526, |
| Badea, Stefania Madalina | 01384 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140327##20141231, |
| Badiga, Sumanth | 00118 | AIG MEA Limited##00035##Finance Function##Withdrawn##20070218##20080308, |
| Badine, Leila Elias | 00085 | Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn##20081023##20100819,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20061218##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061218##20090812, |
| Badr, Suhail Abdulhalim A | 01631 | The Saudi National Bank##00081##Internal Audit Function##Approved##20180307##, |
| Bainbridge, Andrew Philip | 00538 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328, |
| Bajpai, Rahul Kumar | 00491 | ICICI Bank Limited##00041##Finance Function##Withdrawn##20080923##20140930, |
| Bajracharya, Michael Siddhi | 00934 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20110410##20110922, |
| Baker, John Edward | 00693 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Management Function##Withdrawn##20091115##20121031, |
| Bakhos, Fady Jean | 00336 | EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn##20071213##20091101, |
| Bakhti, Mohamad Khaled | 01752 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved##20200405##, |
| Bakshi, Puneet | 00966 | Q Life & Medical Insurance Company LLC ##00141##Finance Function##Approved##20110630##, |
| Balachandran, Dinesh Parakkal | 00725 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100114##20130515, |
| Balasubramaniam, Ramkumar | 01767 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Finance Function##Approved##20200601##, |
| Balasubramanian, Sabarinathan | 01628 | Marsh Qatar LLC##00085##Finance Function##Approved##20180121##, |
| Bamidele, Babatunde Olukayode | 01179 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20131121##20140603, |
| Banerjee, Suvojeet | 00921 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101, |
| Bansal, Mayank | 01542 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved##20160811##, |
| Bansal, Rajesh | 01873 | Qatar First Bank LLC##00091##Finance Function##Approved##20210905##, |
| Barbour, Bernard | 00399 | QINVEST LLC##00048##Senior Management Function##Approved##20080501##, |
| Barchini, Joseph | 00631 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn##20090708##20120910, |
| Barchukov, Fedor | 01886 | CQUR Bank LLC##00622##Senior Management Function##Approved##20211025##, |
| Bark, Wilhelmus Albertus Joseph | 00832 | Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20101101##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20101101##20141231, |
| Barker, Douglas Macfarlane | 00596 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20091008,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20091008, |
| Barot, Chintan | 01312 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20131029##20160712,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131029##20141231, |
| Baroud, Ziyad | 01164 | Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20121016##,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20121016##, |
| Baroudi, Roudi | 00666 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
| Barretto, Gasper Thomas | 00187 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20120326,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20120326, |
| Barugh, Alistair Frank Charles | 01554 | AWP Health & Life S.A.##00193##Compliance Oversight Function##Approved##20161030##,AWP Health & Life S.A.##00193##MLRO Function##Approved##20161030##, |
| Basbous, Nadia Ahmed | 01125 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231, |
| Bashir, Sher Ali Mohammad | 00604 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090420##20120103,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn by the QFCRA##20120710##20140518,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn by the QFCRA##20120710##20140518, |
| Bassiouny, Hany Aly Galal Abdelaziz | 01261 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231, |
| Bassyouni, Farid Medhat Farid | 01277 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130716##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130716##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20130716##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20130716##20141231, |
| Bates, Daniel Benton | 00963 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20110626##20120930,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110626##20120930, |
| Battistella, Stephane Thomas Ludovic | 00741 | AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20100706##20130117,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20100706##20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20100328##20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100328##20130117, |
| Bauer, Carl John | 00079 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Withdrawn##20061206##20070701, |
| Bdeir, Khodr | 01193 | Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20130107##20140526, |
| Beechey, Tess | 00806 | Aon Qatar LLC##00086##Finance Function##Withdrawn##20100902##20110512, |
| Bekkali, Zineb | 01899 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20211108##, |
| Belfer, Daniel | 01627 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20180121##, |
| Bell, Nicola | 01587 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210706##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn##20170529##20210706, |
| Belman, Fred Fouad Mohammad | 00278 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218, |
| Ben Mansour, Wafik | 01227 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130326##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130326##20141231, |
| Ben Youssef, Sadri | 00880 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20120423,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20120423, |
| Ben-Gacem, Hazem | 01671 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20190109##, |
| Benani, Saad Dyrar | 01391 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140415##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140415##20141231, |
| Benhadda, Saadia | 01437 | |
| Benjamin, Melissa Mary | 00546 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20090728##20121213,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20090728##20121213,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20081204##20091012, |
| Benlounes Bennai, Feriel | 01067 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120229##20141231, |
| Benmouhoub, Mehdi | 01096 | |
| Bennett, Andrew David | 01495 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20150726##20160527, |
| Bennett, Raymond William | 01441 | QIC International LLC##00034##Actuarial Function##Withdrawn##20141127##20160125,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Withdrawn##20141127##20160125, |
| Bernassau, Alexandre | 01773 | Qatar First Bank LLC##00091##Senior Management Function##Approved##20200823##, |
| Besinque, Arnaud Roland Jacques | 00938 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110421##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110421##20141231, |
| Besiso, Mohamed Nayef omar Nur El-Din | 00556 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct##20081217##20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn - termination by the authorised firm due to alleged gross misconduct##20081217##20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Withdrawn - termination by the authorised firm due to alleged gross misconduct##20081217##20100215, |
| Besse de Laromiguiere, Audoin Valery Pierre Marie | 00702 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20091123##20130206,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091123##20130206, |
| Bhagaloo, Shivash | 01731 | AIG MEA Limited##00035##Actuarial Function##Approved##20191216##, |
| Bhansali, Pankaj | 00580 | RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn##20090421##20110117, |
| Bharadava, Ritesh Babubhai | 01052 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20120201##20150701,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20120201##20150701,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn##20160307##20211126,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn##20160307##20211126, |
| Bharadwaj, Suraj | 00229 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070903##20080115, |
| Bhardwaj, Sunit | 00623 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20090527##20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Advising on Investments##Withdrawn##20090527##20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090527##20141229, |
| Bhat, Ashok Anant | 00215 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20070724##20110206,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20080110##20110206, |
| Bhat, Krishna Parameshwar | 01458 | Citibank, N.A.##00043##Finance Function##Withdrawn##20150126##20171112, |
| Bhatia, Kiran Kishin | 01276 | Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn##20130625##20210202,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn##20130625##20210202, |
| Bhatia, Sanjay | 00349 | Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved##20080110##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20080110##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080110##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080110##20141231, |
| Bhatia, Sunny | 00128 | Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn##20070304##20101123, |
| Bhatiani, Gaurav | 00965 | Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Withdrawn##20110630##20140309,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Approved##20181029##,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Withdrawn##20110630##20140309, |
| Bhutani, Rommi | 00591 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090407##20100707, |
| Bin Kamsani, Fazlur Rahman | 00480 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080909##20120429,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080909##20120429, |
| Bitar, Mousa Omran Mousa | 00279 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140405, |
| Bizzozero, Alessandro Cosimo Heribert | 00069 | UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn##20061031##20090118,UBP (Qatar) LLC##00021##MLRO Function##Withdrawn##20061031##20100207, |
| Bladen, Tracey | 01080 | Kane LLC##00121##Compliance Oversight Function##Withdrawn##20120321##20120930,Kane LLC##00121##MLRO Function##Withdrawn##20120321##20120930, |
| Blake, Ian David | 00822 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20101018##20121231, |
| Blando, Sweet Loraine Marabillo | 01438 | |
| Boillot, Julien Yves Herve | 01793 | Maha Capital Partners LLC##01098##Senior Executive Function##Approved##20201202##,Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##, |
| Bonamy, Guillaume Julien Constant | 01734 | AWP Health & Life S.A.##00193##Internal Audit Function##Approved##20200127##, |
| Bondarev, Dmitry | 01516 | Citibank, N.A.##00043##Risk Management Function##Approved##20160110##, |
| Bonnassieux, Marc Joseph Charles | 01050 | Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20120111##20150601, |
| Bono, Steeve | 01149 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120910##20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120910##20141231, |
| Bonynge, Steven Richard | 00484 | MARSH BROKERS LIMITED ##00093##Senior Management Function##Withdrawn##20080914##20120201, |
| Bora, Rizwan Shaukatali | 01135 | UBS AG##00087##Finance Function##Withdrawn##20120715##20210620, |
| Boran, Ahmet Afa | 01003 | Amwal LLC##00145##Senior Management Function##Withdrawn##20120719##20160907,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20110914##20141231, |
| Borenshtein, Timur | 01868 | CQUR Bank LLC##00622##Compliance Oversight Function##Approved##20210727##,CQUR Bank LLC##00622##MLRO Function##Approved##20210727##, |
| Borkhataria Martin, Seema | 01288 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Compliance Oversight Function##Withdrawn##20130818##20200106, |
| Borland, William | 00967 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20110713##20120527,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110713##20120527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120830##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120830##20141231, |
| Borman, Colin Andrew | 01088 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20120408##20130328, |
| Both, Thomas Marinus | 01464 | Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Withdrawn##20150209##20150512, |
| Bou Ayach, Said | 00276 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn##20100815##20130424,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100620, |
| Bou Ayache, Maamoun Riad | 00123 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20080622##20100310,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20070226##20100620, |
| Bou Diab, Abbas | 00467 | BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Approved##20080901##,BLOM Bank Qatar LLC##00079##MLRO Function##Approved##20080901##, |
| Bou Khouzam, Imad Nabih | 00044 | Standard Chartered Bank##00010##Finance Function##Withdrawn##20060622##20080401, |
| Bou Shahin, Rabii | 00737 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100310##20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100310##20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110302##20130822,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130923##20141231, |
| Bouker, Slim | 00757 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20100426##20150211, |
| Boukhalil, Nikolaos | 01169 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231, |
| Boullefort-Fulconis, Nathalie Marie Juliette | 00034 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20090303, |
| Boulos, Jawad Simon | 01755 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20200420##, |
| Bouloux, Charles Serge Henri | 00119 | AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20070218##20080308, |
| Bourel, Herve Paul Joseph Raymond | 01480 | Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn##20150601##20200120, |
| Boyon, Michel Henri Claude | 01794 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
| Brady, Peter John | 00441 | UBS AG##00087##Compliance Oversight Function##Withdrawn##20080723##20131130,UBS AG##00087##MLRO Function##Withdrawn##20080723##20131130, |
| Brearley, Sarah Louise | 01314 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141106##20141231, |
| Bree, Sarah Jane | 01555 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20161030##20180628, |
| Breusch, Carola Nicola Asha | 00054 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20070701, |
| Bromley, John Axel | 00711 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20091210##20130115,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20091210##20130326, |
| Bromley, John Paul | 00529 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20081130##20101103,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20081130##20101103, |
| Brook, Shaun Andrew | 00801 | Kane LLC##00121##Senior Executive Function##Withdrawn##20100826##20120326,Kane LLC##00121##Executive Governance Function##Withdrawn##20100826##20120930, |
| Brooks, Peter Sam | 01326 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141127##20141231, |
| Brown, Gavin Farley | 00638 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20101007##20130310,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn##20090812##20130310,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn##20130625##20141030, |
| Brown, Mark | 01170 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231, |
| Brown, Peter James | 00351 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20080127##20120513, |
| Brown, Stephane James | 01192 | Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20130107##20160121, |
| Bseisu, Dina Adnan Nureddin | 00243 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070920##20110113,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070920##20110113, |
| Buchanan, Duncan Roderick | 00424 | Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn##20080630##20110526,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20080630##20110526,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080630##20110526,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20110817, |
| Buckley, Michael Oliver | 01118 | Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn##20120527##20161212,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn##20120527##20161212, |
| Bukhamseen, Anwar Jawad Ahmed | 00555 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20190424, |
| Bukshi, Varun Kumar | 01478 | Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Approved##20180731##,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150512##20180731, |
| Buling, Anabelle Tubosa | 01629 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20180121##20180121, |
| Bulovic, Rim Esreb | 00023 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20060305##20070920,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060305##20070920, |
| Bundoc, Mary Ann Mayuga | 01514 | Aon Qatar LLC##00086##Finance Function##Approved##20151229##, |
| Burger, Susanne Daniela | 01121 | Daman Health Insurance Qatar LLC##00142##Actuarial Function##Withdrawn##20120527##20200120, |
| Busuttil, Conrad Victor | 01224 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20130320##20140930,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20130320##20140930, |
| Butcher, Nayna | 00802 | Kane LLC##00121##Compliance Oversight Function##Withdrawn##20100826##20120321,Kane LLC##00121##MLRO Function##Withdrawn##20100826##20120321, |
| Butler, Niall | 01143 | Allianz Worldwide Care Limited##00163##Risk Management Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn##20140617##20160715, |
| Byrne, Michael | 01669 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20181219##20200209, |
| Cahill, James William | 00397 | AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20080519##20091214,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080519##20091214, |
| Callaghan, Steven James | 00762 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110825##20141231,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100505##20110808,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100505##20110808, |
| Callander, Norman Scott | 00035 | AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060423##20100706, |
| Calleja, Kenneth | 01443 | Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20141202##20151224,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141202##20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141202##20141231, |
| Cameron, Andrea | 01232 | |
| Capron, Frank | 01340 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20140115##20140115,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20140115##20140115, |
| Carmignani, Roger | 00874 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn##20110113##20120910, |
| Carouba, Nataly | 00823 | Matrix ME Alignment Fund Management LLC##00122##Compliance Oversight Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##MLRO Function##Withdrawn##20101018##20121231, |
| Carre De Malberg, Alexandre Louis Charles Marie | 01317 | Concordia Capital LLC##00129##Senior Management Function##Withdrawn##20131114##20140415,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20131114##20140415,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20131114##20140415, |
| Carton, Edmond Paul Charles Noel Antoine | 01308 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn##20131008##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20131008##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20131008##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Withdrawn##20150519##20180731, |
| Cartwright, Timothy George | 01226 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20130326##20170807, |
| Casement, David Alexander | 01037 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn##20111101##20140820, |
| Cavargna-Sani, Fernando Meinrado | 00816 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120910,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120910, |
| Cazavant, Rodolphe Christian | 00619 | Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn##20090513##20100328, |
| Cejka, Martin | 01359 | Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20140210##20151102, |
| Chadha, Ajesh | 00039 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20080608##20090812,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20060501##20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20080608##20090812, |
| Chai, Ting Ting | 01305 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Internal Audit Function##Approved##20130923##, |
| Chaker, Rony | 00962 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110626##20141231, |
| Chalhoub, Rana | 00977 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110713##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110713##20141231, |
| Chamaa, Muhammad | 00884 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20110206##20111003,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20150426##20151101,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20110206##20111003,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20150426##20151101, |
| Chammas, Fadi Said | 00124 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20070226##20091210, |
| Chamont, Nadia | 00680 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20091008##20110519,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091008##20110519, |
| Chamoun, Jean Tohme | 00091 | Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20061221##20071111,Bank Audi LLC##00027##MLRO Function##Withdrawn##20061221##20071111, |
| Chana, Simrin Tara Singh | 01766 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved##20200601##,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved##20200601##,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved##20220110##, |
| Chand, Devinder | 01403 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20140610##20161214,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20140610##20161214, |
| Chandak, Rajat Kumar | 01509 | First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Approved##20151025##, |
| Chandapillai, Babuji Nellikalayil | 00280 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Chandapillai, Mathew Nellikalayil | 00281 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Chandapillai, Shaju Nellikalayil | 00282 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Chandrasekharan, Jayachandran | 00453 | Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20080824##20090812, |
| Chandrashekaraiah, Shiva Kumar Nanjundaiah | 00694 | Rothschild & Co Doha LLC##00116##Finance Function##Approved - Inactive##20211117##, |
| Chant, Paul Jonathan | 00597 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20090419##20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20090930, |
| Chappuis, Yvan Olivier | 00070 | UBP (Qatar) LLC##00021##Finance Function##Withdrawn##20061031##20100207, |
| Chatterjee, Amit | 01025 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
| Chaudhary, Muhammad Taimoor | 01140 | QINVEST LLC##00048##Finance Function##Withdrawn##20120812##20130206, |
| Chaudhry, Faical | 00778 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100620##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100620##20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100620##20120301, |
| Chaudhry, Kashif Mehmood | 00539 | Al Mal Bank LLC##00100##Compliance Oversight Function##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank LLC##00100##MLRO Function##No longer performing a controlled function for an authorised firm##20081203##20100328, |
| Chedid, Elias Raymond | 00992 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved##20110912##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110912##20141231, |
| Chedid, Farid | 00667 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Approved##20110421##,SEIB Insurance and Reinsurance Company LLC##00114##Executive Governance Function##Approved##20091021##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110421##20141231,Chedid and Associates Qatar LLC##00115##Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100207##20141231, |
| Chehwane, Doumit Tanious | 00283 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20120201, |
| Chemaly, Naoum | 00810 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20100920##20110912, |
| Chen, Kai | 01535 | Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved##20160605##, |
| Chen, Xiaoling | 01580 | Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved##20170228##,Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
| Cherif, Omar Philipp | 01400 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn##20140526##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140526##20141231, |
| Chettuvetty, Ajay Kumar | 00684 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn##20091018##20101216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn##20091018##20101216, |
| Chidambaram, Shyam Sundar | 00853 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110512,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101207##20110512, |
| Chima, Vikramjit Singh | 01645 | Goldman Sachs International##00053##Finance Function##Approved - Inactive##20180722##, |
| Chishti, Hasnain Farid | 01910 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved##20220110##, |
| Choksi, Mohamed | 01163 | Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Withdrawn##20121008##20180409, |
| Chong, Samuel Songwon | 01370 | QINVEST LLC##00048##Risk Management Function##Withdrawn##20140309##20170111,QINVEST LLC##00048##Senior Management Function##Withdrawn##20140309##20170111, |
| Choudhary, Amit Kumar | 01662 | Qatar First Bank LLC##00091##Finance Function##Withdrawn##20181111##20190731, |
| Choudhury, Imon Shamsuddin | 00958 | Aon Qatar LLC##00086##Compliance Oversight Function##Approved##20110601##,Aon Qatar LLC##00086##MLRO Function##Approved##20110601##, |
| Chow, Cho Yoong | 00650 | Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn##20090827##20110510, |
| Chrysanthou, Athos | 01219 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20130224##20140618, |
| Chung, Sei Rin | 01666 | Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20181205##, |
| Chunyi, Zheng | 01189 | Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn##20121231##20211130, |
| Clark, Carianne Ellen | 01328 | |
| Clark, Robin Douglas | 00036 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20141031,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20060423##20080110,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20060423##20071205, |
| Clarke, Clodagh Teresa | 01572 | AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn##20161212##20211117, |
| Clavarino, Carlo | 01249 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20130520##20181001, |
| Cleanis, Michael Pascal | 01230 | UBS AG##00087##Senior Executive Function##Withdrawn##20130402##20140128,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130402##20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130402##20141231, |
| Clinton, Roy Mark | 01465 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150726, |
| Clipson, Jaqueline Sharen | 00055 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20070701, |
| Cocker, Christopher Michael | 01235 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130417##20141231, |
| Cockroft, Mark Aram | 01248 | Qatar Reinsurance Company LLC##00117##Actuarial Function##Withdrawn##20130515##20151202, |
| Cohill, Richard D'arcy | 01005 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20130523,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20130523, |
| Collins, Shaun Anthony | 01032 | Goldman Sachs International##00053##Finance Function##Withdrawn##20111025##20130412, |
| Confoy, Edward Christopher | 00442 | UBS AG##00087##Finance Function##Withdrawn##20080723##20090906, |
| Cook, David Earl | 01822 | Sharq Insurance LLC##00054##Senior Executive Function##Approved##20210223##, |
| Cook, John Charles | 01715 | Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved##20190926##, |
| Coomber, John Richard | 00518 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
| Corbett, Jeffrey Loel | 00841 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20101107##20131130,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101107##20131130, |
| Cordero, Hector Galeon | 01469 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20150310##20181231,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20150310##20181231,Bank J. Safra Sarasin (QFC) LLC##00212##Compliance Oversight Function##Approved##20190213##,Bank J. Safra Sarasin (QFC) LLC##00212##MLRO Function##Approved##20190213##, |
| Cormack, Ian Donald | 00519 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
| Cornel, Baby Jean Sabinosa | 01142 | Allianz Worldwide Care Limited##00163##Finance Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Finance Function##Approved##20140617##, |
| Cornu-Thenard, Alain Yves Marie | 00695 | Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20130704, |
| Costa, Neil | 01473 | Zurich International Life Limited##00067##Actuarial Function##Approved##20150324##, |
| Costello, David | 01144 | Allianz Worldwide Care Limited##00163##Actuarial Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn##20140617##20160218, |
| Cove, Patrick Nicholas | 01292 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130902##20140512, |
| Cowie, Craig | 00790 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130923##20180215,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100815##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100815##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20100815##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20100815##20141231, |
| Cowley, Michael Alan | 00577 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn##20090225##20140630, |
| Crapper, Steven | 00733 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100215##20110215,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100215##20110215, |
| Cummings, Kevin Scott | 00430 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20080713##20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080713##20100526,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20130203##20140714,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn##20120201##20140714,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120201##20140714, |
| Curtis, Clare Elizabeth | 00132 | Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn##20070318##20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn##20070318##20080308, |
| D'Amico, Patrick | 00769 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20120201,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20120201, |
| D'Souza, Ralph Herman Constance | 01256 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20130603##20180204, |
| Dadis, Rania | 00106 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20070206##20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20070206##20080608, |
| Dagher, Jalal | 00750 | Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100330##20141231, |
| Dagli, Emre | 01799 | VakifBank QFC Branch##00956##MLRO Function##Withdrawn##20201215##20211103, |
| Daher, Bruno | 00109 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20070208##, |
| Dajani, Izzat | 01022 | Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn##20111019##20130228, |
| Dalloul, Majed | 01356 | Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn##20140205##20210310,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn##20140205##20210310,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20140507##20210408,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20140507##20210408, |
| Danesi, Franco | 00605 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130828##20130919,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20130919,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20130919,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090420##20130919,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090420##20130919, |
| Daniel, Jiji Daniel | 00284 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Daphtary, Vivek | 00081 | EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20061212##20070912, |
| Das, Sugato Shankar | 00507 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20081023##20110124, |
| Dash, Saumitra Kumar | 00924 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20110703, |
| Dassani, Praful Anandkumar | 00855 | Sumitomo Mitsui Banking Corporation##00073##Finance Function##Approved##20101212##, |
| Dattani, Bhavesh | 00626 | Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn##20090528##20130625,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn##20090528##20130625, |
| Dave, Rupesh Amritlal | 01284 | Amwal LLC##00145##Finance Function##Approved##20130716##, |
| David, Varghese Pulikottil | 00116 | QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20070212##20140309,QIC International LLC##00034##Risk Management Function##Withdrawn##20070620##20120301,QIC International LLC##00034##MLRO Function##Withdrawn##20070212##20140309,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20190501##, |
| Davidson, Vincent William | 01070 | Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20120301##20150625,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20120301##20150625,QIC International LLC##00034##Risk Management Function##Withdrawn##20120301##20150625, |
| Davies, Paul Jeremy | 01302 | |
| Davila Quiroga, Eduardo Ignacio | 01672 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20190203##, |
| Davis, Alister John Bryan | 00184 | TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Withdrawn##20070516##20100215,TAIB Bank Qatar LLC##00049##MLRO Function##Withdrawn##20070516##20100215, |
| Davis, Michael Gregory | 01884 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved##20211025##, |
| Dayanand, Satya | 00378 | Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20080308##20100624, |
| De Castro Rodriguez, Rafael | 01245 | American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20130507##20160331, |
| de Graffenried III, Arthur Moseley | 00475 | Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Executive Governance Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20101215##20121018,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20080904##20101215, |
| de Picciotto, Daniel Alain | 00071 | UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn##20061031##20100207, |
| de Villeneuve-Bargemont, Bertrand Philippe Alban | 01238 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20130428##20140518, |
| Deane, Helen Rebecca (Prohibited) | 01145 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20120827##20130530,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20120827##20130530, |
| Deegan, Gary Anthony | 00250 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20081104,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20081104, |
| Deen, Abdullatif Khaled Abdullatif Mohamed | 00768 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20100526##20101017, |
| Degun, Rajpal Kaur | 01089 | Kane LLC##00121##Finance Function##Withdrawn##20120408##20120429, |
| Deichl, Wolfgang | 00798 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20100815##20120326, |
| Delivanis, Patrikios | 01426 | Morgan Stanley & Co International plc##00019##Senior Management Function##Approved##20140930##,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140930##20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140930##20141231,Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211108##, |
| Denton, Paul Robert | 00569 | UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn##20090118##20100608, |
| Deulin, Ivan | 01862 | CQUR Bank LLC##00622##Finance Function##Approved##20210714##, |
| Devasia, Thomas | 00655 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn##20101025##20130930,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Insurance Mediation##Withdrawn##20090901##20130930,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn##20141104##20160628, |
| Devos, Philippe Jean Jacques Louis | 00375 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20080308##20150201,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20080308##20110102,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080308##20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080308##20141231, |
| Dhanoo, David Devanand | 00618 | Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn##20090514##20101014,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn##20090514##20101014, |
| Dhingra, Gaurav | 00137 | ICICI Bank Limited##00041##Finance Function##Withdrawn##20070321##20080924, |
| Dhoot, Amit | 00885 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20110206##20120229,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20110206##20120229,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20120229##20140922,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20120229##20140922,Citibank, N.A.##00043##Compliance Oversight Function##Approved##20141117##,Citibank, N.A.##00043##MLRO Function##Approved##20141117##, |
| Di Nolfo, Natale | 01844 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved##20210525##, |
| Diab, Fuad Suliman | 00012 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn##20051205##20170220, |
| Dick, Dermot Patrick | 00188 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20110512,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20091206##20110308,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20110308, |
| Dick, Joanne | 00002 | Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20050929##20051229, |
| Dighe, Rohan | 01728 | AIG MEA Limited##00035##Compliance Oversight Function##Approved##20200405##,AIG MEA Limited##00035##MLRO Function##Approved##20191208##, |
| Doctor, Jasmeet Noshir | 01642 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved##20180709##, |
| Dodge, Corina | 01537 | American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20160626##20170511, |
| Doghlass, Gladson | 00503 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081023##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081023##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20081023##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20081023##20141231, |
| Dolan, Leigh | 01504 | Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn##20150913##20170925, |
| Dondi, Marc | 00770 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20100526##20110912, |
| Dosaj, Arjun | 00651 | Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn##20101017##20120408,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn##20101017##20120408,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn##20090827##20101017, |
| Doshi, Chirag Rajkumar | 01686 | Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20190501##, |
| Dougan, David | 01061 | Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20120220##20150216, |
| Doummar, Roland Michel | 00526 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn##20081124##20140220, |
| Downey, Colin Gerard | 01599 | AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn##20170716##20181231, |
| Dr Al-Meer, Jehan Abdulla M A | 01204 | Innovation Capital Qatar LLC##00151##Executive Governance Function##No longer performing a controlled function for an authorised firm##20130116##20131105, |
| Dr Bitzer, Johann Michael | 01114 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20200120, |
| Dr Schneider, Christian Josef | 01117 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20150630, |
| Dr Trautwein, Hans | 01242 | Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn##20130501##20200120, |
| Dragomer, Pierre Andre | 00383 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080313##20090331,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080313##20090331, |
| Driscoll, John | 00476 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20080904##20100426, |
| Drosten, Heinz-Peter Ichiro | 01663 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20181111##20190417, |
| Dsouza, Vinaya Edward | 01658 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20181029##20181217, |
| Ducat, Bettina Gisele | 01165 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20121016##20141031, |
| Dueymes, Cedric François Marie | 00648 | AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20090819##20100411, |
| Duggan, Alyson | 01837 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210411##, |
| Dulake, Elizabeth Anne | 00199 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070701##20110512, |
| Dunphy, Rachel Christina | 01664 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20181128##,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved##20181128##, |
| Dunster, Matthew Christy | 00868 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn##20110105##20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn##20110105##20130716, |
| Durbha, Vinod Kumar | 01137 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20120806##20160907,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120806##20141231, |
| Dureja, Sanjeev | 00782 | Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20100623##20190923, |
| Durman, Tamer Selçuk | 01299 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Risk Management Function##Withdrawn##20130915##20150528, |
| Dutta, Subhendu | 00919 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101, |
| Duttenhofer, Danielle Marie-Therese Maynard | 00989 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20110825##20111124,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110825##20111124, |
| Dwarakanathan, Magesh | 00583 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20090322##20130516,Aon Qatar LLC##00086##Senior Management Function##Approved##20130716##,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231, |
| E'Waidah, Nidal Radi Younis | 00130 | Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved##20070308##, |
| Earle, Glenn Peter Jonathan | 00204 | Goldman Sachs International##00053##Finance Function##Withdrawn##20070709##20111025, |
| Easton, Graeme Michael | 00573 | Zurich International Life Limited##00067##Actuarial Function##Withdrawn##20090201##20150205, |
| Ebdon, Elizabeth Anne | 00861 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##MLRO Function##Withdrawn##20110102##20150731, |
| Eden, John Kenneth | 00457 | RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn##20080831##20100310,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn##20080831##20100310, |
| Edwards, Deborah Mary Anne | 01450 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141229##20141231, |
| Eid, Lara Halim | 00125 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20070226##20110206,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20070226##20110206, |
| Eid, Ramzi | 01233 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130410##20141231, |
| Eid, Ramzi | 01661 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20181111##20210531, |
| Eido, Tarek | 01838 | UBS Qatar LLC##01169##Senior Executive Function##Approved##20210421##, |
| El Anany, Tamer Mohamed Mostafa | 01405 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20140610##20170920,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20140610##20170920, |
| El Ayna, Hadi | 01174 | |
| El Boustany El Eter, Rima | 01347 | BLOM Bank Qatar LLC##00079##Risk Management Function##Approved##20140128##, |
| El Chami, Randa | 00263 | Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20071111##20101003,Bank Audi LLC##00027##MLRO Function##Withdrawn##20071111##20101003, |
| El Dabag, Khaled | 01584 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Senior Management Function##Approved##20170510##, |
| El Daher, Zeina | 01688 | Nasco Qatar LLC##00057##Compliance Oversight Function##Approved##20190527##,Nasco Qatar LLC##00057##MLRO Function##Approved##20190527##, |
| El Debs, Khalil | 01367 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20140217##, |
| El Helou, Rita | 01901 | Qatar First Bank LLC##00091##Compliance Oversight Function##Approved##20211108##,Qatar First Bank LLC##00091##Senior Management Function##Approved##20211108##, |
| El Jed, Laurent Hilal | 00247 | Kaupthing Bank hf.##00063##Senior Management Function##Withdrawn##20070927##20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn##20070927##20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070927##20080313, |
| El Kada, Naji | 00717 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20120715, |
| El Kadi, Fares | 00390 | BLOM Bank Qatar LLC##00079##Senior Executive Function##Withdrawn##20080407##20120520,BLOM Bank Qatar LLC##00079##Executive Governance Function##Withdrawn##20080407##20120520,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn##20120520##20170406, |
| El Khoury, Georges | 00767 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20110922, |
| El Khoury, Paul Boulos | 00592 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090407##20120618, |
| El Kourani, Joseph Malek | 00285 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100411, |
| El Ladkani, Alaa | 01270 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130617##20141231,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved##20161024##, |
| El Maghawry, Omar Adel | 00225 | CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Managing Investments##Withdrawn##20070828##20091207, |
| El Mallawany, Yasser Soliman Hisham | 00337 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20130527, |
| El Masri, Mohamad | 01014 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20111006##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20111006##20141231, |
| El Matni, Chadi | 00612 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20110912, |
| El Nakib, Bachir | 00819 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20101011##20140422,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20101011##20140422,Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20140526##20150623,Coutts & Co##00084##MLRO Function##Withdrawn##20140526##20150623, |
| El Omari, Raed Mohammad Said Elayan | 00286 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20071128##20141231, |
| El Sayed, Bassam | 00729 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100207##20141231, |
| El Sayed, Mohamed Nidal | 01814 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved##20210531##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20210121##20210531, |
| El Sonbaty, Ayman Wagdy Mohamed | 00745 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100328##20130305,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100328##20130305, |
| El Tahry, Aly Mahmoud Saad Eldin | 00405 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20110615, |
| El Zein, Saadeddine Abdul Halim | 00093 | Bank Audi LLC##00027##Senior Management Function##Withdrawn##20061221##20100720, |
| El Zyr, Karim Antoine | 00266 | Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn##20071121##20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20161120##20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071121##20141231, |
| El-Guindi, Mohamed Salah | 00624 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20090527##20140831,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090527##20140831,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141111##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141111##20141231, |
| El-Hakim, Jad | 00915 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20121009, |
| El-Mahgary, Wael Mohamed Sayed | 00404 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20120809, |
| El-Nagdy, Karim Stub | 00251 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20070930##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20070930##20141231, |
| El-Quqa, Omar Mahmoud | 00051 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20091018, |
| El-Sibai, Mustapha | 00391 | BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20080407##20080622, |
| El-Zagha, Nael Zahi Rashed | 00540 | Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328, |
| Elhag, Tarig Abdul Wahab Mohamed Ahmed | 00658 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn##20090917##20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Advising on Investments##Withdrawn##20090917##20101017, |
| Elian, Ziad | 01421 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140831##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140831##20141231,QINVEST LLC##00048##Senior Management Function##Approved##20210223##, |
| Elias, Camil Elias | 00287 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Ellen, Peter John | 01303 | Nexus Financial Services WLL##00099##Senior Management Function##Withdrawn##20130917##20150630,Nexus Financial Services WLL##00099##Non-Executive Governance Function##Approved##20220123##, |
| Ellis, David Anthony | 01181 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121125##20141231, |
| Elmoatassem, Hassam Saeb | 01385 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140327##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140327##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140327##20141231, |
| Elmosallamy, Tarek Ahmed Abdelgaffar | 01454 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20141229##20181022, |
| Elshar, Mahmoud Abouelfetouh Ghazy | 01909 | Sword Capital Representative Office##01431##MLRO Function##Approved##20211220##, |
| ElShikha, Walid Samir AbdelHakam | 00970 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved##20190919##,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn##20110731##20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved##20190919##,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Withdrawn##20110731##20150209, |
| Emani, Belqes Faisal Karama | 01027 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20111025##20140227, |
| Emmins, Mark Anthony | 01335 | Barclays Bank PLC##00018##Internal Audit Function##Withdrawn##20140115##20151015, |
| Endo, Koichi | 01250 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130520##20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130520##20141231, |
| Englund, Peter Nils | 01913 | Zurich Insurance Company Ltd. QFC Branch##00166##Non-Executive Governance Function##Approved##20220110##, |
| Envis, Gary | 00003 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20050929##20060214,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20060710##20060921, |
| Erbay, Derya | 01298 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn##20130915##20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn##20130915##20130915, |
| Erickson, Bradley Dale | 00004 | Ansbacher & Co Limited##00001##Finance Function##Withdrawn##20050929##20070709, |
| Erickson, Ruth Gregory | 00425 | Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20080630##20100124, |
| Esmat, Amal Ali | 00241 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20070917##20161023, |
| Espiritu, Elmer Hilario | 01904 | Prime Financial Solutions LLC##00109##Finance Function##Approved##20211207##, |
| Estlick, Colin | 00736 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20100217##20120527, |
| Eteen-Bliss, Adrian Mark | 00930 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20110410##20140403,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140610##20140818, |
| Evain, Christian Michel Marie | 00152 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109, |
| Evans, Thomas Carlile | 01030 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
| Ezzaldin, Khalid | 01855 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved##20210622##,Al Rayan Investment LLC##00045##MLRO Function##Approved##20210622##, |
| Fackrell, Gideon Paul Jeffrey | 00037 | AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20060423##20091008, |
| Faddoul, Joseph Boutros | 01051 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20120201##20121112, |
| Faddoul, Wadih | 00649 | Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20100620##20120109,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100620##20120109,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn##20090819##20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090819##20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Withdrawn##20090819##20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Managing Investments##Withdrawn##20090819##20100706, |
| Faiz, Mohamed Nassim | 00613 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090430##20121125, |
| Fajardo, Manuel Eduardo | 01682 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20190502##20190710,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20190502##20190710, |
| Fakherddine, Hussein | 01422 | QINVEST LLC##00048##Senior Executive Function##Approved##20210714##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20200115##20210701, |
| Fan, Feifei | 01918 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
| Fanin, Daniele | 01528 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved##20160425##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Approved##20211108##, |
| Faraj, Saleh | 00133 | Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Withdrawn##20070318##20100105,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070318##20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20090528##20111003,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn##20090528##20111003,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090528##20111003, |
| Fardan, Mohamed Hasan Mohamed | 00566 | MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20090115##20121001, |
| Farid, Muhammad Shahid | 01397 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20140507##20160831,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn##20140507##20160831,CB Asset Management LLC##01179##Compliance Oversight Function##Approved##20201230##,CB Asset Management LLC##01179##MLRO Function##Approved##20201230##,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn##20201026##20201201,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn##20201026##20201201, |
| Fassati, Edoardo Giuseppe Maria | 01553 | Rothschild & Co Doha LLC##00116##Senior Executive Function##Approved - Inactive##20211117##,Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved - Inactive##20211117##, |
| Fatemian, Seyedeh Delaram | 00809 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20100919##20130801, |
| Fawaz, Hassan | 01079 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120321##20140622,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120321##20140622, |
| Fayed, Omar | 01075 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231, |
| Fedor Jr, Stephen Peter | 01094 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20120415##20121214, |
| Fenderico, Domenico Maurizio | 00174 | QINVEST LLC##00048##Finance Function##Withdrawn##20070430##20080318, |
| Ferguson, Brian Paul | 00907 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110316##20140217, |
| Ferland, Benoit | 01757 | Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Withdrawn##20200426##20201125,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Withdrawn##20200426##20201125, |
| Fewtrell, Thomas | 00640 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20090728##20200721, |
| Field, Gillian Anne | 01188 | Coutts & Co##00084##MLRO Function##Withdrawn##20121231##20140221, |
| Fikry, Seifallah Mohamed Amin Mahmoud | 01082 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20120326##20150510, |
| Fischer, Michael Bernard | 01895 | UBS Qatar LLC##01169##Compliance Oversight Function##Approved##20211103##,UBS Qatar LLC##01169##MLRO Function##Approved##20211103##, |
| Fischer, Peter Christian Anton | 01266 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228, |
| Fitz-Henley, Sean | 01411 | |
| Fofana, Oumar | 01848 | Qatar First Bank LLC##00091##MLRO Function##Approved##20210525##, |
| Forcey, David John | 01291 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20130828##20151202, |
| Forde, David Martin | 00064 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061002##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061002##20081217, |
| Foroughi, Faranak | 00180 | EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn##20070513##20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070513##20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070513##20070613, |
| Fourie, Johannes Jacobus | 01679 | AIG MEA Limited##00035##Risk Management Function##Withdrawn##20190402##20200708, |
| Foxwell, Graham Andrew | 00288 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20101017##20130731, |
| Francois, Pierre-Henri Guy Marie | 00876 | Concordia Capital LLC##00129##Senior Management Function##Withdrawn##20110113##20140416,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20140416,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110113##20140416, |
| Frei, Nikolaus Heinrich | 00659 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn##20090917##20111003, |
| Frick, Karl Michael | 00771 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100609##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100609##20141231, |
| Fröhlich, Klaus Bernhard Alfred | 01274 | Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20130625##20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20130625##20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130625##20140218, |
| Frost, Gavin Christopher | 01010 | Coutts & Co##00084##Finance Function##Withdrawn##20110922##20131231, |
| Frost, Ryan Brook | 01782 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20201103##20201229, |
| Fuggle, Stephen Andrew | 01185 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20121209##20180429, |
| Fukuda, Yuji | 00448 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn##20080810##20130411,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080810##20130411, |
| Furner, Richard | 00257 | Zurich International Life Limited##00067##Actuarial Function##Withdrawn##20071108##20090201, |
| Furtado, Ryna Prescy | 01029 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
| Fysel, Hijab Abdulla | 01834 | Maha Capital Partners LLC##01098##Risk Management Function##Approved##20210329##,Maha Capital Partners LLC##01098##Finance Function##Approved##20210329##, |
| Gaa, Shirley Recayo | 01064 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20120220##20140306, |
| Gadhia, Vikeshkumar Rasiklal Prabhuda | 00799 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20100817##20120831, |
| Gado, Mohamed | 01673 | QNB Capital LLC##00096##MLRO Function##Withdrawn##20190203##20191208, |
| Gadourah, Nader Jaodat K | 00635 | The Saudi National Bank##00081##Senior Executive Function##Withdrawn##20090709##20170228,The Saudi National Bank##00081##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100418##20141231,The Saudi National Bank##00081##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20100418##20141231, |
| Gajapathy, Logesh Babu | 00289 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124, |
| Gally, Laurent-Patrick | 00800 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100825##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100825##20121009, |
| Gamez Munoz, Antonio Francisco | 01902 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20211207##, |
| Gandhi, Rajender | 00925 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101, |
| Gandiya, Rufaro Charmaine | 01678 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20190304##20210427,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20190304##20210427, |
| Gandolfi, Stefano | 01896 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved##20211108##, |
| Gangaram, Narendra Ahuja | 00258 | Zurich International Life Limited##00067##MLRO Function##Withdrawn##20071108##20080225, |
| Ganjoo, Pankaj | 00578 | ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20090225##20120830, |
| Garcia, Felix Manso | 01647 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20180731##, |
| Garden, Robert Ian | 00165 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20070404##20080921, |
| Gardner, Sharon | 00663 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20090930##20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100707##20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100707##20120220, |
| Garrett, Edward James Sutcliffe | 01085 | Kane LLC##00121##Senior Executive Function##Withdrawn##20120326##20120615, |
| Gaunt, Roy Edward | 00839 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20130203##20140701,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20101103##20130203,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20101103##20130203, |
| Gayley, Colleen | 01062 | |
| Geahchan, Yves Marie | 01073 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20120312##20140615, |
| Geha, Samih | 01325 | SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Approved##20131124##,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved##20140225##, |
| Gehrke, Andreas | 00058 | Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20060910##20081023,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20060910##20081023, |
| George, Abraham Adappanam Kandathil | 00291 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| George, Shine Babu | 00290 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| George, Varghese Adappanam Kandathil | 00292 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130625, |
| Ghafur, Arshad Iqbal | 00627 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20111006##20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100207##20121205, |
| Ghalayini, Khalil | 00760 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100505##20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100505##20101101, |
| Ghamgui, Anis | 00949 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20120531,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20120531, |
| Ghareeb, Basma Amanuel Benyameen Yacoub | 00395 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20080420##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080420##20090812, |
| Ghazwi, Mohammad Abdelhaleem Ahmad | 01708 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20190821##20210801, |
| Ghouse Khan, Nadeem Khan | 01744 | Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Approved##20200128##,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Approved##20200128##, |
| Ghozayel, Mohamed | 01557 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20161030##20180831,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20161030##20180831, |
| Gibson, Clair Elizabeth | 01156 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20121007##20131026, |
| Gillard, Claudine | 01247 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20130507##20130930,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131127##20141231, |
| Gilles, Andre Louis | 00237 | EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20070912##20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070912##20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070912##20140331, |
| Girdhar, Pankaj | 01372 | The Saudi National Bank##00081##Risk Management Function##Approved##20150607##,The Saudi National Bank##00081##Risk Management Function##Withdrawn##20140309##20140630, |
| Glas, Johannes Maria Gregor | 01526 | Investcorp Investments LLC##00219##Senior Executive Function##Approved##20160405##, |
| Gloriani, Mark Gregore | 01336 | First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Withdrawn##20140115##20150504, |
| Glushko, Valeriy | 01610 | Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##, |
| Goetz, Fidelis Maria | 00359 | Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Withdrawn##20110703##20151127,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20130708, |
| Gonsalves, Anil Anthony | 00637 | Nasco Qatar LLC##00057##Finance Function##Withdrawn##20090726##20190315, |
| Gopalakrishnan, Balaji | 01024 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20111025##20140227, |
| Gopi, Mousmi Nadh | 01058 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120208##20141231, |
| Gore, Duncan Spencer | 00984 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20110808##20120326,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20110808##20120326, |
| Gossiaux, Paul | 01807 | CB Asset Management LLC##01179##Non-Executive Governance Function##Withdrawn##20201230##20211005, |
| Govinda Rajan, Magesh Kumar | 00882 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn##20110206##20130704,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131216##20141231, |
| Govindarajan, Vijayan | 00195 | BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn##20070628##20080709, |
| Gower, Adrian Walton | 00200 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070701##20080313, |
| Gowigati, Ghassan Saad Dimitri | 01592 | The Saudi National Bank##00081##Senior Executive Function##Withdrawn##20170710##20180320, |
| Graf, Daniel | 01463 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150607, |
| Grall-Carpentier, Valerie | 01898 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20211108##, |
| Greatbatch, Alan | 00166 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20070404##20081023, |
| Green, Katherine Alice | 00338 | EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20071213##20110113, |
| Greuter, Charles Peter | 00019 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20060301##20070208, |
| Groom-Baker, Raven Jesse | 01575 | Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20170109##20180128,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20170109##20180128, |
| Grossenbacher, Amani | 00811 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100919##20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100919##20110922, |
| Grover, Ashok Kumar | 01550 | Oriental Insurance Company QFC Branch##00325##Risk Management Function##Withdrawn##20161017##20161231, |
| Guclu, Can | 00813 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100923##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100923##20141231, |
| Guida, Isabelle | 01809 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
| Guillemard, Peter Guy Carteret | 01196 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved##20130109##, |
| Gulamali, Azadhassan Mustafa Kassamali | 01676 | Barclays Bank PLC##00018##MLRO Function##Approved##20190304##, |
| Gulapa, Alvin Abutan | 01743 | Al Awael Captive Insurance Co. LLC##00838##Senior Management Function##Approved##20200128##, |
| Guled, Ali Harun Jama | 00541 | Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328, |
| Gultiano, Venus Medel | 00682 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20101227##20130816,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20101227##20130816,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20091011##20101212,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20101227##20130816,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20101227##20130816, |
| Gunda, Praveen Kumar | 01427 | Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn##20140930##20180130, |
| Guo, Guang | 01606 | Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Withdrawn##20170807##20191126, |
| Gupta, Udayaditya | 00082 | EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn##20061212##20110113, |
| Gurazada, Venkata Ramana | 00621 | AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20090520##20090819, |
| Gurtoo, Jai Kumar | 00773 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20110713, |
| Gurunathan, Velusiva | 00329 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100411, |
| Guy, Kevin Stephen | 00686 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Compliance Oversight Function##Withdrawn##20091020##20130818,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##MLRO Function##Withdrawn##20091020##20110103, |
| Habib, Aized | 00196 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20070628##20080308, |
| Haddad, Ala Nashat Farhan | 00104 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070116##20110526, |
| Haddad, Carmen Christina | 01334 | Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20140115##20171112,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
| Haddad, Elie | 00752 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20130520,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20151011##20160718, |
| Haddad, Elie | 00235 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20070910##20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20070910##20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070910##20081021, |
| Haddow, Andrew James | 01278 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn##20130716##20191216,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn##20130716##20191216, |
| Hafazalla, Ehab Mackeen Kamel | 00942 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20110504##20120201, |
| Hafez Moustafa, Moustafa Ibrahim | 01633 | The Saudi National Bank##00081##Senior Executive Function##Withdrawn##20180409##20190721, |
| Hage Hammoud, Ziad | 01013 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20111003##20140626,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111003##20140626, |
| Haggag, Sherif Ibrahim Gad | 00508 | Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20081023##20100721, |
| Hagihara , Shoichi | 01689 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved##20190708##,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20210727##, |
| Haidar, Jad | 01071 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231, |
| Haidar, Sahar | 01282 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20140205##20151102,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140205##20141231, |
| Haider, Mahboob Ghulam | 01566 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
| Haikal, Farah Waleed Ghalb | 00960 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110615##20141231, |
| Hainsworth, Daniel Richard | 01330 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20131216##20170807, |
| Hajjar, Roger Edmond | 00668 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20091021##20100516, |
| Hajji, Georges Sami | 01007 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20111220,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn##20110914##20111220,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn##20110914##20111220, |
| Halabi, Alaa | 01093 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231, |
| Halfyear, Paul Richard | 00718 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20120910,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120910##20141231,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn##20190821##20200902,AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn##20190109##20200902, |
| Halima-Meddah, Aicha | 00087 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061219##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061219##20081217, |
| Hallit, Joseph Michel | 00269 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn##20071121##20120806,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071121##20120806,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn##20071121##20120806, |
| Hamad, Akram Taisir Ahmad | 00293 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017, |
| Hamami, Sadik Nabil | 01420 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20140831##20180828,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140831##20141231,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140831##20141231, |
| Hamdani, Syed Jawad Hassan | 01505 | Merrill Lynch International - QFC Branch##00258##MLRO Function##Withdrawn##20150913##20160708, |
| Hameed, Kaswar | 01636 | Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20180429##20210421, |
| Hameed, Tariq Sheraz | 01818 | Power Bank LLC##00644##Senior Management Function##Withdrawn##20210223##20210531, |
| Hametner, Gerhard | 01049 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20130107##20170518,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20111220##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20111220##20141231, |
| Hamiyeh, Fouad Adel | 00153 | Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Withdrawn##20070331##20121011,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Withdrawn##20070331##20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20070331##20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070331##20121011, |
| Hammami, Mourad | 00660 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn##20090917##20101227,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn##20090917##20101227, |
| Hammoud, Bassam | 01337 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
| Hammoud, Ola | 01780 | Prime Financial Solutions LLC##00109##Senior Executive Function##Approved##20201103##, |
| Hangari, Aladdin | 00515 | Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved##20081120##,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved##20081120##,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081120##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081120##20141231,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20140327##20150126,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Withdrawn##20140327##20150126,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20150126##,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20130623##20140327,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No long, |
| Hanna, Elie | 01086 | AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20120326##20150310,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120326##20141231, |
| Hanson, Vedica Vishudi | 01637 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn##20180429##20200921, |
| Haq, Shan Ul | 00622 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090520##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090520##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090520##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090520##20141231, |
| Haque, Tanvir Muhammad | 01521 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20160221##20180930,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn##20160221##20180930, |
| Haran, Paul Andrew | 00259 | Zurich International Life Limited##00067##Senior Executive Function##Withdrawn##20071108##20080225, |
| Harish, Bhatia Mohnish | 01310 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20131022##20131125,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20131022##20131125, |
| Harrison, Andrew James | 00928 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20120220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20120220, |
| Hartoka, Olcay | 01300 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Finance Function##Withdrawn##20130915##20150528, |
| Harvard-Walls, Jago | 00601 | Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20101006##20110825,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101006##20110825,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20110817, |
| Haryani, Jatin | 01053 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120201##20141228, |
| Hasan, Aamir | 01357 | Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn##20140210##20181231, |
| Hasan, Ali Raza | 01424 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231, |
| Hasan, Lamya Ebrahim Abdulla | 00888 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20110215##20120201,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20110215##20120201, |
| Hasberry, John Edward (Prohibited) | 00687 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022, |
| Hashim, Ahmad | 00808 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20100902##20101123,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100902##20101123, |
| Hashisho, Mohamad Hasan | 00072 | UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn##20061031##20080713,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061031##20080713, |
| Hasija, Rohit Rajkumar | 00926 | EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110410##20141231, |
| Hassan, Osama Mohammed Muein | 00565 | Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Withdrawn##20090118##20091018, |
| Hassan, Syed Wasi | 00917 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20120301, |
| Hassiba, Ghada Marwan | 00294 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Hatzidakis, Minas | 01430 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141020##20141231, |
| Hawley, Christopher Mark Frederick | 00696 | Rothschild & Co Doha LLC##00116##Senior Executive Function##Withdrawn##20091118##20170122,Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20200419,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive##20211117##,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20091118##20141231,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20091118##20141231, |
| Hayani, Mohammed Hussam Eddin Ahmad | 00295 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140131, |
| Hayat, Masaud Jawhar | 00025 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
| He, Fei Henry | 01605 | Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Withdrawn##20170807##20210725, |
| Hean, William George | 00900 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20120812##20121231,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120812,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20110302##20121231, |
| Heer, Randhir Singh | 01127 | Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn##20120624##20121106, |
| Hegazy, Ahmed | 01157 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140615##20141231, |
| Hegde, Sharmila Ashrith | 01011 | Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Approved - Inactive##20211117##,Rothschild & Co Doha LLC##00116##MLRO Function##Approved - Inactive##20211117##, |
| Heikal, Hassan Mohamed Hassanien | 00339 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20130527, |
| Heimburger, Franck | 01859 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210714##, |
| Helou, Mikhael | 00697 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20110427##20130207,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110427##20130207,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20100620,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20091118##20100620,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091118##20100620, |
| Hemani, Gourang | 01322 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131124##, |
| Hemuss, Joly Scott Adam | 00943 | Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20110512##20120624, |
| Hendawi, Hatem Saad | 00226 | CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20091214##20100623,CORECAP MERCHANT BANK LLC##00059##Finance Function##Withdrawn##20070828##20100623, |
| Herbert, Angela Jean | 00364 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080221##20090312, |
| Herbrich, Dominique Albert Marie Gabriel | 00706 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn##20091123##20120624, |
| Hernandez, Juan Antonio | 01203 | Innovation Capital Qatar LLC##00151##Senior Executive Function##Withdrawn##20130116##20131105, |
| Hijazi, Mohammad Saleh Abdelghani | 00022 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved##20170213##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20060301##20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20060301##20060731,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20170213##, |
| Hill-Wood, Charles Denis | 00458 | RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090312, |
| Hines, Gary Stephen | 01722 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved##20191022##, |
| Hissett, Adam | 01643 | Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn##20180709##20200120, |
| Hobeica, Antoine | 01508 | Bank Audi LLC##00027##Compliance Oversight Function##Approved##20151019##,Bank Audi LLC##00027##MLRO Function##Approved##20151019##, |
| Hock, Eugene Robert Yeoh Eng | 00713 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20091214##20100330, |
| Hodroge, Hicham | 00881 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20120301, |
| Hoggins, David John | 01039 | State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn##20111101##20130730,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn##20111101##20130730, |
| Hollstein, Torsten | 00899 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120527, |
| Holmes, Michael | 01377 | Goldman Sachs International##00053##Finance Function##Withdrawn##20140310##20180722, |
| Homberger, Martin Joshua | 01870 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##, |
| Homma, Noriaki | 01890 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved##20211103##, |
| Hoque, Monirul | 00469 | Al Rayan Investment LLC##00045##Senior Management Function##Withdrawn##20080903##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080903##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080903##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20081023##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn##20081023##20091008, |
| Hossain, Syed Akhter | 00040 | Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20060501##20070206, |
| Houghton, Robert Mark | 00167 | The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20070404##20100620, |
| Howe, James Webster | 00267 | QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn##20071121##20170807,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20071121##20170807,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20160626##20170807, |
| Howell, David Robert (Prohibited) | 00688 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn##20091020##20101123,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20091020##20121112, |
| Howell, Iain Charles | 00689 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Finance Function##Withdrawn##20091020##20140110, |
| Howell, Toby David | 00570 | RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20090120##20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20090120##20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090120##20100706, |
| Howes, Neil Roger | 01046 | Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20111128##20140313,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20111128##20140313,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn##20130623##20140205,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn##20130623##20140205,QINVEST LLC##00048##Compliance Oversight Function##Approved##20140715##,QINVEST LLC##00048##MLRO Function##Withdrawn##20140715##20170206, |
| Hu, Zhiqiang | 01880 | Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Approved##20211003##, |
| Huang, Guohu Frank | 01725 | Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Approved##20191126##, |
| Huertas, Emmanuel Ramon | 00217 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Withdrawn##20070807##20090819, |
| Hulme, Paul Graham | 01501 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20150906##20181126, |
| Humayun, Nadeem | 01590 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved##20170529##,MUFG Bank, Ltd.##00103##MLRO Function##Approved##20170529##, |
| Hunt, John David | 00986 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110817##20121129, |
| Hunt, Joseph Paul | 00774 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20100609##20110713, |
| Husain, Ahmed Abdulhasan Habib Yusuf | 00945 | Aon Qatar LLC##00086##Finance Function##Withdrawn##20110519##20130507, |
| Husain, Masarrat | 01202 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20130113##20140225, |
| Husain, Syed Zakir | 00844 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20110626, |
| Hussain, Ejaz | 01069 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20130307##20140207, |
| Hussain, Hussain | 01102 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120429##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120429##20141231, |
| Hussain, Muzamil | 01907 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
| Hussain, Shahzad | 01849 | Qatar First Bank LLC##00091##Internal Audit Function##Approved##20210525##, |
| Hussein, Mohamed Mahdi | 01828 | Al Rayan Investment LLC##00045##Risk Management Function##Approved##20210310##, |
| Husseini, Mounir Jihad | 00191 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn##20070529##20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070529##20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070529##20110321, |
| Huyberechts, Didier Jean Joseph | 01103 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20120429##20121031,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120429##20121031, |
| Ibrahim, Hani Ahmed | 00607 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090421##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090421##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090421##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090421##20141231, |
| Ibrahim, Manal Farouk Abdelhamid | 00923 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20110519, |
| Ibrahim, Zahid Javed | 00227 | CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn##20070828##20090209,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn##20070828##20090209, |
| Ihalagama, Neraj Sanjay | 00571 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20090201##20110302,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20090201##20110302, |
| Iqbal, Asif | 00120 | AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20070218##20090520,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20100630##20101026,AIG MEA Limited##00035##MLRO Function##Withdrawn##20070218##20101026, |
| Iqbal, Muhammad Azhar | 01712 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved##20190915##, |
| Iqbal, Osama | 01791 | Oman Reinsurance Co. - QFC Branch##01134##Finance Function##Approved##20201130##, |
| Iseda, Kaneyuki | 01210 | MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20130120##20170730,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130120##20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130120##20141231, |
| Ishaque, Muhammad Tashfeen | 00615 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20120301,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20120301, |
| Ismail, Hassan Ali | 00588 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090401##20141012, |
| Ivinson, Christopher | 01414 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20140821##20151102,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20160811##20181128, |
| Iyengar, Rishi Srinivas | 01395 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140429##20141231, |
| Izet Khel, Jahanzeb J.Khan | 01020 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20111019##20130905,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111019##20130905,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20111019##20130905, |
| Jabre, Kamal | 01066 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20121209##20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20120229##20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120229##20130617, |
| Jaccarini, Edward Anthony | 00238 | EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20070912##20081026, |
| Jacobs, Stefanie | 01162 | Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn##20121008##20121031, |
| Jacques, Conrad Ave Maria | 01657 | ICICI Bank Limited##00041##MLRO Function##Withdrawn##20181029##20181217, |
| Jacquin de Margerie, Bertrand Marie Bernard | 00154 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109, |
| Jaffer, Safder Ahmed Ali | 01519 | QIC International LLC##00034##Actuarial Function##Withdrawn##20160125##20180308,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Approved##20160125##, |
| Jafree, Khurram | 00704 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20091123##20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091123##20111212, |
| Jaidah, Ibrahim Mohamed Ibrahim | 00477 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20080904##, |
| Jain, Dilip | 00138 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20070321##20070724,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20070321##20070724, |
| Jain, Punit Kumar | 00939 | Sharq Insurance LLC##00054##Finance Function##Approved##20110421##, |
| Jain, Sanjay | 00208 | Sharq Insurance LLC##00054##Finance Function##Withdrawn##20070716##20080127, |
| Jalbout, Feras | 01209 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20140610##20141113,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140610##20141113, |
| Jamal, Fadi | 01843 | BLOM Bank Qatar LLC##00079##Internal Audit Function##Approved##20210503##, |
| James, Prabha (Prohibited) | 01655 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn by the QFCRA##20181022##20210115, |
| Janahi, Esam Yusuf Abdulla Abdulkarim | 00175 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20100103, |
| Jane, Jonathan Austin | 01654 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20180919##20201207, |
| Janoudi, Mohamed Ali | 01812 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
| Jansen van Rensburg, Francois | 01259 | Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20170213##20190522,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20130623##20170228,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20190527##20191117, |
| Jaralla, Nasser Jaralla S | 01568 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
| Jarugumalli, Rajesh Babu | 01331 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved##20131216##, |
| Jasem, Warqaa Mohammad | 01154 | Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131003##20141231, |
| Jawich, Wassim | 01571 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved##20161212##,Chedid and Associates Qatar LLC##00115##Finance Function##Approved##20161212##, |
| Jayan, Vijayan Remju | 00936 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110421##20140205, |
| Jeffy, Abdo Ibrahim | 00270 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20090906, |
| Jha, Akhil Kumar | 00548 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20081211##20111006,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081211##20111006, |
| Jiang, Yong | 00354 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20080131##20080604,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20080131##20080604, |
| Jillani, Mohsin | 01425 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140930##20141231, |
| Jingyi, Wang | 01342 | Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Withdrawn##20140120##20150930, |
| John, Jacob | 00724 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100114##20130805, |
| Johnson, Jonathan | 00732 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100207##20110825, |
| Johnson, Nicholas William | 00584 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090322##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090322##20141231, |
| Joly, Alain Marcel | 00155 | Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Withdrawn##20070331##20120109, |
| Jones, Neil | 01151 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120910##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120910##20141231, |
| Jones, Vincent | 00690 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Non-Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022, |
| Jordan, Stephen | 00110 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20070211##20080414, |
| Joseph, Joy Joseph | 00296 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017, |
| Joshi, Charudutta | 00728 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20100124##20120611,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100124##20120611, |
| Jossa, Adrian | 00100 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20061228##20070703,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20061228##20070703,Goldman Sachs International##00053##Compliance Oversight Function##Withdrawn##20070709##20160131,Goldman Sachs International##00053##MLRO Function##Withdrawn##20070709##20160131,Goldman Sachs International##00053##Senior Management Function##Withdrawn##20070709##20070709, |
| Jouard, Philippe Etienne Georges | 00176 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20070430##20100328,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080526##20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070430##20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20070430##20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20070430##20100328,Concordia Capital LLC##00129##Senior Executive Function##Withdrawn by the QFCRA##20110113##20140518,Concordia Capital LLC##00129##Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn by the QFCRA##20110113##20140518,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn by the QFCRA##20110113##20140518, |
| Joudeh, Helal | 01084 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120408##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120408##20141231, |
| Joy, Elengickal Kuriepe | 00297 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Juma, Yusuf Abdulla Mohamed | 00513 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20100720, |
| Junblat, Rabih Farid | 00056 | Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20060731##20111114,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20060731##20111114,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20150209##20160818,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20150209##20160818,QINVEST LLC##00048##MLRO Function##Approved##20170206##, |
| Jung, Andreas | 01320 | Zurich International Life Limited##00067##Internal Audit Function##Withdrawn##20131124##20180815,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20140205##20141030,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20160417##20180815, |
| Junjun, Xie | 00910 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20110316##20171204, |
| Jurissen, Katrin | 01615 | UBS AG##00087##Senior Executive Function##Withdrawn##20171023##20180731, |
| Kabeke, Janet Mbiki | 01026 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
| Kagalwala, Hassan Saifuddin | 00996 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110912##20141231, |
| Kalaiah, Avinash | 01544 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20160906##20181217, |
| Kalathil, Thomas Sajan | 00298 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Kallayi, Mohammed Sadique | 00862 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20110106##20140821, |
| Kamal, Imran | 01733 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn##20200115##20210420, |
| Kamal, Mostafa Mohamed Mostafa | 01182 | |
| Kamm, Adrian Kurt | 00021 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20060711##20070429,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20060301##20070429, |
| Kampani, Jayshree Virendra | 00299 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Kan, Jae-Min | 01810 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
| Kandasamy, Arul Kanda | 00252 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20080921,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20080921, |
| Kandrikal, Tina Joseph | 01626 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved##20180115##,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved##20180115##, |
| Kaneko, Kinji | 00557 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Management Function##Withdrawn##20081217##20110817, |
| Kannian Govindarajan, Shampathkumar | 00602 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101007##20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20090408##20141231, |
| Kapetanios, Theofilos | 01783 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved##20201103##, |
| Kapur, Rajesh Suresh | 00439 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20090616##20100124,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080722##20100124, |
| Karam, Josiane | 01239 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20131106##20181128,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20130428##20181128,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20130818##20190821,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20130428##20190821, |
| Karameh, Nabil | 01097 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20120423##20131001, |
| Karaoglan, Serge Toufic | 00218 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20070808##20140902, |
| Karatas, Muhammed Fatih | 00708 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20091206##20120910, |
| Karikampallil, George George | 00233 | TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn##20070903##20100215, |
| Karim, Muhammad Omar | 00585 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20090520##20101207,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090520##20101207, |
| Karunan, Ajay Valanparampil | 01201 | Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn##20130113##20140309,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn##20130113##20140309,Epicure Investment Management LLC##00676##MLRO Function##Approved##20200719##, |
| Kasala, Kamlesh | 01561 | Amwal LLC##00145##Compliance Oversight Function##Approved##20161204##,Amwal LLC##00145##Risk Management Function##Approved##20161204##,Amwal LLC##00145##MLRO Function##Approved##20161204##, |
| Kasargod, Nivedita Sadanand | 00083 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20061212##20070912,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20061212##20070912, |
| Kassem, Ahmed Sabry Abdellah Mohamed | 01591 | The Saudi National Bank##00081##Compliance Oversight Function##Approved##20170605##,The Saudi National Bank##00081##MLRO Function##Approved##20170605##, |
| Katounas, Michail | 01286 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130724##20210630,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130724##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130724##20141231, |
| Katra, Hani | 00985 | Qatar First Bank LLC##00091##Finance Function##Withdrawn##20110808##20180812, |
| Katsaitis, Stavros | 00721 | AIG MEA Limited##00035##Actuarial Function##Withdrawn##20091215##20160430, |
| Kayahanli, Murat Oskay | 00542 | Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn##20081203##20100328, |
| Kazerooni, Rayan Abdulredha Ali | 00828 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101017##20140319,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101017##20140319,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20101017##20140319,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20101017##20140319, |
| Kazma, Badih Salah | 01483 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20150607##20170115, |
| Kedia, Deepak Gopal | 00140 | ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Withdrawn##20070321##20070911,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20070911, |
| Kefi, Enis | 00509 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20091207,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20091207, |
| Keijzer, Jacco Peter | 01091 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120408##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120408##20141231, |
| Keith, Simon Patrick Kendall | 00558 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20110302##20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn##20081217##20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20110302##20110912, |
| Keller, Martin | 01257 | Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20130623##20151231, |
| Kennerdale, James Michael | 01077 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130214##20141231, |
| Kerr, Douglas Iain | 00489 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20080921##20101123,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20141229##20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20080921##20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141229##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080921##20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141229##20141231, |
| Kerton, Andrew James | 00895 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110302##20130602, |
| Kettles, Andrew Neil | 00598 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110601,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20110601, |
| Khajah, Abdullah Mahmoud Hasan Ghaloum Mohamed | 00504 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090812, |
| Khalid, Faraz | 01506 | QIC International LLC##00034##Risk Management Function##Withdrawn##20150917##20161017,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20150917##20151202,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20150917##20161017, |
| Khalifa, Mustafa Hamza | 00904 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn##20110310##20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn##20110310##20130501, |
| Khalife, Mohamad | 01613 | SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved##20171023##, |
| Khan, Abdul Muqeet | 01687 | QINVEST LLC##00048##Internal Audit Function##Approved##20190527##, |
| Khan, Akber Ahmad | 00620 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090513##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090513##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090513##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090513##20141231, |
| Khan, Amir | 01618 | Citibank, N.A.##00043##Senior Executive Function##Approved##20171112##,Citibank, N.A.##00043##Executive Governance Function##Approved##20211003##, |
| Khan, Ishfaq | 01883 | Aon Qatar LLC##00086##Senior Management Function##Approved##20211025##, |
| Khan, Masood Hussain | 00080 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20071217##20091018,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn##20071217##20091018,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20061206##20091018, |
| Khan, Moti Urrahman | 00543 | Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##No longer performing a controlled function for an authorised firm##20081203##20100328, |
| Khan, Nawab Zada Shirshar | 00300 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Khan, Nayeem Ulla | 01481 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20150601##20170330, |
| Khan, Rana Tahawar Ullah | 01774 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved##20200902##, |
| Khan, Samir Jamal | 00549 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081217##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081217##20141231, |
| Khan, Usman Tariq | 01638 | Barclays Bank PLC##00018##Compliance Oversight Function##Approved##20180521##, |
| Khan, Zaeem Salman | 00625 | MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090527##20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090527##20141231, |
| Khanna, Anuj | 00608 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090421##20120703, |
| Khanna, Tarun | 00611 | Nexus Financial Services WLL##00099##Finance Function##Withdrawn##20090422##20190919,Nexus Financial Services WLL##00099##Executive Governance Function##Approved##20220123##, |
| Kharsa, Marwan | 01595 | SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Approved##20170710##, |
| Khashabi, Adel Abdulaziz | 00234 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070910##20090906, |
| Khatib, Jamal | 01887 | Hoopoe Advisors Representative Office##01389##Senior Executive Function##Approved##20211027##, |
| Khatri, Asma | 01546 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20161017##20171016,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved##20180104##, |
| Khattar, Antoine | 01751 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20200326##, |
| Khawaja, Fuad Ahmed | 01318 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved##20131114##, |
| Kheirallah, Kamal Georges | 00530 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20081130##20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20081130##20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081130##20090419, |
| Khodr, Shawki Zoukan | 00026 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
| Khonji, Marwan Yousif A Hameed Mohamed Tayeb | 01536 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20160626##20160731,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20160626##20160731, |
| Khonji, Mohamed Abdulfatah Ahmed Mohamed | 00955 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20140128,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20140128,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20110526##20140128, |
| Khot, Ravindra Anant | 00185 | TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn##20070516##20070903, |
| Khoueiri, Georges | 01150 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20120910##20130926,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120910##20130926, |
| Khouri, Khaled Abdulla Neamat Mohamed | 00765 | Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20170501##20180221,Qatar First Bank LLC##00091##Executive Governance Function##Withdrawn##20170501##20180120,Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20100526##20170501, |
| Khouri, William Lukens | 00027 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
| Khoury, Fouad Ibrahim | 00013 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20051205##20070409, |
| Khowri, Bassam Anton Eliass | 00834 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20101101##20120910,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20120910, |
| Kidd, Louise Joan | 00641 | Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20090728##20130210,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20090728##20130210, |
| Kielty, Andrew | 01479 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20150519##20200120, |
| Kikuchi, Masato | 01680 | MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20190421##20210503, |
| Kilmartin, Edward John | 00755 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20100419##20120312,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100419##20120312, |
| Kininsberg, Jorge Alberto | 01877 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20210928##, |
| Kline, Philip Ronald | 01246 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20130507##20130731,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20130507##20130731, |
| Kneale, Colin Matthew | 01078 | |
| Kocer, Nagihan Deniz | 01779 | VakifBank QFC Branch##00956##Compliance Oversight Function##Approved##20201019##,VakifBank QFC Branch##00956##MLRO Function##Approved##20211103##, |
| Kodiyattu Puthen Veedu Bhaskaran Nair, Binu | 01656 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved##20181029##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20181029##, |
| Kolagani, Shiva Vishnu Reddy | 01792 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn##20201130##20210201, |
| Kolatsis, Michael | 01698 | CQUR Bank LLC##00622##Compliance Oversight Function##Withdrawn##20190716##20210728,CQUR Bank LLC##00622##MLRO Function##Withdrawn##20190716##20210728, |
| Kong, Xiangjun | 00355 | Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn##20080131##20121231, |
| Korampath, Paruthooli Gopalakrishnan | 00301 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Kotian, Savitha Koragappa | 00302 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Koujou, Kheireddine | 00840 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20101107##20110215,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101107##20110215, |
| Koumettou, Elizabeth | 01598 | Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved##20170716##, |
| Kovilakath Sulaiman, Suneesh | 01012 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20110926##20130222,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20110926##20130222,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn by the QFCRA##20130417##20140518,Concordia Capital LLC##00129##MLRO Function##Withdrawn by the QFCRA##20130520##20140518,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn##20150209##20190704,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Withdrawn##20150209##20190704, |
| Kozhina, Irina | 01771 | CQUR Bank LLC##00622##Risk Management Function##Approved##20200810##, |
| Krishantha Jayasinghe, Milewage Kapila | 01607 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20170807##20170807, |
| Krishnamurthy, Balaji | 00712 | QINVEST LLC##00048##Finance Function##Withdrawn##20120423##20120806,QINVEST LLC##00048##Senior Management Function##Withdrawn##20091215##20120806, |
| Krishnan, Raja | 01000 | Amwal LLC##00145##Finance Function##Withdrawn##20110914##20120909, |
| Krueger, Gerhard Dieter | 00360 | Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20080217##20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20080217##20080526, |
| Kulla, Rudolf Antonius | 00644 | MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn##20090809##20120429,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn##20090809##20120429, |
| Kumar, Chandrashekar | 00759 | RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20100503##20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20100503##20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100503##20110117, |
| Kumar, Manoj | 00209 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20070716##20100721, |
| Kumar, Pankaj | 01409 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20140618##20180810,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20140618##20180810,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved##20190821##,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved##20190821##, |
| Kumar, Shrawan | 01431 | ICICI Bank Limited##00041##Finance Function##Withdrawn##20141020##20181217, |
| Kunahong, Reyina | 01585 | Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20170510##20180409, |
| Kunnath, Abdul Rahisse Kurukkan | 00303 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Kunz, Christoph Francois | 00897 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20110302##20111124, |
| Kurian, Binish Kurian | 00304 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124, |
| Kurien, George | 00074 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn##20061119##20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn##20120624##20181025, |
| Kurkjian, Gary | 00785 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100706##20141231, |
| Kurmann, Johann | 00094 | Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Withdrawn##20061221##20210701,Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210714##,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20141228, |
| Kushalgadhwala, Mustansir Moiz | 01601 | Zurich International Life Limited##00067##Finance Function##Withdrawn##20170720##20200530,AIG MEA Limited##00035##Finance Function##Approved##20200713##, |
| Kyprianou, Anthony Haralambos | 00028 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
| Laad, Pankaj | 00376 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn##20080308##20180429,Sumitomo Mitsui Banking Corporation##00073##Finance Function##Withdrawn##20080308##20101212,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20110102##20180429, |
| Labba, Latheef Abdul Gafoor | 00305 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Ladki, Adnan | 01229 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20130402##20150701,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130402##20141231, |
| Laghari, Mumtaz Ali | 01839 | UBS Qatar LLC##01169##Finance Function##Approved##20210421##, |
| Lahoti, Shailesh | 01106 | |
| Laing, Scot Harold | 00005 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20050929##20080507,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20050929##20080507, |
| Lakhan, Avinash Kant | 01634 | Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved##20180409##,Zurich International Life Limited##00067##Finance Function##Withdrawn##20200628##20210615, |
| Lakshmanan, Tirunellai Mahadevan | 00264 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20100817##20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20071111##,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20100817##20101101,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn##20080217##20130930, |
| Lalani, Hussain Abdul Aziz | 00029 | United Gulf Financial Services Company LLC##00007##Finance Function##Withdrawn##20060321##20091018, |
| Lambert, Alasdare John | 01198 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20140930##20150906,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20130109##20150906,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn##20130109##20140930, |
| Lampshire, Martin | 00459 | RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090312, |
| Lang, Alfred Karl | 00059 | Barclays Bank PLC##00018##Finance Function##Withdrawn##20060910##20101003, |
| Laraki, Ghali | 01269 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved##20140618##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130617##20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130617##20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Executive Governance Function##Approved##20211108##, |
| Larin, Dmitry | 01730 | CQUR Bank LLC##00622##Senior Management Function##Withdrawn##20191216##20210814, |
| Latif, Khalid | 00210 | Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20070716##20090209, |
| Law, Cameron Jack Frazer | 01293 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130902##20140115, |
| Law, Pratik | 01324 | Zurich International Life Limited##00067##Risk Management Function##Approved##20131124##,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved##20170319##, |
| Laws, Rolf Kenneth Reinhold | 00434 | Aon Qatar LLC##00086##Compliance Oversight Function##Withdrawn##20080722##20110727,Aon Qatar LLC##00086##MLRO Function##Withdrawn##20080722##20110727, |
| Lawson, Jennifer Marie | 01321 | Allianz Worldwide Care Limited##00163##Internal Audit Function##Withdrawn##20131124##20140630,AWP Health & Life S.A.##00193##Internal Audit Function##Withdrawn##20140617##20190823, |
| Le Bourgeois, Philippe Francois | 01132 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive##20211117##, |
| Le Cacher De Bonneville, Pierre Marie Joseph | 01417 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20140826##20190710, |
| Leach, Christopher John | 01714 | Sanguine Investment Managers LLC##00744##Executive Governance Function##Approved##20190926##, |
| Ledger, Mark Charles | 01207 | Innovation Capital Qatar LLC##00151##Compliance Oversight Function##Withdrawn##20130116##20131105,Innovation Capital Qatar LLC##00151##Risk Management Function##Withdrawn##20130116##20131105,Innovation Capital Qatar LLC##00151##MLRO Function##Withdrawn##20130116##20131105, |
| Lee, Frederick Edward Maconchy | 01171 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231, |
| Lee, Jongghun | 01253 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130527##20141231, |
| Leech, Steven Joseph | 00994 | Zurich International Life Limited##00067##Finance Function##Withdrawn##20110912##20170720, |
| Lent, Richard Matthew | 00929 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20110626,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20110626, |
| Lethbridge, Leonie Ruth | 01805 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##, |
| Li, Huajun | 01586 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved##20170510##,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved##20180409##, |
| Li, Yezhong | 01917 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved##20220123##, |
| Liang, Li | 01343 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn##20140120##20141031, |
| Liddle, Alexander John Monsen | 01354 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20140205##20140403,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140205##20140403, |
| Lilley, Stephen | 00510 | Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20081023##20101123,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20081023##20101123, |
| Limaye, Prabhakar Vasanth | 00833 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20101101##20160531,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20101101##20141211, |
| Lin, Shengqiang Johnson | 01604 | Bank of China Limited Qatar Financial Centre Branch##00408##Senior Executive Function##Approved##20170807##, |
| Ling, Gareth Mark | 00846 | Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20101123##20141231,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20101123##20141231, |
| Loayon, Gregorio Jr Daguplo | 00830 | Zurich International Life Limited##00067##Senior Executive Function##Approved##20101026##, |
| Loganathan, Sekar | 01040 | State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20111114##20120806, |
| Loggin, Mark Cole | 00385 | QINVEST LLC##00048##Finance Function##Withdrawn##20080318##20080604,QINVEST LLC##00048##Senior Management Function##Withdrawn##20080318##20090104,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn##20130116##20130612, |
| Lone, Sarmad Amin | 00979 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20120618,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20120618, |
| Lontoc, Elizabeth Surio | 01709 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20190821##20191029, |
| Lord, Alastair David William | 00914 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20110404##20120527, |
| Lorentz, Eric | 00017 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20060214##20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20060214##20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060214##20070212,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn##20060710##20070212,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20070212, |
| Loualidi, Abdelmoneim | 01120 | Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn##20120527##20121231, |
| Louw, Werner Jacobus | 01836 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved##20210329##, |
| Lovell, Charles John Carey | 01439 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141117##20141231, |
| Lu, Qiang | 00357 | Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Withdrawn##20080212##20110621,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080212##20110621, |
| Luce, Joanne Michelle | 00382 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080313##20080810, |
| Lundin, Stephen Alexander | 01507 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20151011##20180430, |
| Lunn, Gary Kenneth Charles | 01041 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20111117##20130203,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20111117##20130203, |
| Luo, Lijun | 01622 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20171204##20191126, |
| Lynch, Martin | 00177 | QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20070430##20080313,QINVEST LLC##00048##MLRO Function##Withdrawn##20070430##20080313, |
| M A H H Dakson, Sadeq | 01905 | Sword Capital Representative Office##01431##Senior Executive Function##Approved##20211207##, |
| M J Al-Jaber, Mohammed Sultan | 01055 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##, |
| Macdonald, Colin Malcolm | 00254 | ABN AMRO Bank N.V.##00065##Senior Executive Function##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071011##20080907, |
| MacKenzie, Iain McNair | 01184 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20131107##20131111, |
| Madendjian, Albert | 00669 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Withdrawn##20091021##20110421,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20110421, |
| Mady, Maged Mohamed Shawky | 01407 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140618##20141231, |
| Maffei, Niccolo' | 01529 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn##20160425##20200115, |
| Magozore, Lloyd | 01241 | AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20130428##20190710, |
| Mahajan, Meenal Sachdeva | 00136 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20070903##20090616,ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20070321##20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20090616,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn##20130912##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20090708##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090708##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Senior Executive Function##Approved##20150209##, |
| Mahalingam, Balakrishnan Venkataramani | 00306 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Mahfoodh, Sayed Abbas Hameed Ebrahim | 01015 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20111010##20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Advising on Investments##Withdrawn##20111010##20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn##20130218##20170102, |
| Mahmood, Farhan | 00148 | Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20070331##20111019,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20070331##20130108,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070331##20130108,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn##20070331##20130108, |
| Mahmood, Shakaib | 01710 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20190915##, |
| Mahmoud, Amro Mowafak Mohamed Mosaad | 00406 | Beltone Financial Qatar LLC##00082##Finance Function##Withdrawn##20080528##20120809, |
| Mahmoud, Majid Burhan R A | 00675 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091007##20100218, |
| Mahmoud, Mohamed Saleh Mohamed | 00340 | EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20071213##20090104, |
| Maini, Yoginder Nath Tidu | 00878 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20110120##20120719, |
| Majidi, Taher Ali | 00776 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20120429,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20120429,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20120429,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20100609##20120429, |
| Majzoub, Hani | 01109 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20120513##20150416, |
| Majzoub, Mario Mahmoud | 01376 | Bank Audi LLC##00027##Internal Audit Function##Approved##20140310##, |
| Majzoub, Salim | 01518 | Bank Audi LLC##00027##Finance Function##Approved##20160118##, |
| Makawy, Zahir Abdelrahim Abdelgadir | 01742 | Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Approved##20200128##, |
| Makhlouf, Mohamed Khaled Abdelalim | 01369 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20140225##20160307, |
| Makhoul, Georges | 00061 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20060912##20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20060912##20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060912##20091215, |
| Makhoul, Robert Michael | 00426 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20080630##20191218, |
| Makkawi, Ziad Khalil | 01493 | Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20150623##20170406, |
| Malaab, Stephanie | 00815 | Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20101003##20131130,Bank Audi LLC##00027##MLRO Function##Withdrawn##20101003##20131130, |
| Malek, Mervat | 01221 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130320##20141231,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130320##20141231, |
| Malhotra, Sumit | 00734 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100215##20120415,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20120611##20130430,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120611##20130430, |
| Malik, Muhammad Tauseef | 01569 | Al Rayan Investment LLC##00045##Finance Function##Withdrawn##20161212##20211218, |
| Mamdani, Iqbal Gulamhusein | 00186 | TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Withdrawn##20070516##20100215, |
| Manachery, Paul | 00983 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110808##20141231, |
| Mancuso, Alberto | 01897 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved##20211108##, |
| Mandair, Mandhir Singh | 01244 | Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20130507##20200201, |
| Mandhan, Pardeep Kumar | 00947 | Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20110519##20120513, |
| Manikkam, Muralidharan | 01745 | Al Awael Captive Insurance Co. LLC##00838##Finance Function##Approved##20200128##, |
| Manraj, Bhisham | 01502 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn##20150913##20161127, |
| Mansour, Emad Rashed Ahmad | 00478 | Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20101215##20130904,Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20080904##20130904,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080904##20130904,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20080904##20130904,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20080904##20130904, |
| Mansour, Mohamad Samir | 01823 | Power Bank LLC##00644##Compliance Oversight Function##No longer performing a controlled function for an authorised firm##20210223##20210630,Power Bank LLC##00644##MLRO Function##No longer performing a controlled function for an authorised firm##20210223##20210630, |
| Mansour, Salim | 01147 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20120827##20180906,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130724##20141231, |
| Mansury, Dr Abdullah | 01081 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20120326##20120618,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn##20170716##20190620, |
| Mari, Ramzi Talaat Abdul Jawad | 00496 | QNB Capital LLC##00096##Executive Governance Function##Approved##20080928##,QNB Capital LLC##00096##Finance Function##Approved##20080928##, |
| Markwell, Michael Clyde | 01850 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##, |
| Martelly, Pierre Emmanuel Dominique | 00075 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn##20061119##20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn##20061119##20091018, |
| Martin, Harry John Barclay | 00431 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20080713##20090105,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080713##20090105, |
| Martorano, Bruno | 00111 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070212##20070703,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn##20070212##20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070212##20071121, |
| Maruthappan, Elangowan | 00485 | MARSH BROKERS LIMITED ##00093##Finance Function##Withdrawn##20080914##20170907, |
| Maseeh, Isa Hasan Mohamed Ali | 00030 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20060321##20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn##20061009##20071118, |
| Masera, Teofilo | 00852 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110922,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101207##20110922, |
| Mashkoor, Asar | 00606 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090420##20121125, |
| Masood, Ibrahim | 01262 | Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20170716##20200325,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20130623##20141231, |
| Masoud, Tariq | 00162 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn##20070403##20110220,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn##20070403##20110220, |
| Massaad, Edmond | 01339 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
| Massalkhy, Mohamad | 01620 | BLOM Bank Qatar LLC##00079##Finance Function##Approved##20171129##, |
| Massoud, Said Sabri | 00219 | Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Function-Dealing in Investments##Withdrawn##20070808##20071121, |
| Matalog, Mark Gariel | 01816 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved##20210207##, |
| Matchett, Jonathan Richard | 00961 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20110621##20120710, |
| Mathen, Levi Kurian | 00763 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20100516##20111101, |
| Mathew, Dalia Pappachan | 00309 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110308, |
| Mathew, Henkumar Manappurathu | 01614 | Aon Qatar LLC##00086##Senior Management Function##Withdrawn##20171023##20211028, |
| Mathew, Philip | 00310 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Mathew, Regi | 00311 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Mathew, Seena Biju | 00308 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Mathews, Ani | 01756 | Credit Agricole CIB - QFC Branch##00935##Finance Function##Withdrawn##20200426##20201117, |
| Mathieson, Andrew Neil | 00860 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20101227##20130606, |
| Mathieu, Romen | 00670 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
| Mattar, Timothy Antoine | 01512 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20151129##, |
| Matthews, David Egon | 01017 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn##20111010##20120429, |
| Maurer, Walter Raymond | 00499 | QNB Capital LLC##00096##Senior Executive Function##Withdrawn##20080928##20110526,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20080928##20111003,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080928##20111003,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Withdrawn##20080928##20111003,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Withdrawn##20080928##20111003, |
| May, Stephen Howard Patrick | 00803 | Kane LLC##00121##Non-Executive Governance Function##Withdrawn##20100826##20120208, |
| Mazhar, Shabeena | 00849 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20101207##20120806, |
| Mc Elhaney, Tyler Brent | 01718 | Sanguine Investment Managers LLC##00744##Senior Executive Function##Approved##20190926##, |
| McAll, Susan Mary | 00416 | Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20080619##20091008, |
| McAllister, Ronald | 00964 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110626##20120220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110626##20120220, |
| McAuliffe, Blair John | 01623 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved##20171219##, |
| McCrum, Simon Charles Ronald Henry | 00805 | AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20100902##20120326,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20100902##20121231, |
| Mcculloch, Stuart James | 01475 | Coutts & Co##00084##Senior Executive Function##Withdrawn##20150330##20150623, |
| McDonald, Fergus James Rupert | 00616 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20110621,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20110621, |
| McFarland, Kurt Peter | 00879 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20130423,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20130423, |
| Mchugh, Gerard Anthony | 01130 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20120703##20141229,The Royal Bank of Scotland plc##00046##Executive Governance Function##Withdrawn##20141229##20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120703##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120703##20141231, |
| Mcinerney, Ian Augustine | 01060 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20120220##20151022,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20120220##20151022, |
| Mckean, John Hector | 00609 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090421##20100328, |
| McMillan, Robert Edward | 00255 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20081023##20120703,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20081023##20120703,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##MLRO Function##Withdrawn##20071011##20080907, |
| McQuistin, James Marshall | 01044 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20111124##20120719, |
| Mcrobbie, Ewen John | 00707 | Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20091206##20120301,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20110630##20120301,QIC International LLC##00034##Senior Management Function##Withdrawn##20120321##20150331,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20120910##20130224, |
| Meckert, Tobias Michael | 00645 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20090809##20120201,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20090809##20120201,Allianz Worldwide Care Limited##00163##Senior Executive Function##Withdrawn##20120813##20140630,Allianz Worldwide Care Limited##00163##Customer Facing Function-Insurance Mediation##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn##20140617##20170716,AWP Health & Life S.A.##00193##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140617##20141231, |
| Medetbekova, Kuralay | 01383 | Barclays Bank PLC##00018##Risk Management Function##Withdrawn##20140327##20151008, |
| Medghali, Wadii | 01711 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20190915##20200630, |
| Mediratta, Umang | 01361 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn##20140210##20151104, |
| Medlam, Henry Thomas | 01351 | Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Withdrawn##20140205##20141030, |
| Mee, Ann | 01197 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn##20130109##20130630, |
| Mee, Frank | 01593 | AWP Health & Life S.A.##00193##Executive Governance Function##Withdrawn##20170710##20190620, |
| Mehanna, Carine | 00754 | BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20100418##20170930, |
| Mehdi, Syed Aamir | 00527 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20081124##20090527, |
| Mehra, Chetan | 00230 | ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20070903##20090122, |
| Mehrotra, Anand Gopal | 00636 | ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20090708##20100831,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090708##20100831, |
| Mekdad, Hosam Faisal | 01338 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
| Mello Netto, Ildefonso de Camargo | 01608 | QINVEST LLC##00048##Risk Management Function##Approved##20170827##, |
| Mellors, Andrew William | 01327 | Aon Qatar LLC##00086##Senior Management Function##Withdrawn##20131203##20140630,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn##20131203##20140630, |
| Memon, Ishaque Ahmed | 01581 | Investcorp Investments LLC##00219##Finance Function##Approved##20170319##, |
| Mendes, Anastasio Carmo | 01500 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20150906##20180904, |
| Mendoza, Elmer Desierto | 00347 | QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20101007##20101227,QINVEST LLC##00048##Risk Management Function##Withdrawn##20080115##20121125, |
| Mengardo, Massimo | 01765 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn##20200601##20210329, |
| Menon, Andrew | 00586 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090322##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090322##20141231, |
| Menon, Balagopal Gopala | 00086 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20061218##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061218##20090812, |
| Menon, Rajesh Ramankutty | 01795 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
| Meouchi, Naji | 00991 | Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110912##20131217,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110912##20131217, |
| Merritt, Michael Leroy | 01486 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn##20150617##20150930, |
| Merry Del Val Gracie, Rafel Carlos | 00427 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20080630##20101227, |
| Meyer, Antoine James Phillippe Michel | 01914 | Nexus Financial Services WLL##00099##Non-Executive Governance Function##Approved##20220123##, |
| Mezher, Walid | 00703 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20091123##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20091123##20141231, |
| Mian, Abdul Nasir Hameed | 00848 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110405, |
| Michaan, Edmond | 01616 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20171029##20191031, |
| Michaelides, Despo | 01860 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210714##, |
| Middlemas, Bruce Michael | 00444 | State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn##20100207##20111101,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20111101##20130730,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn##20080729##20111101,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn##20080729##20111101, |
| Mihrez, Abdul Hamid Muhamed Dib | 00067 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061009##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061009##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn##20061009##20091018, |
| Milius, Robert Hamilton | 00746 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100328##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100328##20141231, |
| Millar, Paul | 00417 | Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20091008##20120719,Coutts & Co##00084##MLRO Function##Withdrawn##20080619##20120719,Coutts & Co##00084##Senior Management Function##Withdrawn##20080619##20120719, |
| Miller, Romano Sandro | 01646 | American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Approved##20180722##, |
| Millwala, Mufaddal | 01187 | Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn##20121231##20160630, |
| Mirani, Vikesh | 00514 | EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20081026##20121031, |
| Mishra, Kailash Chandra | 00344 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20071217##, |
| Mishra, Sandeep | 00579 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090305##20101123, |
| Mistry, Hemant | 00836 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20110302,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20110302, |
| Mitchell, Haydon Glen | 01808 | UBS Qatar LLC##01169##Finance Function##Withdrawn##20201231##20210421, |
| Mitchell, Luke Dominic | 01716 | Sanguine Investment Managers LLC##00744##Finance Function##Approved##20190926##, |
| Miyake, Mitsuteru | 01309 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn##20131008##20140820, |
| Mizukami, Junichiro | 00559 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn##20081217##20100516,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081217##20100516, |
| Mo'dad, Fahim | 00392 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
| Moghrabi, Ragheed Imad | 00462 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20080831##20090407, |
| Mohamed Fawzy, Amr Mohamed El-Shafey | 00614 | Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20090430##20111212,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20111212, |
| Mohamed Hamad, Mohamed Farouk | 01759 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20200430##20200914, |
| Mohamed, Dareer | 00894 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn##20110220##20210527,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn##20110220##20210527, |
| Mohamed, Desouky Mohamed Elsaghir Abdelgawad | 00972 | Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn##20110713##20130430, |
| Mohamed, Mohamed Sayed Abdulnaby | 00976 | Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231, |
| Mohamed, Nureen Alima | 01720 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved##20190929##, |
| Mohammed, Iqbal Basha Khaji | 00126 | American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20070226##20130311, |
| Mohatarem, Ghulam Ahmed | 00031 | United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn##20060321##20071217, |
| Mokbel, Georges | 00671 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20091021##20100720,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20091021##20100720,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20091021##20100712,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20091021##20100712, |
| Mond, Gary Ivan | 00903 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110309##20121116, |
| Monks, Paul | 00451 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080810##20120531, |
| Montasser, Hashem Essam El Din | 00341 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20110113,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20071213##20110113,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn##20130623##20140116, |
| Moonesinghe, Rohan Callistus | 00788 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100706##20120520,Daman Health Insurance Qatar LLC##00142##Senior Management Function##Withdrawn##20120527##20130804,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn##20120527##20130804,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn##20131124##20140531,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20131124##20140531, |
| Mooney, Donald Anthony | 00428 | Marsh Qatar LLC##00085##MLRO Function##Withdrawn##20080630##20100124, |
| Moosa, Kakode Mujib | 01804 | CB Asset Management LLC##01179##Senior Executive Function##Approved##20201230##, |
| Moracchini, Francis Alain | 01891 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20211103##, |
| Morgans, Peter Rhys | 00181 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20070514##20091215, |
| Morris, Andrew James | 00781 | The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20100620##20121101, |
| Morris, Carol | 01218 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20130210##20140731, |
| Morrison, Richard Euan | 00076 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20100706##20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20061119##20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20110308##20201207,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20061119##20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100706##20141231, |
| Morrissey, Gary James | 01225 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130319##20140129, |
| Mortimer, Andrew Robert | 01573 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20170102##20170510,Barclays Bank PLC##00018##Senior Executive Function##Approved##20170510##, |
| Moslim, Galaleldin Rashwan Hefney Salem | 00973 | Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Withdrawn##20110713##20120321,Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110713##20120321, |
| Mott, Edward David Kynaston | 00144 | Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20080308, |
| Mouawad, Elias | 01560 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn##20161127##20170621, |
| Mouneimne, Walid | 00672 | SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Withdrawn##20091021##20131124, |
| Mourad, Ahmed Wafik | 00407 | Beltone Financial Qatar LLC##00082##Senior Executive Function##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Advising on Investments##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080528##20120809, |
| Moussa, Ahmed Moussa Sayed | 00408 | Beltone Financial Qatar LLC##00082##Compliance Oversight Function##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##MLRO Function##Withdrawn##20080528##20120809, |
| Moyn Uddin, Mohammed | 00374 | Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn##20080308##20100105,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn##20080308##20100105, |
| Mucheli, Poorna Chandra | 00189 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20111006,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20111003, |
| Mudau, Tshudufhadzo Peter | 01747 | QNB Capital LLC##00096##Risk Management Function##Approved##20200216##, |
| Mudbhatkal, Gourang Gourish | 00398 | Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080526##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080526##20141231, |
| Muhaidi, Ahmad Meshari | 00865 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20110106##20130701,Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20130923##20150623,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130818##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130818##20141231, |
| Mukherjee, Bhaskar | 00211 | Sharq Insurance LLC##00054##Compliance Oversight Function##Approved##20070716##,Sharq Insurance LLC##00054##MLRO Function##Approved##20070716##, |
| Mulholland, Brian Martin | 01393 | Coutts & Co##00084##Finance Function##Withdrawn##20140415##20150623, |
| Munir, Faisal | 00831 | AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20101026##20200223,AIG MEA Limited##00035##MLRO Function##Withdrawn##20101026##20191007, |
| Muraleedharan, Bijoy | 00851 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved##20151102##,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101207##20141231, |
| Murdoch, Garry | 01378 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20140310##20141107, |
| Muriya, Zubin Nitin | 01098 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20120423##20131102,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20120423##20131102,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20140115##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20140115##20141228,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20140115##20140811,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20140115##20140811,Bank J. Safra Sarasin (QFC) LLC##00212##Compliance Oversight Function##Withdrawn##20150209##20190213,Bank J. Safra Sarasin (QFC) LLC##00212##MLRO Function##Withdrawn##20150209##20190213, |
| Murphy, Ian James | 01433 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20141020##20150630, |
| Murray, Michael Graeme | 01760 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Approved##20200510##, |
| Murray, Twanette Judette | 01754 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved##20200420##,Nexus Financial Services WLL##00099##MLRO Function##Approved##20200420##, |
| Mursal, Mohamed Abdisalam Hassan | 00450 | Al Rayan Investment LLC##00045##Finance Function##Withdrawn##20080810##20161212, |
| Murshed, Mahboob | 00095 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20061221##20080501,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20061221##20080501, |
| Mushonga, Rumbidzai | 00563 | EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn##20090105##20150510,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20090105##20091012,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20101212##20150510, |
| Mushtaq, Adeel | 01684 | Epicure Investment Management LLC##00676##Compliance Oversight Function##Withdrawn##20190501##20201130,Epicure Investment Management LLC##00676##MLRO Function##Withdrawn##20190501##20200628, |
| Musson-Thorp, Amber Louise | 01813 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved##20210114##, |
| Mustafa, Khalid Diab | 00014 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved##20170220##,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Withdrawn##20051205##20170220,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn##20070903##20150210,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Withdrawn##20051205##20170220, |
| Mustafawi, Adel Mohamed Tayeb | 00163 | Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20070403##20080227,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20140115##20150126,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20070403##20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070403##20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##With, |
| Mydeen, Abdul Sukkur Mohamed | 01390 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn##20140415##20200505, |
| Myers, William Geoffrey Fayram | 01031 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
| Mylonas, Charalampos | 00723 | AIG MEA Limited##00035##Risk Management Function##Withdrawn##20100103##20120806, |
| Naaman Aaraj, Jean-Pierre | 01558 | Nasco Qatar LLC##00057##Senior Executive Function##Approved##20161120##,Nasco Qatar LLC##00057##Executive Governance Function##Approved##20190502##, |
| Nabulsi, Sami Baha Mamdouh | 00590 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090406##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090406##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090406##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090406##20141231, |
| Nacer, Wahib | 00156 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109, |
| Nader, Eugene Saba | 00220 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20070808##, |
| Naegeli, Beat | 00018 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20060301##20060711, |
| Nagori, Sourabh | 01138 | State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20120806##20120806, |
| Nahra, George | 00221 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20070808##20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20070808##20141231, |
| Nair, Maneesh | 00944 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn##20110512##20140731, |
| Nair, Pattathil Muraleedharan | 00501 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20081019##20081217,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081019##20081217, |
| Nair, Sharad | 00361 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn##20080217##20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080217##20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080217##20090705, |
| Nair, Suresh Rajappan | 00312 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124, |
| Nair, Vinesh Madhavan | 00313 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Najibi, Khalid Mohamed Yusuf | 00463 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20080831##20100103, |
| Nakhle, Nisrine | 00674 | Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20091021##20110519, |
| Nakhoul, Dany Farah | 00957 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20110601##20111114,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110601##20111114, |
| Nalamutt, Jairaj Channa Basappa | 00149 | Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn##20070331##20071128,Citibank, N.A.##00043##MLRO Function##Withdrawn##20070331##20071128, |
| Nalepa, James Nicholas | 01440 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Finance Function##Withdrawn##20141117##20201112, |
| Nanda, Rohit | 00593 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090407##20130131, |
| Nandi Raju, Srinivasa Rao | 00932 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20110407##20110526,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20110407##20110526, |
| Naqaweh, Yanal Mahmoud Abdo | 01211 | Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved##20130120##,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved##20220110##, |
| Narayanan, Ashok | 01652 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20180904##20200921, |
| Narayanan, Ashok | 00797 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn##20100805##20130415, |
| Narayanan, Deepesh Kainoor | 00850 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20101207##20140116, |
| Narayanan, Venkiteswaran | 00242 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20070917##20120429, |
| Narcision de Oliveira Joint, Marianne Pascale Valerie | 00875 | Concordia Capital LLC##00129##Finance Function##Withdrawn##20110113##20140501, |
| Narcy, Helene Marie Jeanne | 00656 | UBS AG##00087##Finance Function##Withdrawn##20090906##20110817, |
| Narsook, Mohamed Nithal | 01806 | CB Asset Management LLC##01179##Finance Function##Approved##20201230##, |
| Nasr, Labib | 00796 | Nasco Qatar LLC##00057##Senior Management Function##Withdrawn##20100721##20190228,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100721##20141231, |
| Nasrallah-Merville, May Fawzi | 00103 | Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20070111##20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20070111##20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070111##20100215, |
| Nasser Bin Khaled Al Thani, Hanadi | 00998 | Amwal LLC##00145##Senior Executive Function##Approved##20190304##,Amwal LLC##00145##Executive Governance Function##Approved##20190304##,Amwal LLC##00145##Non-Executive Governance Function##Withdrawn##20110914##20190304, |
| Nasser, Souad | 01749 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20200310##20200914, |
| Nastar, Aadil Ahmed | 01434 | QINVEST LLC##00048##Senior Management Function##Approved##20141106##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141106##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141106##20141231, |
| Nataf, David Mark Alexander | 00747 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100328##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100328##20141231, |
| Nataraja Sharma, Raghu | 01380 | State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn##20140319##20150126, |
| Nawab, Muhammad Tayyab | 01251 | Aon Qatar LLC##00086##Finance Function##Withdrawn##20130520##20151130, |
| Nayak, Ranjan Kumar | 01456 | State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn##20150126##20161214, |
| Naylor, Andrew Craig | 01146 | Kane LLC##00121##Finance Function##Withdrawn##20120827##20120930, |
| Nazirov, Muzaffar | 01768 | Qatar First Bank LLC##00091##Finance Function##Withdrawn##20200628##20210713, |
| Neave, Paul Jason | 00829 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20101026##20110427,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101026##20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110601##20141231, |
| Neill, Debra Anne | 00386 | QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20080313##20101007,QINVEST LLC##00048##MLRO Function##Withdrawn##20080313##20101007,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn##20110113##20120906,Concordia Capital LLC##00129##MLRO Function##Withdrawn##20110113##20120906, |
| Neilson, Douglas Thomas | 00575 | Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20090209##20111114, |
| Nemr, Elie Boulos | 00909 | Bank Audi LLC##00027##Senior Management Function##Approved##20110316##, |
| Neophytou, Nicolas Anastasis | 01691 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##, |
| Nery, John Charles Raymond | 00564 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130120##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090104##20141231, |
| Newington-Bridges, Alexander James | 00367 | Zurich International Life Limited##00067##Senior Executive Function##Withdrawn##20080225##20081204,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20080225##20081204, |
| Newport, Scott Michael | 01129 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20130703##20131001,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131022##20141231, |
| Niehaus, Christopher | 00978 | UBS AG##00087##Senior Executive Function##Withdrawn##20110720##20120408,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20120408,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20120408, |
| Nijjar, Sukhwinder Singh | 01220 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn##20130224##20131114, |
| Ninan, Geogy Kurumthottical | 00314 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130210, |
| Nireshwalia, Suman Premchand | 00681 | Zurich International Life Limited##00067##MLRO Function##Withdrawn##20091008##20101007, |
| Nissi, Dani | 01777 | Citibank, N.A.##00043##Internal Audit Function##Approved##20201007##, |
| Nivas, Ram | 01386 | State Bank of India - QFC Branch##00137##Finance Function##Withdrawn##20140327##20161214, |
| Noboru, Tatewaki | 01842 | MUFG Bank, Ltd.##00103##Senior Executive Function##Approved##20210503##,MUFG Bank, Ltd.##00103##Executive Governance Function##Approved##20211003##, |
| Nofal, Saleh Ahmed Abdul-Qader | 00497 | QNB Capital LLC##00096##Compliance Oversight Function##Approved##20080928##,QNB Capital LLC##00096##MLRO Function##Withdrawn##20080928##20190203, |
| Nolan, Paul Andrew | 00610 | Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20090422##20110512,Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20120624##20131124, |
| Noor, Daleen | 00794 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20100718##20120301, |
| Nooruddin, Yahya Ebrahim | 01101 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Approved##20200902##,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn##20120429##20200902, |
| Nosseir, Khaled Mohamed | 00685 | CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn##20091018##20100623, |
| Nouiri, Khaled | 01906 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
| Noujaim, Karim Paul (Prohibited) | 00867 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##No longer performing a controlled function for an authorised firm##20110105##20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm##20110105##20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##No longer performing a controlled function for an authorised firm##20110105##20121211, |
| Nour, Marwan | 01470 | AIG MEA Limited##00035##Senior Executive Function##Approved##20150310##, |
| Nsibande, Bethuel Mfanufikile | 01729 | QNB Capital LLC##00096##MLRO Function##Approved##20191208##, |
| Nur Rehman, Mohammad Haroon | 00032 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
| Nuseibeh, Izzat Nabil | 00020 | Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060301##20081120,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20081202##20101123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20081202##20110421,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081202##20110421,BLOM Bank Qatar LLC##00079##Senior Executive Function##Approved##20120513##,BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved##20130107##,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120513##20141231,BLO, |
| Nussbaumer, Andre Henri | 01559 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20161127##20180814,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20161127##20180814, |
| O'Brien, Eimear | 01136 | |
| O'Donnell, Alan James | 00896 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120527, |
| O'Donnell, Elaine Patricia | 01911 | AWP Health & Life S.A.##00193##Risk Management Function##Approved##20220110##, |
| O'Leary, Paul | 01428 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20141020##20210322, |
| O'Neil, Nadine | 01570 | Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn##20161212##20200120,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn##20161212##20200120, |
| O'Neill, Kevin | 00893 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110220##20110727,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110220##20110727, |
| O'Neill, Peter | 00445 | State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20080729##20100105, |
| O'Sullivan, Claire Helen | 01141 | Allianz Worldwide Care Limited##00163##Compliance Oversight Function##Withdrawn##20120813##20140630,Allianz Worldwide Care Limited##00163##MLRO Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Compliance Oversight Function##Withdrawn##20140617##20160728,AWP Health & Life S.A.##00193##MLRO Function##Withdrawn##20140617##20160728, |
| O'Sullivan, Linda Marie | 01287 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20130818##20140807, |
| Obeid, Ghida | 01215 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20130203##20130923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130203##20130923, |
| Obeid, Nelly | 01453 | Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20141229##20151019,Bank Audi LLC##00027##MLRO Function##Withdrawn##20141229##20151019, |
| Oberman, John Edward | 00253 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20091115,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20091115, |
| Ocampo, Rizalina Duelas | 00488 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080921##20090312, |
| Odgers, Matthew Ian | 01095 | UBS AG##00087##Senior Executive Function##Withdrawn##20120415##20130217,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20120415##20130217,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120415##20130217, |
| Oguz, Burcu | 01763 | VakifBank QFC Branch##00956##Finance Function##Approved##20200521##, |
| Oliver, Funck | 01853 | Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved##20210622##, |
| Oliver, Vincent George | 01531 | AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn##20160501##20161121, |
| Olson, Pauline Ann | 00205 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20070724##20090906,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20070724##20090906,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20080110##20090603,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn##20070710##20090906,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn##20070710##20090906, |
| Omar, Khawaja Mohammed Awais | 01474 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20150330##20190915, |
| Omara, Nazim Elzein Abbas | 00544 | Al Mal Bank LLC##00100##Senior Executive Function##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20081203##20100328, |
| Omoruyi, Tim Osaro | 01289 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130828##20140710, |
| Oommen, Issac Plappara Varkey | 00315 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Opie, Anne Louise | 00999 | Amwal LLC##00145##Senior Executive Function##Withdrawn##20130716##20140401,Amwal LLC##00145##Executive Governance Function##Withdrawn##20110914##20140401,Amwal LLC##00145##Compliance Oversight Function##Withdrawn##20110914##20111206,Amwal LLC##00145##Finance Function##Withdrawn##20130113##20130716,Amwal LLC##00145##MLRO Function##Withdrawn##20110914##20111206, |
| Orbart, Jason Martin | 00908 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20110316##20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110316##20110825, |
| Ostrovskiy, Vladimir | 01692 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##, |
| Otsuji, Katanori | 01603 | MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20170730##20190421, |
| Oueijan, Habib | 01460 | Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20150126##20170117, |
| Ouma, Philip Okongo | 01852 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved##20210622##, |
| Ouseph, Shibu Kallingal | 00937 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110421##20140205, |
| Ovett, James Francis | 01448 | Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved##20141229##, |
| Owen, John Richard | 00824 | Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn##20101018##20120624, |
| Ozbey Gurkan, Tugce | 01876 | VakifBank QFC Branch##00956##Finance Function##Approved##20210928##, |
| Ozgen, Tunc | 01578 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20170213##20180914,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20170213##20180914,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved##20200315##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Approved##20200315##, |
| Ozkan, Muhammed Onay | 01875 | VakifBank QFC Branch##00956##Non-Executive Governance Function##Approved##20210919##, |
| Ozsoy, Ediz | 01872 | Citibank, N.A.##00043##Executive Governance Function##Approved##20210905##,Citibank, N.A.##00043##Finance Function##Approved##20211108##, |
| Ozulker, Mehmet Ekrem | 01365 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn##20140210##20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140210##20141231,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140210##20141231, |
| Palmer, Antonia | 00722 | Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20100103##20131216,Marsh Qatar LLC##00085##MLRO Function##Withdrawn##20100103##20131216,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn##20101216##20131106, |
| Panangattuparambil, Sijohn Devassy | 01681 | Nasco Qatar LLC##00057##Finance Function##Approved##20190501##, |
| Pandey, Ajay Chandra | 01252 | State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20130527##20161214, |
| Pandit, Akshay | 00906 | QIC International LLC##00034##Actuarial Function##Withdrawn##20110316##20141028,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Withdrawn##20110630##20141028, |
| Panicker, Anand Panicker Narayana | 00421 | BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn##20080624##20150706, |
| Pankaj, Eric Vickey | 00918 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20120201, |
| Pant, Devendra | 01551 | Oriental Insurance Company QFC Branch##00325##Internal Audit Function##Withdrawn##20161017##20170801, |
| Parasher, Anil Kumar | 01549 | Oriental Insurance Company QFC Branch##00325##Senior Executive Function##Withdrawn##20161017##20190718, |
| Parikh, Saurin | 01796 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
| Pascual, Paul Gregory | 01131 | Concordia Capital LLC##00129##Finance Function##Withdrawn##20120710##20121104, |
| Pasea, Nigel Ashton Patrick | 00443 | UBS AG##00087##Senior Management Function##Withdrawn##20080723##20100707, |
| Patel, Manisha Ashok | 00346 | AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20071205##20100516, |
| Pathmanathan, Prakash | 00197 | BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn##20070628##20080624, |
| Pattanathu Kajamohideen, Sheik Basheer Ahamed | 01200 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20130109##20140507,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20161030##20170131,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn##20130109##20140507,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn##20161030##20170131, |
| Patterson, Sheryl Dawn | 00679 | AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20091008##20130428, |
| Peachey, Michael Edwin | 00520 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
| Pearce, Howard John | 00731 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20101215,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100207##20101215, |
| Pearce, Philip Richard | 01036 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20111101##20140820, |
| Pearce, Stuart Duncan | 00521 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
| Pennant, Paul Anthony | 01624 | AIG MEA Limited##00035##Internal Audit Function##Approved##20171219##, |
| Penney, Simon | 00845 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20101123##20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20130630,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101123##20130630, |
| Pennington, Brett Graeme | 01451 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20141229##20181004, |
| Pereira, Michael Felix | 00379 | Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20080308##20120423, |
| Perera, Nigel Thomas Howard | 00950 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20151102##20190708,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20190822##20200310,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20160228##20201004, |
| Perera, Sanjay | 01236 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn##20130417##20200920,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn##20130417##20200920, |
| Perkins, Alan Geoffrey | 00818 | QINVEST LLC##00048##MLRO Function##Withdrawn##20110220##20110626, |
| Perrier, Jerome Jacques | 01758 | Credit Agricole CIB - QFC Branch##00935##Senior Executive Function##Approved##20200426##, |
| Peters, Stephen Charles | 00719 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20131231, |
| Pethe, Shreyas Sudhir | 01045 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20111128##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111128##20141228, |
| Philip, Polachirakal Ninan Rajiv | 01296 | Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20130912##20140115,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20130912##20140115, |
| Philipose, Saji | 00709 | Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn##20091206##20130113,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn##20091206##20130113,Qatar Reinsurance Company LLC##00117##Internal Audit Function##Withdrawn##20131230##20151202,Q Life & Medical Insurance Company LLC ##00141##Internal Audit Function##Approved##20131230##,QIC International LLC##00034##Internal Audit Function##Withdrawn##20131230##20180308, |
| Pickford, Susan Elizabeth | 01577 | Credit Suisse (Qatar) LLC##00005##Finance Function##Approved##20170228##,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved##20170201##, |
| Piipponen, Olli-Pekka Aleksi | 01602 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20170720##20171107,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20170720##20171107, |
| Pike, Martin Thomas | 00935 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20110421##20110713,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110421##20110713, |
| Pillai, Ammayappa Subramania | 00545 | Al Mal Bank LLC##00100##Finance Function##Withdrawn##20081203##20090812, |
| Pinto, Joseph Gilou | 00438 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20080722##20120520, |
| Pitts, Gary | 00738 | RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn##20100310##20110117,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn##20100310##20110117, |
| Plackiyil, Joseph Jacob | 00316 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Plas, Fulya | 01821 | Qatar First Bank LLC##00091##Risk Management Function##Approved##20210223##, |
| Plews, Richard Edwin | 00793 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100707##20120618, |
| Pluchet, Vincent Marc Edmond | 00368 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn##20090312##20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn##20080227##20170529, |
| Poduval, Manoj Sivadas | 01515 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20160110##20200206, |
| Polli, Natacha Anne | 00716 | Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn##20100207##20120109,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn##20100207##20120109, |
| Polli, Stephane | 01418 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20140826##20160131, |
| Ponkshe, Jeetendra Madhukar | 01382 | ICICI Bank Limited##00041##Internal Audit Function##Withdrawn##20140327##20150831, |
| Popat, Alniz Noorali Chaturbhai | 01199 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20130109##, |
| Popat, Nausheen Aliniz | 01455 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20150126##20180401, |
| Popov, Vladimiros | 01735 | CQUR Bank LLC##00622##Senior Management Function##Approved##20200127##, |
| Portelli, James | 01195 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20130109##20130109,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20130109##20130109, |
| Prabhu, Santosh Shreenivas | 01134 | Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn##20120715##20210809, |
| Prasad, Shiva | 00748 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20110808##20171031,Marsh Qatar LLC##00085##Finance Function##Withdrawn##20100328##20171031, |
| Pratap, Satyajit | 00931 | State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn##20110407##20121030, |
| Prescott, George Andrew | 01290 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20130828##20151202, |
| Prince, Michael Christy | 00317 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110410,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130724##20141231, |
| Profugo, Gerardo Ella | 00576 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn##20101227##20121206,Aon Qatar LLC##00086##Customer Facing Function-Advising on Investments##Withdrawn##20090209##20101212,Aon Qatar LLC##00086##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090209##20101212,Aon Qatar LLC##00086##Customer Facing Function-Dealing in Investments##Withdrawn##20090209##20101212, |
| Purswani, Kishore Kumar | 01630 | Lifecare International (Qatar) LLC##00162##Finance Function##Approved##20180204##, |
| Puthan, Rajesh Koreth | 00318 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Qadoura, Bilal Najeh Abdelrahman | 01281 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231, |
| Qamar, Syed Faraz | 01364 | EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20140210##20150325, |
| Qayyum, Arfat | 01724 | Credit Suisse (Qatar) LLC##00005##Senior Management Function##Approved##20191022##, |
| Quezon, Melanie | 01100 | AIG MEA Limited##00035##Finance Function##Withdrawn##20120429##20141231, |
| Quin, Tara Elizabeth | 01217 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20130203##20200309,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20130203##20200309, |
| Qureshi, Aasim Ahmad | 00498 | QNB Capital LLC##00096##Senior Executive Function##Approved##20140327##,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080928##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080928##20141231, |
| Quttaineh, Iyad Ishaq Ibrahim | 00837 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20111114,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20111114, |
| Raad, Bechara | 01124 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20120611##20130331, |
| Rabah, Ahmad Mohammad Ahmad | 01597 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20170716##20190902, |
| Radhakrishnan, Prasanth Ezhuthullil | 00948 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20110526##20131101, |
| Radhakrishnan, Shyamala | 01832 | Societe Generale - Doha Representative Office##01238##MLRO Function##Approved##20210314##, |
| Radhi, Salah Yusuf Ali | 01018 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##MLRO Function##Withdrawn##20111010##20170102, |
| Raffel, Andreas | 00698 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20091118##20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091118##20120611, |
| Raham, Maher | 01363 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140210##20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140210##20141231, |
| Raheemi, Salah Haider Ali Ismaeel | 00464 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20080831##20100103, |
| Rahim, Abdul | 00657 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Actuarial Function##Approved##20090917##, |
| Rahiman, Shinaj | 00863 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110106##20141231, |
| Rahimi, Mohamed Fathalla Abbas Fathalla | 01596 | MedGulf Takaful - QFC Branch##00110##Finance Function##Approved##20170710##, |
| Rai, Swajeet | 00869 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20111101, |
| Raich, Dietmar | 00646 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20090809##20100411, |
| Rajab, Mufeed Abdulnabi Abdali | 01490 | Investcorp Investments LLC##00219##MLRO Function##Withdrawn##20150617##20170109, |
| Rajagopalan, Pradeep | 00041 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20060501##20070206, |
| Ramachandran, Pattabiraman | 00531 | Nexus Financial Services WLL##00099##Finance Function##Withdrawn##20081130##20090422, |
| Ramadan, Hassan Mohamed Tahir | 00401 | The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn##20080525##20100328,The Saudi National Bank##00081##MLRO Function##Withdrawn##20080525##20100328, |
| Ramakrishnan, Koluthumani | 01016 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn##20111010##20121231,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Approved##20130501##,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Approved##20130501##, |
| Ramamurthi, Ganesan | 00380 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20080308##20120423, |
| Raman, Rajasree Vengalil | 01579 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved##20170219##,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved##20170219##, |
| Rana, Ali Shahid | 01419 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140826##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140826##20141231, |
| Rancon, Angela Ethel | 01353 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20140205##20140515, |
| Rancon, Christophe Denis | 01352 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20140205##20140515, |
| Randall, Robert John Hugo | 00898 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20110302##20121231, |
| Rao, Gajula Narayana | 00974 | Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Approved##20120326##,Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231, |
| Raoof, Bashar Abdulkhaleq | 01788 | Oman Reinsurance Co. - QFC Branch##01134##Senior Executive Function##Approved##20201130##, |
| Rashed, Amany Mahmoud Salah El Din | 00381 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20080308##20100418, |
| Rashed, Khaled Hassan | 00228 | CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Managing Investments##Withdrawn##20070828##20100623, |
| Rasheed, Asim | 01191 | EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20130107##20150325, |
| Rashid, Humaun | 01389 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140407##20140803, |
| Rashwan, Mohamed Mahran Taie Ahmed | 00372 | AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20080308##20100902,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn##20080308##20100902,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Withdrawn##20121008##20121031, |
| Rasool, Shahid | 00692 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20091101##20121009, |
| Raspaud, Marina Pons | 01719 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20190929##20191121, |
| Ratnavale, Dharshini Anosha | 00239 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20070912##20100620,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20070912##20100620, |
| Rawlingson, James Hedley | 00418 | Coutts & Co##00084##Finance Function##Withdrawn##20080619##20110922, |
| Ray, John Paul | 00843 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20101123##20140316, |
| Rayyan, Osama Y | 01781 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20201103##20201223, |
| Raza, Saman | 01894 | Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211103##, |
| Reaidi, Marc | 01700 | Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20190731##20191201,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn##20190926##20200701,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn##20190926##20200701,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20200728##20201105, |
| Recardo, Mark Philip (Prohibited) | 00639 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20090728##20120220,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20090728##20120220,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20090728##20120226, |
| Rehman, Muhammad Abdul | 01841 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn##20210421##20210912, |
| Revenok, Natalia | 01699 | CQUR Bank LLC##00622##Internal Audit Function##Approved##20190716##, |
| Reynolds, Paul Edward | 00699 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20091118##20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091118##20130704, |
| Rhazi, Sofia Senhaji | 01133 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20120710##20130320,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120710##20130320, |
| Richards, Aycan | 01254 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130603##20141231,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20190708##20190808, |
| Richardson, Barbara Mary | 00628 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20090603##20110512, |
| Riegel, Jean-Marc Arthur | 00178 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20110124, |
| Riesmeier, Knut | 00652 | Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Advising on Investments##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090827##20101017, |
| Ringa, Younes | 00236 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070911##20130502,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070911##20130502, |
| Ringrow, Rodney James | 00446 | State Street Middle East North Africa LLC##00088##Senior Executive Function##Withdrawn##20080729##20130730,State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn##20080729##20130730,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080729##20130730, |
| Rix, Adam | 00547 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20101227##20110308,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101227##20110308,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn##20081204##20101007, |
| Rizk, Rachid | 01206 | Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn##20130116##20131105, |
| Rizvi, Syed Fawad Ali | 01371 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140309##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140309##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140309##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140309##20141231, |
| Rizzo, Joseph Mary | 01019 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Risk Management Function##Withdrawn##20111010##20170102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Management Function##Withdrawn##20111010##20170102, |
| Robert, Xavier Marie | 01831 | Societe Generale - Doha Representative Office##01238##Senior Executive Function##Approved##20210314##, |
| Roberts, Camille Jacqueline Renee | 01786 | Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Approved##20201125##,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Approved##20201125##, |
| Roberts, Helen Louise | 00642 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20090728##20100707,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090728##20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100920##20120719, |
| Robinson, Christopher Douglas | 00073 | UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn##20061031##20100207, |
| Roden, Luke William | 01268 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130612##20151202, |
| Rodger, Irvine Neil | 00168 | The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20070404##20081023, |
| Romblon, Jean Orseo | 01732 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20191216##20211111, |
| Rose, Brian | 00761 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20120220##20140731,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20120220##20140731,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100505##20140731, |
| Ross, Tracy Anne | 01840 | Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved##20210421##, |
| Rossi, Andrea Paolo | 00077 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20061119##20080227, |
| Roux, Amanda Maria | 01893 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20211103##, |
| Rowbotham, Brian | 00460 | RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn##20080831##20090422, |
| Russell, David Gibb (Prohibited) | 00720 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn##20101123##20150816,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn##20131008##20150816,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20091215##20141231, |
| Saacke, Bernd-Gunther | 01240 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130428##20151202, |
| Saad, Mazen | 01038 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20111101##20120910, |
| Saad, Roberto | 00482 | Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20080914##20100328,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20080914##20100328, |
| Saade, Elie Youssef | 01092 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20130425##20140128,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231, |
| Saade, Nicolas Antonio | 00393 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
| Saba, Aladdin Hassouna Mahmoud | 00409 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20120809, |
| Sabra Dandan, Ghina | 01533 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20160509##, |
| Sabry, Ahmed Farahat Ismail | 01329 | EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20131216##20150510, |
| Safar, Andrew | 01213 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20130127##20140630,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130127##20140630, |
| Sage, Guy Charles Boswell | 01394 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140415##20141231, |
| Sah, Amit | 01802 | CB Asset Management LLC##01179##Executive Governance Function##Approved##20201230##, |
| Saha, Subir Kumar | 00814 | Barclays Bank PLC##00018##Finance Function##Withdrawn##20101003##20200601, |
| Sahal, Sharad | 01785 | Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved##20201117##, |
| Sahi, Alok | 00710 | Qatar Reinsurance Company LLC##00117##Finance Function##Withdrawn##20091206##20151202, |
| Said, Yousaf Zalme | 00063 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20060921##20080110, |
| Saine, Magdalena | 00240 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070917##20081120,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070917##20081120, |
| Sainulabdin, Niaz Sait | 01345 | American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Withdrawn##20140120##20180630, |
| Saito, Jun | 01867 | Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20210727##, |
| Sakai, Masashi | 01889 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved##20211103##, |
| Sakhnini, Ebrahim Khalil Ebrahim | 01161 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20121008##20130807,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20121008##20130807, |
| Sako, Abdoul Karim | 01871 | Citibank, N.A.##00043##Executive Governance Function##Approved##20210905##, |
| Salama, Karim Aly Awad Saleh | 01294 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20130912##20150510, |
| Saleem, Rizwan | 01436 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141111##20141231, |
| Saleem, Syed Khalid | 00749 | The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn##20100328##20160428,The Saudi National Bank##00081##MLRO Function##Withdrawn##20100328##20160428, |
| Saleh, Hassan | 01845 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##, |
| Saleh, Saleh Imam Abdelfattah | 01539 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved##20160626##, |
| Salhi, Sulaiman Yousuf | 00630 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn##20090705##20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20090705##20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090705##20130720,Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20131106##20180508,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20131106##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20131106##20141231, |
| Saliba, Ramzi Nabil | 00271 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20130228, |
| Salibi, Fadi Fouad | 00662 | AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20130410##20190710,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20120326##20190710,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090930##20141231,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090930##20141231, |
| Salla, Chandra Shekar | 00603 | MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn##20090408##20110817, |
| Salman, Ali | 01076 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231, |
| Salvadori, Livia | 01632 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved##20180326##,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20181029##20190213, |
| Samaha, Elia Samir | 00272 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20210525, |
| Samar, Richard Moh | 00775 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20140701,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20140701,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20140701,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20100609##20140701, |
| Samhouri, Tal Fawzi | 01562 | Amwal LLC##00145##Senior Management Function##Withdrawn##20161204##20190831, |
| Sangster, Gail Beveridge | 01355 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn##20140205##20160831, |
| Sangster, Ian | 00190 | QIC International LLC##00034##Senior Management Function##Withdrawn##20070528##20120301,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20110421##20120910,QIC International LLC##00034##Senior Management Function##Withdrawn##20120910##20130924, |
| Sangster, Shaun Scott Beveridge | 00779 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20100620##20131114,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20100620##20131114,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20140331##20150325,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20140331##20150325, |
| Sankar, Tiruchendurai Ramamurthy | 00352 | Sharq Insurance LLC##00054##Finance Function##Withdrawn##20080127##20110421, |
| Santhi, Baiju Vijayan | 00739 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20100310##20140601, |
| Santosh, Neelakantan Narayanaswamy | 00319 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110703, |
| Santoshkumar, Pushpa | 00096 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20061221##20100815,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20080217##20100815, |
| Saradar, Mario Joseph | 00273 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20110405, |
| Sarasin, Eric Gerard | 00362 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20130708, |
| Sari, Hasan Cagril | 01461 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn##20150127##20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn##20150127##20150528, |
| Sarkis, Elian | 01401 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140526##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140526##20141231, |
| Sarwat, Sameh Abdelrehim Abdelrahman Mohamed | 00780 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100620##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100620##20141231, |
| Sassoon, Elie Vivien | 01265 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150618##, |
| Satheesan, Arayan Veetil | 00320 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130210, |
| Savo, Sandy | 01148 | |
| Sawko, Herve Christophe | 00783 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20100621##20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20100621##20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100621##20120415, |
| Say, Martin Charles | 00202 | Ansbacher & Co Limited##00001##Finance Function##Withdrawn##20070709##20090906, |
| Sboul, Anmar Walid Jawdat | 01415 | Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved##20140821##, |
| Schaeffer, Caleb Terence | 01043 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20111124##20120312,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111124##20120312, |
| Schemnad, Shakeel | 01416 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20140821##20190115,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20140821##20190115, |
| Schmidt, Thomas | 01208 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130120##20130211, |
| Schmutz, Frederic Georges | 01445 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141209##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141209##20141231, |
| Schnitzer, Ferenc | 01523 | Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20160316##, |
| Schrank, Leonard Harold | 00522 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
| Schuerch, Willi Bruno | 01267 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130612##20150112, |
| Schuetz, Alexander Wolfang Nikolaus | 00101 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn##20061228##20070529, |
| Schulz, Christian Hans Oskar | 00826 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20101017##20120415,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20101017##20120415, |
| Sebban, Salomon Elie | 01466 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150607, |
| Sednaoui, Philippe Rafic | 01366 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20140217##20210525, |
| Seetharaman, Rahavan | 00212 | Sharq Insurance LLC##00054##Senior Executive Function##Withdrawn##20070716##20210220,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn##20070716##20210220, |
| Selestine, Charles Prayee | 00147 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20070612##20081019,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070612##20081019, |
| Sermiti, Ahmad Showqi Assad | 00015 | Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Withdrawn##20051205##20070514, |
| Sevimli, Gulden | 01746 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved##20200216##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved##20200216##, |
| Shabbir, Farhan | 00402 | The Saudi National Bank##00081##Finance Function##Withdrawn##20080525##20090709, |
| Shabib, Tareq Adnan Amin | 00589 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090401##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090401##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090401##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090401##20141231, |
| Shah, Nimesh Vipinbabu | 00135 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20070321##20070903, |
| Shah, Rajeshkumar Vinodchandra | 00890 | Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn##20110215##20120513, |
| Shahbal, Rehab Ali Omar | 01344 | First Abu Dhabi Bank - QFC Branch##00098##Internal Audit Function##Approved##20140120##, |
| Shahbaz, Shahzad | 00466 | QINVEST LLC##00048##Senior Executive Function##Withdrawn##20080902##20121122,QINVEST LLC##00048##Executive Governance Function##Withdrawn##20100103##20110220,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080902##20121122,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080902##20121122,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20080902##20121122,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20080902##20121122, |
| Shahbazi, Yousuf Ahmed | 01611 | Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##, |
| Shaheem, Abdolnabi-Masoud Ebrahim | 00435 | Aon Qatar LLC##00086##Executive Governance Function##Withdrawn##20080722##20210614,Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20211011##, |
| Shaikh, Mohammed Amin Mohammed Zubair | 01332 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20131219##20150325, |
| Shakil, Syed Muhammad Mansoor | 00481 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080909##20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080909##20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20081023##20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn##20081023##20100825, |
| Shakur, Aamir | 00164 | Al Rayan Investment LLC##00045##Finance Function##Withdrawn##20070403##20080810, |
| Shams, Khalil Abdulnabi Jaafar Abdulla | 01228 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Withdrawn##20150917##20160118,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn##20140205##20150906,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn##20160228##20171129,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130402##20141231, |
| Shamsi, Mohamed Mahmood Ghuloom Hasan | 01319 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20131124##20150317, |
| Shankaramani, Venkatesh Narayan | 01499 | ICICI Bank Limited##00041##Internal Audit Function##Withdrawn##20150816##20181217, |
| Shanmugam, Vinod Kumar | 00595 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110922,Marsh Qatar LLC##00085##Senior Executive Function##Approved##20171023##,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111117##20141231, |
| Shannon, Anthony | 01847 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##, |
| Sharad, Harlalka Nikhil | 00198 | BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn##20070628##20080709, |
| Sharif, Ahmad Sami | 01108 | MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20120513##20130915, |
| Sharif, Zarqa Bibi | 01776 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved##20200921##, |
| Sharma, Kiran Kumar | 01524 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20160321##20181004, |
| Sharma, Vikash | 01158 | ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20121007##20181217, |
| Sharma, Vinod Kumar | 00436 | Aon Qatar LLC##00086##Finance Function##Withdrawn##20080722##20100902, |
| Shaw, Sandra | 00419 | Coutts & Co##00084##Senior Management Function##Withdrawn##20080619##20110220, |
| Shawkat, Khaled Ahmed Amin | 00342 | EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn##20071213##20090104,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20071213##20090104, |
| Shawki, Hazem Ahmed | 01159 | Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20121007##20141231,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn##20121007##20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121007##20141231,Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20160405##20180722, |
| Shayesteh, Ramin | 01653 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20180909##20210202, |
| Sheehan, Gary John | 00981 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110731##20121127, |
| Shehadeh Ibrahim, George William | 00997 | Amwal LLC##00145##Senior Executive Function##Withdrawn##20110914##20130627,Amwal LLC##00145##Executive Governance Function##Withdrawn##20110914##20130513,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20130627,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20130627, |
| Sheikh Yasin, Emad Faisal Ibrahim | 01059 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20120220##20121219,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Approved##20190527##, |
| Shekharath, Ravindran Kurumala | 01057 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120208##20141231, |
| Shelper, Mark Robert | 00599 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20091115,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20091115, |
| Shenouda, Nader | 00594 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090407##20121125, |
| Shetty, Sandeepkumar Raju | 01723 | AIG MEA Limited##00035##Finance Function##Withdrawn##20191022##20191231, |
| Shinde Ramesh Rao, Indra Priya | 00883 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20110206##20111003, |
| Shiralkar, Medha Vinod | 01368 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20140225##20170222,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20140225##20170222, |
| Shivaprakash, Somasundaram | 00213 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20070716##20101123,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070716##20101123, |
| Shotton, Timothy | 00465 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20080831##20181231,QINVEST LLC##00048##Internal Audit Function##Withdrawn##20130917##20181231, |
| Shoughari, Aya | 00490 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080922##20091008, |
| Shurey, Lee Charles | 01113 | Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn##20120527##20150601, |
| Sibley, Philip James | 00373 | AIG MEA Limited##00035##Finance Function##Withdrawn##20080308##20090616,AIG MEA Limited##00035##Finance Function##Withdrawn##20100124##20111206, |
| Sikander, Shariq | 01690 | Sharq Insurance LLC##00054##Actuarial Function##Approved##20190714##, |
| Silva Jose, Thommana | 01857 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved##20210706##, |
| Simms, William Richard | 00006 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20050929##20070724,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20051229##20070724,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn##20070329##20070710,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn##20070329##20070710, |
| Simon, Naramsin | 00902 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20110308##20130718, |
| Simon, Thierry Paul Michel Marie | 01892 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20211103##, |
| Singh, Arunabh Kumar | 01511 | Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20151102##20180709, |
| Singh, Harpreet | 00216 | ICICI Bank Limited##00041##MLRO Function##Withdrawn##20070724##20080110, |
| Singh, Nidhi | 01609 | Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20170921##20180730,QIC International LLC##00034##Risk Management Function##Withdrawn##20170921##20180308, |
| Singh, Sanjay | 00528 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20081124##20090201,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20081124##20090201, |
| Singhi, Anand | 01727 | Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20191204##20210106, |
| Sinko, Milko | 00078 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20061129##20080604,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061129##20080604,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn##20081204##20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn##20081204##20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081204##20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn##20081204##20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Managing Investments##Withdrawn##20081204##20090812, |
| Siong, Kok Boon | 01589 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20170529##20181031, |
| Six, Carole Michele | 00193 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20070610##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070610##20090812, |
| Skinner, Charles David | 01087 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20120408##20140919, |
| Slater, Andrew Edward | 00789 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn##20100706##20140820, |
| Slim, Bassam | 01260 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231, |
| Smit, Charles Stephen | 00677 | State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20091007##20130730, |
| Smith, Darren Jeffrey Sean | 01023 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20111025##20140820, |
| Smith, Rowan Michael | 01778 | AWP Health & Life S.A.##00193##Senior Executive Function##Approved##20201013##, |
| Smith, Sarah-Jane Syvret | 00946 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20110519##20111124, |
| Smith, Simon James | 00795 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100718##20120703, |
| Sobh, Bassam | 01556 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20161030##20170801, |
| Sokolov, Vladimir | 01748 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20200310##, |
| Solh, Samer | 01001 | Amwal LLC##00145##Senior Management Function##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn##20110914##20120408, |
| Solomon, Antony Franclin Rajesh | 00968 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20110713##20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn##20110713##20120201, |
| Somaiya, Minal Prasan | 01750 | Morgan Stanley & Co International plc##00019##Finance Function##Approved##20200315##, |
| Somani, Mehboob | 01168 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121018##20140130, |
| Somasundaram, Karthik Geyan | 00321 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Sond, Raghbir Singh | 00787 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100706##20110621,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100706##20110621, |
| Sondhi, Sanjay | 00403 | The Saudi National Bank##00081##Senior Executive Function##Withdrawn##20080525##20090709, |
| Soni, Bhavisha | 01295 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20130912##20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20130912##20140115, |
| Sood, Ajay Kumar | 01548 | Oriental Insurance Company QFC Branch##00325##Finance Function##Withdrawn##20161017##20190718, |
| Soofi, Shoaib | 00715 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20091215##20190930, |
| Soon, Lim Kok | 00864 | Pacific Star Doha LLC##00111##Finance Function##Withdrawn##20110106##20110510, |
| Soukarieh, Rabih Zouheir | 00244 | United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn##20071011##20091018, |
| Southwell, Philip Hugh | 00691 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20091021##20110526,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20091021##20110526,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20110526, |
| Sowailem, Ahmed Ebrahim Abdulla | 00891 | Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110215##20141231, |
| Speare-Cole, Hubert Alastair | 01471 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20150310##20151202, |
| Spohr, Tilmann Friedrich Willi | 00363 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20080810, |
| Srinivasan, Sampangi Chalapathi | 01068 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20120229##20130115,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn##20120229##20130115, |
| Stefanowski, John Michael | 00486 | Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120103,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120103,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn##20080914##20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20080914##20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080914##20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn##20080914##20120103, |
| Stenger, Jacques Gilbert Camille | 00873 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518, |
| Stephen, Jijan Abraham | 00887 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20110215##20120408,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110215##20141231, |
| Stevens, Andrew Charles | 00587 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20090603##20160131, |
| Stokes, Alma | 00574 | CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn##20090209##20100623,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn##20090209##20100623, |
| Stormer, Simon John | 00422 | Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20080625##20130109, |
| Strachan, Scott Samuel | 00905 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110316##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110316##20141231, |
| Strathie, Brian David | 00065 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061002##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061002##20081217, |
| Subramaniam, Anand | 01105 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn##20120429##20170102, |
| Subramaniam, Mohan | 00084 | EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20061212##20070912, |
| Subramanian, Ajay Shivram | 01659 | Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20181029##20210121, |
| Subramanian, Savitha | 01775 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved##20200920##,Morgan Stanley & Co International plc##00019##MLRO Function##Approved##20200920##, |
| Sulaiman Haji, Thameem Kasargod | 00322 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Sumithraarachchi, Dilan Priyadharshana | 01172 | |
| Sundaresan, Sridharan | 01021 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20120408##20130810,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn##20111019##20130810, |
| Suonenlahti, Mikko-Jussi | 00145 | Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Dealing in Investments##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Managing Investments##Withdrawn##20070329##20080629, |
| Surur, Aminu Nuru | 01173 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130613##20141231, |
| Susilo, Herlina | 01545 | Goldman Sachs International##00053##Compliance Oversight Function##Approved - Inactive##20160908##,Goldman Sachs International##00053##MLRO Function##Approved - Inactive##20160908##, |
| Sutherland, James Mark McClure | 00523 | Qatar Insurance Services LLC##00097##Senior Executive Function##Withdrawn##20081124##20101014,Qatar Insurance Services LLC##00097##Executive Governance Function##Withdrawn##20081124##20091021, |
| Suvaryan, Armen | 01625 | MUFG Bank, Ltd.##00103##Finance Function##Approved##20180104##, |
| Suzuki, Sadao | 00345 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20071217##20120513, |
| Sveinsdottir, Gudny Arna | 00246 | Kaupthing Bank hf.##00063##Finance Function##Withdrawn##20070927##20090520, |
| Swallow, Mark | 01212 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed##20130127##20140128, |
| Swann, Jonathan Graham | 00866 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn##20110105##20130131,Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Approved##20150512##, |
| Swar, Omar | 01410 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140708##20141231, |
| Sweeney, Priscilla Catherine | 01402 | Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140526##20141231, |
| Sweidan, Jehad Yousef Abdulsater | 00323 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Syed, Hamidullah | 01313 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20131029##20140610,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20131029##20140610, |
| Syed, Mozammil | 01503 | Merrill Lynch International - QFC Branch##00258##Finance Function##Approved##20150913##, |
| Sykes, Anthony James Pownall | 00377 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn##20080308##20090422,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080308##20090422, |
| Szerman, Marcelo | 01492 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150623##, |
| Tabaja, Roumel | 01908 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
| Tabet, Mounir Roger | 00092 | Bank Audi LLC##00027##Finance Function##Withdrawn##20061221##20071121, |
| Tabet, Yassin | 01491 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20150623##20170223,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20150623##20170223, |
| Tabol, Agustin Nanola | 00324 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20120321, |
| Tahan, Ali | 01874 | VakifBank QFC Branch##00956##Non-Executive Governance Function##Approved##20210919##, |
| Taher, Fatema Mahmood Mohamed | 00150 | Citibank, N.A.##00043##Finance Function##Withdrawn##20070331##20150126, |
| Tahilramani, Jagdish Hari | 00260 | Zurich International Life Limited##00067##Finance Function##Withdrawn##20071108##20110912, |
| Tailor, Chetan | 00632 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090708##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090708##20141231, |
| Takesako, Masatoshi | 01459 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20150126##20170401, |
| Talge, Georges Yousef | 00268 | Bank Audi LLC##00027##Finance Function##Withdrawn##20071121##20160118, |
| Talib, Waleed Fuad | 00384 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080313##20081021,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080313##20081021, |
| Talwar, Sunil Kumar | 00117 | QIC International LLC##00034##Finance Function##Withdrawn##20070212##20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn##20190501##20210331, |
| Tan, Shih Min | 01721 | Sanguine Investment Managers LLC##00744##Senior Management Function##Approved##20190926##, |
| Tang, Shengtian | 01404 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20140610##20170510,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20140610##20170510, |
| Tannir, Karim Anas | 01216 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Withdrawn##20130203##20140618,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130203##20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130203##20141231, |
| Tanoh, Thierry Andre Nicolas Yao | 01798 | Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##,Maha Capital Partners LLC##01098##Senior Management Function##Approved##20201202##, |
| Tarawneh, Nasser Naji | 00016 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20051205##20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20051205##20141231, |
| Tartir, Jamal Abdelmunim Yaqoob | 00847 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20101123##20111019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20111019,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101123##20111019, |
| Tasci, Mahmut Murat | 00859 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101227##20120103,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101227##20120103, |
| Tatham, Christopher Paul | 00249 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20070930##20120429,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20130617##20141209,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20140608##20141209, |
| Tattersall, Adam Ian Hayden | 00804 | Kane LLC##00121##Executive Governance Function##Withdrawn##20100826##20120326,Kane LLC##00121##Finance Function##Withdrawn##20100826##20120326, |
| Tawanaee, Ahmad | 01900 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20211108##, |
| Taylor, John Maxwell Percy | 00524 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
| Temperley, Michael Arthur | 00223 | Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20070808##20090819,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20070808##20090819, |
| Thadathel Joseph, Rojan | 01513 | Sharq Insurance LLC##00054##Risk Management Function##Approved##20151229##, |
| Thakadiyil Thomas, Shibi | 01640 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20180528##20201203, |
| Thaker, Nikunj Jayantilal | 01737 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20200127##20200218,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20200127##20200218, |
| Thakkar, Chirag | 01574 | ICICI Bank Limited##00041##Risk Management Function##Withdrawn##20170109##20181217, |
| Thaleeparambil, Rajeev George | 00325 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
| Thaper, Rajesh | 01547 | QIC International LLC##00034##Risk Management Function##Withdrawn##20161017##20170703,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20161017##20170703, |
| Thapliyal, Mahesh | 00743 | Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20100328##20190303,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20100328##20190303, |
| Thareja, Gaurav | 00139 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20090119, |
| Thengungal, Vinish Valsan | 00326 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Thiruvengadam, Madhavan | 01065 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20120220##20140518, |
| Thiyagarajan, Ilango | 00369 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20080227##20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080227##20110621, |
| Thomas, Ian Richard | 01175 | MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20121018##20170323, |
| Thomas, Manu | 00927 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20111220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20111220, |
| Thomas, Thomas Thomas Vadakedathithak | 00327 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140226, |
| Thykkoodathil, Ajith Kumar | 01685 | Epicure Investment Management LLC##00676##Finance Function##Approved##20190501##, |
| Tian, Zhiping | 00394 | Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn##20080415##20130414, |
| Tierney, John Gerard Mary | 01110 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20120520##20121209, |
| Tietema, Tjeerd Sander | 01399 | UBS AG##00087##Compliance Oversight Function##Withdrawn##20140526##20210620,UBS AG##00087##MLRO Function##Withdrawn##20140526##20210620,UBS Qatar LLC##01169##Compliance Oversight Function##Withdrawn##20201231##20211103,UBS Qatar LLC##01169##MLRO Function##Withdrawn##20201231##20211103, |
| Tirumala, Gopi Dharmapuri | 00886 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20110302##20111114,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20110302##20111114,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20120913##20140501,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20120913##20140501, |
| Titcomb, Hugh Harrison | 00007 | Ansbacher & Co Limited##00001##Executive Governance Function##Withdrawn##20050929##20090906,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20080415, |
| Tiwari, Rajnesh | 01677 | Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn##20190304##20210330, |
| Toepper, Arne Erik | 01447 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20141229##20151218, |
| Toromanov, Evgueniy | 01160 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131216##20141231, |
| Totonji, Abdulrahman Irfan | 01753 | Qatar First Bank LLC##00091##Senior Executive Function##Approved##20200419##, |
| Touma, Rami Fouad | 00581 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20130331,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20130331, |
| Towneley, Peregrine Henry | 01761 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20200517##20200517, |
| Tukeyeva, Zhanar | 01477 | AIG MEA Limited##00035##Risk Management Function##Withdrawn##20150426##20181227, |
| Turner, Richard Edwin | 00525 | Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn##20081124##20090514,Qatar Insurance Services LLC##00097##Finance Function##Withdrawn##20081124##20100721,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn##20081124##20090514, |
| Tyrrel, Graham Martin | 01122 | |
| Uchida, Katsufumi | 01869 | Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20210817##, |
| Udezue, Ezinwa Ogechukwu | 01648 | UBS AG##00087##Senior Executive Function##Withdrawn##20180731##20210620,UBS Qatar LLC##01169##Senior Executive Function##Withdrawn##20201231##20210421,UBS Qatar LLC##01169##Executive Governance Function##Approved##20201231##, |
| Untermeyer, Charles Graves | 00353 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20080127##20120513, |
| Uppuluri, Prashanth | 01004 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20110914##20141231, |
| Ur Rahman, Ateeq | 01472 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20150324##20210330, |
| Uramandith, Pavan Kumar | 01387 | ICICI Bank Limited##00041##Risk Management Function##Withdrawn##20140331##20170104, |
| Utku, Ant Utkan | 01762 | VakifBank QFC Branch##00956##Compliance Oversight Function##Withdrawn##20200521##20200817,VakifBank QFC Branch##00956##MLRO Function##Withdrawn##20200521##20200817, |
| Vadakkekottoor Varghese, Vinod | 00567 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn##20090115##20121006,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20090115##20100426,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20110410##20121006,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20150126##20160419,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20161127##20170907,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20150126##20160419,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20161127##20170907,Bank of China Limited Qatar Financial Centre Branch##00408##Compliance Oversight Function##Approved##20170807##,Bank of China Limited Qatar Financial Centre Branch##00408##MLRO Function##Approved##20170807##, |
| Vadlamani, Ravi Kumar | 00634 | The Saudi National Bank##00081##Finance Function##Withdrawn##20090709##20100328,The Saudi National Bank##00081##Senior Management Function##Withdrawn##20090709##20100328, |
| Vajpayee, Shardindu | 00231 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070903##20081019, |
| Valappil, Aravindakshan Konjadath | 00052 | Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20060628##20061221, |
| Valgimigli, Anthony John | 00500 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20081019##20081202,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20111019##20120408,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20081019##20101007,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20111019##20120408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081019##20101007,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111019##20120408, |
| Van Aarde, Deon | 00437 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20080722##20100207, |
| Van Ballegooijen, Ronald Edwin | 00396 | ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn##20080501##20080907, |
| Van Biesen, Eric | 00661 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20090917##20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20090917##20091215, |
| Van Raepenbusch, Tara Marie Ann | 00248 | Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn##20070927##20080601,Kaupthing Bank hf.##00063##MLRO Function##Withdrawn##20070927##20080601, |
| Van Rensburg, Ruan Janse | 00683 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved##20091011##,AIG MEA Limited##00035##Actuarial Function##Withdrawn##20190502##20190930, |
| Vandamme, Tom David | 01670 | Zurich International Life Limited##00067##Internal Audit Function##Approved##20190109##, |
| Vanreyk, Adrian Shailendra | 01787 | Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved##20201125##, |
| Varvel, Eric Morris | 00617 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20090430##20211227, |
| Vasudevan, Cudalore Krishnaswamy | 00328 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Vedula, Bhaskar Rao | 01126 | Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn##20120624##20140105,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20120624##20140105,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved##20201207##,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20140821##20150809,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved##20201207##,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved##20211003##, |
| Veiss, Rudolfs | 01304 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140911##20141231,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended##20200420##20201209, |
| Venter, Riaan Francois | 01063 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130307##20141231, |
| Viano, Roberto | 01392 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20140415##20161018, |
| Vickery, Aaron James | 01498 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn by the QFCRA##20150816##20191022,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20150816##20191022, |
| Vidalie, Pascale Berthe Fernande | 00134 | Lehman Brothers International (Europe)##00040##Finance Function##Withdrawn##20070318##20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20090528##20100718, |
| Villiers, Edward Richard | 01856 | Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210706##, |
| Vincent, Nicola Diane | 00261 | Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20071108##20090422, |
| Viney, David William | 00954 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20110526##20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20120715, |
| Vink, Stephen Michael | 00099 | Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20080127##20110124,Global Investment House (Qatar) LLC##00011##Risk Management Function##Withdrawn##20061226##20110124,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20080127##20081023, |
| Vinke, Jeannette | 00102 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20061228##20070613, |
| Visser, Riaan | 01854 | Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved##20210622##, |
| Viswanathan, Kumar | 01167 | State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn##20121016##20161214, |
| Vitalo, John Frank | 00766 | Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20100526##20140408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20140408, |
| Vitor, Emma Tundalas | 01413 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20140821##20170330,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20190109##20190821, |
| Vohra, Vimal Kumar | 01279 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140130##20141231, |
| Volkwyn, Charite | 00744 | MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20100328##20110410, |
| Vora, Ankur Devendra | 00274 | Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn##20071128##20141115,Citibank, N.A.##00043##MLRO Function##Withdrawn##20071128##20141115, |
| Wacht, Anne Laure | 01639 | Barclays Bank PLC##00018##MLRO Function##Withdrawn##20180521##20180726, |
| Wagstaff, Stephen John | 00129 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20070308##20101007,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20070308##20101007, |
| Waheed, Najam | 01635 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20180429##20210202, |
| Wai, Soh Kit | 00653 | Pacific Star Doha LLC##00111##Compliance Oversight Function##Withdrawn##20090827##20110510,Pacific Star Doha LLC##00111##MLRO Function##Withdrawn##20090827##20110510, |
| Wakabayashi, Shozo | 00568 | MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20090115##20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn##20090115##20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090115##20130228, |
| Wakeling, Thomas Andrew Leonard | 00647 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20090809##20100815,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20090809##20101017, |
| Wakil Martinez, Khaldoun | 01280 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231, |
| Walia, Rohit | 00097 | Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Withdrawn##20061221##20080323,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved##20080323##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20061221##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20061221##20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Executive Governance Function##Withdrawn##20080217##20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130912##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080217##20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080217##20130912, |
| Walker, Duncan Richard | 00146 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20070429##20070930,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20070429##20130410,QINVEST LLC##00048##Finance Function##Withdrawn##20130716##20190117,QINVEST LLC##00048##Senior Management Function##Withdrawn##20130716##20190117, |
| Wallace, Graeme Kenneth Andrew | 00262 | Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn##20071108##20120611,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20110106##20120611, |
| Waller, Patrick | 00447 | State Street Middle East North Africa LLC##00088##Finance Function##Withdrawn##20080729##20130730, |
| Waly, Ahmed Aly Ahmed | 00343 | EFG-Hermes Qatar LLC##00069##Senior Executive Function##Withdrawn##20071213##20150510,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20071213##20141231,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20071213##20141231, |
| Wan, Jincheng | 01588 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn##20170529##20211230, |
| Wane, Peter Norman | 00194 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20070613##20141120, |
| Wang, Weichao | 01903 | Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved##20211207##,Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
| Wang, Xuemei | 00356 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20080131##20110316, |
| Wanigasekera, Rajit Collin Perera | 01183 | |
| Warre, Caspar Alexis Mackintosh | 00756 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100426##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100426##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20160110##20160720, |
| Wastie, Linda | 01234 | Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn##20130623##20161031,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20130410##20161031,MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20170326##20171124, |
| Waterhouse, Anna | 00201 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20070703##20140306,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20070703##20140306, |
| Watson, Iain James Stuart | 00053 | Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20060628##20061221, |
| Watters, Thomas | 01717 | Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved##20190926##, |
| Watts, Robin Stewart | 01275 | Goldman Sachs International##00053##Finance Function##Withdrawn##20130625##20140115, |
| Watts, Susan Elizabeth | 00062 | Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20060912##20080625, |
| Weatherdon, Vaughn | 01432 | QINVEST LLC##00048##Senior Management Function##Approved##20180409##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141020##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141020##20141231, |
| Weatherley, Clive Richard | 00870 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20110113##20130430, |
| Weaver, Ceri David | 00182 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20070514##20120611, |
| Webb, Gary Martin | 01736 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20200127##20210617, |
| Wedick, John Michael | 01223 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20130320##20171105, |
| Wei, Hongzhou | 01484 | Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn##20150608##20170413, |
| Weinwurm, Urs Christian | 01258 | Aventicum Capital Management (Qatar) LLC##00173##Risk Management Function##Approved##20130623##, |
| Weir, Audrey Ann | 01139 | AIG MEA Limited##00035##Risk Management Function##Withdrawn##20120812##20150427, |
| Westcott, Jonathan | 00700 | Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20161030,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive##20211117##,Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Withdrawn##20091118##20140715,Rothschild & Co Doha LLC##00116##MLRO Function##Withdrawn##20091118##20110922, |
| Wheeler, Lorraine Fay | 00452 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080810##20090812, |
| White Jr., John Albert | 01660 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20181029##20200216,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20181029##20200216, |
| White, Andrew Edward | 00825 | Matrix ME Alignment Fund Management LLC##00122##Senior Executive Function##Withdrawn##20101018##20140520,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20101018##20121231, |
| Wiffin, Damian Mark | 01231 | Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130402##20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130402##20141231, |
| Wigham, Paul James | 01398 | AIG MEA Limited##00035##Internal Audit Function##Withdrawn##20140519##20170406, |
| Wijayarathna Samarasekara, Milinda Pradeep Chinthaka | 01408 | Abu Dhabi Commercial Bank##00075##Risk Management Function##Withdrawn##20140618##20210330, |
| Wilkes, Yasmine | 00487 | MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Withdrawn##20080914##20130910, |
| Williams, Joshua Alexander Peter Adlam | 01155 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130801##20141231, |
| Williams, Timothy John | 00817 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20101007##20110615, |
| Wilson, Adam Richard | 00461 | RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20080831##20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090120, |
| Wilson, Eric Paul | 00792 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100707##20120312,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100707##20120312, |
| Winefred, Princeton Christopher George Anthony | 00330 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
| Withnell, David Mark | 00560 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20081217##20110302,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20081217##20110302, |
| Wood, Philip Nigel Stanley | 00456 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20080825##20120906,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120201, |
| Woods, George David | 00256 | ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn##20071011##20080501, |
| Workman, Stephen Anthony | 01346 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140120##20140120, |
| Wright, David Henry | 00912 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110324##20130927,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20140930##20140930, |
| Xie, Li | 01920 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
| Yamazaki, Hideo | 00561 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn##20081217##20100706, |
| Yammine, Bassam | 00582 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20090408##20121231, |
| Yang, Chuanzhong | 01726 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved##20191126##, |
| Yapa Abeywardene, Shankanada | 01541 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20160724##20180816,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Withdrawn##20160724##20180816, |
| Yaqoob AlJamri, Fatema Mohamed Baqer Sh. Yusuf | 01881 | MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211025##, |
| Yash, Vineet | 00786 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20100523##20110912,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20100523##20110912,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20100523##20110922,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20100523##20110922,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20111003##20140918,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20111003##20140918, |
| Yasmine, Najla Antoine | 00331 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218, |
| Yildirimli, Salih | 01462 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Internal Audit Function##Withdrawn##20150127##20150528, |
| Yin, Chan Wai | 00654 | Pacific Star Doha LLC##00111##Finance Function##Withdrawn##20090827##20110106, |
| York, David Anthony | 01090 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20120408##20120910, |
| Yoshida, Yoshimasa | 01582 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20170326##20190708, |
| Younan, Wassim George | 01525 | Goldman Sachs International##00053##Executive Governance Function##Withdrawn##20160321##20210331, |
| Young, Adam Elliott | 01375 | Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Withdrawn##20140309##20160501,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Withdrawn##20140309##20160501,QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20140309##20160501,QIC International LLC##00034##MLRO Function##Withdrawn##20140309##20160501,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn##20140309##20151202,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn##20140309##20151202, |
| Yousef, Husamuddin Qasim M | 01323 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20131124##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20131124##20141231, |
| Yousef, Ibrahim Qasim Mohammed | 00232 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20070903##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20070903##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20160811##20180930, |
| Yousef, Qasim Mohammed Qasim | 00033 | United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn##20060321##20071011, |
| Yousef, Shadi Jawdat Mohammad | 00332 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140514, |
| Yuksel, Tanju | 01764 | VakifBank QFC Branch##00956##Senior Executive Function##Approved##20200521##,VakifBank QFC Branch##00956##Executive Governance Function##Approved##20210928##, |
| Yunus, Mohammad | 00107 | Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20070206##20080824, |
| Yurttaser, Çetin | 01297 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn##20130915##20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn##20130915##20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Withdrawn##20130915##20140210, |
| Yusuf, Mohammad Shamshad | 00922 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20120201, |
| Zacharia, Bansi Joseph Joseph | 00333 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140226, |
| Zafar, Arbab | 00856 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn##20101216##20150426,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn##20101216##20150426, |
| Zafar, Asad | 00370 | Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20080227##20090201,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn##20080604##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080227##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080227##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20081023##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn##20081023##20090201, |
| Zaid Alkelani, Mohammed Ahmad Subhi | 01306 | Arab Jordan Investment Bank (Qatar) LLC##00003##Internal Audit Function##Approved##20130923##, |
| Zaidan, Ayman Ahmad Moh'd | 00835 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20130421,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20130421,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Senior Management Function##Approved##20180809##,Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20200106##20200419, |
| Zaidi, Faraz Akhtar | 00807 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20100902##20101101, |
| Zaidi, Syed Muhammed Reza | 00751 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20100330##20110808,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20100330##20110808,Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20190109##,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20140107##20181128,Marsh Qatar LLC##00085##MLRO Function##Withdrawn##20140107##20181128,MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Withdrawn##20140107##20171220,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn##20140107##20171220, |
| Zaouk, Hani Riad | 00940 | Bank Audi LLC##00027##Senior Executive Function##Approved##20110427##,Bank Audi LLC##00027##Executive Governance Function##Approved##20190527##,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110427##20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110427##20141231,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20110427##20141231, |
| Zaour, Shadi | 01042 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20111124##20140615, |
| Zard Abou Jaoude, Edouard | 00764 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100526##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100526##20141231, |
| Zayani, Mondher | 01496 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn##20150726##20200101, |
| Zebeib, Ahmad Mohamed A | 01865 | Q Life & Medical Insurance Company LLC ##00141##Senior Executive Function##Approved##20210727##,Q Life & Medical Insurance Company LLC ##00141##Executive Governance Function##Approved##20210727##, |
| Zecchin, Georges | 00157 | Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn##20070331##20100207,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn##20070331##20100207, |
| Zein, Tarek | 00600 | AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn##20090419##20111101, |
| Zeineh, Osama Mohammad Mahmoud | 00479 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20080904##20091214,Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20080904##20081023,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20080904##20091214, |
| Zghal, Thameur | 01668 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved##20181211##, |
| Zhang, Yuhong | 01617 | Bank of China Limited Qatar Financial Centre Branch##00408##Senior Management Function##Approved##20171029##, |
| Zheng, Yue | 00413 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20080604##20101011,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20080604##20101011, |
| Zhu, Changsong | 01919 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
| Zhu, Weihua | 01435 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn##20141106##20170529, |
| Zrazhewski, Vladimir | 01693 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##, |
| Zubeidi, Shadi Fawzi | 00980 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20140309,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20140309, |
