Individual Name (Last, First Name) |
AI Number |
Aaraj, Jean Pierre Georges Naaman | 00951 | Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231, |
Abbas, Bassam Ahmad | 01827 | Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20210504##20210525,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended##20210303##20210422, |
Abbas, Farrukh | 01283 | Amwal LLC##00145##Non-Executive Governance Function##Withdrawn##20130716##20181126, |
Abbas, Mohamed Ali Saleh | 00183 | TAIB Bank Qatar LLC##00049##Senior Executive Function##Withdrawn##20070516##20100328,TAIB Bank Qatar LLC##00049##Executive Governance Function##Withdrawn##20070516##20100328, |
Abboud, Makram | 01694 | CQUR Bank LLC##00622##Executive Governance Function##Withdrawn##20190716##20200105, |
Abboud, Remy | 01707 | Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20190821##20200409,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20190821##20200409,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20200420##20200927,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20200420##20200510, |
Abdali Bader, Masood Abdulhameed | 01510 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20151102##20170102, |
Abdalla, Moath Ahmad Mustafa | 01468 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20160424##20160918,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20160424##20160918,Qatar First Bank LLC##00091##Internal Audit Function##Withdrawn##20150212##20160424, |
Abdallah, Mohammad Ahmad | 00307 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017, |
Abdel Kareem, Seifeldin Elsammani (Prohibited) | 00412 | QINVEST LLC##00048##Finance Function##Withdrawn##20080604##20090812,Al Mal Bank LLC##00100##Finance Function##Withdrawn##20090812##20100328, |
Abdel Rahman, Ahmed Samir Amin Mohamed | 01255 | EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20140507##20150325,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130603##20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130603##20141231, |
Abdel-Halim, Mohamed Esmat | 00334 | EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20071213##20140424,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071213##20140424, |
Abdelaziz, Zakaria | 00877 | Concordia Capital LLC##00129##Executive Governance Function##Withdrawn##20110113##20120507,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20120507,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110113##20120507, |
Abdeljaber, Ramzi Tayseer Mohammad | 01487 | Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn##20150617##20160405,Investcorp Investments LLC##00219##Executive Governance Function##Withdrawn##20150617##20160405,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20160405##, |
Abdo, Hani | 01381 | Amwal LLC##00145##Executive Governance Function##Approved##20140319##, |
Abdul Gafoor, Khot Asif Yusuf | 00449 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20080810##20141231, |
Abdul Khader, Habeeb | 00975 | Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231, |
Abdulaal, Nabeel Saleh Ali Ebrahim | 01214 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130127##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130127##20141231, |
Abdulla, Aaleya Mohamed Ghuloom | 01667 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20181211##20210406, |
Abdulla, Ali Hussain Ismail Hassan | 00995 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20110912##20130311,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20110912##20130311,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20110922##20130311,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20110922##20130311, |
Abdulla, Hussain Gholoum F M | 01406 | QINVEST LLC##00048##Senior Executive Function##Approved##20210714##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140610##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140610##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20210411##20210701, |
Abdullah, Maytham Mahmoud Haji Haider | 00108 | United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Withdrawn##20070206##20091018, |
Abdulrahman, Eyad Mohamed Abdulla | 01285 | Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20130724##20141111,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130724##20141111, |
AbdulSalam, Tariq Mohammed | 00024 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
Abela, Jonathan Joe Emmanuel | 00854 | Aon Qatar LLC##00086##Senior Management Function##Withdrawn##20101212##20180610,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101212##20141231, |
Abeynayake, Anil | 00941 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20110427##20111025,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110427##20111025, |
Abi Samra, Wilson Gabriel | 00222 | Nasco Qatar LLC##00057##Finance Function##Withdrawn##20070808##20090726, |
Abo Zeid, Reda Ahmed Moustafa | 00562 | EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20090104##20130914, |
Abou El Nasr, Kamal | 00387 | BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Withdrawn##20080407##20080901,BLOM Bank Qatar LLC##00079##MLRO Function##Withdrawn##20080407##20080901, |
Abou Jaoude, Roula | 01934 | Bank Audi LLC##00027##Finance Function##Approved##20220418##, |
Abou Khalil, Antoine Gergi | 00275 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218, |
Abou Khalil, Julien | 00365 | Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20080221##20100328,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080221##20100328, |
Abouelseoud, Gamal Hassan Hassan Ahmed | 01858 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved##20210706##, |
Abousaleh, Ali | 01307 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130923##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130923##20141231, |
Abousleiman, Elias | 01846 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##, |
Abraham, Deepak George | 01600 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn##20170720##20220307,Merrill Lynch International - QFC Branch##00258##Executive Governance Function##Withdrawn##20210905##20220307, |
Abu Alnadi, Rani Adnan | 00008 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Withdrawn##20051205##20070409,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn##20051205##20070409, |
Abu Alrub, Mahmoud | 00009 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn##20051205##20160502, |
Abu Nameh, Abed Al Khaleq M A | 01583 | Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved##20170501##,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved##20170501##, |
Abu Neel, Nour A M | 01153 | Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120913##20141231, |
Abu Shakra, Ashraf Abdullah Areef | 01083 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20120326##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20120326##20121009, |
Abu Sitta, Ezzalden Majed Abdullah | 01830 | Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved##20210310##,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved##20210310##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved##20210408##,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved##20210408##, |
Abu-Khalaf, Mohamad Mahmoud Musa | 01817 | Qatar First Bank LLC##00091##Senior Management Function##Approved##20210208##, |
Abuhamdieh, Arwa Zakaria Ahmad | 01772 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20200810##20210702,Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20200810##20210702, |
Abuhijleh, Fadi Abdelghani Adel | 00066 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061009##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061009##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn##20061009##20070701, |
AbuInnab, Omar Faisal | 01644 | Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20180722##20190827, |
Abumughli, Ala Azmi Masoud | 00753 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20100418##20160116, |
Achkar, Habib Pierre | 00727 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20100114##20100622,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20100114##20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20100114##20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100114##20130619, |
Adamantiadis, Christos | 01800 | Marsh Qatar LLC##00085##Executive Governance Function##Approved##20201215##, |
Adhami, Bilal | 00673 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20091021##20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091021##20111101, |
Adiga, Prakash Beloor | 00933 | State Bank of India - QFC Branch##00137##Finance Function##Withdrawn##20110407##20140327, |
Adjadj, Michel | 01811 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
Afanasiev, Andrey | 01697 | CQUR Bank LLC##00622##Risk Management Function##Withdrawn##20190716##20200531, |
Afaq, Maqsood Ahmed | 00468 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080903##20140626,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080903##20140626, |
Afifi, Mohamed Abdel-Moneim | 00098 | Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20061221##20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20061221##20080127, |
Afram, Fadi Fredric | 01056 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20120208##20140112, |
Afzal, Laeek | 00492 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20080928##20100721,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080928##20100721, |
Agarwal, Amit | 01538 | AIG MEA Limited##00035##Actuarial Function##Withdrawn##20160626##20190328, |
Agarwal, Ritesh | 00214 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070724##20081120, |
Agha, Mohammad Ayaz Azim | 00678 | QINVEST LLC##00048##Finance Function##Withdrawn##20091008##20110912,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn##20130612##20131105,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20190620##20190801, |
Ahmad Kanaan, Mohammad Allam | 01949 | CB Asset Management LLC##01179##Senior Executive Function##Approved##20220630##, |
Ahmad, Faris Ahmad Faris | 00971 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn##20110731##20150601, |
Ahmad, Nabeel | 01243 | QINVEST LLC##00048##Finance Function##Approved##20190128##,QINVEST LLC##00048##Finance Function##Withdrawn##20130507##20130827,QInvest Capital Partners LLC##00602##Finance Function##Approved##20220207##, |
Ahmad, Shakeel | 01152 | Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20120913##20140430, |
Ahmad, Wasim | 01111 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20120527##20130418, |
Ahmad, Yousaf | 01358 | Citibank, N.A.##00043##Risk Management Function##Withdrawn##20140210##20150731, |
Ahmed, Ataf | 00842 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130902##20220331,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20101107##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20101107##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20101107##20141231, |
Ahmed, Husain Hameed Ebrahim | 01520 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20160131##20160706, |
Ahmed, Mohammad Fahad | 01488 | Investcorp Investments LLC##00219##Finance Function##Withdrawn##20150617##20170319, |
Ahmed, Muna A. Rahim Mohamed | 01489 | Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn##20150617##20210131,Investcorp Investments LLC##00219##MLRO Function##Withdrawn##20170109##20210131, |
Ahmed, Nabel Emtayaz Mian | 01373 | The Saudi National Bank##00081##Internal Audit Function##Withdrawn##20140309##20171015, |
Ahmed, Nidal Lutfi Abdullatif | 00141 | Qatar Capital Partners LLC##00042##Finance Function##Withdrawn##20070329##20090906, |
Ahmed, Salman | 00001 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20050929##20060214,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20060718, |
Ahmed, Syed Firozuddin | 00429 | BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn##20080709##20150706,BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn##20080709##20150706, |
Ahmer, Sabeen | 00410 | Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn##20080601##20090720, |
Ahsan, Syed Irtaza | 00701 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20091123##20141231, |
Aichi, Noura | 01028 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
Airi, Vikram | 01002 | Amwal LLC##00145##Senior Management Function##Withdrawn##20110914##20121211,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20121211,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20121211, |
Ajayi, Adebowale Oluranti | 00122 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20070226##20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20070226##20070514, |
Akhavi, Alexandre Mehdi | 01797 | Maha Capital Partners LLC##01098##Compliance Oversight Function##Approved##20201202##,Maha Capital Partners LLC##01098##MLRO Function##Approved##20201202##, |
Akhrass, Jameel Khalid | 00131 | Lehman Brothers International (Europe)##00040##Senior Executive Function##Withdrawn##20070318##20100105, |
Akhtar, Javed | 00454 | BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn##20080824##20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Advising on Investments##Withdrawn##20080824##20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Dealing in Investments##Withdrawn##20080824##20090401, |
Akhtar, Syed Tanveer | 01912 | Sharq Insurance LLC##00054##Senior Management Function##Approved##20220110##, |
Akkawi, Zeid Toufic | 00414 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20080605##20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080605##20090122, |
Al Abdulla, Hussain Ali Abdulrahman Abdulla | 00158 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20161212, |
Al Ansari, Aya | 01449 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141229##20141231, |
Al Ansari, Nasser Hassen | 00159 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20110713, |
Al Ardhi, Mohamed Mahfoodh Saad | 01205 | Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn##20130116##20131105, |
Al Asfoor, Jawad Kadhem Salman | 00532 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328, |
Al Attiyah, Hamad Abdulla | 00821 | Matrix ME Alignment Fund Management LLC##00122##Non-Executive Governance Function##Withdrawn##20101018##20120527, |
Al Attiyah, Meera Hamad Abdulla A | 01442 | QNB Capital LLC##00096##Executive Governance Function##Approved##20141202##, |
Al Balushi, Khalid Abdullah Ali | 01789 | Oman Reinsurance Co. - QFC Branch##01134##Compliance Oversight Function##Approved##20201130##,Oman Reinsurance Co. - QFC Branch##01134##MLRO Function##Approved##20201130##, |
Al Damer, Fahd Abdulleh Hussein | 00550 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20141210, |
Al Darwish, Adnan Ahmad Darwish | 00505 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090112,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090112, |
Al Dhaheri, Khalaf Sultan Rashed Saeed | 00160 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20110713, |
Al Dosari, Saad Mohammed Buzwair | 00533 | Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20081203##20100328, |
Al Fardan, Fahad Hussain | 01942 | Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20220606##, |
Al Habib, Driss | 01522 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20160307##20190630, |
Al Habshi, Syed Ahmad Anis Syed | 00742 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20100401##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100401##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20100401##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn##20100401##20100720, |
Al Haddad, Roland | 00411 | Kaupthing Bank hf.##00063##MLRO Function##Withdrawn##20080601##20090720, |
Al Halabi, Kamal Emile | 00516 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20081120##20100707,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20081120##20100707, |
Al Jaidah, Salah Mohammed Ibrahim | 00169 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20070430##, |
Al Jaroudi, Marwan Mohamad Tawfik | 00388 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
Al Jomaih, Ibrahim Mohammed Abdulaziz | 00551 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20190129, |
Al Kaissi, Rania Derian Mohamad | 01348 | BLOM Bank Qatar LLC##00079##Internal Audit Function##Withdrawn##20140128##20210201, |
Al Katerji, Haithem | 01341 | Al Rayan Investment LLC##00045##Senior Executive Function##Approved##20140115##,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
Al Khairi, Sami Mu'ath Sami | 01006 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20141203,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20141203, |
Al Khaja, Mohamed Hasan Ali Ahmed | 00956 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20131027,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20131027,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20110526##20131027, |
Al Khalfan, Nader Mohamed Ali | 00993 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20110912##20130401,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110912##20130401, |
Al Khalifa, Abdulla Mubarak Naser | 00494 | QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20080928##, |
Al Kuwari, Thani Abdul Rahman Shahin Al Sheikh | 00858 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20101227##20120703, |
Al Maghribi, Yaser Mahmoud Khamis | 01494 | Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20150623##20180719, |
Al Mannai, Salem Khalaf | 01301 | Q Life & Medical Insurance Company LLC ##00141##Senior Executive Function##Withdrawn##20170720##20210621,Q Life & Medical Insurance Company LLC ##00141##Executive Governance Function##Approved##20200405##,Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Withdrawn##20130917##20170720,QIC International LLC##00034##Senior Management Function##Withdrawn##20160110##20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20210331##, |
Al Mass, Khaled Abdulla Mohamed Abdulla | 01115 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20200120, |
Al Mazyad, Ibrahim Bin Hamoud Bin Romeih | 01128 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn##20120703##20181218, |
Al Mehana, Mahmoud Habib Shanawah Hussein Mohamed | 00506 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20101102,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20101102, |
Al Mutairy, Mosabah Saif Mosabah | 01190 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20130107##20190424, |
Al Omar, Waleed Khalid | 00535 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328, |
Al Owair, Ali Saeed Samikh Braik | 00536 | Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328, |
Al Qadi, Wael A A | 01770 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20200719##, |
Al Qarahdaghi, Mohammed Majed Ali | 00537 | Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328, |
Al Qubaisi, Khaled Abdulla Jumaa Karam | 01116 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20141231, |
Al Rasheed, Mohamed Ahmed Mohamed Rashed | 00812 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100923##20110727,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100923##20110727, |
Al Shehhi, Abdulla Zaid Mohamed Al Helali | 00969 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Withdrawn##20110731##20190429,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved##20211003##, |
Al Subaey, Khalifa Abdulla T | 00115 | QIC International LLC##00034##Senior Executive Function##Withdrawn##20070212##20180308,QIC International LLC##00034##Executive Governance Function##Withdrawn##20120703##20180308,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Withdrawn##20091206##20151202,Qatar Reinsurance Company LLC##00117##Executive Governance Function##Withdrawn##20091206##20151202,Q Life & Medical Insurance Company LLC ##00141##Senior Executive Function##Withdrawn##20110630##20170720,Q Life & Medical Insurance Company LLC ##00141##Executive Governance Function##Withdrawn##20110630##20210620,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20220606##, |
Al Thani, Abdul Rahman Bin Mohamed Bin Jabor | 00206 | Sharq Insurance LLC##00054##Executive Governance Function##Approved##20070716##, |
Al Thani, Abdulla bin Ahmed Abdulla Ahmed | 00872 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518, |
Al Thani, Al Hussain Ali Ahmed Jassim | 00161 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20070403##20120910, |
Al Thani, Fahad Bin Mohamed Bin Jabor | 00207 | Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn##20070716##20100207, |
Al Thani, Jassim Bin Hamad Bin Jassim Bin Jabor | 00170 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20070430##,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20100124##20151202, |
Al Thani, Khalifa bin Jabor bin Mohammed bin Jabor | 00871 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518, |
Al Thani, Mohamed bin Ahmed bin Jassem | 00224 | CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn##20070828##20080313, |
Al Thani, Mohamed bin Hamad bin Jassem bin Jabor | 00335 | EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn##20071213##20091123, |
Al Thani, Saoud Bin Khalid Bin Hamad Bin Abdulla | 00730 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20100124##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20190526, |
Al Thani, Sheikh Hamad Mohamed K H | 01683 | Epicure Investment Management LLC##00676##Senior Executive Function##Approved##20190501##,Epicure Investment Management LLC##00676##Executive Governance Function##Withdrawn##20190501##20220430, |
Al Wazzan, Sameer Ebrahim Hamad | 00987 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20110817##20190807, |
Al Yaman, Samih Hassan | 01074 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120312##20130113,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120312##20130113, |
Al Yamani, Darine | 01180 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20121125##20141231, |
Al-Abdulghani, Salman Abdulla A. N. | 01706 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20210225, |
Al-Abduljaleel, Fahad Ghazi | 00192 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20070610##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070610##20090812, |
Al-Amin, Ziad | 01695 | CQUR Bank LLC##00622##Senior Executive Function##Approved##20190716##,CQUR Bank LLC##00622##Executive Governance Function##Approved##20190716##, |
Al-Ani, Bineeta | 00990 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20150209##20190331,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20110825##20190331, |
Al-Ansari, Abdulla Ahmed A A | 01271 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved##20130617##,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130617##20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130617##20141231,Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211103##, |
AL-Ansari, Abdulrahman Abdulla I | 01851 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210525##, |
Al-Ansari, Buthaina Hassan Farja Hashem | 00511 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20091008, |
Al-Ansari, Nasser Hassen F H | 01612 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20171002##20200726, |
Al-Attiya, Khalid Abdullah K A | 01565 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
Al-Bader, Reem Mohammed Mishary Hassan | 00045 | Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn##20060628##20070301, |
Al-Dosari, Rajih Shabeeb | 00643 | Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20090827##20100328, |
Al-Ebrahim, Essa Mohammed Ahmed Hassan | 00042 | Standard Chartered Bank##00010##Compliance Oversight Function##Withdrawn##20060622##20080401,Standard Chartered Bank##00010##MLRO Function##Withdrawn##20060622##20080401, |
Al-Eida, Abdulla Saeed M | 00705 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20091123##20151213, |
Al-Emadi, Ali Asad Abdul Rahman Shareef | 00493 | QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn##20080928##20130625, |
Al-Fadli, Abdulla Ahmed A A | 01801 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##, |
Al-Fardan, Hussain Ibrahim | 00112 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20151213, |
Al-Ganadi, Kaid Ali Yusur | 00483 | MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn##20080914##20101007, |
Al-Gharaballi, Samir Abdel Mohsen Abdel Karim | 00046 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20081023, |
Al-Ghunaim, Maha Khaled Salih | 00047 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102, |
Al-Haiky, Hassan Ali Y A | 01803 | CB Asset Management LLC##01179##Executive Governance Function##Withdrawn##20201230##20220508, |
Al-Hajri, Menahi Khalid M A | 01452 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20141229##20161212, |
Al-Hajri, Mohammed Nasser M. A. | 01186 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20121231##, |
Al-Hamadi, Faisal A-Wahid A T | 01035 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20111101##20141124, |
Al-Hammadi, Ahmed | 00400 | EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20080519##20100609,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091011##20100609, |
Al-Harbi, Muhsen Mohammed Muhsen Ghareeb | 00048 | Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn##20060628##20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080501##20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn##20080501##20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Withdrawn##20080501##20090119, |
Al-Hashmi, Ahmed Abdulla Al-Mustafawee | 00534 | Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm##20081203##20100328, |
Al-Jaidah, Salah Mohammed Ibrahim | 00911 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved##20110321##,Deutsche Bank AG Doha (QFC) Branch##00032##Executive Governance Function##Approved##20210817##,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110321##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110321##20141231, |
Al-Jufaili, Khulood Nasser Saleem | 01790 | Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Withdrawn##20201130##20201220, |
Al-Kaabi, Ahmad Nasser R S | 01412 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20140715##, |
Al-kaabi, Jassim Mohd A A | 01527 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20160417##20190424,Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20220418##, |
Al-Kaabi, Rashid Nasser | 00735 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20100215##,QINVEST LLC##00048##Non-Executive Governance Function##Approved##20191022##, |
Al-kaabi, Saad Nasser R S | 01932 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20220418##, |
Al-Kawari, Tamim Hamad Abdulaziz Ali | 00203 | Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20070709##20120715,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn##20070709##20120715,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070709##20120715,QINVEST LLC##00048##Non-Executive Governance Function##Approved##20220202##,QINVEST LLC##00048##Senior Executive Function##Withdrawn##20121209##20210630,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20121209##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121209##20141231, |
Al-Khafrah, Mubarak Abdullah M | 01008 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20110922##20210907, |
Al-Khaldi, Nasser Mohammed A A | 01835 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210329##, |
Al-Khaledi, Mahmoud Mohamed Mahmoud | 00127 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20070304##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070304##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn##20070304##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Withdrawn##20070304##20091018, |
Al-Kuwari, Ali Ahmed Zayed Ahmed | 00495 | QNB Capital LLC##00096##Executive Governance Function##Withdrawn##20080928##20100426,QNB Capital LLC##00096##Executive Governance Function##Withdrawn##20110421##20181113,QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn##20100426##20110421, |
Al-Kuwari, Thani Abdulrahman Sh A | 01446 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20141229##20161212, |
Al-Mahmoud, Al Anoud Saoud A Z | 01866 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved##20210727##, |
Al-Mahmoud, Ibrahim Abdulla | 00113 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20140427,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20110512##20130529,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20140428, |
Al-Mahmoud, Saoud Abdulla Z | 01825 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved##20210303##, |
Al-Malki, Ali Ibrahim A | 01543 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20160811##20190217, |
Al-Mana, Fahad Mohammed F A | 01316 | QIC International LLC##00034##Senior Management Function##Withdrawn##20131114##20151031, |
Al-Mana, Mohd Yousef A. | 01704 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##, |
Al-Mannai, Khalaf Ahmed Shabeeb | 00114 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20070212##20151213,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20110630##20190526, |
Al-Marri, Abdulla Fahad Abdulla Ghorab | 00471 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20190829, |
Al-Marri, Ahmad Abdulla Salem Ghorab | 00552 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20180716, |
Al-Marri, Mohammed Ahmad A G | 01861 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20210714##, |
Al-Marri, Salem Mohd S. A. | 01705 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20220323, |
Al-Maslamani, Sara Morzouq J M | 01929 | QNB Capital LLC##00096##MLRO Function##Approved##20220315##, |
Al-Meer, Abdullattif Abdulla M A | 00172 | QINVEST LLC##00048##Senior Executive Function##Withdrawn##20070430##20080902,QINVEST LLC##00048##Executive Governance Function##Withdrawn##20070430##20121118,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20121118##20130717,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080526##20121118,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080526##20121118,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20080526##20121118,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20080526##20121118,Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn##20130116##20131105, |
Al-Mohannadi, Ali Rashid Ali Said | 01349 | QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20140128##, |
Al-mohannadi, Eisa Mohammed E A | 01931 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20220418##, |
Al-Mohannadi, Salman Mohammed Ahmed Al Hassan | 00952 | QNB Capital LLC##00096##Senior Executive Function##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Withdrawn##20110526##20140323,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Withdrawn##20110526##20140323, |
Al-Mudaries, Haythem | 01497 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20150811##20151015, |
Al-Muftah, Abdulaziz Yacoub Yousef Mubarak | 00512 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081023##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081023##20141231, |
AL-Mughesib, Khalid AbdulRahman A | 00676 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20091018##20101014, |
Al-Muhanadi, Howaida Abdulla S B | 01769 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20200713##20220131, |
Al-Neama, Yousef Mahmoud | 00142 | Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20090906,QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20190915##, |
Al-Obaidli, M Noor A M | 00740 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20100310##, |
Al-Okar, Mohd Mahmoud M. | 01534 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20160529##, |
Al-Qadi, Abdul Kadir | 00010 | Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn##20051205##20200216, |
Al-Qadi, Hani Abdulkadir | 00011 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn##20051205##20080414,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn##20051205##20200713,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20060607##20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20060607##20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20200713##, |
Al-Qahtani, Mohammed Nasser M. N. | 01703 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20220323, |
Al-Quraishi, Othman Mohammad Othman Abdullah | 00440 | UBS AG##00087##Senior Executive Function##Withdrawn##20080723##20110621,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20080723##20110621,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080723##20110621, |
Al-Rasheed, Wael Bin Hussain Bin Qassim | 00988 | UBS AG##00087##Finance Function##Withdrawn##20110817##20120624, |
Al-Roomi, Khawla Bader Yousif Abdul Rahman | 00049 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102, |
Al-Sada, Alatif Mohd A. | 01701 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20220323, |
Al-Sahli, Mohammed Deyab M D | 01651 | Qatar First Bank LLC##00091##Senior Management Function##Approved##20180809##, |
Al-Sayed, Abdulrahman Mohammed A Y | 01350 | UBS AG##00087##Senior Executive Function##Withdrawn##20140128##20171023,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140128##20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140128##20141231, |
Al-Shaibi, Abdulrahman Ahmad Abdulrahman | 00517 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
Al-Shakarchi, Mazin Mahmoud Daoud | 00913 | Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20110727,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20110727, |
Al-Shareef, Nasser Abdulla Saad Al Mahmoud | 01176 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20121018##20130325,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121018##20130325,QINVEST LLC##00048##Senior Management Function##Withdrawn##20180409##20191130,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130625##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130625##20141231, |
Al-Sowaidi, Khalid Ahmed M.A. | 01820 | Power Bank LLC##00644##Executive Governance Function##No longer performing a controlled function for an authorised firm##20210223##20210630, |
Al-Subaiei, Abdulla Yousef A B | 00791 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn##20100707##20190214,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100707##20141231, |
Al-Subeai, Khalid Youssef A B | 00784 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20100624##20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20121031, |
Al-Sumait, Bader Abdullah Ahmed | 00050 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20101102, |
Al-Suwaidi, Fahad Mohammed K A | 01864 | Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Approved##20210727##, |
Al-Thani, Faisal Saoud F Q | 01563 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20161212##20200319, |
Al-Thani, Faisal Thani F.T. | 01517 | Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20160110##20190526,Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20190731##, |
Al-Thani, Hamad Nasser Jassim | 00473 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20160529, |
Al-Thani, Jassim Hamad N.J. | 01540 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20160724##20181212, |
Al-Thani, Khalid Khalifa Jassim Fahed | 00474 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20151005, |
Al-Thani, Mohamed Ahmed J. | 01476 | Amwal LLC##00145##Non-Executive Governance Function##Approved##20150420##, |
Al-Thani, Sheikh AlHussain Ali A.J. | 01033 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20111101##20130717, |
Al-Thani, Sheikh Jabor Bin Yousuf Bin Jassim | 00664 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
Al-Thani, Sheikh Khalid Hamad K.H. | 01444 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20141202##20160131,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20141202##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20141202##20151214, |
Al-Thani, Sheikh Mansoor Mohamed J.M. | 01739 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
Al-Thani, Sheikh Nasser Hamad N J | 01034 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20111101##20161212, |
Al-Thani, Sheikh Nawaf Mohamed J.M. | 01740 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
Al-Thani, Sheikh Talal Mohammed J.M. | 01738 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
Al-Thani, Sheikh Thamer Mohamed J.M. | 01741 | Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##, |
Alaali, Areej Ali Abbas Ali | 01824 | AIG MEA Limited##00035##Risk Management Function##Approved##20210303##, |
Alakram, Jaafar Ebrahim Mohamed Ebrahim | 01315 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20131029##20150816,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131029##20141231, |
Alalawi, Eyad Mahmood Sayed Abdulla Naser | 01923 | Investcorp Investments LLC##00219##Compliance Oversight Function##Approved##20220207##, |
Alalawi, Khaled Abdulghaffar Mohamed Yusuf | 01815 | Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn##20210126##20210908,Investcorp Investments LLC##00219##MLRO Function##Withdrawn##20210126##20210908, |
AlAlawi, Sana Hashem | 01104 | MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn##20120429##20200923,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn##20120429##20200923, |
Alammadi, Ahmed Ali Abbas Ahmed | 01112 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120527##20131224,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120527##20131224, |
Alappat, Joseph Kurian | 01619 | Citibank, N.A.##00043##Finance Function##Withdrawn##20171112##20211014, |
Alawadhi, Ismail Abdulsamad Mohamed Rasheed | 01649 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20180809##20190714, |
AlBader, Hamed A KH | 01819 | Power Bank LLC##00644##Non-Executive Governance Function##No longer performing a controlled function for an authorised firm##20210223##20210630, |
Alberts, Heather Patricia | 01048 | AIG MEA Limited##00035##Finance Function##Withdrawn##20111206##20120312, |
albusaid, Tariq Thabit Ahmed | 01833 | Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved##20210317##, |
Alderazi, Abbas Ebrahim Ali Marzooq | 00371 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20080308##20090209, |
Alemadi, Mohammed Ismail M S | 01567 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
Alexander, Adrian Paul | 00350 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20080127##20091008,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080127##20091008, |
Alexander, Oliver | 00820 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20101018##20121231, |
Alfadala, Ali Saleh N | 01482 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20150601##20180308,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20150601##20151202,Q Life & Medical Insurance Company LLC ##00141##Non-Executive Governance Function##Withdrawn##20150601##20210620, |
AlGhussein, Fahmi | 01388 | Amwal LLC##00145##Senior Executive Function##Withdrawn##20140331##20190101,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140331##20141231,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140331##20141231,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved##20190522##, |
Alhajeri, Manaf Abdulaziz | 00038 | Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn##20060501##20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090812, |
Alhameli, Mohamed Sultan Abdulla Mohamed | 01467 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20150310##20200120, |
AlHuqbani, Fahad Abdullah S | 01675 | Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20190213##, |
Ali, Abbas | 01273 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20130625##20140731,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130625##20140731, |
Ali, Ayda Abubakar | 01885 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20211025##20220412,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20211025##20220412, |
Ali, Bachar Karah | 00277 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140506, |
Ali, Husain Ali Hasan | 01396 | Zurich International Life Limited##00067##Compliance Oversight Function##Approved##20140507##,Zurich International Life Limited##00067##MLRO Function##Approved##20140507##,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20190527##20200601,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20190527##20200601, |
Ali, Mohammad Ashraf Barket | 00423 | Marsh Qatar LLC##00085##Finance Function##Withdrawn##20080630##20100310, |
Ali, Saudoun Abdullah | 00121 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20070221##20091018, |
Ali, Shabbir Barkat | 01194 | The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20130107##20150325,Al Rayan Investment LLC##00045##Finance Function##Approved##20220202##, |
Ali, Suleiman | 01888 | Hoopoe Advisors Representative Office##01389##MLRO Function##Approved##20211027##, |
Ali, Suzzanna Binti | 00857 | QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20101227##20140529,QINVEST LLC##00048##MLRO Function##Withdrawn##20110626##20140529, |
Ali, Syed Shozeb | 01641 | Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20180709##20201007, |
Ali, Umar | 00245 | Kaupthing Bank hf.##00063##Senior Executive Function##Withdrawn##20070927##20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn##20070927##20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070927##20090520, |
Ali, Zeeshan Manzoor | 01263 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20130623##20141231, |
Alibhai Kermally, Fatima | 01674 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved##20190213##, |
AlJaber, Mohamed Ahmed Mohamed | 01054 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##, |
Aljamali, Hamad Hassan A M | 01564 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20161212##20211216, |
Aljar, Yaser Hamad Mohamed Yusuf | 00470 | Qatar First Bank LLC##00091##Finance Function##Withdrawn##20080904##20110808, |
Aljasmi, Abdulrahman Mohamed Abdulla Mohamed | 00171 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20080831, |
Alkabbani, Amr Mamoun Mohamed | 00151 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109, |
AlKhaiat, Mohamad Mhd Reslan | 01702 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20190731##20191105, |
AlKhalifa, Shaikh Mohamed Duaij Khalifa | 00901 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20110302##20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20110302##20120415, |
Alkis, Hakan | 00629 | AIG MEA Limited##00035##Finance Function##Withdrawn##20090616##20100124, |
Alkoofi, Husain Mahmood Mansoor Mohamed | 01594 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20170710##20180419,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20170710##20180419, |
Alkuwari, Khamis Mubarak Khamis Zamil | 01429 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20141020##20210615, |
Allam, Georges | 01123 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20120611##20130228, |
Allana Mohammed Salim, Mohammed Yahya | 00366 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20080225##20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20080225##20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20080526##20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20080526##20101227,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20171102##20190627,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20171102##20190627, |
Allderidge, Roderick George | 01374 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20140309##20191022, |
Allen, Christopher David | 00892 | Coutts & Co##00084##Senior Management Function##Withdrawn##20110220##20120312, |
Allen, Stewart William | 00415 | Coutts & Co##00084##Senior Executive Function##Withdrawn##20080619##20150330,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080619##20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080619##20141231, |
Almana, Mohamed Abdullatif Abdulrahman | 01272 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20130625##20190710, |
AlMandeel, Nader Saeed Ahmed Ebrahim | 01879 | MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211003##, |
AlMoayyed, Ghalib Khalil Ebrahim | 01009 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20110922##20150706, |
Almosawi, Salman Radhi Salman | 00714 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20091215##20110421,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20091215##20110421, |
Almuhandes, Aqeela Hasan Ali Mohsen Ali | 01166 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn##20121016##20170202,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20121016##20170202, |
ALNajar, Ali Shaker Jaafar Sadeq | 01882 | MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211025##, |
AlObaidli, Ali Mohammed Ali Suleiman | 00472 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20080904##20160529,Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20180809##20190930, |
Alothman, Abdulaziz Ahmed Othman Ahmed | 00889 | Takaful International Company - QFC Branch##00131##Risk Management Function##Withdrawn##20110215##20210809, |
Alothman, Afaf Eid Ali | 01333 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Internal Audit Function##Withdrawn##20140107##20220516, |
AlRabie, Oday Faisal Ghazi | 01878 | Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20210928##20220302, |
Alrayes, Abdulla Mohamed Sharif | 00432 | Aon Qatar LLC##00086##Senior Executive Function##Approved##20080722##,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn##20110817##20120703,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20080722##20141231, |
Alrayes, Abdullatif Mohamed Sharif | 00433 | Aon Qatar LLC##00086##Executive Governance Function##Withdrawn##20080722##20130121, |
Alsairafi, Salman | 00726 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100217##20121231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100217##20121231,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130515##20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130515##20141231, |
Alshar, Omar Abdel Rahman Salih | 01784 | Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20201206##20210909, |
AlShaya, Hamad A. | 00173 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20100103, |
Alshroogi, Mohamed Bin Ebrahim Juma | 01485 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn##20150617##20190109, |
AlSulaiti, Jassem Saif A | 01177 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20121112##20140303, |
AlTawil, Yousif M KH | 01826 | Prime Financial Solutions LLC##00109##Executive Governance Function##Approved##20210504##,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended##20210303##20210422, |
Alwadi, Najat Abdulla Isa Salman | 01360 | Takaful International Company - QFC Branch##00131##Internal Audit Function##Withdrawn##20140210##20210809, |
Aly, Basel Gamaleldin Mohamed | 01311 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131029##, |
Amatouri, Fadi Georges | 00088 | Bank Audi LLC##00027##Senior Executive Function##Withdrawn##20061221##20110428,Bank Audi LLC##00027##Executive Governance Function##Withdrawn##20061221##20160118,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20160509##20190329, |
Amin, Ashraf Yassin Mohamed | 00916 | QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20121009, |
Amin, Raashed Abdul Aziz Merza | 00179 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070513##20121112,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070513##20121112, |
Aniyil, Prasad | 00953 | Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn##20110526##20171023,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn##20120117##20171022,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120117##20141231, |
Ansari, Hassan Ali | 01457 | AIG MEA Limited##00035##Finance Function##Withdrawn##20150126##20190710, |
Ansari, Mohammad Sayeed | 00920 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101, |
Anstead, Richard | 00348 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20080110##20120408,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20100825##20110825, |
Antony, George Joseph | 00827 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20101017##20131101, |
Anwar, Muhammad Adeel | 01665 | Marsh Qatar LLC##00085##Compliance Oversight Function##Approved##20181128##,Marsh Qatar LLC##00085##MLRO Function##Approved##20181128##, |
Aoudi, Hazem Zaid Ali Yaseen | 01119 | Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn##20120527##20180709, |
Arakelyan, Socrat | 01530 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20160425##20170102,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20160425##20170102,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn##20171023##20180104,Merrill Lynch International - QFC Branch##00258##MLRO Function##Approved##20170219##, |
Arakji, Farah | 01237 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20130417##20160718,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20140610##20160718, |
Aravind, Nithya | 01532 | QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20160501##20180308,QIC International LLC##00034##MLRO Function##Withdrawn##20160501##20180308,Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Approved##20160501##,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Approved##20160501##, |
Ardalan, Cyrus | 00057 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20060910##20081019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20060910##20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060910##20100526, |
Ariano, Antonio | 00982 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20110808##20180523, |
Arlando, Dimitri Charith Pio | 00572 | State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090201##20130730, |
Armstrong, Alexander Brian | 00777 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130912##20160720,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100620##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100620##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20100620##20141231, |
Armstrong, John Stephen | 01576 | AWP Health & Life S.A.##00193##Actuarial Function##Approved##20170122##, |
Arora, Kamal Kumar | 01552 | Oriental Insurance Company QFC Branch##00325##Compliance Oversight Function##Withdrawn##20161017##20190718,Oriental Insurance Company QFC Branch##00325##MLRO Function##Withdrawn##20161017##20190718, |
Arsanios, Karim | 01107 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn##20120513##20140130,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120513##20140130,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn##20120513##20140130, |
As'ad, Mohammad Wafik Tawfik | 01072 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120312##20140309,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120312##20140309, |
Asali, Ihab Ghasoub Jamil | 00553 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081217##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081217##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20081217##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20081217##20141231, |
Aseeri, Ali Abdulhusain Mohamed Ahmed | 01222 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20130320##20130715,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn##20130320##20130715, |
Ashley, Nana Yaa | 01621 | American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20171129##20220412, |
Ashraf, Syed Rehan | 00265 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20071118##20071217,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn##20071118##20091018, |
Ashworth, Charles Thomas Holbrook | 00502 | Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20081023##20120111,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20091214##20100330, |
Asif, Qurat ul Ain | 01713 | Nexus Financial Services WLL##00099##Finance Function##Approved##20190919##, |
Aslam, Mohammed Zahid | 01047 | Amwal LLC##00145##Compliance Oversight Function##Withdrawn##20111206##20160131,Amwal LLC##00145##MLRO Function##Withdrawn##20111206##20160131, |
Aslam, Naveed Aslam Abdul Hakim | 00455 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20090209##20110410,BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn##20080824##20090209,BMI BANK B.S.C(c)##00052##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080824##20110410, |
Assari, Farhad | 00358 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20080213##20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080213##20090122, |
Asselstine, Jeffrey Brian | 00143 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070703##20070910,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn##20080708##20081120,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20070910, |
Astruc, Stephane Emile | 01264 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20200204##, |
Attari, Bader Omar Sudqi | 01863 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20210714##20210905, |
Attia, Adel Ayad Fayez | 01829 | Al Rayan Investment LLC##00045##Internal Audit Function##Approved##20210310##, |
Attya, Mahdi | 00838 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20110308##20120901,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101101##20141231, |
Audi, Raymond Wadih | 00089 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20061221##20160315, |
Auniac, Charles Thomas Georges Edouard | 01423 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231, |
Austin, Kirk David | 01178 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20121112##20151011,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20121112##20141231, |
Avraam, Alkis | 01696 | CQUR Bank LLC##00622##Finance Function##Withdrawn##20190716##20210714, |
Awad, Sherif Gamil Hanna | 01099 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120429##20140417,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn##20120429##20140417, |
Awada, Ayman | 00420 | BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20080622##20100418,The Saudi National Bank##00081##Finance Function##Approved##20100328##,The Saudi National Bank##00081##Senior Management Function##Approved##20100328##, |
Awada, Mahmud Fahed | 01650 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20180809##20190709, |
Awan, Jehanzeb Ahmed | 00060 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn##20060912##20130114,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn##20060912##20130114, |
Ayache, Ghassan Shafik | 00090 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20061221##20110526, |
Ayesh, Anas Maher Radi | 00105 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn##20070116##20111006, |
Ayesh, Omar Jamal | 00554 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20100516, |
Ayoub, Khaled | 00665 | SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn##20091021##20141029,Chedid and Associates Qatar LLC##00115##Risk Management Function##Withdrawn##20091021##20151102, |
Ayoub, Mazen | 00758 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20100426##20120321,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100426##20120321, |
Ayyash, Hussein | 00772 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20140603,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20140603, |
Azar, Girgi | 00068 | UBP (Qatar) LLC##00021##Senior Executive Function##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Executive Governance Function##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn##20061031##20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061031##20100328, |
Azar, Makram Toufic | 00959 | Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20110615##20161026,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110615##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110615##20141231, |
Azar, Nadim Mark | 01379 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140319##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140319##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140319##20141231, |
Azar, Toni | 01362 | Bank Audi LLC##00027##Risk Management Function##Approved##20140210##, |
Azhari, Saad | 00389 | BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved##20080824##,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn##20080407##20080824, |
Babicci, Chris Anthony | 00043 | Standard Chartered Bank##00010##Senior Executive Function##Withdrawn##20060622##20080401, |
Badawi, Rasha Ahmad | 00633 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110720##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110720##20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20090708##20110526,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090708##20110526, |
Badea, Stefania Madalina | 01384 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140327##20141231, |
Badiga, Sumanth | 00118 | AIG MEA Limited##00035##Finance Function##Withdrawn##20070218##20080308, |
Badine, Leila Elias | 00085 | Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn##20081023##20100819,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20061218##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061218##20090812, |
Badr, Suhail Abdulhalim A | 01631 | The Saudi National Bank##00081##Internal Audit Function##Approved##20180307##, |
Bainbridge, Andrew Philip | 00538 | Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn##20081203##20100328, |
Bajpai, Rahul Kumar | 00491 | ICICI Bank Limited##00041##Finance Function##Withdrawn##20080923##20140930, |
Bajracharya, Michael Siddhi | 00934 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20110410##20110922, |
Baker, John Edward | 00693 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Management Function##Withdrawn##20091115##20121031, |
Bakhos, Fady Jean | 00336 | EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn##20071213##20091101, |
Bakhti, Mohamad Khaled | 01752 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20200405##20220412, |
Bakshi, Puneet | 00966 | Q Life & Medical Insurance Company LLC ##00141##Finance Function##Approved##20110630##, |
Balachandran, Dinesh Parakkal | 00725 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100114##20130515, |
Balasubramaniam, Ramkumar | 01767 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Finance Function##Approved##20200601##, |
Balasubramanian, Sabarinathan | 01628 | Marsh Qatar LLC##00085##Finance Function##Approved##20180121##, |
Bamidele, Babatunde Olukayode | 01179 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20131121##20140603, |
Banahi, Razan | 01924 | Investcorp Investments LLC##00219##MLRO Function##Approved##20220207##, |
Banerjee, Suvojeet | 00921 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101, |
Bansal, Mayank | 01542 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved##20160811##, |
Bansal, Rajesh | 01873 | Qatar First Bank LLC##00091##Finance Function##Approved##20210905##, |
Barbour, Bernard | 00399 | QINVEST LLC##00048##Senior Management Function##Approved##20080501##,QInvest Capital Partners LLC##00602##Non-Executive Governance Function##Withdrawn##20220207##20220425, |
Barchini, Joseph | 00631 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn##20090708##20120910, |
Barchukov, Fedor | 01886 | CQUR Bank LLC##00622##Senior Management Function##Approved##20211025##, |
Bark, Wilhelmus Albertus Joseph | 00832 | Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20101101##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20101101##20141231, |
Barker, Douglas Macfarlane | 00596 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20091008,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20091008, |
Barot, Chintan | 01312 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20131029##20160712,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131029##20141231, |
Baroud, Ziyad | 01164 | Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20121016##,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20121016##, |
Baroudi, Roudi | 00666 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
Barretto, Gasper Thomas | 00187 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20120326,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20120326, |
Barugh, Alistair Frank Charles | 01554 | AWP Health & Life S.A.##00193##Compliance Oversight Function##Approved##20161030##,AWP Health & Life S.A.##00193##MLRO Function##Approved##20161030##, |
Basbous, Nadia Ahmed | 01125 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231, |
Bashir, Sher Ali Mohammad | 00604 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090420##20120103,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090420##20120103,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn by the QFCRA##20120710##20140518,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn by the QFCRA##20120710##20140518, |
Bassiouny, Hany Aly Galal Abdelaziz | 01261 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231, |
Bassyouni, Farid Medhat Farid | 01277 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130716##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130716##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20130716##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20130716##20141231, |
Bates, Daniel Benton | 00963 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20110626##20120930,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110626##20120930, |
Battistella, Stephane Thomas Ludovic | 00741 | AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20100706##20130117,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20100706##20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20100328##20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100328##20130117, |
Bauer, Carl John | 00079 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn##20061206##20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Withdrawn##20061206##20070701, |
Bdeir, Khodr | 01193 | Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20130107##20140526, |
Beechey, Tess | 00806 | Aon Qatar LLC##00086##Finance Function##Withdrawn##20100902##20110512, |
Bekkali, Zineb | 01899 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20211108##, |
Belfer, Daniel | 01627 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20180121##, |
Bell, Nicola | 01587 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210706##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn##20170529##20210706, |
Belman, Fred Fouad Mohammad | 00278 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218, |
Ben Mansour, Wafik | 01227 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130326##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130326##20141231, |
Ben Youssef, Sadri | 00880 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20120423,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20120423, |
Ben-Gacem, Hazem | 01671 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20190109##, |
Benani, Saad Dyrar | 01391 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140415##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140415##20141231, |
Benhadda, Saadia | 01437 | |
Benjamin, Melissa Mary | 00546 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20090728##20121213,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20090728##20121213,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20081204##20091012, |
Benlounes Bennai, Feriel | 01067 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120229##20141231, |
Benmouhoub, Mehdi | 01096 | |
Bennett, Andrew David | 01495 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20150726##20160527, |
Bennett, Raymond William | 01441 | QIC International LLC##00034##Actuarial Function##Withdrawn##20141127##20160125,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Withdrawn##20141127##20160125, |
Bernassau, Alexandre | 01773 | Qatar First Bank LLC##00091##Senior Management Function##Approved##20200823##, |
Besinque, Arnaud Roland Jacques | 00938 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110421##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110421##20141231, |
Besiso, Mohamed Nayef omar Nur El-Din | 00556 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct##20081217##20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn - termination by the authorised firm due to alleged gross misconduct##20081217##20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Withdrawn - termination by the authorised firm due to alleged gross misconduct##20081217##20100215, |
Besse de Laromiguiere, Audoin Valery Pierre Marie | 00702 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20091123##20130206,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091123##20130206, |
Bhagaloo, Shivash | 01731 | AIG MEA Limited##00035##Actuarial Function##Approved##20191216##, |
Bhansali, Pankaj | 00580 | RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn##20090421##20110117, |
Bharadava, Ritesh Babubhai | 01052 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20120201##20150701,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20120201##20150701,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn##20160307##20211126,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn##20160307##20211126, |
Bharadwaj, Suraj | 00229 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070903##20080115, |
Bhardwaj, Sunit | 00623 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20090527##20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Advising on Investments##Withdrawn##20090527##20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090527##20141229, |
Bhat, Ashok Anant | 00215 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20070724##20110206,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20080110##20110206, |
Bhat, Krishna Parameshwar | 01458 | Citibank, N.A.##00043##Finance Function##Withdrawn##20150126##20171112, |
Bhatia, Kiran Kishin | 01276 | Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn##20130625##20210202,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn##20130625##20210202, |
Bhatia, Sanjay | 00349 | Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved##20080110##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20080110##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080110##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080110##20141231, |
Bhatia, Sunny | 00128 | Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn##20070304##20101123, |
Bhatiani, Gaurav | 00965 | Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Withdrawn##20110630##20140309,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Approved##20181029##,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Withdrawn##20110630##20140309, |
Bhutani, Rommi | 00591 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20100707,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090407##20100707, |
Bilge, Hatice Ebru | 01945 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Internal Audit Function##Approved##20220606##, |
Bin Kamsani, Fazlur Rahman | 00480 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080909##20120429,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080909##20120429, |
Bitar, Mousa Omran Mousa | 00279 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140405, |
Bizzozero, Alessandro Cosimo Heribert | 00069 | UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn##20061031##20090118,UBP (Qatar) LLC##00021##MLRO Function##Withdrawn##20061031##20100207, |
Bladen, Tracey | 01080 | Kane LLC##00121##Compliance Oversight Function##Withdrawn##20120321##20120930,Kane LLC##00121##MLRO Function##Withdrawn##20120321##20120930, |
Blake, Ian David | 00822 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20101018##20121231, |
Blando, Sweet Loraine Marabillo | 01438 | |
Boillot, Julien Yves Herve | 01793 | Maha Capital Partners LLC##01098##Senior Executive Function##Approved##20201202##,Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##, |
Bonamy, Guillaume Julien Constant | 01734 | AWP Health & Life S.A.##00193##Internal Audit Function##Approved##20200127##, |
Bondarev, Dmitry | 01516 | Citibank, N.A.##00043##Risk Management Function##Approved##20160110##, |
Bonnassieux, Marc Joseph Charles | 01050 | Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20120111##20150601, |
Bono, Steeve | 01149 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120910##20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120910##20141231, |
Bonynge, Steven Richard | 00484 | MARSH BROKERS LIMITED ##00093##Senior Management Function##Withdrawn##20080914##20120201, |
Bora, Rizwan Shaukatali | 01135 | UBS AG##00087##Finance Function##Withdrawn##20120715##20210620, |
Boran, Ahmet Afa | 01003 | Amwal LLC##00145##Senior Management Function##Withdrawn##20120719##20160907,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20110914##20141231, |
Borenshtein, Timur | 01868 | CQUR Bank LLC##00622##Compliance Oversight Function##Approved##20210727##,CQUR Bank LLC##00622##MLRO Function##Approved##20210727##, |
Borkhataria Martin, Seema | 01288 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Compliance Oversight Function##Withdrawn##20130818##20200106, |
Borland, William | 00967 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20110713##20120527,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110713##20120527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120830##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120830##20141231, |
Borman, Colin Andrew | 01088 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20120408##20130328, |
Both, Thomas Marinus | 01464 | Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Withdrawn##20150209##20150512, |
Bou Ayach, Said | 00276 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn##20100815##20130424,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100620, |
Bou Ayache, Maamoun Riad | 00123 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20080622##20100310,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20070226##20100620, |
Bou Diab, Abbas | 00467 | BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Approved##20080901##,BLOM Bank Qatar LLC##00079##MLRO Function##Approved##20080901##, |
Bou Khouzam, Imad Nabih | 00044 | Standard Chartered Bank##00010##Finance Function##Withdrawn##20060622##20080401, |
Bou Shahin, Rabii | 00737 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100310##20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100310##20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110302##20130822,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130923##20141231, |
Bouker, Slim | 00757 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20100426##20150211, |
Boukhalil, Nikolaos | 01169 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231, |
Boullefort-Fulconis, Nathalie Marie Juliette | 00034 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20090303, |
Boulos, Jawad Simon | 01755 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20200420##, |
Bouloux, Charles Serge Henri | 00119 | AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20070218##20080308, |
Bourel, Herve Paul Joseph Raymond | 01480 | Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn##20150601##20200120, |
Boyon, Michel Henri Claude | 01794 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
Brady, Peter John | 00441 | UBS AG##00087##Compliance Oversight Function##Withdrawn##20080723##20131130,UBS AG##00087##MLRO Function##Withdrawn##20080723##20131130, |
Brearley, Sarah Louise | 01314 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141106##20141231, |
Bree, Sarah Jane | 01555 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20161030##20180628, |
Breusch, Carola Nicola Asha | 00054 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20070701, |
Bromley, John Axel | 00711 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20091210##20130115,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20091210##20130326, |
Bromley, John Paul | 00529 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20081130##20101103,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20081130##20101103, |
Brook, Shaun Andrew | 00801 | Kane LLC##00121##Senior Executive Function##Withdrawn##20100826##20120326,Kane LLC##00121##Executive Governance Function##Withdrawn##20100826##20120930, |
Brooks, Peter Sam | 01326 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141127##20141231, |
Brown, Gavin Farley | 00638 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20101007##20130310,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn##20090812##20130310,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn##20130625##20141030, |
Brown, Mark | 01170 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231, |
Brown, Peter James | 00351 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20080127##20120513, |
Brown, Stephane James | 01192 | Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20130107##20160121, |
Bseisu, Dina Adnan Nureddin | 00243 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070920##20110113,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070920##20110113, |
Buchanan, Duncan Roderick | 00424 | Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn##20080630##20110526,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20080630##20110526,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080630##20110526,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20110817, |
Buckley, Michael Oliver | 01118 | Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn##20120527##20161212,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn##20120527##20161212, |
Bukhamseen, Anwar Jawad Ahmed | 00555 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20081217##20190424, |
Bukshi, Varun Kumar | 01478 | Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Approved##20180731##,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150512##20180731, |
Buling, Anabelle Tubosa | 01629 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20180121##20180121, |
Bulovic, Rim Esreb | 00023 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20060305##20070920,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060305##20070920, |
Bundoc, Mary Ann Mayuga | 01514 | Aon Qatar LLC##00086##Finance Function##Approved##20151229##, |
Burger, Susanne Daniela | 01121 | Daman Health Insurance Qatar LLC##00142##Actuarial Function##Withdrawn##20120527##20200120, |
Busuttil, Conrad Victor | 01224 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20130320##20140930,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20130320##20140930, |
Butcher, Nayna | 00802 | Kane LLC##00121##Compliance Oversight Function##Withdrawn##20100826##20120321,Kane LLC##00121##MLRO Function##Withdrawn##20100826##20120321, |
Butler, Niall | 01143 | Allianz Worldwide Care Limited##00163##Risk Management Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn##20140617##20160715, |
Byrne, Michael | 01669 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20181219##20200209, |
Cahill, James William | 00397 | AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20080519##20091214,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080519##20091214, |
Callaghan, Steven James | 00762 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110825##20141231,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100505##20110808,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100505##20110808, |
Callander, Norman Scott | 00035 | AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn##20060423##20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060423##20100706, |
Calleja, Kenneth | 01443 | Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20141202##20151224,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141202##20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141202##20141231, |
Cameron, Andrea | 01232 | |
Capron, Frank | 01340 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20140115##20140115,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20140115##20140115, |
Carmignani, Roger | 00874 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn##20110113##20120910, |
Carouba, Nataly | 00823 | Matrix ME Alignment Fund Management LLC##00122##Compliance Oversight Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##MLRO Function##Withdrawn##20101018##20121231, |
Carre De Malberg, Alexandre Louis Charles Marie | 01317 | Concordia Capital LLC##00129##Senior Management Function##Withdrawn##20131114##20140415,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20131114##20140415,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20131114##20140415, |
Carton, Edmond Paul Charles Noel Antoine | 01308 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn##20131008##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20131008##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20131008##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Withdrawn##20150519##20180731, |
Cartwright, Timothy George | 01226 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20130326##20170807, |
Casement, David Alexander | 01037 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn##20111101##20140820, |
Cavargna-Sani, Fernando Meinrado | 00816 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120910,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120910, |
Cazavant, Rodolphe Christian | 00619 | Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090513##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn##20090513##20100328, |
Cejka, Martin | 01359 | Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20140210##20151102, |
Chadha, Ajesh | 00039 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20080608##20090812,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20060501##20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20080608##20090812, |
Chai, Ting Ting | 01305 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Internal Audit Function##Approved##20130923##, |
Chaker, Rony | 00962 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110626##20141231, |
Chalhoub, Rana | 00977 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110713##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110713##20141231, |
Chamaa, Muhammad | 00884 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20110206##20111003,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20150426##20151101,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20110206##20111003,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20150426##20151101, |
Chammas, Fadi Said | 00124 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20070226##20091210, |
Chamont, Nadia | 00680 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20091008##20110519,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091008##20110519, |
Chamoun, Jean Tohme | 00091 | Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20061221##20071111,Bank Audi LLC##00027##MLRO Function##Withdrawn##20061221##20071111, |
Chana, Simrin Tara Singh | 01766 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved##20200601##,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved##20200601##,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved##20220110##, |
Chand, Devinder | 01403 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20140610##20161214,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20140610##20161214, |
Chandak, Rajat Kumar | 01509 | First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Approved##20151025##, |
Chandapillai, Babuji Nellikalayil | 00280 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Chandapillai, Mathew Nellikalayil | 00281 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Chandapillai, Shaju Nellikalayil | 00282 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Chandrasekharan, Jayachandran | 00453 | Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20080824##20090812, |
Chandrashekaraiah, Shiva Kumar Nanjundaiah | 00694 | Rothschild & Co Doha LLC##00116##Finance Function##Approved - Inactive##20211117##, |
Chant, Paul Jonathan | 00597 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20090419##20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20090930, |
Chappuis, Yvan Olivier | 00070 | UBP (Qatar) LLC##00021##Finance Function##Withdrawn##20061031##20100207, |
Chatterjee, Amit | 01025 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
Chaudhary, Muhammad Taimoor | 01140 | QINVEST LLC##00048##Finance Function##Withdrawn##20120812##20130206, |
Chaudhry, Faical | 00778 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100620##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100620##20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100620##20120301, |
Chaudhry, Kashif Mehmood | 00539 | Al Mal Bank LLC##00100##Compliance Oversight Function##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank LLC##00100##MLRO Function##No longer performing a controlled function for an authorised firm##20081203##20100328, |
Chedid, Elias Raymond | 00992 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved##20110912##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110912##20141231, |
Chedid, Farid | 00667 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Approved##20110421##,SEIB Insurance and Reinsurance Company LLC##00114##Executive Governance Function##Approved##20091021##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110421##20141231,Chedid and Associates Qatar LLC##00115##Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100207##20141231, |
Chehwane, Doumit Tanious | 00283 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20120201, |
Chemaly, Naoum | 00810 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20100920##20110912, |
Chen, Kai | 01535 | Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved##20160605##, |
Chen, Xiaoling | 01580 | Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved##20170228##,Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
Cherif, Omar Philipp | 01400 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn##20140526##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140526##20141231, |
Chettuvetty, Ajay Kumar | 00684 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn##20091018##20101216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn##20091018##20101216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved##20220524##, |
Chidambaram, Shyam Sundar | 00853 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110512,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101207##20110512, |
Chima, Vikramjit Singh | 01645 | Goldman Sachs International##00053##Finance Function##Approved - Inactive##20180722##, |
Chishti, Hasnain Farid | 01910 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved##20220110##, |
Choksi, Mohamed | 01163 | Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Withdrawn##20121008##20180409, |
Chong, Samuel Songwon | 01370 | QINVEST LLC##00048##Risk Management Function##Withdrawn##20140309##20170111,QINVEST LLC##00048##Senior Management Function##Withdrawn##20140309##20170111, |
Choudhary, Amit Kumar | 01662 | Qatar First Bank LLC##00091##Finance Function##Withdrawn##20181111##20190731, |
Choudhury, Imon Shamsuddin | 00958 | Aon Qatar LLC##00086##Compliance Oversight Function##Approved##20110601##,Aon Qatar LLC##00086##MLRO Function##Approved##20110601##, |
Chow, Cho Yoong | 00650 | Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn##20090827##20110510, |
Chrysanthou, Athos | 01219 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20130224##20140618, |
Chung, Sei Rin | 01666 | Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20181205##, |
Chunyi, Zheng | 01189 | Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn##20121231##20211130, |
Clark, Carianne Ellen | 01328 | |
Clark, Robin Douglas | 00036 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20060423##20141031,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20060423##20080110,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20060423##20071205, |
Clarke, Clodagh Teresa | 01572 | AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn##20161212##20211117, |
Clavarino, Carlo | 01249 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20130520##20181001, |
Cleanis, Michael Pascal | 01230 | UBS AG##00087##Senior Executive Function##Withdrawn##20130402##20140128,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130402##20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130402##20141231, |
Clinton, Roy Mark | 01465 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150726, |
Clipson, Jaqueline Sharen | 00055 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20070701, |
Cocker, Christopher Michael | 01235 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130417##20141231, |
Cockroft, Mark Aram | 01248 | Qatar Reinsurance Company LLC##00117##Actuarial Function##Withdrawn##20130515##20151202, |
Cohill, Richard D'arcy | 01005 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20130523,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20130523, |
Collins, Shaun Anthony | 01032 | Goldman Sachs International##00053##Finance Function##Withdrawn##20111025##20130412, |
Colombo, Andrea Maria Claudio | 01947 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved##20220701##, |
Confoy, Edward Christopher | 00442 | UBS AG##00087##Finance Function##Withdrawn##20080723##20090906, |
Cook, David Earl | 01822 | Sharq Insurance LLC##00054##Senior Executive Function##Approved##20210223##, |
Cook, John Charles | 01715 | Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved##20190926##, |
Coomber, John Richard | 00518 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
Corbett, Jeffrey Loel | 00841 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20101107##20131130,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101107##20131130, |
Cordero, Hector Galeon | 01469 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20150310##20181231,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20150310##20181231,Bank J. Safra Sarasin (QFC) LLC##00212##Compliance Oversight Function##Approved##20190213##,Bank J. Safra Sarasin (QFC) LLC##00212##MLRO Function##Approved##20190213##, |
Cormack, Ian Donald | 00519 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
Cornel, Baby Jean Sabinosa | 01142 | Allianz Worldwide Care Limited##00163##Finance Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Finance Function##Approved##20140617##, |
Cornu-Thenard, Alain Yves Marie | 00695 | Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20130704, |
Costa, Neil | 01473 | Zurich International Life Limited##00067##Actuarial Function##Approved##20150324##, |
Costello, David | 01144 | Allianz Worldwide Care Limited##00163##Actuarial Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn##20140617##20160218, |
Cove, Patrick Nicholas | 01292 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130902##20140512, |
Cowie, Craig | 00790 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130923##20180215,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100815##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100815##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20100815##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20100815##20141231, |
Cowley, Michael Alan | 00577 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn##20090225##20140630, |
Crapper, Steven | 00733 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100215##20110215,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100215##20110215, |
Cummings, Kevin Scott | 00430 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20080713##20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080713##20100526,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20130203##20140714,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn##20120201##20140714,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120201##20140714, |
Curtis, Clare Elizabeth | 00132 | Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn##20070318##20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn##20070318##20080308, |
D'Amico, Patrick | 00769 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20120201,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20120201, |
D'Souza, Ralph Herman Constance | 01256 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20130603##20180204, |
Dadis, Rania | 00106 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20070206##20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn##20070206##20080608, |
Dagher, Jalal | 00750 | Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100330##20141231, |
Dagli, Emre | 01799 | VakifBank QFC Branch##00956##MLRO Function##Withdrawn##20201215##20211103, |
Daher, Bruno | 00109 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20070208##, |
Dajani, Izzat | 01022 | Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111019##20130228,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn##20111019##20130228, |
Dalloul, Majed | 01356 | Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn##20140205##20210310,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn##20140205##20210310,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20140507##20210408,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20140507##20210408, |
Danesi, Franco | 00605 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130828##20130919,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20130919,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20130919,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090420##20130919,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090420##20130919, |
Daniel, Jiji Daniel | 00284 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Daphtary, Vivek | 00081 | EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20061212##20070912, |
Das, Sugato Shankar | 00507 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20081023##20110124, |
Dash, Saumitra Kumar | 00924 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20110703, |
Dassani, Praful Anandkumar | 00855 | Sumitomo Mitsui Banking Corporation##00073##Finance Function##Approved##20101212##, |
Dattani, Bhavesh | 00626 | Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn##20090528##20130625,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn##20090528##20130625, |
Dave, Rupesh Amritlal | 01284 | Amwal LLC##00145##Finance Function##Approved##20130716##, |
David, Varghese Pulikottil | 00116 | QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20070212##20140309,QIC International LLC##00034##Risk Management Function##Withdrawn##20070620##20120301,QIC International LLC##00034##MLRO Function##Withdrawn##20070212##20140309,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn##20190501##20220430, |
Davidson, Vincent William | 01070 | Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20120301##20150625,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20120301##20150625,QIC International LLC##00034##Risk Management Function##Withdrawn##20120301##20150625, |
Davies, Paul Jeremy | 01302 | |
Davila Quiroga, Eduardo Ignacio | 01672 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20190203##20220511, |
Davis, Alister John Bryan | 00184 | TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Withdrawn##20070516##20100215,TAIB Bank Qatar LLC##00049##MLRO Function##Withdrawn##20070516##20100215, |
Davis, Michael Gregory | 01884 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Withdrawn##20211025##20220510, |
Dayanand, Satya | 00378 | Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20080308##20100624, |
De Castro Rodriguez, Rafael | 01245 | American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20130507##20160331, |
de Graffenried III, Arthur Moseley | 00475 | Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Executive Governance Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20101215##20121018,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20080904##20101215, |
de Picciotto, Daniel Alain | 00071 | UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn##20061031##20100207, |
de Villeneuve-Bargemont, Bertrand Philippe Alban | 01238 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20130428##20140518, |
Deane, Helen Rebecca (Prohibited) | 01145 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20120827##20130530,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20120827##20130530, |
Deegan, Gary Anthony | 00250 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20081104,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20081104, |
Deen, Abdullatif Khaled Abdullatif Mohamed | 00768 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20100526##20101017, |
Degun, Rajpal Kaur | 01089 | Kane LLC##00121##Finance Function##Withdrawn##20120408##20120429, |
Deichl, Wolfgang | 00798 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20100815##20120326, |
Delivanis, Patrikios | 01426 | Morgan Stanley & Co International plc##00019##Senior Management Function##Approved##20140930##,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140930##20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140930##20141231,Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211108##, |
Denton, Paul Robert | 00569 | UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn##20090118##20100608, |
Deulin, Ivan | 01862 | CQUR Bank LLC##00622##Finance Function##Approved##20210714##, |
Devasia, Thomas | 00655 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn##20101025##20130930,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Insurance Mediation##Withdrawn##20090901##20130930,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn##20141104##20160628, |
Devos, Philippe Jean Jacques Louis | 00375 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20080308##20150201,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20080308##20110102,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080308##20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080308##20141231, |
Dhanoo, David Devanand | 00618 | Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn##20090514##20101014,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn##20090514##20101014, |
Dhingra, Gaurav | 00137 | ICICI Bank Limited##00041##Finance Function##Withdrawn##20070321##20080924, |
Dhoot, Amit | 00885 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20110206##20120229,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20110206##20120229,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20120229##20140922,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20120229##20140922,Citibank, N.A.##00043##Compliance Oversight Function##Approved##20141117##,Citibank, N.A.##00043##MLRO Function##Approved##20141117##, |
Di Nolfo, Natale | 01844 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn##20210525##20220701, |
Diab, Fuad Suliman | 00012 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn##20051205##20170220, |
Dick, Dermot Patrick | 00188 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20110512,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20091206##20110308,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20110308, |
Dick, Joanne | 00002 | Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20050929##20051229, |
Dighe, Rohan | 01728 | AIG MEA Limited##00035##Compliance Oversight Function##Approved##20200405##,AIG MEA Limited##00035##MLRO Function##Approved##20191208##, |
Doctor, Jasmeet Noshir | 01642 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20180709##20220516, |
Dodge, Corina | 01537 | American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20160626##20170511, |
Doghlass, Gladson | 00503 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081023##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081023##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20081023##20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20081023##20141231, |
Dolan, Leigh | 01504 | Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn##20150913##20170925, |
Dondi, Marc | 00770 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100526##20110912,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20100526##20110912, |
Dosaj, Arjun | 00651 | Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn##20101017##20120408,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn##20101017##20120408,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn##20090827##20101017, |
Doshi, Chirag Rajkumar | 01686 | Epicure Investment Management LLC##00676##Executive Governance Function##Approved##20220606##,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn##20190501##20220606, |
Dougan, David | 01061 | Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20120220##20150216, |
Doummar, Roland Michel | 00526 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn##20081124##20140220, |
Downey, Colin Gerard | 01599 | AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn##20170716##20181231, |
Dr Al-Meer, Jehan Abdulla M A | 01204 | Innovation Capital Qatar LLC##00151##Executive Governance Function##No longer performing a controlled function for an authorised firm##20130116##20131105, |
Dr Bitzer, Johann Michael | 01114 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20200120, |
Dr Schneider, Christian Josef | 01117 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20120527##20150630, |
Dr Trautwein, Hans | 01242 | Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn##20130501##20200120, |
Dragomer, Pierre Andre | 00383 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080313##20090331,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080313##20090331, |
Driscoll, John | 00476 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20080904##20100426, |
Drosten, Heinz-Peter Ichiro | 01663 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20181111##20190417, |
Dsouza, Vinaya Edward | 01658 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20181029##20181217, |
Ducat, Bettina Gisele | 01165 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20121016##20141031, |
Dueymes, Cedric François Marie | 00648 | AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20090819##20100411, |
Duggan, Alyson | 01837 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210411##, |
Dulake, Elizabeth Anne | 00199 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070701##20110512, |
Dunphy, Rachel Christina | 01664 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20181128##,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved##20181128##, |
Dunster, Matthew Christy | 00868 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn##20110105##20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn##20110105##20130716, |
Durbha, Vinod Kumar | 01137 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20120806##20160907,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120806##20141231, |
Dureja, Sanjeev | 00782 | Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20100623##20190923, |
Durman, Tamer Selçuk | 01299 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Risk Management Function##Withdrawn##20130915##20150528, |
Dutta, Subhendu | 00919 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101, |
Duttenhofer, Danielle Marie-Therese Maynard | 00989 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20110825##20111124,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110825##20111124, |
Dwarakanathan, Magesh | 00583 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20090322##20130516,Aon Qatar LLC##00086##Senior Management Function##Approved##20130716##,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231, |
E'Waidah, Nidal Radi Younis | 00130 | Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved##20070308##, |
Earle, Glenn Peter Jonathan | 00204 | Goldman Sachs International##00053##Finance Function##Withdrawn##20070709##20111025, |
Easton, Graeme Michael | 00573 | Zurich International Life Limited##00067##Actuarial Function##Withdrawn##20090201##20150205, |
Ebdon, Elizabeth Anne | 00861 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##MLRO Function##Withdrawn##20110102##20150731, |
Eden, John Kenneth | 00457 | RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn##20080831##20100310,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn##20080831##20100310, |
Edwards, Deborah Mary Anne | 01450 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141229##20141231, |
Eid, Lara Halim | 00125 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20070226##20110206,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20070226##20110206, |
Eid, Ramzi | 01233 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130410##20141231, |
Eid, Ramzi | 01661 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20181111##20210531, |
Eid, Wael Kamal Amin | 01938 | QINVEST LLC##00048##Risk Management Function##Approved##20220531##, |
Eido, Tarek | 01838 | UBS Qatar LLC##01169##Senior Executive Function##Approved##20210421##, |
El Anany, Tamer Mohamed Mostafa | 01405 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20140610##20170920,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20140610##20170920, |
El Ayna, Hadi | 01174 | |
El Boustany El Eter, Rima | 01347 | BLOM Bank Qatar LLC##00079##Risk Management Function##Approved##20140128##, |
El Chami, Randa | 00263 | Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20071111##20101003,Bank Audi LLC##00027##MLRO Function##Withdrawn##20071111##20101003, |
El Dabag, Khaled | 01584 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Senior Management Function##Approved##20170510##, |
El Daher, Zeina | 01688 | Nasco Qatar LLC##00057##Compliance Oversight Function##Approved##20190527##,Nasco Qatar LLC##00057##MLRO Function##Approved##20190527##, |
El Debs, Khalil | 01367 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20140217##, |
El Helou, Rita | 01901 | Qatar First Bank LLC##00091##Compliance Oversight Function##Approved##20211108##,Qatar First Bank LLC##00091##Senior Management Function##Approved##20211108##, |
El Jed, Laurent Hilal | 00247 | Kaupthing Bank hf.##00063##Senior Management Function##Withdrawn##20070927##20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn##20070927##20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070927##20080313, |
El Kada, Naji | 00717 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20120715, |
El Kadi, Fares | 00390 | BLOM Bank Qatar LLC##00079##Senior Executive Function##Withdrawn##20080407##20120520,BLOM Bank Qatar LLC##00079##Executive Governance Function##Withdrawn##20080407##20120520,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn##20120520##20170406, |
El Khatib, Maher | 01925 | SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Approved##20220222##, |
El Khoury, Georges | 00767 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100526##20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20110922, |
El Khoury, Paul Boulos | 00592 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20120618,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090407##20120618, |
El Kourani, Joseph Malek | 00285 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100411, |
El Ladkani, Alaa | 01270 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130617##20141231,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved##20161024##, |
El Maghawry, Omar Adel | 00225 | CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn##20070828##20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Managing Investments##Withdrawn##20070828##20091207, |
El Mallawany, Yasser Soliman Hisham | 00337 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20130527, |
El Masri, Mohamad | 01014 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20111006##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20111006##20141231, |
El Matni, Chadi | 00612 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20110912, |
El Nakib, Bachir | 00819 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20101011##20140422,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20101011##20140422,Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20140526##20150623,Coutts & Co##00084##MLRO Function##Withdrawn##20140526##20150623, |
El Omari, Raed Mohammad Said Elayan | 00286 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20071128##20141231, |
El Sayed, Bassam | 00729 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100207##20141231, |
El Sayed, Mohamed Nidal | 01814 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved##20210531##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20210121##20210531, |
El Sonbaty, Ayman Wagdy Mohamed | 00745 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100328##20130305,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100328##20130305, |
El Tahry, Aly Mahmoud Saad Eldin | 00405 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20110615, |
El Zein, Saadeddine Abdul Halim | 00093 | Bank Audi LLC##00027##Senior Management Function##Withdrawn##20061221##20100720, |
El Zyr, Karim Antoine | 00266 | Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn##20071121##20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20161120##20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071121##20141231, |
El-Guindi, Mohamed Salah | 00624 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20090527##20140831,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090527##20140831,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141111##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141111##20141231, |
El-Hakim, Jad | 00915 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20121009, |
El-Mahgary, Wael Mohamed Sayed | 00404 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20120809, |
El-Nagdy, Karim Stub | 00251 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20070930##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20070930##20141231, |
El-Quqa, Omar Mahmoud | 00051 | Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn##20060628##20091018, |
El-Sibai, Mustapha | 00391 | BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20080407##20080622, |
El-Zagha, Nael Zahi Rashed | 00540 | Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328, |
Elhag, Tarig Abdul Wahab Mohamed Ahmed | 00658 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn##20090917##20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Advising on Investments##Withdrawn##20090917##20101017, |
Elian, Ziad | 01421 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140831##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140831##20141231,QINVEST LLC##00048##Senior Management Function##Approved##20210223##, |
Elias, Camil Elias | 00287 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Ellen, Peter John | 01303 | Nexus Financial Services WLL##00099##Senior Management Function##Withdrawn##20130917##20150630,Nexus Financial Services WLL##00099##Non-Executive Governance Function##Approved##20220123##, |
Ellis, David Anthony | 01181 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121125##20141231, |
Elmoatassem, Hassam Saeb | 01385 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140327##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140327##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140327##20141231, |
Elmosallamy, Tarek Ahmed Abdelgaffar | 01454 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20141229##20181022, |
Elshar, Mahmoud Abouelfetouh Ghazy | 01909 | Sword Capital Representative Office##01431##MLRO Function##Approved##20211220##, |
ElShikha, Walid Samir AbdelHakam | 00970 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved##20190919##,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn##20110731##20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved##20190919##,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Withdrawn##20110731##20150209, |
Emani, Belqes Faisal Karama | 01027 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20111025##20140227, |
Emmins, Mark Anthony | 01335 | Barclays Bank PLC##00018##Internal Audit Function##Withdrawn##20140115##20151015, |
Endo, Koichi | 01250 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130520##20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130520##20141231, |
Englund, Peter Nils | 01913 | Zurich Insurance Company Ltd. QFC Branch##00166##Non-Executive Governance Function##Approved##20220110##, |
Envis, Gary | 00003 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20050929##20060214,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20060710##20060921, |
Erbay, Derya | 01298 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn##20130915##20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn##20130915##20130915, |
Ergunes, Erhan | 01936 | Sharq Insurance LLC##00054##Senior Management Function##Approved##20220524##, |
Erickson, Bradley Dale | 00004 | Ansbacher & Co Limited##00001##Finance Function##Withdrawn##20050929##20070709, |
Erickson, Ruth Gregory | 00425 | Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20080630##20100124, |
Esmat, Amal Ali | 00241 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20070917##20161023, |
Espiritu, Elmer Hilario | 01904 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20211207##20220127, |
Estlick, Colin | 00736 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20100217##20120527, |
Eteen-Bliss, Adrian Mark | 00930 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20110410##20140403,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140610##20140818, |
Evain, Christian Michel Marie | 00152 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109, |
Evans, Thomas Carlile | 01030 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
Ezzaldin, Khalid | 01855 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved##20210622##,Al Rayan Investment LLC##00045##MLRO Function##Approved##20210622##, |
Fackrell, Gideon Paul Jeffrey | 00037 | AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20060423##20091008, |
Faddoul, Joseph Boutros | 01051 | Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20120201##20121112, |
Faddoul, Wadih | 00649 | Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20100620##20120109,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100620##20120109,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn##20090819##20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090819##20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Withdrawn##20090819##20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Managing Investments##Withdrawn##20090819##20100706, |
Faiz, Mohamed Nassim | 00613 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090430##20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090430##20121125, |
Fajardo, Manuel Eduardo | 01682 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20190502##20190710,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20190502##20190710, |
Fakhreddine, Hussein | 01422 | QINVEST LLC##00048##Senior Executive Function##Approved##20210714##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20200115##20210701,QInvest Capital Partners LLC##00602##Senior Executive Function##Approved##20220207##,QInvest Capital Partners LLC##00602##Executive Governance Function##Approved##20220207##, |
Fan, Feifei | 01918 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
Fanin, Daniele | 01528 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved##20160425##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Approved##20211108##, |
Faraj, Saleh | 00133 | Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Withdrawn##20070318##20100105,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070318##20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20090528##20111003,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn##20090528##20111003,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090528##20111003, |
Fardan, Mohamed Hasan Mohamed | 00566 | MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20090115##20121001, |
Farid, Muhammad Shahid | 01397 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20140507##20160831,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn##20140507##20160831,CB Asset Management LLC##01179##Compliance Oversight Function##Approved##20201230##,CB Asset Management LLC##01179##MLRO Function##Approved##20201230##,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn##20201026##20201201,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn##20201026##20201201, |
Fassati, Edoardo Giuseppe Maria | 01553 | Rothschild & Co Doha LLC##00116##Senior Executive Function##Approved - Inactive##20211117##,Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved - Inactive##20211117##, |
Fatemian, Seyedeh Delaram | 00809 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20100919##20130801, |
Fawaz, Hassan | 01079 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20120321##20140622,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120321##20140622, |
Fawaz, Toufic | 01944 | QInvest Capital Partners LLC##00602##Non-Executive Governance Function##Approved##20220606##, |
Fayed, Omar | 01075 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231, |
Fedor Jr, Stephen Peter | 01094 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20120415##20121214, |
Fenderico, Domenico Maurizio | 00174 | QINVEST LLC##00048##Finance Function##Withdrawn##20070430##20080318, |
Ferguson, Brian Paul | 00907 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110316##20140217, |
Ferland, Benoit | 01757 | Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Withdrawn##20200426##20201125,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Withdrawn##20200426##20201125, |
Fewtrell, Thomas | 00640 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20090728##20200721, |
Field, Gillian Anne | 01188 | Coutts & Co##00084##MLRO Function##Withdrawn##20121231##20140221, |
Fikry, Seifallah Mohamed Amin Mahmoud | 01082 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20120326##20150510, |
Fischer, Michael Bernard | 01895 | UBS Qatar LLC##01169##Compliance Oversight Function##Approved##20211103##,UBS Qatar LLC##01169##MLRO Function##Approved##20211103##, |
Fischer, Peter Christian Anton | 01266 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228, |
Fitz-Henley, Sean | 01411 | |
Fofana, Oumar | 01848 | Qatar First Bank LLC##00091##MLRO Function##Approved##20210525##, |
Forcey, David John | 01291 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20130828##20151202, |
Forde, David Martin | 00064 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061002##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061002##20081217, |
Foroughi, Faranak | 00180 | EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn##20070513##20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070513##20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070513##20070613, |
Fourie, Johannes Jacobus | 01679 | AIG MEA Limited##00035##Risk Management Function##Withdrawn##20190402##20200708, |
Foxwell, Graham Andrew | 00288 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20101017##20130731, |
Francois, Pierre-Henri Guy Marie | 00876 | Concordia Capital LLC##00129##Senior Management Function##Withdrawn##20110113##20140416,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20140416,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110113##20140416, |
Frei, Nikolaus Heinrich | 00659 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn##20090917##20111003, |
Frick, Karl Michael | 00771 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100609##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100609##20141231, |
Fröhlich, Klaus Bernhard Alfred | 01274 | Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20130625##20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20130625##20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130625##20140218, |
Frost, Gavin Christopher | 01010 | Coutts & Co##00084##Finance Function##Withdrawn##20110922##20131231, |
Frost, Ryan Brook | 01782 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20201103##20201229, |
Fuggle, Stephen Andrew | 01185 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20121209##20180429, |
Fukuda, Yuji | 00448 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn##20080810##20130411,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080810##20130411, |
Furner, Richard | 00257 | Zurich International Life Limited##00067##Actuarial Function##Withdrawn##20071108##20090201, |
Furtado, Ryna Prescy | 01029 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
Fysel, Hijab Abdulla | 01834 | Maha Capital Partners LLC##01098##Risk Management Function##Approved##20210329##,Maha Capital Partners LLC##01098##Finance Function##Approved##20210329##, |
Gaa, Shirley Recayo | 01064 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20120220##20140306, |
Gadhia, Vikeshkumar Rasiklal Prabhuda | 00799 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20100817##20120831, |
Gado, Mohamed | 01673 | QNB Capital LLC##00096##MLRO Function##Withdrawn##20190203##20191208, |
Gadourah, Nader Jaodat K | 00635 | The Saudi National Bank##00081##Senior Executive Function##Withdrawn##20090709##20170228,The Saudi National Bank##00081##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100418##20141231,The Saudi National Bank##00081##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20100418##20141231, |
Gajapathy, Logesh Babu | 00289 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124, |
Gally, Laurent-Patrick | 00800 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100825##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100825##20121009, |
Gamez Munoz, Antonio Francisco | 01902 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20211207##, |
Gandhi, Rajender | 00925 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20111101, |
Gandiya, Rufaro Charmaine | 01678 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20190304##20210427,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20190304##20210427, |
Gandolfi, Stefano | 01896 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved##20211108##, |
Gangaram, Narendra Ahuja | 00258 | Zurich International Life Limited##00067##MLRO Function##Withdrawn##20071108##20080225, |
Ganjoo, Pankaj | 00578 | ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20090225##20120830, |
Garcia, Felix Manso | 01647 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20180731##, |
Garden, Robert Ian | 00165 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20070404##20080921, |
Gardner, Sharon | 00663 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20090930##20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100707##20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100707##20120220, |
Garrett, Edward James Sutcliffe | 01085 | Kane LLC##00121##Senior Executive Function##Withdrawn##20120326##20120615, |
Gaunt, Roy Edward | 00839 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20130203##20140701,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20101103##20130203,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20101103##20130203, |
Gayley, Colleen | 01062 | |
Geahchan, Yves Marie | 01073 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20120312##20140615, |
Geha, Samih | 01325 | SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Approved##20131124##,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved##20140225##, |
Gehrke, Andreas | 00058 | Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20060910##20081023,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20060910##20081023, |
George, Abraham Adappanam Kandathil | 00291 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
George, Shine Babu | 00290 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
George, Varghese Adappanam Kandathil | 00292 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130625, |
Ghafur, Arshad Iqbal | 00627 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20111006##20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100207##20121205, |
Ghalayini, Khalil | 00760 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100505##20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100505##20101101, |
Ghamgui, Anis | 00949 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20120531,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20120531, |
Ghareeb, Basma Amanuel Benyameen Yacoub | 00395 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20080420##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080420##20090812, |
Ghassemi, Mahyar | 01922 | Amwal LLC##00145##Non-Executive Governance Function##Approved##20220207##, |
Ghazwi, Mohammad Abdelhaleem Ahmad | 01708 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20190821##20210801, |
Ghouse Khan, Nadeem Khan | 01744 | Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Approved##20200128##,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Approved##20200128##, |
Ghozayel, Mohamed | 01557 | American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20161030##20180831,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20161030##20180831, |
Gibson, Clair Elizabeth | 01156 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20121007##20131026, |
Gillard, Claudine | 01247 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20130507##20130930,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131127##20141231, |
Gilles, Andre Louis | 00237 | EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn##20070912##20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20070912##20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070912##20140331, |
Girdhar, Pankaj | 01372 | The Saudi National Bank##00081##Risk Management Function##Approved##20150607##,The Saudi National Bank##00081##Risk Management Function##Withdrawn##20140309##20140630, |
Glas, Johannes Maria Gregor | 01526 | Investcorp Investments LLC##00219##Senior Executive Function##Approved##20160405##, |
Gloriani, Mark Gregore | 01336 | First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Withdrawn##20140115##20150504, |
Glushko, Valeriy | 01610 | Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##, |
Goetz, Fidelis Maria | 00359 | Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Withdrawn##20110703##20151127,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20130708, |
Gonsalves, Anil Anthony | 00637 | Nasco Qatar LLC##00057##Finance Function##Withdrawn##20090726##20190315, |
Gonzales, Christine Hanna Bautista | 01926 | Prime Financial Solutions LLC##00109##Finance Function##Approved##20220222##, |
Gopalakrishnan, Balaji | 01024 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20111025##20140227, |
Gopi, Mousmi Nadh | 01058 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120208##20141231, |
Gore, Duncan Spencer | 00984 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20110808##20120326,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20110808##20120326, |
Gossiaux, Paul | 01807 | CB Asset Management LLC##01179##Non-Executive Governance Function##Withdrawn##20201230##20211005, |
Govinda Rajan, Magesh Kumar | 00882 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn##20110206##20130704,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131216##20141231, |
Govindarajan, Vijayan | 00195 | BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn##20070628##20080709, |
Gower, Adrian Walton | 00200 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070701##20080313, |
Gowigati, Ghassan Saad Dimitri | 01592 | The Saudi National Bank##00081##Senior Executive Function##Withdrawn##20170710##20180320, |
Graf, Daniel | 01463 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150607, |
Grall-Carpentier, Valerie | 01898 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20211108##, |
Greatbatch, Alan | 00166 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20070404##20081023, |
Green, Katherine Alice | 00338 | EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20071213##20110113, |
Greuter, Charles Peter | 00019 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20060301##20070208, |
Greuter, Thomas Roland | 01921 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20220202##, |
Groom-Baker, Raven Jesse | 01575 | Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20170109##20180128,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20170109##20180128, |
Grossenbacher, Amani | 00811 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20100919##20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100919##20110922, |
Grover, Ashok Kumar | 01550 | Oriental Insurance Company QFC Branch##00325##Risk Management Function##Withdrawn##20161017##20161231, |
Guclu, Can | 00813 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100923##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100923##20141231, |
Guida, Isabelle | 01809 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
Guillemard, Peter Guy Carteret | 01196 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved##20130109##, |
Gulamali, Azadhassan Mustafa Kassamali | 01676 | Barclays Bank PLC##00018##MLRO Function##Withdrawn##20190304##20220308, |
Gulapa, Alvin Abutan | 01743 | Al Awael Captive Insurance Co. LLC##00838##Senior Management Function##Approved##20200128##, |
Guled, Ali Harun Jama | 00541 | Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328, |
Gultiano, Venus Medel | 00682 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20101227##20130816,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20101227##20130816,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20091011##20101212,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20101227##20130816,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20101227##20130816, |
Gunda, Praveen Kumar | 01427 | Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn##20140930##20180130, |
Guo, Guang | 01606 | Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Withdrawn##20170807##20191126, |
Gupta, Udayaditya | 00082 | EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn##20061212##20110113, |
Gurazada, Venkata Ramana | 00621 | AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20090520##20090819, |
Gurtoo, Jai Kumar | 00773 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20110713, |
Gurunathan, Velusiva | 00329 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100411, |
Guy, Kevin Stephen | 00686 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Compliance Oversight Function##Withdrawn##20091020##20130818,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##MLRO Function##Withdrawn##20091020##20110103, |
Habib, Aized | 00196 | BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn##20070628##20080308, |
Haddad, Ala Nashat Farhan | 00104 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070116##20110526, |
Haddad, Carmen Christina | 01334 | Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20140115##20171112,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
Haddad, Elie | 00752 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20130520,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn##20151011##20160718, |
Haddad, Elie | 00235 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20070910##20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20070910##20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070910##20081021, |
Haddow, Andrew James | 01278 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn##20130716##20191216,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn##20130716##20191216, |
Hafazalla, Ehab Mackeen Kamel | 00942 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20110504##20120201, |
Hafez Moustafa, Moustafa Ibrahim | 01633 | The Saudi National Bank##00081##Senior Executive Function##Withdrawn##20180409##20190721, |
Hage Hammoud, Ziad | 01013 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20111003##20140626,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111003##20140626, |
Haggag, Sherif Ibrahim Gad | 00508 | Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20081023##20100721, |
Hagihara , Shoichi | 01689 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved##20190708##,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20210727##, |
Haidar, Jad | 01071 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231, |
Haidar, Sahar | 01282 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20140205##20151102,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140205##20141231, |
Haider, Mahboob Ghulam | 01566 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
Haikal, Farah Waleed Ghalb | 00960 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110615##20141231, |
Hainsworth, Daniel Richard | 01330 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20131216##20170807, |
Hajjar, Roger Edmond | 00668 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20091021##20100516, |
Hajji, Georges Sami | 01007 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20111220,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn##20110914##20111220,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn##20110914##20111220, |
Halabi, Alaa | 01093 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231, |
Halfyear, Paul Richard | 00718 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20120910,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120910##20141231,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn##20190821##20200902,AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn##20190109##20200902, |
Halima-Meddah, Aicha | 00087 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061219##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061219##20081217, |
Hallit, Joseph Michel | 00269 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn##20071121##20120806,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071121##20120806,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn##20071121##20120806, |
Hamad, Akram Taisir Ahmad | 00293 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017, |
Hamami, Sadik Nabil | 01420 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20140831##20180828,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140831##20141231,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140831##20141231, |
Hamdani, Syed Jawad Hassan | 01505 | Merrill Lynch International - QFC Branch##00258##MLRO Function##Withdrawn##20150913##20160708, |
Hameed, Kaswar | 01636 | Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20180429##20210421, |
Hameed, Tariq Sheraz | 01818 | Power Bank LLC##00644##Senior Management Function##Withdrawn##20210223##20210531, |
Hametner, Gerhard | 01049 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20130107##20170518,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20111220##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20111220##20141231, |
Hamiyeh, Fouad Adel | 00153 | Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Withdrawn##20070331##20121011,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Withdrawn##20070331##20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn##20070331##20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070331##20121011, |
Hammami, Mourad | 00660 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn##20090917##20101227,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn##20090917##20101227, |
Hammoud, Bassam | 01337 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
Hammoud, Ola | 01780 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20201103##20220317, |
Hangari, Aladdin | 00515 | Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved##20081120##,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved##20081120##,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081120##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081120##20141231,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20140327##20150126,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Withdrawn##20140327##20150126,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20150126##,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20130623##20140327,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No long, |
Hanna, Elie | 01086 | AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20120326##20150310,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120326##20141231, |
Hanson, Vedica Vishudi | 01637 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn##20180429##20200921, |
Haq, Shan Ul | 00622 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090520##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090520##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090520##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090520##20141231, |
Haque, Tanvir Muhammad | 01521 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20160221##20180930,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn##20160221##20180930, |
Haran, Paul Andrew | 00259 | Zurich International Life Limited##00067##Senior Executive Function##Withdrawn##20071108##20080225, |
Harish, Bhatia Mohnish | 01310 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20131022##20131125,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20131022##20131125, |
Harrison, Andrew James | 00928 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20120220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20120220, |
Hartoka, Olcay | 01300 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Finance Function##Withdrawn##20130915##20150528, |
Harvard-Walls, Jago | 00601 | Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20101006##20110825,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101006##20110825,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20110817, |
Haryani, Jatin | 01053 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120201##20141228, |
Hasan, Aamir | 01357 | Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn##20140210##20181231, |
Hasan, Ali Raza | 01424 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140914##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140914##20141231, |
Hasan, Lamya Ebrahim Abdulla | 00888 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20110215##20120201,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20110215##20120201, |
Hasberry, John Edward (Prohibited) | 00687 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022, |
Hashim, Ahmad | 00808 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20100902##20101123,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100902##20101123, |
Hashisho, Mohamad Hasan | 00072 | UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn##20061031##20080713,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061031##20080713, |
Hasija, Rohit Rajkumar | 00926 | EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110410##20141231, |
Hassan, Osama Mohammed Muein | 00565 | Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn##20090118##20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Withdrawn##20090118##20091018, |
Hassan, Syed Wasi | 00917 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110404##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110404##20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20110404##20120301, |
Hassiba, Ghada Marwan | 00294 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Hatzidakis, Minas | 01430 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141020##20141231, |
Hawley, Christopher Mark Frederick | 00696 | Rothschild & Co Doha LLC##00116##Senior Executive Function##Withdrawn##20091118##20170122,Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20200419,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive##20211117##,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20091118##20141231,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20091118##20141231, |
Hayani, Mohammed Hussam Eddin Ahmad | 00295 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140131, |
Hayat, Masaud Jawhar | 00025 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
He, Fei Henry | 01605 | Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Withdrawn##20170807##20210725, |
Hean, William George | 00900 | Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20120812##20121231,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120812,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20110302##20121231, |
Heer, Randhir Singh | 01127 | Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn##20120624##20121106, |
Hegazy, Ahmed | 01157 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140615##20141231, |
Hegde, Sharmila Ashrith | 01011 | Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Approved - Inactive##20211117##,Rothschild & Co Doha LLC##00116##MLRO Function##Approved - Inactive##20211117##, |
Heikal, Hassan Mohamed Hassanien | 00339 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20130527, |
Heimburger, Franck | 01859 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210714##, |
Helou, Mikhael | 00697 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20110427##20130207,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110427##20130207,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20100620,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20091118##20100620,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091118##20100620, |
Hemani, Gourang | 01322 | QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131124##, |
Hemuss, Joly Scott Adam | 00943 | Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20110512##20120624, |
Hendawi, Hatem Saad | 00226 | CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20091214##20100623,CORECAP MERCHANT BANK LLC##00059##Finance Function##Withdrawn##20070828##20100623, |
Herbert, Angela Jean | 00364 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080221##20090312, |
Herbrich, Dominique Albert Marie Gabriel | 00706 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn##20091123##20120624, |
Hernandez, Juan Antonio | 01203 | Innovation Capital Qatar LLC##00151##Senior Executive Function##Withdrawn##20130116##20131105, |
Hijazi, Mohammad Saleh Abdelghani | 00022 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved##20170213##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20060301##20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20060301##20060731,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20170213##, |
Hill-Wood, Charles Denis | 00458 | RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090312, |
Hines, Gary Stephen | 01722 | Nexus Financial Services WLL##00099##Senior Executive Function##Approved##20191022##, |
Hissett, Adam | 01643 | Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn##20180709##20200120, |
Hobeica, Antoine | 01508 | Bank Audi LLC##00027##Compliance Oversight Function##Approved##20151019##,Bank Audi LLC##00027##MLRO Function##Approved##20151019##, |
Hock, Eugene Robert Yeoh Eng | 00713 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20091214##20100330, |
Hodroge, Hicham | 00881 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20120301, |
Hoggins, David John | 01039 | State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn##20111101##20130730,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn##20111101##20130730, |
Hollstein, Torsten | 00899 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120527, |
Holmes, Michael | 01377 | Goldman Sachs International##00053##Finance Function##Withdrawn##20140310##20180722, |
Homberger, Martin Joshua | 01870 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##, |
Homma, Noriaki | 01890 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved##20211103##, |
Hoque, Monirul | 00469 | Al Rayan Investment LLC##00045##Senior Management Function##Withdrawn##20080903##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080903##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080903##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20081023##20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn##20081023##20091008, |
Hossain, Syed Akhter | 00040 | Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20060501##20070206, |
Houghton, Robert Mark | 00167 | The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20070404##20100620, |
Howe, James Webster | 00267 | QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn##20071121##20170807,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20071121##20170807,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20160626##20170807, |
Howell, David Robert (Prohibited) | 00688 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn##20091020##20101123,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20091020##20121112, |
Howell, Iain Charles | 00689 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Finance Function##Withdrawn##20091020##20140110, |
Howell, Toby David | 00570 | RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20090120##20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20090120##20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090120##20100706, |
Howes, Neil Roger | 01046 | Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20111128##20140313,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20111128##20140313,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn##20130623##20140205,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn##20130623##20140205,QInvest Capital Partners LLC##00602##Compliance Oversight Function##Approved##20220207##,QINVEST LLC##00048##Compliance Oversight Function##Approved##20140715##,QINVEST LLC##00048##MLRO Function##Withdrawn##20140715##20170206, |
Hu, Zhiqiang | 01880 | Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Approved##20211003##, |
Huang, Guohu Frank | 01725 | Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Approved##20191126##, |
Huertas, Emmanuel Ramon | 00217 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Withdrawn##20070807##20090819, |
Hulme, Paul Graham | 01501 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20150906##20181126, |
Humayun, Nadeem | 01590 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved##20170529##,MUFG Bank, Ltd.##00103##MLRO Function##Approved##20170529##, |
Hunt, John David | 00986 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110817##20121129, |
Hunt, Joseph Paul | 00774 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20110713,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20100609##20110713, |
Husain, Ahmed Abdulhasan Habib Yusuf | 00945 | Aon Qatar LLC##00086##Finance Function##Withdrawn##20110519##20130507, |
Husain, Masarrat | 01202 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20130113##20140225, |
Husain, Syed Zakir | 00844 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20110626, |
Hussain, Ejaz | 01069 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20130307##20140207, |
Hussain, Hussain | 01102 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120429##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120429##20141231, |
Hussain, Muzamil | 01907 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
Hussain, Shahzad | 01849 | Qatar First Bank LLC##00091##Internal Audit Function##Approved##20210525##, |
Hussein, Mohamed Mahdi | 01828 | Al Rayan Investment LLC##00045##Risk Management Function##Approved##20210310##, |
Husseini, Mounir Jihad | 00191 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn##20070529##20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070529##20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070529##20110321, |
Huyberechts, Didier Jean Joseph | 01103 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20120429##20121031,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120429##20121031, |
Ibrahim, Hani Ahmed | 00607 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090421##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090421##20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090421##20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090421##20141231, |
Ibrahim, Manal Farouk Abdelhamid | 00923 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20110519, |
Ibrahim, Zahid Javed | 00227 | CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn##20070828##20090209,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn##20070828##20090209, |
Ihalagama, Neraj Sanjay | 00571 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20090201##20110302,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20090201##20110302, |
Iqbal, Asif | 00120 | AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20070218##20090520,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20100630##20101026,AIG MEA Limited##00035##MLRO Function##Withdrawn##20070218##20101026,AIG MEA Limited##00035##Non-Executive Governance Function##Approved##20220202##, |
Iqbal, Muhammad Azhar | 01712 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved##20190915##, |
Iqbal, Osama | 01791 | Oman Reinsurance Co. - QFC Branch##01134##Finance Function##Approved##20201130##, |
Irshad, Muhammad Asad | 01933 | Sharq Insurance LLC##00054##Actuarial Function##Approved##20220418##, |
Iseda, Kaneyuki | 01210 | MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20130120##20170730,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130120##20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130120##20141231, |
Ishaque, Muhammad Tashfeen | 00615 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20120301,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20120301, |
Ismail Ardah, Nancy | 01946 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved##20220612##,Nexus Financial Services WLL##00099##MLRO Function##Approved##20220612##, |
Ismail, Hassan Ali | 00588 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090401##20141012,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090401##20141012, |
Ivinson, Christopher | 01414 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20140821##20151102,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20160811##20181128, |
Iyengar, Rishi Srinivas | 01395 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140429##20141231, |
Izet Khel, Jahanzeb J.Khan | 01020 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20111019##20130905,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111019##20130905,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20111019##20130905, |
Jabre, Kamal | 01066 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20121209##20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20120229##20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120229##20130617, |
Jaccarini, Edward Anthony | 00238 | EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20070912##20081026, |
Jacobs, Stefanie | 01162 | Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn##20121008##20121031, |
Jacques, Conrad Ave Maria | 01657 | ICICI Bank Limited##00041##MLRO Function##Withdrawn##20181029##20181217, |
Jacquin de Margerie, Bertrand Marie Bernard | 00154 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109, |
Jaffer, Safder Ahmed Ali | 01519 | QIC International LLC##00034##Actuarial Function##Withdrawn##20160125##20180308,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Approved##20160125##, |
Jafree, Khurram | 00704 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20091123##20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091123##20111212, |
Jaidah, Ibrahim Mohamed Ibrahim | 00477 | Qatar First Bank LLC##00091##Non-Executive Governance Function##Approved##20080904##, |
Jain, Dilip | 00138 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20070321##20070724,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20070321##20070724, |
Jain, Madhurr Vinay | 01948 | Sharq Insurance LLC##00054##Finance Function##Approved##20220630##, |
Jain, Punit Kumar | 00939 | Sharq Insurance LLC##00054##Finance Function##Withdrawn##20110421##20220210, |
Jain, Sanjay | 00208 | Sharq Insurance LLC##00054##Finance Function##Withdrawn##20070716##20080127, |
Jalbout, Feras | 01209 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20140610##20141113,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140610##20141113, |
Jamal, Fadi | 01843 | BLOM Bank Qatar LLC##00079##Internal Audit Function##Approved##20210503##, |
James, Prabha (Prohibited) | 01655 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn by the QFCRA##20181022##20210115, |
Janahi, Esam Yusuf Abdulla Abdulkarim | 00175 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20100103, |
Jane, Jonathan Austin | 01654 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20180919##20201207, |
Janoudi, Mohamed Ali | 01812 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
Jansen van Rensburg, Francois | 01259 | Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20170213##20190522,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20130623##20170228,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20190527##20191117, |
Jaralla, Nasser Jaralla S | 01568 | Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##, |
Jarugumalli, Rajesh Babu | 01331 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20131216##20220516, |
Jasem, Warqaa Mohammad | 01154 | Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131003##20141231, |
Jawich, Wassim | 01571 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved##20161212##,Chedid and Associates Qatar LLC##00115##Finance Function##Approved##20161212##, |
Jayan, Vijayan Remju | 00936 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110421##20140205, |
Jeffy, Abdo Ibrahim | 00270 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20090906, |
Jha, Akhil Kumar | 00548 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20081211##20111006,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081211##20111006, |
Jiang, Yong | 00354 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20080131##20080604,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20080131##20080604, |
Jillani, Mohsin | 01425 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140930##20141231, |
Jingyi, Wang | 01342 | Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Withdrawn##20140120##20150930, |
John, Jacob | 00724 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100114##20130805, |
Johnson, Jonathan | 00732 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100207##20110825, |
Johnson, Nicholas William | 00584 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090322##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090322##20141231, |
Joly, Alain Marcel | 00155 | Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Withdrawn##20070331##20120109, |
Jones, Neil | 01151 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120910##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120910##20141231, |
Jones, Vincent | 00690 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Non-Executive Governance Function##Withdrawn by the QFCRA##20091020##20191022, |
Jordan, Stephen | 00110 | United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20070211##20080414, |
Joseph, Joy Joseph | 00296 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20101017, |
Joshi, Charudutta | 00728 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20100124##20120611,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100124##20120611, |
Jossa, Adrian | 00100 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20061228##20070703,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20061228##20070703,Goldman Sachs International##00053##Compliance Oversight Function##Withdrawn##20070709##20160131,Goldman Sachs International##00053##MLRO Function##Withdrawn##20070709##20160131,Goldman Sachs International##00053##Senior Management Function##Withdrawn##20070709##20070709, |
Jouard, Philippe Etienne Georges | 00176 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20070430##20100328,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080526##20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070430##20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20070430##20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20070430##20100328,Concordia Capital LLC##00129##Senior Executive Function##Withdrawn by the QFCRA##20110113##20140518,Concordia Capital LLC##00129##Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn by the QFCRA##20110113##20140518,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn by the QFCRA##20110113##20140518, |
Joudeh, Helal | 01084 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120408##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120408##20141231, |
Joy, Elengickal Kuriepe | 00297 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Juma, Yusuf Abdulla Mohamed | 00513 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20100720, |
Junblat, Rabih Farid | 00056 | Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn##20060731##20111114,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn##20060731##20111114,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20150209##20160818,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20150209##20160818,QINVEST LLC##00048##MLRO Function##Approved##20170206##,QInvest Capital Partners LLC##00602##MLRO Function##Approved##20220207##, |
Jung, Andreas | 01320 | Zurich International Life Limited##00067##Internal Audit Function##Withdrawn##20131124##20180815,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20140205##20141030,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20160417##20180815, |
Junjun, Xie | 00910 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20110316##20171204, |
Jurissen, Katrin | 01615 | UBS AG##00087##Senior Executive Function##Withdrawn##20171023##20180731, |
Kabeke, Janet Mbiki | 01026 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
Kagalwala, Hassan Saifuddin | 00996 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110912##20141231, |
Kalaiah, Avinash | 01544 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20160906##20181217, |
Kalathil, Thomas Sajan | 00298 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Kallayi, Mohammed Sadique | 00862 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20110106##20140821, |
Kamal, Imran | 01733 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn##20200115##20210420, |
Kamal, Mostafa Mohamed Mostafa | 01182 | |
Kamm, Adrian Kurt | 00021 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20060711##20070429,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20060301##20070429, |
Kampani, Jayshree Virendra | 00299 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Kan, Jae-Min | 01810 | UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##, |
Kandasamy, Arul Kanda | 00252 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20080921,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20080921, |
Kandrikal, Tina Joseph | 01626 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved##20180115##,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved##20180115##, |
Kaneko, Kinji | 00557 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Management Function##Withdrawn##20081217##20110817, |
Kannian Govindarajan, Shampathkumar | 00602 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101007##20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20090408##20141231, |
Kapetanios, Theofilos | 01783 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20201103##20220228, |
Kapur, Rajesh Suresh | 00439 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20090616##20100124,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080722##20100124, |
Karam, Josiane | 01239 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20131106##20181128,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20130428##20181128,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20130818##20190821,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20130428##20190821, |
Karameh, Nabil | 01097 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20120423##20131001, |
Karaoglan, Serge Toufic | 00218 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20070808##20140902, |
Karatas, Muhammed Fatih | 00708 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20091206##20120910,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20091206##20120910, |
Karikampallil, George George | 00233 | TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn##20070903##20100215, |
Karim, Muhammad Omar | 00585 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20090520##20101207,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090520##20101207, |
Kasala, Kamlesh | 01561 | Amwal LLC##00145##Compliance Oversight Function##Approved##20161204##,Amwal LLC##00145##Risk Management Function##Approved##20161204##,Amwal LLC##00145##MLRO Function##Approved##20161204##, |
Kasargod, Nivedita Sadanand | 00083 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20061212##20070912,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20061212##20070912, |
Kassem, Ahmed Sabry Mohamed | 01591 | The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn##20170605##20220531,The Saudi National Bank##00081##MLRO Function##Withdrawn##20170605##20220531,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved##20220606##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved##20220606##, |
Katounas, Michail | 01286 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20130724##20210630,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130724##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130724##20141231, |
Katra, Hani | 00985 | Qatar First Bank LLC##00091##Finance Function##Withdrawn##20110808##20180812, |
Katsaitis, Stavros | 00721 | AIG MEA Limited##00035##Actuarial Function##Withdrawn##20091215##20160430, |
Kayahanli, Murat Oskay | 00542 | Al Mal Bank LLC##00100##Senior Management Function##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn##20081203##20100328, |
Kazerooni, Rayan Abdulredha Ali | 00828 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101017##20140319,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101017##20140319,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20101017##20140319,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20101017##20140319, |
Kazma, Badih Salah | 01483 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20150607##20170115, |
Kedia, Deepak Gopal | 00140 | ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Withdrawn##20070321##20070911,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20070911, |
Kefi, Enis | 00509 | Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20091207,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20091207, |
Keijzer, Jacco Peter | 01091 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120408##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120408##20141231, |
Keith, Simon Patrick Kendall | 00558 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20110302##20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn##20081217##20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20110302##20110912, |
Keller, Martin | 01257 | Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20130623##20151231, |
Kennerdale, James Michael | 01077 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130214##20141231, |
Kerr, Douglas Iain | 00489 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20080921##20101123,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20141229##20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20080921##20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141229##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080921##20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141229##20141231, |
Kerton, Andrew James | 00895 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20110302##20130602, |
Kettles, Andrew Neil | 00598 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110601,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20110601, |
Khajah, Abdullah Mahmoud Hasan Ghaloum Mohamed | 00504 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20081023##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081023##20090812, |
Khalid, Faraz | 01506 | QIC International LLC##00034##Risk Management Function##Withdrawn##20150917##20161017,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20150917##20151202,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20150917##20161017, |
Khalifa, Mustafa Hamza | 00904 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn##20110310##20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn##20110310##20130501, |
Khalife, Mohamad | 01613 | SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn##20171023##20220222, |
Khan, Abdul Muqeet | 01687 | QINVEST LLC##00048##Internal Audit Function##Approved##20190527##, |
Khan, Akber Ahmad | 00620 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090513##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090513##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090513##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090513##20141231, |
Khan, Amir | 01618 | Citibank, N.A.##00043##Senior Executive Function##Approved##20171112##,Citibank, N.A.##00043##Executive Governance Function##Approved##20211003##, |
Khan, Ishfaq | 01883 | Aon Qatar LLC##00086##Senior Management Function##Approved##20211025##, |
Khan, Masood Hussain | 00080 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20071217##20091018,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn##20071217##20091018,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn##20061206##20091018, |
Khan, Moti Urrahman | 00543 | Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##No longer performing a controlled function for an authorised firm##20081203##20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##No longer performing a controlled function for an authorised firm##20081203##20100328, |
Khan, Nawab Zada Shirshar | 00300 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Khan, Nayeem Ulla | 01481 | Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20150601##20170330, |
Khan, Rana Tahawar Ullah | 01774 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20200902##20220506, |
Khan, Samir Jamal | 00549 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20081217##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20081217##20141231, |
Khan, Usman Tariq | 01638 | Barclays Bank PLC##00018##Compliance Oversight Function##Approved##20180521##,Barclays Bank PLC##00018##MLRO Function##Approved##20220308##, |
Khan, Zaeem Salman | 00625 | MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090527##20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090527##20141231, |
Khanna, Anuj | 00608 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090421##20120703,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090421##20120703, |
Khanna, Tarun | 00611 | Nexus Financial Services WLL##00099##Finance Function##Withdrawn##20090422##20190919,Nexus Financial Services WLL##00099##Executive Governance Function##Approved##20220123##, |
Kharsa, Marwan | 01595 | SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved##20220222##,SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Withdrawn##20170710##20220222, |
Khashabi, Adel Abdulaziz | 00234 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070910##20090906, |
Khatib, Jamal | 01887 | Hoopoe Advisors Representative Office##01389##Senior Executive Function##Approved##20211027##, |
Khatri, Asma | 01546 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20161017##20171016,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved##20180104##, |
Khattar, Antoine | 01751 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20200326##, |
Khawaja, Fuad Ahmed | 01318 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved##20131114##, |
Kheirallah, Kamal Georges | 00530 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20081130##20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20081130##20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081130##20090419, |
Khodr, Shawki Zoukan | 00026 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
Khonji, Marwan Yousif A Hameed Mohamed Tayeb | 01536 | Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn##20160626##20160731,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn##20160626##20160731, |
Khonji, Mohamed Abdulfatah Ahmed Mohamed | 00955 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20140128,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20140128,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20110526##20140128, |
Khot, Ravindra Anant | 00185 | TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn##20070516##20070903, |
Khoueiri, Georges | 01150 | The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20120910##20130926,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120910##20130926, |
Khouri, Khaled Abdulla Neamat Mohamed | 00765 | Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20170501##20180221,Qatar First Bank LLC##00091##Executive Governance Function##Withdrawn##20170501##20180120,Qatar First Bank LLC##00091##Non-Executive Governance Function##Withdrawn##20100526##20170501, |
Khouri, William Lukens | 00027 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
Khoury, Fouad Ibrahim | 00013 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20051205##20070409, |
Khowri, Bassam Anton Eliass | 00834 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20101101##20120910,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20120910, |
Kidd, Louise Joan | 00641 | Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20090728##20130210,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20090728##20130210, |
Kielty, Andrew | 01479 | Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn##20150519##20200120, |
Kikuchi, Masato | 01680 | MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20190421##20210503, |
Kilany, Nancy | 01930 | Prime Financial Solutions LLC##00109##Senior Executive Function##Approved##20220411##, |
Kilmartin, Edward John | 00755 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20100419##20120312,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100419##20120312, |
Kininsberg, Jorge Alberto | 01877 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20210928##, |
Kline, Philip Ronald | 01246 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20130507##20130731,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20130507##20130731, |
Kneale, Colin Matthew | 01078 | |
Kocer, Nagihan Deniz | 01779 | VakifBank QFC Branch##00956##Compliance Oversight Function##Withdrawn##20201019##20220531,VakifBank QFC Branch##00956##MLRO Function##Withdrawn##20211103##20220531, |
Kodiyattu Puthen Veedu Bhaskaran Nair, Binu | 01656 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved##20181029##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20181029##, |
Kolagani, Shiva Vishnu Reddy | 01792 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn##20201130##20210201, |
Kolatsis, Michael | 01698 | CQUR Bank LLC##00622##Compliance Oversight Function##Withdrawn##20190716##20210728,CQUR Bank LLC##00622##MLRO Function##Withdrawn##20190716##20210728, |
Kong, Xiangjun | 00355 | Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn##20080131##20121231, |
Korampath, Paruthooli Gopalakrishnan | 00301 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Kotian, Savitha Koragappa | 00302 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Koujou, Kheireddine | 00840 | Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn##20101107##20110215,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101107##20110215, |
Koumettou, Elizabeth | 01598 | Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20170716##20210831, |
Kovilakath Sulaiman, Suneesh | 01012 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20110926##20130222,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20110926##20130222,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn by the QFCRA##20130417##20140518,Concordia Capital LLC##00129##MLRO Function##Withdrawn by the QFCRA##20130520##20140518,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn##20150209##20190704,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Withdrawn##20150209##20190704, |
Kozhina, Irina | 01771 | CQUR Bank LLC##00622##Risk Management Function##Approved##20200810##, |
Krishantha Jayasinghe, Milewage Kapila | 01607 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20170807##20170807, |
Krishnamurthy, Balaji | 00712 | QINVEST LLC##00048##Finance Function##Withdrawn##20120423##20120806,QINVEST LLC##00048##Senior Management Function##Withdrawn##20091215##20120806, |
Krishnan, Raja | 01000 | Amwal LLC##00145##Finance Function##Withdrawn##20110914##20120909, |
Krueger, Gerhard Dieter | 00360 | Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20080217##20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20080217##20080526, |
Kulla, Rudolf Antonius | 00644 | MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn##20090809##20120429,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn##20090809##20120429, |
Kumar, Chandrashekar | 00759 | RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20100503##20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20100503##20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100503##20110117, |
Kumar, Manoj | 00209 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20070716##20100721, |
Kumar, Pankaj | 01409 | ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20140618##20180810,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20140618##20180810,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved##20190821##,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved##20190821##,Logistics Insurance LLC##01585##MLRO Function##Approved##20220531##,Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Approved##20220524##,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Approved##20220524##, |
Kumar, Shrawan | 01431 | ICICI Bank Limited##00041##Finance Function##Withdrawn##20141020##20181217, |
Kunahong, Reyina | 01585 | Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20170510##20180409, |
Kunnath, Abdul Rahisse Kurukkan | 00303 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Kunz, Christoph Francois | 00897 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20110302##20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20110302##20111124, |
Kurian, Binish Kurian | 00304 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124, |
Kurien, George | 00074 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn##20061119##20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn##20120624##20181025, |
Kurkjian, Gary | 00785 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100706##20141231, |
Kurmann, Johann | 00094 | Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Withdrawn##20061221##20210701,Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210714##,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20141228, |
Kushalgadhwala, Mustansir Moiz | 01601 | Zurich International Life Limited##00067##Finance Function##Withdrawn##20170720##20200530,AIG MEA Limited##00035##Finance Function##Approved##20200713##,AIG MEA Limited##00035##Executive Governance Function##Approved##20220202##, |
Kyprianou, Anthony Haralambos | 00028 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
Laad, Pankaj | 00376 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn##20080308##20180429,Sumitomo Mitsui Banking Corporation##00073##Finance Function##Withdrawn##20080308##20101212,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20110102##20180429, |
Labba, Latheef Abdul Gafoor | 00305 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Ladki, Adnan | 01229 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20130402##20150701,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130402##20141231, |
Laghari, Mumtaz Ali | 01839 | UBS Qatar LLC##01169##Finance Function##Approved##20210421##, |
Lahoti, Shailesh | 01106 | |
Laing, Scot Harold | 00005 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20050929##20080507,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20050929##20080507, |
Lakhan, Avinash Kant | 01634 | Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved##20180409##,Zurich International Life Limited##00067##Finance Function##Withdrawn##20200628##20210615, |
Lakshmanan, Tirunellai Mahadevan | 00264 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20100817##20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20071111##,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20100817##20101101,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn##20080217##20130930, |
Lalani, Hussain Abdul Aziz | 00029 | United Gulf Financial Services Company LLC##00007##Finance Function##Withdrawn##20060321##20091018, |
Lambert, Alasdare John | 01198 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20140930##20150906,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20130109##20150906,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn##20130109##20140930, |
Lampshire, Martin | 00459 | RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090312, |
Lang, Alfred Karl | 00059 | Barclays Bank PLC##00018##Finance Function##Withdrawn##20060910##20101003, |
Laraki, Ghali | 01269 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved##20140618##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130617##20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130617##20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Executive Governance Function##Approved##20211108##, |
Larin, Dmitry | 01730 | CQUR Bank LLC##00622##Senior Management Function##Withdrawn##20191216##20210814, |
Latif, Khalid | 00210 | Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20070716##20090209, |
Law, Cameron Jack Frazer | 01293 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130902##20140115, |
Law, Pratik | 01324 | Zurich International Life Limited##00067##Risk Management Function##Approved##20131124##,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved##20170319##, |
Laws, Rolf Kenneth Reinhold | 00434 | Aon Qatar LLC##00086##Compliance Oversight Function##Withdrawn##20080722##20110727,Aon Qatar LLC##00086##MLRO Function##Withdrawn##20080722##20110727, |
Lawson, Jennifer Marie | 01321 | Allianz Worldwide Care Limited##00163##Internal Audit Function##Withdrawn##20131124##20140630,AWP Health & Life S.A.##00193##Internal Audit Function##Withdrawn##20140617##20190823, |
Le Bourgeois, Philippe Francois | 01132 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive##20211117##, |
Le Cacher De Bonneville, Pierre Marie Joseph | 01417 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20140826##20190710, |
Leach, Christopher John | 01714 | Sanguine Investment Managers LLC##00744##Executive Governance Function##Approved##20190926##, |
Ledger, Mark Charles | 01207 | Innovation Capital Qatar LLC##00151##Compliance Oversight Function##Withdrawn##20130116##20131105,Innovation Capital Qatar LLC##00151##Risk Management Function##Withdrawn##20130116##20131105,Innovation Capital Qatar LLC##00151##MLRO Function##Withdrawn##20130116##20131105, |
Lee, Frederick Edward Maconchy | 01171 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20121018##20141231, |
Lee, Jongghun | 01253 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130527##20141231, |
Leech, Steven Joseph | 00994 | Zurich International Life Limited##00067##Finance Function##Withdrawn##20110912##20170720, |
Lent, Richard Matthew | 00929 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20110626,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20110626, |
Lethbridge, Leonie Ruth | 01805 | CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##, |
Li, Huajun | 01586 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved##20170510##,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved##20180409##, |
Li, Yezhong | 01917 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved##20220123##, |
Liang, Li | 01343 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn##20140120##20141031, |
Liddle, Alexander John Monsen | 01354 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20140205##20140403,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20140205##20140403, |
Lilley, Stephen | 00510 | Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20081023##20101123,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20081023##20101123, |
Limaye, Prabhakar Vasanth | 00833 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20101101##20160531,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20101101##20141211, |
Lin, Shengqiang Johnson | 01604 | Bank of China Limited Qatar Financial Centre Branch##00408##Senior Executive Function##Approved##20170807##,Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220405##, |
Ling, Gareth Mark | 00846 | Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn##20101123##20141231,Barclays Bank PLC##00018##MLRO Function##Withdrawn##20101123##20141231, |
Loayon, Gregorio Jr | 00830 | Zurich International Life Limited##00067##Senior Executive Function##Approved##20101026##,Zurich International Life Limited##00067##Executive Governance Function##Approved##20220411##, |
Loganathan, Sekar | 01040 | State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20111114##20120806, |
Loggin, Mark Cole | 00385 | QINVEST LLC##00048##Finance Function##Withdrawn##20080318##20080604,QINVEST LLC##00048##Senior Management Function##Withdrawn##20080318##20090104,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn##20130116##20130612, |
Lone, Sarmad Amin | 00979 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20120618,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20120618, |
Lontoc, Elizabeth Surio | 01709 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20190821##20191029, |
Lord, Alastair David William | 00914 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20110404##20120527, |
Lorentz, Eric | 00017 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20060214##20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20060214##20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060214##20070212,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn##20060710##20070212,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20060710##20070212, |
Loualidi, Abdelmoneim | 01120 | Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn##20120527##20121231, |
Louw, Werner Jacobus | 01836 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved##20210329##, |
Lovell, Charles John Carey | 01439 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141117##20141231, |
Lu, Qiang | 00357 | Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Withdrawn##20080212##20110621,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080212##20110621, |
Luce, Joanne Michelle | 00382 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080313##20080810, |
Lundin, Stephen Alexander | 01507 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20151011##20180430, |
Lunn, Gary Kenneth Charles | 01041 | Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn##20111117##20130203,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20111117##20130203, |
Luo, Lijun | 01622 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20171204##20191126, |
Lynch, Martin | 00177 | QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20070430##20080313,QINVEST LLC##00048##MLRO Function##Withdrawn##20070430##20080313, |
M A H H Dakson, Sadeq | 01905 | Sword Capital Representative Office##01431##Senior Executive Function##Approved##20211207##, |
M J Al-Jaber, Mohammed Sultan | 01055 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##, |
Macdonald, Colin Malcolm | 00254 | ABN AMRO Bank N.V.##00065##Senior Executive Function##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20071011##20080907, |
MacKenzie, Iain McNair | 01184 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20131107##20131111, |
Madendjian, Albert | 00669 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Withdrawn##20091021##20110421,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20110421, |
Mady, Maged Mohamed Shawky | 01407 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140618##20141231, |
Maffei, Niccolo' | 01529 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn##20160425##20200115, |
Magozore, Lloyd | 01241 | AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20130428##20190710, |
Mahajan, Meenal Sachdeva | 00136 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20070903##20090616,ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20070321##20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20090616,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn##20130912##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20090708##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090708##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Senior Executive Function##Approved##20150209##, |
Mahalingam, Balakrishnan Venkataramani | 00306 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Mahfoodh, Sayed Abbas Hameed Ebrahim | 01015 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20111010##20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Advising on Investments##Withdrawn##20111010##20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn##20130218##20170102, |
Mahmood, Farhan | 00148 | Citibank, N.A.##00043##Senior Executive Function##Withdrawn##20070331##20111019,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20070331##20130108,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070331##20130108,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn##20070331##20130108, |
Mahmood, Shakaib | 01710 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20190915##, |
Mahmoud, Amro Mowafak Mohamed Mosaad | 00406 | Beltone Financial Qatar LLC##00082##Finance Function##Withdrawn##20080528##20120809, |
Mahmoud, Majid Burhan R A | 00675 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091007##20100218, |
Mahmoud, Mohamed Saleh Mohamed | 00340 | EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20071213##20090104, |
Maini, Yoginder Nath Tidu | 00878 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20110120##20120719, |
Majidi, Taher Ali | 00776 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20120429,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20120429,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20120429,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20100609##20120429, |
Majzoub, Hani | 01109 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20120513##20150416, |
Majzoub, Mario Mahmoud | 01376 | Bank Audi LLC##00027##Internal Audit Function##Approved##20140310##, |
Majzoub, Salim | 01518 | Bank Audi LLC##00027##Finance Function##Withdrawn##20160118##20220318, |
Makawy, Zahir Abdelrahim Abdelgadir | 01742 | Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Approved##20200128##, |
Makhlouf, Mohamed Khaled Abdelalim | 01369 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20140225##20160307, |
Makhoul, Georges | 00061 | Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn##20060912##20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20060912##20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060912##20091215, |
Makhoul, Robert Michael | 00426 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20080630##20191218, |
Makkawi, Ziad Khalil | 01493 | Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20150623##20170406, |
Malaab, Stephanie | 00815 | Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20101003##20131130,Bank Audi LLC##00027##MLRO Function##Withdrawn##20101003##20131130, |
Malek, Mervat | 01221 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130320##20141231,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130320##20141231, |
Malhas, Rawan Adnan Sa'da | 01937 | Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved##20220524##, |
Malhotra, Sumit | 00734 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100215##20120415,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn##20120611##20130430,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120611##20130430, |
Malik, Muhammad Tauseef | 01569 | Al Rayan Investment LLC##00045##Finance Function##Withdrawn##20161212##20211218, |
Mamdani, Iqbal Gulamhusein | 00186 | TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Withdrawn##20070516##20100215, |
Manachery, Paul | 00983 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110808##20141231, |
Mancuso, Alberto | 01897 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved##20211108##, |
Mandair, Mandhir Singh | 01244 | Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20130507##20200201, |
Mandhan, Pardeep Kumar | 00947 | Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20110519##20120513, |
Manikkam, Muralidharan | 01745 | Al Awael Captive Insurance Co. LLC##00838##Finance Function##Approved##20200128##, |
Manraj, Bhisham | 01502 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn##20150913##20161127, |
Mansour, Emad Rashed Ahmad | 00478 | Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20101215##20130904,Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20080904##20101215,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20080904##20130904,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080904##20130904,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20080904##20130904,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20080904##20130904, |
Mansour, Mohamad Samir | 01823 | Power Bank LLC##00644##Compliance Oversight Function##No longer performing a controlled function for an authorised firm##20210223##20210630,Power Bank LLC##00644##MLRO Function##No longer performing a controlled function for an authorised firm##20210223##20210630, |
Mansour, Salim | 01147 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20120827##20180906,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130724##20141231, |
Mansury, Dr Abdullah | 01081 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20120326##20120618,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn##20170716##20190620, |
Mari, Ramzi Talaat Abdul Jawad | 00496 | QNB Capital LLC##00096##Executive Governance Function##Approved##20080928##,QNB Capital LLC##00096##Finance Function##Approved##20080928##, |
Markwell, Michael Clyde | 01850 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##, |
Martelly, Pierre Emmanuel Dominique | 00075 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn##20061119##20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn##20061119##20091018, |
Martin, Harry John Barclay | 00431 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20080713##20090105,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080713##20090105, |
Martorano, Bruno | 00111 | Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn##20070212##20070703,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn##20070212##20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20070212##20071121, |
Maruthappan, Elangowan | 00485 | MARSH BROKERS LIMITED ##00093##Finance Function##Withdrawn##20080914##20170907, |
Maseeh, Isa Hasan Mohamed Ali | 00030 | United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn##20060321##20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn##20061009##20071118, |
Masera, Teofilo | 00852 | Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110922,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101207##20110922, |
Mashkoor, Asar | 00606 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090420##20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090420##20121125, |
Masood, Ibrahim | 01262 | Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn##20170716##20200325,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20130623##20141231, |
Masoud, Tariq | 00162 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn##20070403##20110220,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn##20070403##20110220, |
Massaad, Edmond | 01339 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
Massalkhy, Mohamad | 01620 | BLOM Bank Qatar LLC##00079##Finance Function##Approved##20171129##, |
Massoud, Said Sabri | 00219 | Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070808##20071121,Nasco Qatar LLC##00057##Customer Facing Function-Dealing in Investments##Withdrawn##20070808##20071121, |
Matalog, Mark Gariel | 01816 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved##20210207##, |
Matchett, Jonathan Richard | 00961 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20110621##20120710, |
Mathen, Levi Kurian | 00763 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20100516##20111101, |
Mathew, Dalia Pappachan | 00309 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110308, |
Mathew, Henkumar Manappurathu | 01614 | Aon Qatar LLC##00086##Senior Management Function##Withdrawn##20171023##20211028, |
Mathew, Philip | 00310 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Mathew, Regi | 00311 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Mathew, Seena Biju | 00308 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Mathews, Ani | 01756 | Credit Agricole CIB - QFC Branch##00935##Finance Function##Withdrawn##20200426##20201117, |
Mathieson, Andrew Neil | 00860 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20101227##20130606, |
Mathieu, Romen | 00670 | SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##, |
Mattar, Timothy Antoine | 01512 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved##20151129##, |
Matthews, David Egon | 01017 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn##20111010##20120429, |
Maurer, Walter Raymond | 00499 | QNB Capital LLC##00096##Senior Executive Function##Withdrawn##20080928##20110526,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn##20080928##20111003,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080928##20111003,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Withdrawn##20080928##20111003,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Withdrawn##20080928##20111003, |
May, Stephen Howard Patrick | 00803 | Kane LLC##00121##Non-Executive Governance Function##Withdrawn##20100826##20120208, |
Mazhar, Shabeena | 00849 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20101207##20120806, |
Mc Elhaney, Tyler Brent | 01718 | Sanguine Investment Managers LLC##00744##Senior Executive Function##Approved##20190926##, |
McAll, Susan Mary | 00416 | Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20080619##20091008, |
McAllister, Ronald | 00964 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110626##20120220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110626##20120220, |
McAuliffe, Blair John | 01623 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20171219##20220412, |
McCrum, Simon Charles Ronald Henry | 00805 | AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20100902##20120326,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20100902##20121231, |
Mcculloch, Stuart James | 01475 | Coutts & Co##00084##Senior Executive Function##Withdrawn##20150330##20150623, |
McDonald, Fergus James Rupert | 00616 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20110621,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20110621, |
McFarland, Kurt Peter | 00879 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110124##20130423,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110124##20130423, |
Mchugh, Gerard Anthony | 01130 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20120703##20141229,The Royal Bank of Scotland plc##00046##Executive Governance Function##Withdrawn##20141229##20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120703##20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120703##20141231, |
Mcinerney, Ian Augustine | 01060 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20120220##20151022,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20120220##20151022, |
Mckean, John Hector | 00609 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090421##20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090421##20100328, |
McMillan, Robert Edward | 00255 | The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20081023##20120703,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20081023##20120703,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Withdrawn##20071011##20080907,ABN AMRO Bank N.V.##00065##MLRO Function##Withdrawn##20071011##20080907, |
McQuistin, James Marshall | 01044 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20111124##20120719, |
Mcrobbie, Ewen John | 00707 | Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn##20091206##20120301,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20110630##20120301,QIC International LLC##00034##Senior Management Function##Withdrawn##20120321##20150331,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20120910##20130224, |
Meckert, Tobias Michael | 00645 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn##20090809##20120201,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20090809##20120201,Allianz Worldwide Care Limited##00163##Senior Executive Function##Withdrawn##20120813##20140630,Allianz Worldwide Care Limited##00163##Customer Facing Function-Insurance Mediation##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn##20140617##20170716,AWP Health & Life S.A.##00193##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140617##20141231, |
Medetbekova, Kuralay | 01383 | Barclays Bank PLC##00018##Risk Management Function##Withdrawn##20140327##20151008, |
Medghali, Wadii | 01711 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20190915##20200630, |
Mediratta, Umang | 01361 | First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn##20140210##20151104, |
Medlam, Henry Thomas | 01351 | Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Withdrawn##20140205##20141030, |
Mee, Ann | 01197 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn##20130109##20130630, |
Mee, Frank | 01593 | AWP Health & Life S.A.##00193##Executive Governance Function##Withdrawn##20170710##20190620, |
Mehanna, Carine | 00754 | BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn##20100418##20170930, |
Mehdi, Syed Aamir | 00527 | First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn##20081124##20090527, |
Mehra, Chetan | 00230 | ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20070903##20090122, |
Mehrotra, Anand Gopal | 00636 | ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20090708##20100831,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090708##20100831, |
Mekdad, Hosam Faisal | 01338 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140115##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140115##20141231, |
Mello Netto, Ildefonso de Camargo | 01608 | QINVEST LLC##00048##Risk Management Function##Withdrawn##20170827##20220531, |
Mellors, Andrew William | 01327 | Aon Qatar LLC##00086##Senior Management Function##Withdrawn##20131203##20140630,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn##20131203##20140630, |
Memon, Ishaque Ahmed | 01581 | Investcorp Investments LLC##00219##Finance Function##Approved##20170319##, |
Mendes, Anastasio Carmo | 01500 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20150906##20180904, |
Mendoza, Elmer Desierto | 00347 | QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20101007##20101227,QINVEST LLC##00048##Risk Management Function##Withdrawn##20080115##20121125, |
Mengardo, Massimo | 01765 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn##20200601##20210329, |
Menon, Andrew | 00586 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090322##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090322##20141231, |
Menon, Balagopal Gopala | 00086 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20061218##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061218##20090812, |
Menon, Rajesh Ramankutty | 01795 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
Meouchi, Naji | 00991 | Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn##20110912##20131217,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110912##20131217, |
Merritt, Michael Leroy | 01486 | Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn##20150617##20150930, |
Merry Del Val Gracie, Rafel Carlos | 00427 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20080630##20101227, |
Meyer, Antoine James Phillippe Michel | 01914 | Nexus Financial Services WLL##00099##Non-Executive Governance Function##Approved##20220123##, |
Mezher, Walid | 00703 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20091123##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20091123##20141231, |
Mian, Abdul Nasir Hameed | 00848 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20101207##20110405, |
Michaan, Edmond | 01616 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20171029##20191031, |
Michaelides, Despo | 01860 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210714##, |
Middlemas, Bruce Michael | 00444 | State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn##20100207##20111101,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20111101##20130730,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn##20080729##20111101,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn##20080729##20111101, |
Mihrez, Abdul Hamid Muhamed Dib | 00067 | United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn##20061009##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061009##20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn##20061009##20091018, |
Milius, Robert Hamilton | 00746 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100328##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100328##20141231, |
Millar, Paul | 00417 | Coutts & Co##00084##Compliance Oversight Function##Withdrawn##20091008##20120719,Coutts & Co##00084##MLRO Function##Withdrawn##20080619##20120719,Coutts & Co##00084##Senior Management Function##Withdrawn##20080619##20120719, |
Miller, Romano Sandro | 01646 | American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Withdrawn##20180722##20220412, |
Millwala, Mufaddal | 01187 | Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn##20121231##20160630, |
Mirani, Vikesh | 00514 | EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20081026##20121031, |
Mishra, Kailash Chandra | 00344 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20071217##, |
Mishra, Sandeep | 00579 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090305##20101123, |
Mistry, Hemant | 00836 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20110302,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20110302, |
Mitchell, Haydon Glen | 01808 | UBS Qatar LLC##01169##Finance Function##Withdrawn##20201231##20210421, |
Mitchell, Luke Dominic | 01716 | Sanguine Investment Managers LLC##00744##Finance Function##Approved##20190926##, |
Miyake, Mitsuteru | 01309 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn##20131008##20140820, |
Mizukami, Junichiro | 00559 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn##20081217##20100516,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081217##20100516, |
Mo'dad, Fahim | 00392 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
Moghrabi, Ragheed Imad | 00462 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20080831##20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20080831##20090407, |
Mohamed Fawzy, Amr Mohamed El-Shafey | 00614 | Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20090430##20111212,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20090430##20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090430##20111212, |
Mohamed Hamad, Mohamed Farouk | 01759 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20200430##20200914, |
Mohamed, Dareer | 00894 | Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn##20110220##20210527,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn##20110220##20210527, |
Mohamed, Desouky Mohamed Elsaghir Abdelgawad | 00972 | Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn##20110713##20130430, |
Mohamed, Mohamed Sayed Abdulnaby | 00976 | Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231, |
Mohamed, Nureen Alima | 01720 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20190929##20220412, |
Mohammed, Iqbal Basha Khaji | 00126 | American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn##20070226##20130311, |
Mohatarem, Ghulam Ahmed | 00031 | United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn##20060321##20071217, |
Mohd H Ali, Hussain | 01951 | CB Asset Management LLC##01179##Executive Governance Function##Approved##20220630##, |
Mokbel, Georges | 00671 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20091021##20100720,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20091021##20100720,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20091021##20100712,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20091021##20100712, |
Mond, Gary Ivan | 00903 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110309##20121116, |
Monks, Paul | 00451 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080810##20120531, |
Montasser, Hashem Essam El Din | 00341 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20071213##20110113,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20071213##20110113,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130623##20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn##20130623##20140116, |
Moonesinghe, Rohan Callistus | 00788 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100706##20120520,Daman Health Insurance Qatar LLC##00142##Senior Management Function##Withdrawn##20120527##20130804,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn##20120527##20130804,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn##20131124##20140531,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20131124##20140531, |
Mooney, Donald Anthony | 00428 | Marsh Qatar LLC##00085##MLRO Function##Withdrawn##20080630##20100124, |
Moosa, Kakode Mujib | 01804 | CB Asset Management LLC##01179##Senior Executive Function##Withdrawn##20201230##20220616, |
Moracchini, Francis Alain | 01891 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20211103##, |
Morgans, Peter Rhys | 00181 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20070514##20091215, |
Morris, Andrew James | 00781 | The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn##20100620##20121101, |
Morris, Carol | 01218 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20130210##20140731, |
Morrison, Richard Euan | 00076 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20100706##20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20061119##20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20110308##20201207,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20061119##20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100706##20141231, |
Morrissey, Gary James | 01225 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130319##20140129, |
Mortimer, Andrew Robert | 01573 | Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20170102##20170510,Barclays Bank PLC##00018##Senior Executive Function##Approved##20170510##, |
Moslim, Galaleldin Rashwan Hefney Salem | 00973 | Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Withdrawn##20110713##20120321,Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110713##20120321, |
Mott, Edward David Kynaston | 00144 | Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20080308, |
Mouawad, Elias | 01560 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn##20161127##20170621, |
Mouneimne, Walid | 00672 | SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Withdrawn##20091021##20131124, |
Mourad, Ahmed Wafik | 00407 | Beltone Financial Qatar LLC##00082##Senior Executive Function##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Advising on Investments##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080528##20120809, |
Moussa, Ahmed Moussa Sayed | 00408 | Beltone Financial Qatar LLC##00082##Compliance Oversight Function##Withdrawn##20080528##20120809,Beltone Financial Qatar LLC##00082##MLRO Function##Withdrawn##20080528##20120809, |
Moyn Uddin, Mohammed | 00374 | Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn##20080308##20100105,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn##20080308##20100105, |
Mucheli, Poorna Chandra | 00189 | QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070528##20111006,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091206##20111003, |
Mudau, Tshudufhadzo Peter | 01747 | QNB Capital LLC##00096##Risk Management Function##Approved##20200216##, |
Mudbhatkal, Gourang Gourish | 00398 | Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080526##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080526##20141231, |
Muhaidi, Ahmad Meshari | 00865 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20110106##20130701,Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20130923##20150623,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130818##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130818##20141231, |
Mukherjee, Bhaskar | 00211 | Sharq Insurance LLC##00054##Compliance Oversight Function##Approved##20070716##,Sharq Insurance LLC##00054##MLRO Function##Approved##20070716##, |
Mulholland, Brian Martin | 01393 | Coutts & Co##00084##Finance Function##Withdrawn##20140415##20150623, |
Munir, Faisal | 00831 | AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn##20101026##20200223,AIG MEA Limited##00035##MLRO Function##Withdrawn##20101026##20191007, |
Muraleedharan, Bijoy | 00851 | MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved##20151102##,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20101207##20141231, |
Murdoch, Garry | 01378 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20140310##20141107, |
Muriya, Zubin Nitin | 01098 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20120423##20131102,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20120423##20131102,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20140115##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20140115##20141228,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20140115##20140811,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20140115##20140811,Bank J. Safra Sarasin (QFC) LLC##00212##Compliance Oversight Function##Withdrawn##20150209##20190213,Bank J. Safra Sarasin (QFC) LLC##00212##MLRO Function##Withdrawn##20150209##20190213, |
Murphy, Ian James | 01433 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20141020##20150630, |
Murray, Michael Graeme | 01760 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Approved##20200510##, |
Murray, Twanette Judette | 01754 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20200420##20220131,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20200420##20220131,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved##20220302##,Prime Financial Solutions LLC##00109##MLRO Function##Approved##20220302##, |
Mursal, Mohamed Abdisalam Hassan | 00450 | Al Rayan Investment LLC##00045##Finance Function##Withdrawn##20080810##20161212, |
Murshed, Mahboob | 00095 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20061221##20080501,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20061221##20080501, |
Mushonga, Rumbidzai | 00563 | EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn##20090105##20150510,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20090105##20091012,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20101212##20150510, |
Mushtaq, Adeel | 01684 | Epicure Investment Management LLC##00676##Compliance Oversight Function##Withdrawn##20190501##20201130,Epicure Investment Management LLC##00676##MLRO Function##Withdrawn##20190501##20200628, |
Musson-Thorp, Amber Louise | 01813 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved##20210114##, |
Mustafa, Khalid Diab | 00014 | Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved##20170220##,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Withdrawn##20051205##20170220,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn##20070903##20150210,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Withdrawn##20051205##20170220, |
Mustafawi, Adel Mohamed Tayeb | 00163 | Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20070403##20080227,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn##20140115##20150126,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20070403##20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070403##20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20090201##20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##With, |
Mydeen, Abdul Sukkur Mohamed | 01390 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn##20140415##20200505, |
Myers, William Geoffrey Fayram | 01031 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111025##20141231, |
Mylonas, Charalampos | 00723 | AIG MEA Limited##00035##Risk Management Function##Withdrawn##20100103##20120806, |
Naaman Aaraj, Jean-Pierre | 01558 | Nasco Qatar LLC##00057##Senior Executive Function##Approved##20161120##,Nasco Qatar LLC##00057##Executive Governance Function##Approved##20190502##, |
Nabulsi, Sami Baha Mamdouh | 00590 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090406##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090406##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090406##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090406##20141231, |
Nacer, Wahib | 00156 | Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn##20070331##20120109, |
Nader, Eugene Saba | 00220 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20070808##, |
Naegeli, Beat | 00018 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20060301##20060711, |
Nagori, Sourabh | 01138 | State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20120806##20120806, |
Nahra, George | 00221 | Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn##20070808##20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20070808##20141231, |
Nair, Maneesh | 00944 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn##20110512##20140731, |
Nair, Pattathil Muraleedharan | 00501 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20081019##20081217,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081019##20081217, |
Nair, Reena Ramankutty | 01928 | Zurich International Life Limited##00067##Executive Governance Function##Approved##20220315##, |
Nair, Sharad | 00361 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn##20080217##20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080217##20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080217##20090705, |
Nair, Suresh Rajappan | 00312 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20111124, |
Nair, Vinesh Madhavan | 00313 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Najibi, Khalid Mohamed Yusuf | 00463 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20080831##20100103, |
Nakhle, Nisrine | 00674 | Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn##20091021##20110519, |
Nakhoul, Dany Farah | 00957 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20110601##20111114,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110601##20111114, |
Nalamutt, Jairaj Channa Basappa | 00149 | Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn##20070331##20071128,Citibank, N.A.##00043##MLRO Function##Withdrawn##20070331##20071128, |
Nalepa, James Nicholas | 01440 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Finance Function##Withdrawn##20141117##20201112, |
Nanda, Rohit | 00593 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20130131,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090407##20130131, |
Nandi Raju, Srinivasa Rao | 00932 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20110407##20110526,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20110407##20110526, |
Naqaweh, Yanal Mahmoud Abdo | 01211 | Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved##20130120##,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved##20220110##, |
Narayanan, Ashok | 01652 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20180904##20200921, |
Narayanan, Ashok | 00797 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn##20100805##20130415, |
Narayanan, Deepesh Kainoor | 00850 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20101207##20140116, |
Narayanan, Venkiteswaran | 00242 | Citibank, N.A.##00043##Senior Management Function##Withdrawn##20070917##20120429, |
Narcision de Oliveira Joint, Marianne Pascale Valerie | 00875 | Concordia Capital LLC##00129##Finance Function##Withdrawn##20110113##20140501, |
Narcy, Helene Marie Jeanne | 00656 | UBS AG##00087##Finance Function##Withdrawn##20090906##20110817, |
Narsook, Mohamed Nithal | 01806 | CB Asset Management LLC##01179##Finance Function##Approved##20201230##, |
Nasr, Labib | 00796 | Nasco Qatar LLC##00057##Senior Management Function##Withdrawn##20100721##20190228,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20100721##20141231, |
Nasrallah-Merville, May Fawzi | 00103 | Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn##20070111##20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn##20070111##20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070111##20100215, |
Nasser Bin Khaled Al Thani, Hanadi | 00998 | Amwal LLC##00145##Senior Executive Function##Approved##20190304##,Amwal LLC##00145##Executive Governance Function##Approved##20190304##,Amwal LLC##00145##Non-Executive Governance Function##Withdrawn##20110914##20190304, |
Nasser, Souad | 01749 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20200310##20200914, |
Nastar, Aadil Ahmed | 01434 | QINVEST LLC##00048##Senior Management Function##Approved##20141106##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141106##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141106##20141231, |
Nataf, David Mark Alexander | 00747 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100328##20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100328##20141231, |
Nataraja Sharma, Raghu | 01380 | State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn##20140319##20150126, |
Nawab, Muhammad Tayyab | 01251 | Aon Qatar LLC##00086##Finance Function##Withdrawn##20130520##20151130, |
Nayak, Ranjan Kumar | 01456 | State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn##20150126##20161214, |
Naylor, Andrew Craig | 01146 | Kane LLC##00121##Finance Function##Withdrawn##20120827##20120930, |
Nazirov, Muzaffar | 01768 | Qatar First Bank LLC##00091##Finance Function##Withdrawn##20200628##20210713, |
Neave, Paul Jason | 00829 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20101026##20110427,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101026##20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110601##20141231, |
Neill, Debra Anne | 00386 | QINVEST LLC##00048##Compliance Oversight Function##Withdrawn##20080313##20101007,QINVEST LLC##00048##MLRO Function##Withdrawn##20080313##20101007,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn##20110113##20120906,Concordia Capital LLC##00129##MLRO Function##Withdrawn##20110113##20120906, |
Neilson, Douglas Thomas | 00575 | Sharq Insurance LLC##00054##Risk Management Function##Withdrawn##20090209##20111114, |
Nemr, Elie Boulos | 00909 | Bank Audi LLC##00027##Senior Management Function##Approved##20110316##, |
Neophytou, Nicolas Anastasis | 01691 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##, |
Nery, John Charles Raymond | 00564 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130120##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090104##20141231, |
Newington-Bridges, Alexander James | 00367 | Zurich International Life Limited##00067##Senior Executive Function##Withdrawn##20080225##20081204,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20080225##20081204, |
Newport, Scott Michael | 01129 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20130703##20131001,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131022##20141231, |
Niehaus, Christopher | 00978 | UBS AG##00087##Senior Executive Function##Withdrawn##20110720##20120408,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20120408,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20120408, |
Nijjar, Sukhwinder Singh | 01220 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn##20130224##20131114, |
Ninan, Geogy Kurumthottical | 00314 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130210, |
Nireshwalia, Suman Premchand | 00681 | Zurich International Life Limited##00067##MLRO Function##Withdrawn##20091008##20101007, |
Nissi, Dani | 01777 | Citibank, N.A.##00043##Internal Audit Function##Approved##20201007##, |
Nivas, Ram | 01386 | State Bank of India - QFC Branch##00137##Finance Function##Withdrawn##20140327##20161214, |
Noboru, Tatewaki | 01842 | MUFG Bank, Ltd.##00103##Senior Executive Function##Approved##20210503##,MUFG Bank, Ltd.##00103##Executive Governance Function##Approved##20211003##, |
Nofal, Saleh Ahmed Abdul-Qader | 00497 | QNB Capital LLC##00096##Compliance Oversight Function##Approved##20080928##,QNB Capital LLC##00096##MLRO Function##Withdrawn##20080928##20190203, |
Nolan, Paul Andrew | 00610 | Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20090422##20110512,Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20120624##20131124, |
Noor, Daleen | 00794 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20100718##20120301, |
Nooruddin, Yahya Ebrahim | 01101 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn##20200902##20220516,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn##20120429##20200902, |
Nosseir, Khaled Mohamed | 00685 | CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn##20091018##20100623, |
Nouiri, Khaled | 01906 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
Noujaim, Karim Paul (Prohibited) | 00867 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##No longer performing a controlled function for an authorised firm##20110105##20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm##20110105##20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##No longer performing a controlled function for an authorised firm##20110105##20121211, |
Nour, Marwan | 01470 | AIG MEA Limited##00035##Senior Executive Function##Approved##20150310##,AIG MEA Limited##00035##Executive Governance Function##Approved##20220202##, |
Nsibande, Bethuel Mfanufikile | 01729 | QNB Capital LLC##00096##MLRO Function##Withdrawn##20191208##20211231, |
Nur Rehman, Mohammad Haroon | 00032 | United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn##20060321##20091018, |
Nuseibeh, Izzat Nabil | 00020 | Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20060301##20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20060301##20081120,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20081202##20101123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20081202##20110421,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081202##20110421,BLOM Bank Qatar LLC##00079##Senior Executive Function##Approved##20120513##,BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved##20130107##,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120513##20141231,BLO, |
Nussbaumer, Andre Henri | 01559 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20161127##20180814,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20161127##20180814, |
O'Brien, Eimear | 01136 | |
O'Donnell, Alan James | 00896 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20120527, |
O'Donnell, Elaine Patricia | 01911 | AWP Health & Life S.A.##00193##Risk Management Function##Approved##20220110##, |
O'Leary, Paul | 01428 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20141020##20210322, |
O'Neil, Nadine | 01570 | Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn##20161212##20200120,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn##20161212##20200120, |
O'Neill, Kevin | 00893 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110220##20110727,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110220##20110727, |
O'Neill, Peter | 00445 | State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20080729##20100105, |
O'Sullivan, Claire Helen | 01141 | Allianz Worldwide Care Limited##00163##Compliance Oversight Function##Withdrawn##20120813##20140630,Allianz Worldwide Care Limited##00163##MLRO Function##Withdrawn##20120813##20140630,AWP Health & Life S.A.##00193##Compliance Oversight Function##Withdrawn##20140617##20160728,AWP Health & Life S.A.##00193##MLRO Function##Withdrawn##20140617##20160728, |
O'Sullivan, Linda Marie | 01287 | AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn##20130818##20140807, |
Obeid, Ghida | 01215 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20130203##20130923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130203##20130923, |
Obeid, Nelly | 01453 | Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn##20141229##20151019,Bank Audi LLC##00027##MLRO Function##Withdrawn##20141229##20151019, |
Oberman, John Edward | 00253 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070930##20091115,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070930##20091115, |
Ocampo, Rizalina Duelas | 00488 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080921##20090312, |
Odgers, Matthew Ian | 01095 | UBS AG##00087##Senior Executive Function##Withdrawn##20120415##20130217,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn##20120415##20130217,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120415##20130217, |
Oguz, Burcu | 01763 | VakifBank QFC Branch##00956##Finance Function##Withdrawn##20200521##20220124, |
Oliver, Funck | 01853 | Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved##20210622##, |
Oliver, Vincent George | 01531 | AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn##20160501##20161121, |
Olson, Pauline Ann | 00205 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20070724##20090906,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20070724##20090906,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20080110##20090603,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn##20070710##20090906,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn##20070710##20090906, |
Omar, Khawaja Mohammed Awais | 01474 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20150330##20190915, |
Omara, Nazim Elzein Abbas | 00544 | Al Mal Bank LLC##00100##Senior Executive Function##Withdrawn##20081203##20100328,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn##20081203##20100328, |
Omoruyi, Tim Osaro | 01289 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20130828##20140710, |
Oommen, Issac Plappara Varkey | 00315 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Opie, Anne Louise | 00999 | Amwal LLC##00145##Senior Executive Function##Withdrawn##20130716##20140401,Amwal LLC##00145##Executive Governance Function##Withdrawn##20110914##20140401,Amwal LLC##00145##Compliance Oversight Function##Withdrawn##20110914##20111206,Amwal LLC##00145##Finance Function##Withdrawn##20130113##20130716,Amwal LLC##00145##MLRO Function##Withdrawn##20110914##20111206, |
Orbart, Jason Martin | 00908 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20110316##20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110316##20110825, |
Ostrovskiy, Vladimir | 01692 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##, |
Otsuji, Katanori | 01603 | MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20170730##20190421, |
Oueijan, Habib | 01460 | Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn##20150126##20170117, |
Ouma, Philip Okongo | 01852 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved##20210622##, |
Ouseph, Shibu Kallingal | 00937 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110421##20140205, |
Ovett, James Francis | 01448 | Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved##20141229##, |
Owen, John Richard | 00824 | Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn##20101018##20120624, |
Ozbey Gurkan, Tugce | 01876 | VakifBank QFC Branch##00956##Compliance Oversight Function##Approved##20220606##,VakifBank QFC Branch##00956##Finance Function##Withdrawn##20210928##20220531,VakifBank QFC Branch##00956##MLRO Function##Approved##20220606##, |
Ozgen, Tunc | 01578 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20170213##20180914,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20170213##20180914,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved##20200315##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Approved##20200315##, |
Ozkan, Muhammed Onay | 01875 | VakifBank QFC Branch##00956##Non-Executive Governance Function##Approved##20210919##, |
Ozsoy, Ediz | 01872 | Citibank, N.A.##00043##Executive Governance Function##Approved##20210905##,Citibank, N.A.##00043##Finance Function##Approved##20211108##, |
Ozulker, Mehmet Ekrem | 01365 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn##20140210##20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140210##20141231,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140210##20141231, |
Palmer, Antonia | 00722 | Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20100103##20131216,Marsh Qatar LLC##00085##MLRO Function##Withdrawn##20100103##20131216,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn##20101216##20131106, |
Panangattuparambil, Sijohn Devassy | 01681 | Nasco Qatar LLC##00057##Finance Function##Approved##20190501##, |
Pandey, Ajay Chandra | 01252 | State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn##20130527##20161214, |
Pandit, Akshay | 00906 | QIC International LLC##00034##Actuarial Function##Withdrawn##20110316##20141028,Q Life & Medical Insurance Company LLC ##00141##Actuarial Function##Withdrawn##20110630##20141028, |
Panicker, Anand Panicker Narayana | 00421 | BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn##20080624##20150706, |
Pankaj, Eric Vickey | 00918 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20120201, |
Pant, Devendra | 01551 | Oriental Insurance Company QFC Branch##00325##Internal Audit Function##Withdrawn##20161017##20170801, |
Parasher, Anil Kumar | 01549 | Oriental Insurance Company QFC Branch##00325##Senior Executive Function##Withdrawn##20161017##20190718, |
Parikh, Saurin | 01796 | Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##, |
Pascual, Paul Gregory | 01131 | Concordia Capital LLC##00129##Finance Function##Withdrawn##20120710##20121104, |
Pasea, Nigel Ashton Patrick | 00443 | UBS AG##00087##Senior Management Function##Withdrawn##20080723##20100707, |
Patel, Manisha Ashok | 00346 | AXA Investment Managers LLC##00008##MLRO Function##Withdrawn##20071205##20100516, |
Pathmanathan, Prakash | 00197 | BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn##20070628##20080624, |
Pattanathu Kajamohideen, Sheik Basheer Ahamed | 01200 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20130109##20140507,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn##20161030##20170131,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn##20130109##20140507,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn##20161030##20170131, |
Patterson, Sheryl Dawn | 00679 | AXA Investment Managers LLC##00008##Finance Function##Withdrawn##20091008##20130428, |
Peachey, Michael Edwin | 00520 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
Pearce, Howard John | 00731 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20100207##20101215,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100207##20101215, |
Pearce, Philip Richard | 01036 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20111101##20140820, |
Pearce, Stuart Duncan | 00521 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
Pennant, Paul Anthony | 01624 | AIG MEA Limited##00035##Internal Audit Function##Approved##20171219##, |
Penney, Simon | 00845 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20101123##20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20130630,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101123##20130630, |
Pennington, Brett Graeme | 01451 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20141229##20181004, |
Pereira, Michael Felix | 00379 | Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn##20080308##20120423, |
Perera, Nigel Thomas Howard (Prohibited) | 00950 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110526##20141231,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20151102##20190708,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20190822##20200310,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20160228##20201004, |
Perera, Sanjay | 01236 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn##20130417##20200920,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn##20130417##20200920, |
Perkins, Alan Geoffrey | 00818 | QINVEST LLC##00048##MLRO Function##Withdrawn##20110220##20110626, |
Perrier, Jerome Jacques | 01758 | Credit Agricole CIB - QFC Branch##00935##Senior Executive Function##Approved##20200426##, |
Peters, Stephen Charles | 00719 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20091215##20131231, |
Pethe, Shreyas Sudhir | 01045 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20111128##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111128##20141228, |
Pfeifer, Tobias | 01941 | Logistics Insurance LLC##01585##Executive Governance Function##Approved##20220531##,Logistics Insurance LLC##01585##Senior Management Function##Approved##20220531##, |
Philip, Polachirakal Ninan Rajiv | 01296 | Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn##20130912##20140115,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn##20130912##20140115, |
Philipose, Saji | 00709 | Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn##20091206##20130113,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn##20091206##20130113,Qatar Reinsurance Company LLC##00117##Internal Audit Function##Withdrawn##20131230##20151202,Q Life & Medical Insurance Company LLC ##00141##Internal Audit Function##Approved##20131230##,QIC International LLC##00034##Internal Audit Function##Withdrawn##20131230##20180308, |
Pickford, Susan Elizabeth | 01577 | Credit Suisse (Qatar) LLC##00005##Finance Function##Approved##20170228##,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved##20170201##, |
Piipponen, Olli-Pekka Aleksi | 01602 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20170720##20171107,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20170720##20171107, |
Pike, Martin Thomas | 00935 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20110421##20110713,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110421##20110713, |
Pillai, Ammayappa Subramania | 00545 | Al Mal Bank LLC##00100##Finance Function##Withdrawn##20081203##20090812, |
Pinto, Joseph Gilou | 00438 | AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20080722##20120520, |
Pitts, Gary | 00738 | RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn##20100310##20110117,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn##20100310##20110117, |
Plackiyil, Joseph Jacob | 00316 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Plas, Fulya | 01821 | Qatar First Bank LLC##00091##Risk Management Function##Approved##20210223##, |
Plews, Richard Edwin | 00793 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100707##20120618, |
Pluchet, Vincent Marc Edmond | 00368 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn##20090312##20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn##20080227##20170529, |
Poduval, Manoj Sivadas | 01515 | American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn##20160110##20200206, |
Polli, Natacha Anne | 00716 | Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn##20100207##20120109,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn##20100207##20120109, |
Polli, Stephane | 01418 | Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20140826##20160131, |
Ponkshe, Jeetendra Madhukar | 01382 | ICICI Bank Limited##00041##Internal Audit Function##Withdrawn##20140327##20150831, |
Popat, Alniz Noorali Chaturbhai | 01199 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20130109##, |
Popat, Nausheen Aliniz | 01455 | Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn##20150126##20180401, |
Popov, Vladimiros | 01735 | CQUR Bank LLC##00622##Senior Management Function##Approved##20200127##, |
Portelli, James | 01195 | Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn##20130109##20130109,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20130109##20130109, |
Prabhu, Santosh Shreenivas | 01134 | Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn##20120715##20210809, |
Prasad, Shiva | 00748 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20110808##20171031,Marsh Qatar LLC##00085##Finance Function##Withdrawn##20100328##20171031, |
Pratap, Satyajit | 00931 | State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn##20110407##20121030, |
Prescott, George Andrew | 01290 | Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn##20130828##20151202, |
Prince, Michael Christy | 00317 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110410,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130724##20141231, |
Profugo, Gerardo Ella | 00576 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn##20101227##20121206,Aon Qatar LLC##00086##Customer Facing Function-Advising on Investments##Withdrawn##20090209##20101212,Aon Qatar LLC##00086##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090209##20101212,Aon Qatar LLC##00086##Customer Facing Function-Dealing in Investments##Withdrawn##20090209##20101212, |
Purswani, Kishore Kumar | 01630 | Lifecare International (Qatar) LLC##00162##Finance Function##Approved##20180204##, |
Puthan, Rajesh Koreth | 00318 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Qadoura, Bilal Najeh Abdelrahman | 01281 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231, |
Qamar, Syed Faraz | 01364 | EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20140210##20150325, |
Qayyum, Arfat | 01724 | Credit Suisse (Qatar) LLC##00005##Senior Management Function##Approved##20191022##, |
Quezon, Melanie | 01100 | AIG MEA Limited##00035##Finance Function##Withdrawn##20120429##20141231, |
Quin, Tara Elizabeth | 01217 | Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn##20130203##20200309,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn##20130203##20200309, |
Qureshi, Aasim Ahmad | 00498 | QNB Capital LLC##00096##Senior Executive Function##Approved##20140327##,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20080928##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20080928##20141231, |
Quttaineh, Iyad Ishaq Ibrahim | 00837 | EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20111114,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20111114, |
Raad, Bechara | 01124 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20120611##20130331, |
Rabah, Ahmad Mohammad Ahmad | 01597 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20170716##20190902, |
Radhakrishnan, Prasanth Ezhuthullil | 00948 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20110526##20131101, |
Radhakrishnan, Shyamala | 01832 | Societe Generale - Doha Representative Office##01238##MLRO Function##Approved##20210314##, |
Radhi, Salah Yusuf Ali | 01018 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##MLRO Function##Withdrawn##20111010##20170102, |
Raffel, Andreas | 00698 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20091118##20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091118##20120611, |
Raham, Maher | 01363 | Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140210##20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140210##20141231, |
Raheemi, Salah Haider Ali Ismaeel | 00464 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20080831##20100103, |
Rahim, Abdul | 00657 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Actuarial Function##Withdrawn##20090917##20220516, |
Rahiman, Shinaj | 00863 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110106##20141231, |
Rahimi, Mohamed Fathalla Abbas Fathalla | 01596 | MedGulf Takaful - QFC Branch##00110##Finance Function##Approved##20170710##, |
Rai, Swajeet | 00869 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110113##20111101, |
Raich, Dietmar | 00646 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20090809##20100411, |
Rajab, Mufeed Abdulnabi Abdali | 01490 | Investcorp Investments LLC##00219##MLRO Function##Withdrawn##20150617##20170109, |
Rajagopalan, Pradeep | 00041 | Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn##20060501##20070206, |
Ramachandran, Pattabiraman | 00531 | Nexus Financial Services WLL##00099##Finance Function##Withdrawn##20081130##20090422, |
Ramadan, Hassan Mohamed Tahir | 00401 | The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn##20080525##20100328,The Saudi National Bank##00081##MLRO Function##Withdrawn##20080525##20100328, |
Ramakrishnan, Koluthumani | 01016 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn##20111010##20121231,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn##20130501##20220516,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn##20130501##20220516, |
Ramamurthi, Ganesan | 00380 | Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn##20080308##20120423, |
Raman, Rajasree Vengalil | 01579 | Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved##20170219##,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved##20170219##, |
Rana, Ali Shahid | 01419 | QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140826##20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140826##20141231, |
Rancon, Angela Ethel | 01353 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20140205##20140515, |
Rancon, Christophe Denis | 01352 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn##20140205##20140515, |
Randall, Robert John Hugo | 00898 | Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20110302##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20110302##20121231, |
Rao, Gajula Narayana | 00974 | Q Life & Medical Insurance Company LLC ##00141##Senior Management Function##Approved##20120326##,Q Life & Medical Insurance Company LLC ##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231, |
Raoof, Bashar Abdulkhaleq | 01788 | Oman Reinsurance Co. - QFC Branch##01134##Senior Executive Function##Approved##20201130##, |
Rashed, Amany Mahmoud Salah El Din | 00381 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20080308##20100418, |
Rashed, Khaled Hassan | 00228 | CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn##20070828##20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Managing Investments##Withdrawn##20070828##20100623, |
Rasheed, Asim | 01191 | EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20130107##20150325, |
Rashid, Humaun | 01389 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140407##20140803, |
Rashid, Shahnawaz | 01950 | CB Asset Management LLC##01179##Executive Governance Function##Approved##20220630##, |
Rashwan, Mohamed Mahran Taie Ahmed | 00372 | AIG MEA Limited##00035##Senior Executive Function##Withdrawn##20080308##20100902,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn##20080308##20100902,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Withdrawn##20121008##20121031, |
Rasool, Shahid | 00692 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20091101##20121009,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20091101##20121009, |
Raspaud, Marina Pons | 01719 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20190929##20191121, |
Ratnavale, Dharshini Anosha | 00239 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20070912##20100620,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20070912##20100620, |
Rawlingson, James Hedley | 00418 | Coutts & Co##00084##Finance Function##Withdrawn##20080619##20110922, |
Ray, John Paul | 00843 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20101123##20140316, |
Rayyan, Osama Y | 01781 | Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn##20201103##20201223, |
Raza, Saman | 01894 | Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211103##, |
Reaidi, Marc | 01700 | Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20190731##20191201,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn##20190926##20200701,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn##20190926##20200701,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20200728##20201105, |
Recardo, Mark Philip (Prohibited) | 00639 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20090728##20120220,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20090728##20120220,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20090728##20120226, |
Rehman, Muhammad Abdul | 01841 | Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn##20210421##20210912, |
Revenok, Natalia | 01699 | CQUR Bank LLC##00622##Internal Audit Function##Approved##20190716##, |
Reynolds, Paul Edward | 00699 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20091118##20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20091118##20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20091118##20130704, |
Rhazi, Sofia Senhaji | 01133 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20120710##20130320,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20120710##20130320, |
Richards, Aycan | 01254 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130603##20141231,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20190708##20190808, |
Richardson, Barbara Mary | 00628 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20090603##20110512, |
Riegel, Jean-Marc Arthur | 00178 | QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn##20070430##20110124, |
Riesmeier, Knut | 00652 | Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Advising on Investments##Withdrawn##20090827##20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090827##20101017, |
Ringa, Younes | 00236 | Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20070911##20130502,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070911##20130502, |
Ringrow, Rodney James | 00446 | State Street Middle East North Africa LLC##00088##Senior Executive Function##Withdrawn##20080729##20130730,State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn##20080729##20130730,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080729##20130730, |
Rix, Adam | 00547 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20101227##20110308,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101227##20110308,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn##20081204##20101007, |
Rizk, Rachid | 01206 | Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn##20130116##20131105, |
Rizvi, Syed Fawad Ali | 01371 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140309##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140309##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140309##20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140309##20141231, |
Rizzo, Joseph Mary | 01019 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Risk Management Function##Withdrawn##20111010##20170102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Management Function##Withdrawn##20111010##20170102, |
Robert, Xavier Marie | 01831 | Societe Generale - Doha Representative Office##01238##Senior Executive Function##Approved##20210314##, |
Roberts, Camille Jacqueline Renee | 01786 | Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Approved##20201125##,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Approved##20201125##, |
Roberts, Helen Louise | 00642 | Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn##20090728##20100707,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090728##20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20100920##20120719, |
Robinson, Christopher Douglas | 00073 | UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn##20061031##20100207, |
Roden, Luke William | 01268 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130612##20151202, |
Rodger, Irvine Neil | 00168 | The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20070404##20081023, |
Romblon, Jean Orseo | 01732 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20191216##20211111, |
Rose, Brian | 00761 | Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn##20120220##20140731,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn##20120220##20140731,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100505##20140731, |
Ross, Tracy Anne | 01840 | Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn##20210421##20220519, |
Rossi, Andrea Paolo | 00077 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20061119##20080227, |
Roux, Amanda Maria | 01893 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20211103##, |
Rowbotham, Brian | 00460 | RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn##20080831##20090422, |
Russell, David Gibb (Prohibited) | 00720 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn##20101123##20150816,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn##20131008##20150816,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20091215##20141231, |
Saacke, Bernd-Gunther | 01240 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130428##20151202, |
Saad, Mazen | 01038 | SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn##20111101##20120910, |
Saad, Roberto | 00482 | Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20080914##20100328,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20080914##20100328, |
Saade, Elie Youssef | 01092 | SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn##20130425##20140128,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130425##20141231, |
Saade, Nicolas Antonio | 00393 | BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##, |
Saba, Aladdin Hassouna Mahmoud | 00409 | Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn##20080528##20120809, |
Sabra Dandan, Ghina | 01533 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20160509##, |
Sabry, Ahmed Farahat Ismail | 01329 | EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn##20131216##20150510, |
Safar, Andrew | 01213 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20130127##20140630,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130127##20140630, |
Sage, Guy Charles Boswell | 01394 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140415##20141231, |
Sah, Amit | 01802 | CB Asset Management LLC##01179##Executive Governance Function##Withdrawn##20201230##20220508, |
Saha, Subir Kumar | 00814 | Barclays Bank PLC##00018##Finance Function##Withdrawn##20101003##20200601, |
Sahal, Sharad | 01785 | Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved##20201117##, |
Sahi, Alok | 00710 | Qatar Reinsurance Company LLC##00117##Finance Function##Withdrawn##20091206##20151202, |
Said, Yousaf Zalme | 00063 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20060921##20080110, |
Saine, Magdalena | 00240 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn##20070917##20081120,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070917##20081120, |
Sainulabdin, Niaz Sait | 01345 | American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Withdrawn##20140120##20180630, |
Saito, Jun | 01867 | Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20210727##, |
Sakai, Masashi | 01889 | MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved##20211103##, |
Sakhnini, Ebrahim Khalil Ebrahim | 01161 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20121008##20130807,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20121008##20130807, |
Sako, Abdoul Karim | 01871 | Citibank, N.A.##00043##Executive Governance Function##Approved##20210905##, |
Salama, Karim Aly Awad Saleh | 01294 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20130912##20150510, |
Saleem, Rizwan | 01436 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20141111##20141231, |
Saleem, Syed Khalid | 00749 | The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn##20100328##20160428,The Saudi National Bank##00081##MLRO Function##Withdrawn##20100328##20160428, |
Saleh, Hassan | 01845 | Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##, |
Saleh, Saleh Imam Abdelfattah | 01539 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved##20160626##, |
Salhi, Sulaiman Yousuf | 00630 | Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn##20090705##20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20090705##20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090705##20130720,Qatar First Bank LLC##00091##Senior Management Function##Withdrawn##20131106##20180508,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20131106##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20131106##20141231, |
Saliba, Ramzi Nabil | 00271 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20130228, |
Salibi, Fadi Fouad | 00662 | AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn##20130410##20190710,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn##20120326##20190710,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090930##20141231,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090930##20141231, |
Salla, Chandra Shekar | 00603 | MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn##20090408##20110817, |
Salman, Ali | 01076 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20120312##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20120312##20141231, |
Salvadori, Livia | 01632 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved##20180326##,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20181029##20190213, |
Samaha, Elia Samir | 00272 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20210525, |
Samar, Richard Moh | 00775 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20100609##20140701,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100609##20140701,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn##20100609##20140701,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn##20100609##20140701, |
Samhouri, Tal Fawzi | 01562 | Amwal LLC##00145##Senior Management Function##Withdrawn##20161204##20190831, |
Sangster, Gail Beveridge | 01355 | Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn##20140205##20160831, |
Sangster, Ian | 00190 | QIC International LLC##00034##Senior Management Function##Withdrawn##20070528##20120301,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20110421##20120910,QIC International LLC##00034##Senior Management Function##Withdrawn##20120910##20130924, |
Sangster, Shaun Scott Beveridge | 00779 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20100620##20131114,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn##20100620##20131114,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn##20140331##20150325,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn##20140331##20150325, |
Sankar, Tiruchendurai Ramamurthy | 00352 | Sharq Insurance LLC##00054##Finance Function##Withdrawn##20080127##20110421, |
Santhi, Baiju Vijayan | 00739 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20100310##20140601, |
Santosh, Neelakantan Narayanaswamy | 00319 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20110703, |
Santoshkumar, Pushpa | 00096 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20061221##20100815,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn##20080217##20100815, |
Saradar, Mario Joseph | 00273 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20071127##20110405, |
Sarasin, Eric Gerard | 00362 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20130708, |
Sari, Hasan Cagril | 01461 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn##20150127##20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn##20150127##20150528, |
Sarkis, Elian | 01401 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140526##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140526##20141231, |
Sarwat, Sameh Abdelrehim Abdelrahman Mohamed | 00780 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100620##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100620##20141231, |
Sassoon, Elie Vivien | 01265 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130612##20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150618##, |
Satheesan, Arayan Veetil | 00320 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20130210, |
Savo, Sandy | 01148 | |
Sawko, Herve Christophe | 00783 | Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn##20100621##20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn##20100621##20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100621##20120415, |
Say, Martin Charles | 00202 | Ansbacher & Co Limited##00001##Finance Function##Withdrawn##20070709##20090906, |
Sboul, Anmar Walid Jawdat | 01415 | Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn##20140821##20220210, |
Schaeffer, Caleb Terence | 01043 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20111124##20120312,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111124##20120312, |
Schemnad, Shakeel | 01416 | Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn##20140821##20190115,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn##20140821##20190115, |
Schmidt, Thomas | 01208 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20130120##20130211, |
Schmutz, Frederic Georges | 01445 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141209##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141209##20141231, |
Schnitzer, Ferenc | 01523 | Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20160316##, |
Schrank, Leonard Harold | 00522 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
Schuerch, Willi Bruno | 01267 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20130612##20150112, |
Schuetz, Alexander Wolfang Nikolaus | 00101 | Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn##20061228##20070529, |
Schulz, Christian Hans Oskar | 00826 | MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn##20101017##20120415,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20101017##20120415, |
Sebban, Salomon Elie | 01466 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn##20150209##20150607, |
Sednaoui, Philippe Rafic | 01366 | Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn##20140217##20210525, |
Seetharaman, Rahavan | 00212 | Sharq Insurance LLC##00054##Senior Executive Function##Withdrawn##20070716##20210220,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn##20070716##20210220, |
Seifert, Ingo Michael | 01940 | Logistics Insurance LLC##01585##Senior Executive Function##Approved##20220531##,Logistics Insurance LLC##01585##Executive Governance Function##Approved##20220531##,Logistics Insurance LLC##01585##Finance Function##Approved##20220531##, |
Selestine, Charles Prayee | 00147 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20070612##20081019,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070612##20081019, |
Sermiti, Ahmad Showqi Assad | 00015 | Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Withdrawn##20051205##20070514, |
Sevimli, Gulden | 01746 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20200216##20220531,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20200216##20220531, |
Shabbir, Farhan | 00402 | The Saudi National Bank##00081##Finance Function##Withdrawn##20080525##20090709, |
Shabib, Tareq Adnan Amin | 00589 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090401##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090401##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20090401##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20090401##20141231, |
Shah, Nimesh Vipinbabu | 00135 | ICICI Bank Limited##00041##Senior Executive Function##Withdrawn##20070321##20070903, |
Shah, Rajeshkumar Vinodchandra | 00890 | Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn##20110215##20120513, |
Shahbal, Rehab Ali Omar | 01344 | First Abu Dhabi Bank - QFC Branch##00098##Internal Audit Function##Approved##20140120##, |
Shahbaz, Shahzad | 00466 | QINVEST LLC##00048##Senior Executive Function##Withdrawn##20080902##20121122,QINVEST LLC##00048##Executive Governance Function##Withdrawn##20100103##20110220,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20080902##20121122,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080902##20121122,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20080902##20121122,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20080902##20121122, |
Shahbazi, Yousuf Ahmed | 01611 | Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##, |
Shaheem, Abdolnabi-Masoud Ebrahim | 00435 | Aon Qatar LLC##00086##Executive Governance Function##Withdrawn##20080722##20210614,Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20211011##, |
Shaikh, Mohammed Amin Mohammed Zubair | 01332 | EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn##20131219##20150325, |
Shakil, Syed Muhammad Mansoor | 00481 | Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080909##20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080909##20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20081023##20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn##20081023##20100825, |
Shakur, Aamir | 00164 | Al Rayan Investment LLC##00045##Finance Function##Withdrawn##20070403##20080810, |
Shams, Khalil Abdulnabi Jaafar Abdulla | 01228 | SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Withdrawn##20150917##20160118,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn##20140205##20150906,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn##20160228##20171129,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130402##20141231, |
Shamsi, Mohamed Mahmood Ghuloom Hasan | 01319 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20131124##20150317, |
Shankaramani, Venkatesh Narayan | 01499 | ICICI Bank Limited##00041##Internal Audit Function##Withdrawn##20150816##20181217, |
Shanmugam, Vinod Kumar | 00595 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20110922,Marsh Qatar LLC##00085##Senior Executive Function##Approved##20171023##,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20111117##20141231, |
Shannon, Anthony | 01847 | AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##, |
Sharad, Harlalka Nikhil | 00198 | BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn##20070628##20080709, |
Sharif, Ahmad Sami | 01108 | MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20120513##20130915, |
Sharif, Zarqa Bibi | 01776 | Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved##20200921##,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved##20220606##, |
Sharma, Kiran Kumar | 01524 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20160321##20181004, |
Sharma, Vikash | 01158 | ICICI Bank Limited##00041##Senior Management Function##Withdrawn##20121007##20181217, |
Sharma, Vinod Kumar | 00436 | Aon Qatar LLC##00086##Finance Function##Withdrawn##20080722##20100902, |
Shaw, Sandra | 00419 | Coutts & Co##00084##Senior Management Function##Withdrawn##20080619##20110220, |
Shawkat, Khaled Ahmed Amin | 00342 | EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn##20071213##20090104,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn##20071213##20090104, |
Shawki, Hazem Ahmed | 01159 | Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20121007##20141231,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn##20121007##20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121007##20141231,Goldman Sachs International##00053##Senior Executive Function##Withdrawn##20160405##20180722, |
Shayesteh, Ramin | 01653 | Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn##20180909##20210202, |
Sheehan, Gary John | 00981 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110731##20121127, |
Shehadeh Ibrahim, George William | 00997 | Amwal LLC##00145##Senior Executive Function##Withdrawn##20110914##20130627,Amwal LLC##00145##Executive Governance Function##Withdrawn##20110914##20130513,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20130627,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110914##20130627, |
Sheikh Yasin, Emad Faisal Ibrahim | 01059 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn##20120220##20121219,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Approved##20190527##, |
Shekharath, Ravindran Kurumala | 01057 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20120208##20141231, |
Shelper, Mark Robert | 00599 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20091115,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20091115, |
Shenouda, Nader | 00594 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20090407##20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20090407##20121125, |
Sherkati Cott, Elnas Azar | 01939 | Logistics Insurance LLC##01585##Compliance Oversight Function##Approved##20220531##, |
Shetty, Sandeepkumar Raju | 01723 | AIG MEA Limited##00035##Finance Function##Withdrawn##20191022##20191231, |
Shinde Ramesh Rao, Indra Priya | 00883 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20110206##20111003, |
Shiralkar, Medha Vinod | 01368 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20140225##20170222,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20140225##20170222, |
Shivaprakash, Somasundaram | 00213 | Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn##20070716##20101123,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070716##20101123, |
Shotton, Timothy | 00465 | QINVEST LLC##00048##Senior Management Function##Withdrawn##20080831##20181231,QINVEST LLC##00048##Internal Audit Function##Withdrawn##20130917##20181231, |
Shoughari, Aya | 00490 | BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080922##20091008, |
Shurey, Lee Charles | 01113 | Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn##20120527##20150601, |
Sibley, Philip James | 00373 | AIG MEA Limited##00035##Finance Function##Withdrawn##20080308##20090616,AIG MEA Limited##00035##Finance Function##Withdrawn##20100124##20111206, |
Sikander, Shariq | 01690 | Sharq Insurance LLC##00054##Actuarial Function##Withdrawn##20190714##20220403, |
Silva Jose, Thommana | 01857 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved##20210706##, |
Simms, William Richard | 00006 | Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn##20050929##20070724,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn##20051229##20070724,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn##20070329##20070710,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn##20070329##20070710, |
Simon, Naramsin | 00902 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn##20110308##20130718, |
Simon, Thierry Paul Michel Marie | 01892 | Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20211103##, |
Singh, Arunabh Kumar | 01511 | Citibank, N.A.##00043##Internal Audit Function##Withdrawn##20151102##20180709, |
Singh, Harpreet | 00216 | ICICI Bank Limited##00041##MLRO Function##Withdrawn##20070724##20080110, |
Singh, Nidhi | 01609 | Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20170921##20180730,QIC International LLC##00034##Risk Management Function##Withdrawn##20170921##20180308, |
Singh, Sanjay | 00528 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20081124##20090201,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20081124##20090201, |
Singhi, Anand | 01727 | Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn##20191204##20210106, |
Sinko, Milko | 00078 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20061129##20080604,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061129##20080604,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn##20081204##20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn##20081204##20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081204##20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn##20081204##20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Managing Investments##Withdrawn##20081204##20090812, |
Siong, Kok Boon | 01589 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20170529##20181031, |
Six, Carole Michele | 00193 | Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn##20070610##20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070610##20090812, |
Skinner, Charles David | 01087 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20120408##20140919, |
Slater, Andrew Edward | 00789 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn##20100706##20140820, |
Slim, Bassam | 01260 | Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130623##20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130623##20141231, |
Smit, Charles Stephen | 00677 | State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn##20091007##20130730, |
Smith, Darren Jeffrey Sean | 01023 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20111025##20140820, |
Smith, Rowan Michael | 01778 | AWP Health & Life S.A.##00193##Senior Executive Function##Approved##20201013##, |
Smith, Sarah-Jane Syvret | 00946 | QREIC Sukuk LLC##00012##MLRO Function##Withdrawn##20110519##20111124, |
Smith, Simon James | 00795 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20100718##20120703, |
Sobh, Bassam | 01556 | MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn##20161030##20170801, |
Sokolov, Vladimir | 01748 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20200310##, |
Solh, Samer | 01001 | Amwal LLC##00145##Senior Management Function##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn##20110914##20120408,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn##20110914##20120408, |
Solomon, Antony Franclin Rajesh | 00968 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110713##20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20110713##20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn##20110713##20120201, |
Somaiya, Minal Prasan | 01750 | Morgan Stanley & Co International plc##00019##Finance Function##Approved##20200315##, |
Somani, Mehboob | 01168 | Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20121018##20140130, |
Somasundaram, Karthik Geyan | 00321 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Sond, Raghbir Singh | 00787 | Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn##20100706##20110621,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100706##20110621, |
Sondhi, Sanjay | 00403 | The Saudi National Bank##00081##Senior Executive Function##Withdrawn##20080525##20090709, |
Soni, Bhavisha | 01295 | Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20130912##20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20130912##20140115, |
Sood, Ajay Kumar | 01548 | Oriental Insurance Company QFC Branch##00325##Finance Function##Withdrawn##20161017##20190718, |
Soofi, Shoaib | 00715 | American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn##20091215##20190930, |
Soon, Lim Kok | 00864 | Pacific Star Doha LLC##00111##Finance Function##Withdrawn##20110106##20110510, |
Soukarieh, Rabih Zouheir | 00244 | United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn##20071011##20091018, |
Southwell, Philip Hugh | 00691 | EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn##20091021##20110526,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn##20091021##20110526,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn##20091021##20110526, |
Sowailem, Ahmed Ebrahim Abdulla | 00891 | Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110215##20141231, |
Speare-Cole, Hubert Alastair | 01471 | Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn##20150310##20151202, |
Spohr, Tilmann Friedrich Willi | 00363 | Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20080217##20080810, |
Srinivasan, Sampangi Chalapathi | 01068 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn##20120229##20130115,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn##20120229##20130115, |
Stefanowski, John Michael | 00486 | Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120103,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120103,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn##20080914##20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20080914##20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080914##20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn##20080914##20120103, |
Stenger, Jacques Gilbert Camille | 00873 | Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA##20110113##20140518, |
Stephen, Jijan Abraham | 00887 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20110215##20120408,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20110215##20141231, |
Stevens, Andrew Charles | 00587 | QIC International LLC##00034##Non-Executive Governance Function##Withdrawn##20090603##20160131, |
Stokes, Alma | 00574 | CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn##20090209##20100623,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn##20090209##20100623, |
Stormer, Simon John | 00422 | Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20080625##20130109, |
Strachan, Scott Samuel | 00905 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110316##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110316##20141231, |
Strathie, Brian David | 00065 | Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn##20061002##20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20061002##20081217, |
Subramaniam, Anand | 01105 | Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn##20120429##20170102, |
Subramaniam, Mohan | 00084 | EMIRATES NBD PJSC##00026##Finance Function##Withdrawn##20061212##20070912, |
Subramanian, Ajay Shivram | 01659 | Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20181029##20210121, |
Subramanian, Savitha | 01775 | Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved##20200920##,Morgan Stanley & Co International plc##00019##MLRO Function##Approved##20200920##, |
Sulaiman Haji, Thameem Kasargod | 00322 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Sumithraarachchi, Dilan Priyadharshana | 01172 | |
Sundaresan, Sridharan | 01021 | Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn##20120408##20130810,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn##20111019##20130810, |
Suonenlahti, Mikko-Jussi | 00145 | Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Dealing in Investments##Withdrawn##20070329##20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Managing Investments##Withdrawn##20070329##20080629, |
Surur, Aminu Nuru | 01173 | Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130613##20141231, |
Susilo, Herlina | 01545 | Goldman Sachs International##00053##Compliance Oversight Function##Approved - Inactive##20160908##,Goldman Sachs International##00053##MLRO Function##Approved - Inactive##20160908##, |
Sutherland, James Mark McClure | 00523 | Qatar Insurance Services LLC##00097##Senior Executive Function##Withdrawn##20081124##20101014,Qatar Insurance Services LLC##00097##Executive Governance Function##Withdrawn##20081124##20091021, |
Suvaryan, Armen | 01625 | MUFG Bank, Ltd.##00103##Finance Function##Approved##20180104##, |
Suzuki, Sadao | 00345 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20071217##20120513, |
Sveinsdottir, Gudny Arna | 00246 | Kaupthing Bank hf.##00063##Finance Function##Withdrawn##20070927##20090520, |
Swallow, Mark | 01212 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed##20130127##20140128, |
Swann, Jonathan Graham | 00866 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn##20110105##20130131,Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Approved##20150512##, |
Swar, Omar | 01410 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140708##20141231, |
Sweeney, Priscilla Catherine | 01402 | Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140526##20141231, |
Sweidan, Jehad Yousef Abdulsater | 00323 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Syed, Hamidullah | 01313 | State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn##20131029##20140610,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn##20131029##20140610, |
Syed, Mozammil | 01503 | Merrill Lynch International - QFC Branch##00258##Finance Function##Approved##20150913##, |
Sykes, Anthony James Pownall | 00377 | Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn##20080308##20090422,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080308##20090422, |
Szerman, Marcelo | 01492 | Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150623##, |
Tabaja, Roumel | 01908 | Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##, |
Tabet, Mounir Roger | 00092 | Bank Audi LLC##00027##Finance Function##Withdrawn##20061221##20071121, |
Tabet, Yassin | 01491 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20150623##20170223,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20150623##20170223, |
Tabol, Agustin Nanola | 00324 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20120321, |
Tahan, Ali | 01874 | VakifBank QFC Branch##00956##Non-Executive Governance Function##Approved##20210919##, |
Taher, Fatema Mahmood Mohamed | 00150 | Citibank, N.A.##00043##Finance Function##Withdrawn##20070331##20150126, |
Tahilramani, Jagdish Hari | 00260 | Zurich International Life Limited##00067##Finance Function##Withdrawn##20071108##20110912, |
Tailor, Chetan | 00632 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20090708##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20090708##20141231, |
Takesako, Masatoshi | 01459 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20150126##20170401, |
Talge, Georges Yousef | 00268 | Bank Audi LLC##00027##Finance Function##Withdrawn##20071121##20160118, |
Talib, Waleed Fuad | 00384 | Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080313##20081021,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080313##20081021, |
Talwar, Sunil Kumar | 00117 | QIC International LLC##00034##Finance Function##Withdrawn##20070212##20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn##20190501##20210331, |
Tan, Shih Min | 01721 | Sanguine Investment Managers LLC##00744##Senior Management Function##Approved##20190926##, |
Tang, Shengtian | 01404 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20140610##20170510,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20140610##20170510, |
Tannir, Karim Anas | 01216 | JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Withdrawn##20130203##20140618,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130203##20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130203##20141231, |
Tanoh, Thierry Andre Nicolas Yao | 01798 | Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##,Maha Capital Partners LLC##01098##Senior Management Function##Approved##20201202##, |
Tarawneh, Nasser Naji | 00016 | Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20051205##20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20051205##20141231, |
Tartir, Jamal Abdelmunim Yaqoob | 00847 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20101123##20111019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20101123##20111019,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101123##20111019, |
Tasci, Mahmut Murat | 00859 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101227##20120103,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101227##20120103, |
Tatham, Christopher Paul | 00249 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20070930##20120429,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20130617##20141209,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn##20140608##20141209, |
Tattersall, Adam Ian Hayden | 00804 | Kane LLC##00121##Executive Governance Function##Withdrawn##20100826##20120326,Kane LLC##00121##Finance Function##Withdrawn##20100826##20120326, |
Tawanaee, Ahmad | 01900 | Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20211108##, |
Taylor, John Maxwell Percy | 00524 | Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn##20081124##20101014, |
Temperley, Michael Arthur | 00223 | Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20070808##20090819,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20070808##20090819, |
Thadathel Joseph, Rojan | 01513 | Sharq Insurance LLC##00054##Risk Management Function##Approved##20151229##, |
Thakadiyil Thomas, Shibi | 01640 | Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn##20180528##20201203, |
Thaker, Nikunj Jayantilal | 01737 | Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn##20200127##20200218,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn##20200127##20200218, |
Thakkar, Chirag | 01574 | ICICI Bank Limited##00041##Risk Management Function##Withdrawn##20170109##20181217, |
Thaleeparambil, Rajeev George | 00325 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20071128##20141231, |
Thaper, Rajesh | 01547 | QIC International LLC##00034##Risk Management Function##Withdrawn##20161017##20170703,Q Life & Medical Insurance Company LLC ##00141##Risk Management Function##Withdrawn##20161017##20170703, |
Thapliyal, Mahesh | 00743 | Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn##20100328##20190303,Nasco Qatar LLC##00057##MLRO Function##Withdrawn##20100328##20190303, |
Thareja, Gaurav | 00139 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070321##20090119, |
Thengungal, Vinish Valsan | 00326 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Thiruvengadam, Madhavan | 01065 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn##20120220##20140518, |
Thiyagarajan, Ilango | 00369 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn##20080227##20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20080227##20110621, |
Thomas, Ian Richard | 01175 | MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20121018##20170323, |
Thomas, Manu | 00927 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Advising on Investments##Withdrawn##20110410##20111220,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110410##20111220, |
Thomas, Thomas Thomas Vadakedathithak | 00327 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140226, |
Thykkoodathil, Ajith Kumar | 01685 | Epicure Investment Management LLC##00676##Finance Function##Withdrawn##20190501##20220520, |
Tian, Zhiping | 00394 | Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn##20080415##20130414, |
Tierney, John Gerard Mary | 01110 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20120520##20121209, |
Tietema, Tjeerd Sander | 01399 | UBS AG##00087##Compliance Oversight Function##Withdrawn##20140526##20210620,UBS AG##00087##MLRO Function##Withdrawn##20140526##20210620,UBS Qatar LLC##01169##Compliance Oversight Function##Withdrawn##20201231##20211103,UBS Qatar LLC##01169##MLRO Function##Withdrawn##20201231##20211103, |
Tirumala, Gopi Dharmapuri | 00886 | First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn##20110302##20111114,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn##20110302##20111114,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn##20120913##20140501,ICICI Bank Limited##00041##MLRO Function##Withdrawn##20120913##20140501, |
Titcomb, Hugh Harrison | 00007 | Ansbacher & Co Limited##00001##Executive Governance Function##Withdrawn##20050929##20090906,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn##20070329##20080415, |
Tiwari, Rajnesh | 01677 | Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn##20190304##20210330, |
Toepper, Arne Erik | 01447 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20141229##20151218, |
Toromanov, Evgueniy | 01160 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20131216##20141231, |
Totonji, Abdulrahman Irfan | 01753 | Qatar First Bank LLC##00091##Senior Executive Function##Approved##20200419##, |
Touma, Rami Fouad | 00581 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn##20090408##20130331,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090408##20130331, |
Towneley, Peregrine Henry | 01761 | Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn##20200517##20200517, |
Tukeyeva, Zhanar | 01477 | AIG MEA Limited##00035##Risk Management Function##Withdrawn##20150426##20181227, |
Turner, Richard Edwin | 00525 | Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn##20081124##20090514,Qatar Insurance Services LLC##00097##Finance Function##Withdrawn##20081124##20100721,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn##20081124##20090514, |
Turrillo Laguna, Santiago | 01927 | Zurich International Life Limited##00067##Executive Governance Function##Approved##20220315##,Zurich International Life Limited##00067##Finance Function##Approved##20220315##, |
Tyrrel, Graham Martin | 01122 | |
Uchida, Katsufumi | 01869 | Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20210817##, |
Udezue, Ezinwa Ogechukwu | 01648 | UBS AG##00087##Senior Executive Function##Withdrawn##20180731##20210620,UBS Qatar LLC##01169##Senior Executive Function##Withdrawn##20201231##20210421,UBS Qatar LLC##01169##Executive Governance Function##Withdrawn##20201231##20211214,UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20220202##, |
Untermeyer, Charles Graves | 00353 | Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn##20080127##20120513, |
Uppuluri, Prashanth | 01004 | Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20110914##20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20110914##20141231, |
Ur Rahman, Ateeq | 01472 | Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn##20150324##20210330, |
Uramandith, Pavan Kumar | 01387 | ICICI Bank Limited##00041##Risk Management Function##Withdrawn##20140331##20170104, |
Utku, Ant Utkan | 01762 | VakifBank QFC Branch##00956##Compliance Oversight Function##Withdrawn##20200521##20200817,VakifBank QFC Branch##00956##MLRO Function##Withdrawn##20200521##20200817, |
Vadakkekottoor Varghese, Vinod | 00567 | MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn##20090115##20121006,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20090115##20100426,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20110410##20121006,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20150126##20160419,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn##20161127##20170907,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20150126##20160419,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn##20161127##20170907,Bank of China Limited Qatar Financial Centre Branch##00408##Compliance Oversight Function##Approved##20170807##,Bank of China Limited Qatar Financial Centre Branch##00408##MLRO Function##Approved##20170807##, |
Vadlamani, Ravi Kumar | 00634 | The Saudi National Bank##00081##Finance Function##Withdrawn##20090709##20100328,The Saudi National Bank##00081##Senior Management Function##Withdrawn##20090709##20100328, |
Vajpayee, Shardindu | 00231 | ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20070903##20081019, |
Valanparampil Karunan, Ajay | 01201 | Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn##20130113##20140309,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn##20130113##20140309,Epicure Investment Management LLC##00676##MLRO Function##Approved##20200719##,Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved##20220606##, |
Valappil, Aravindakshan Konjadath | 00052 | Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20060628##20061221, |
Valgimigli, Anthony John | 00500 | Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20081019##20081202,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn##20111019##20120408,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20081019##20101007,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn##20111019##20120408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20081019##20101007,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20111019##20120408, |
Van Aarde, Deon | 00437 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20080722##20100207, |
Van Ballegooijen, Ronald Edwin | 00396 | ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn##20080501##20080907, |
Van Biesen, Eric | 00661 | T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn##20090917##20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn##20090917##20091215, |
Van Raepenbusch, Tara Marie Ann | 00248 | Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn##20070927##20080601,Kaupthing Bank hf.##00063##MLRO Function##Withdrawn##20070927##20080601, |
Van Rensburg, Ruan Janse | 00683 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved##20091011##,AIG MEA Limited##00035##Actuarial Function##Withdrawn##20190502##20190930, |
Vandamme, Tom David | 01670 | Zurich International Life Limited##00067##Internal Audit Function##Approved##20190109##, |
Vanreyk, Adrian Shailendra | 01787 | Epicure Investment Management LLC##00676##Compliance Oversight Function##Withdrawn##20201125##20220520,Epicure Investment Management LLC##00676##Finance Function##Approved##20220606##, |
Varvel, Eric Morris | 00617 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20090430##20211227, |
Vasudevan, Cudalore Krishnaswamy | 00328 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Vedula, Bhaskar Rao | 01126 | Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn##20120624##20140105,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20120624##20140105,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved##20201207##,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20140821##20150809,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved##20201207##,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved##20211003##, |
Veiss, Rudolfs | 01304 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140911##20141231,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended##20200420##20201209, |
Venter, Riaan Francois | 01063 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130307##20141231, |
Viano, Roberto | 01392 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20140415##20161018, |
Vickery, Aaron James | 01498 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Senior Executive Function##Withdrawn by the QFCRA##20150816##20191022,Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Executive Governance Function##Withdrawn by the QFCRA##20150816##20191022, |
Vidalie, Pascale Berthe Fernande | 00134 | Lehman Brothers International (Europe)##00040##Finance Function##Withdrawn##20070318##20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20090528##20100718, |
Villiers, Edward Richard | 01856 | Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210706##, |
Vincent, Nicola Diane | 00261 | Zurich International Life Limited##00067##Risk Management Function##Withdrawn##20071108##20090422, |
Viney, David William | 00954 | The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn##20110526##20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn##20110526##20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110526##20120715, |
Vink, Stephen Michael | 00099 | Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20080127##20110124,Global Investment House (Qatar) LLC##00011##Risk Management Function##Withdrawn##20061226##20110124,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn##20080127##20081023, |
Vinke, Jeannette | 00102 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20061228##20070613, |
Visser, Riaan | 01854 | Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved##20210622##, |
Viswanathan, Kumar | 01167 | State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn##20121016##20161214, |
Vitalo, John Frank | 00766 | Barclays Bank PLC##00018##Senior Management Function##Withdrawn##20100526##20140408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100526##20140408, |
Vitor, Emma Tundalas | 01413 | Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20140821##20170330,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn##20190109##20190821, |
Vohra, Vimal Kumar | 01279 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20140130##20141231, |
Volkwyn, Charite | 00744 | MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn##20100328##20110410, |
Vora, Ankur Devendra | 00274 | Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn##20071128##20141115,Citibank, N.A.##00043##MLRO Function##Withdrawn##20071128##20141115, |
Wacht, Anne Laure | 01639 | Barclays Bank PLC##00018##MLRO Function##Withdrawn##20180521##20180726, |
Wagstaff, Stephen John | 00129 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn##20070308##20101007,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn##20070308##20101007, |
Waheed, Najam | 01635 | Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn##20180429##20210202, |
Wai, Soh Kit | 00653 | Pacific Star Doha LLC##00111##Compliance Oversight Function##Withdrawn##20090827##20110510,Pacific Star Doha LLC##00111##MLRO Function##Withdrawn##20090827##20110510, |
Wakabayashi, Shozo | 00568 | MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn##20090115##20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn##20090115##20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20090115##20130228, |
Wakeling, Thomas Andrew Leonard | 00647 | MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn##20090809##20100815,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn##20090809##20101017, |
Wakil Martinez, Khaldoun | 01280 | Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130716##20141231, |
Walia, Rohit | 00097 | Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Withdrawn##20061221##20080323,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved##20080323##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20061221##20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20061221##20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Executive Governance Function##Withdrawn##20080217##20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn##20130912##20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn##20080217##20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080217##20130912, |
Walker, Duncan Richard | 00146 | Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn##20070429##20070930,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20070429##20130410,QINVEST LLC##00048##Finance Function##Withdrawn##20130716##20190117,QINVEST LLC##00048##Senior Management Function##Withdrawn##20130716##20190117, |
Wallace, Graeme Kenneth Andrew | 00262 | Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn##20071108##20120611,Zurich International Life Limited##00067##MLRO Function##Withdrawn##20110106##20120611, |
Waller, Patrick | 00447 | State Street Middle East North Africa LLC##00088##Finance Function##Withdrawn##20080729##20130730, |
Waly, Ahmed Aly Ahmed | 00343 | EFG-Hermes Qatar LLC##00069##Senior Executive Function##Withdrawn##20071213##20150510,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20071213##20141231,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20071213##20141231, |
Wan, Jincheng | 01588 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn##20170529##20211230, |
Wane, Peter Norman | 00194 | Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn##20070613##20141120, |
Wang, Weichao | 01903 | Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved##20211207##,Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
Wang, Xuemei | 00356 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn##20080131##20110316, |
Wanigasekera, Rajit Collin Perera | 01183 | |
Warre, Caspar Alexis Mackintosh | 00756 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100426##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100426##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20160110##20160720, |
Wastie, Linda | 01234 | Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn##20130623##20161031,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn##20130410##20161031,MUFG Bank, Ltd.##00103##Finance Function##Withdrawn##20170326##20171124, |
Waterhouse, Anna | 00201 | Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn##20070703##20140306,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn##20070703##20140306, |
Watson, Iain James Stuart | 00053 | Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn##20060628##20061221, |
Watters, Thomas | 01717 | Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved##20190926##, |
Watts, Robin Stewart | 01275 | Goldman Sachs International##00053##Finance Function##Withdrawn##20130625##20140115, |
Watts, Susan Elizabeth | 00062 | Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn##20060912##20080625, |
Weatherdon, Vaughn | 01432 | QINVEST LLC##00048##Senior Management Function##Approved##20180409##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20141020##20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20141020##20141231, |
Weatherley, Clive Richard | 00870 | Sharq Insurance LLC##00054##Senior Management Function##Withdrawn##20110113##20130430, |
Weaver, Ceri David | 00182 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20070514##20120611, |
Webb, Gary Martin | 01736 | Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn##20200127##20210617, |
Wedick, John Michael | 01223 | American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn##20130320##20171105, |
Wei, Hongzhou | 01484 | Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn##20150608##20170413, |
Weinwurm, Urs Christian | 01258 | Aventicum Capital Management (Qatar) LLC##00173##Risk Management Function##Approved##20130623##, |
Weir, Audrey Ann | 01139 | AIG MEA Limited##00035##Risk Management Function##Withdrawn##20120812##20150427, |
Westcott, Jonathan | 00700 | Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn##20091118##20161030,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive##20211117##,Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Withdrawn##20091118##20140715,Rothschild & Co Doha LLC##00116##MLRO Function##Withdrawn##20091118##20110922, |
Wheeler, Lorraine Fay | 00452 | QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn##20080810##20090812, |
White Jr., John Albert | 01660 | Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn##20181029##20200216,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn##20181029##20200216, |
White, Andrew Edward | 00825 | Matrix ME Alignment Fund Management LLC##00122##Senior Executive Function##Withdrawn##20101018##20140520,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn##20101018##20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Withdrawn##20101018##20121231, |
Wiffin, Damian Mark | 01231 | Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20130402##20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20130402##20141231, |
Wigham, Paul James | 01398 | AIG MEA Limited##00035##Internal Audit Function##Withdrawn##20140519##20170406, |
Wijayarathna Samarasekara, Milinda Pradeep Chinthaka | 01408 | Abu Dhabi Commercial Bank##00075##Risk Management Function##Withdrawn##20140618##20210330, |
Wilkes, Yasmine | 00487 | MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Withdrawn##20080914##20130910, |
Williams, Joshua Alexander Peter Adlam | 01155 | Guardian Wealth Management Qatar LLC (In Liquidation)##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function##20130801##20141231, |
Williams, Timothy John | 00817 | Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn##20101007##20110615, |
Wilson, Adam Richard | 00461 | RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn##20080831##20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn##20080831##20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080831##20090120, |
Wilson, Eric Paul | 00792 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100707##20120312,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100707##20120312, |
Winefred, Princeton Christopher George Anthony | 00330 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100207, |
Withnell, David Mark | 00560 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn##20081217##20110302,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn##20081217##20110302, |
Wood, Philip Nigel Stanley | 00456 | Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn##20080825##20120906,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn##20101007##20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101007##20120201, |
Woods, George David | 00256 | ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn##20071011##20080501, |
Workman, Stephen Anthony | 01346 | Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn##20140120##20140120, |
Wright, David Henry | 00912 | Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn##20110324##20130927,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn##20140930##20140930, |
Xie, Li | 01920 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
Yamazaki, Hideo | 00561 | Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn##20081217##20100706, |
Yammine, Bassam | 00582 | Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn##20090408##20121231, |
Yang, Chuanzhong | 01726 | Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved##20191126##, |
Yapa Abeywardene, Shankanada | 01541 | Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn##20160724##20180816,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Withdrawn##20160724##20180816, |
Yaqoob AlJamri, Fatema Mohamed Baqer Sh. Yusuf | 01881 | MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211025##, |
Yash, Vineet | 00786 | SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn##20100523##20110912,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn##20100523##20110912,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn##20100523##20110922,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn##20100523##20110922,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn##20111003##20140918,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn##20111003##20140918, |
Yasmine, Najla Antoine | 00331 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn##20071128##20100218, |
Yildirimli, Salih | 01462 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Internal Audit Function##Withdrawn##20150127##20150528, |
Yildiz, Alper | 01943 | VakifBank QFC Branch##00956##Finance Function##Approved##20220606##, |
Yin, Chan Wai | 00654 | Pacific Star Doha LLC##00111##Finance Function##Withdrawn##20090827##20110106, |
York, David Anthony | 01090 | AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn##20120408##20120910, |
Yoshida, Yoshimasa | 01582 | Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn##20170326##20190708, |
Younan, Wassim George | 01525 | Goldman Sachs International##00053##Executive Governance Function##Withdrawn##20160321##20210331, |
Young, Adam Elliott | 01375 | Q Life & Medical Insurance Company LLC ##00141##Compliance Oversight Function##Withdrawn##20140309##20160501,Q Life & Medical Insurance Company LLC ##00141##MLRO Function##Withdrawn##20140309##20160501,QIC International LLC##00034##Compliance Oversight Function##Withdrawn##20140309##20160501,QIC International LLC##00034##MLRO Function##Withdrawn##20140309##20160501,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn##20140309##20151202,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn##20140309##20151202, |
Yousef, Husamuddin Qasim M | 01323 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20131124##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20131124##20141231, |
Yousef, Ibrahim Qasim Mohammed | 00232 | Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20070903##20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20070903##20141231,QINVEST LLC##00048##Senior Management Function##Withdrawn##20160811##20180930, |
Yousef, Qasim Mohammed Qasim | 00033 | United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn##20060321##20071011, |
Yousef, Shadi Jawdat Mohammad | 00332 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140514, |
Yuksel, Tanju | 01764 | VakifBank QFC Branch##00956##Senior Executive Function##Approved##20200521##,VakifBank QFC Branch##00956##Executive Governance Function##Approved##20210928##, |
Yunus, Mohammad | 00107 | Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn##20070206##20080824, |
Yurttaser, Çetin | 01297 | Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn##20130915##20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn##20130915##20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Withdrawn##20130915##20140210, |
Yusuf, Mohammad Shamshad | 00922 | MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn##20110405##20120201, |
Zacharia, Bansi Joseph Joseph | 00333 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20071128##20140226, |
Zafar, Arbab | 00856 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn##20101216##20150426,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn##20101216##20150426, |
Zafar, Asad | 00370 | Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn##20080227##20090201,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn##20080604##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn##20080227##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20080227##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn##20081023##20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn##20081023##20090201, |
Zaid Alkelani, Mohammed Ahmad Subhi | 01306 | Arab Jordan Investment Bank (Qatar) LLC##00003##Internal Audit Function##Approved##20130923##, |
Zaidan, Ayman Ahmad Moh'd | 00835 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20101101##20130421,Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20101101##20130421,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function##20140821##20141231,Qatar First Bank LLC##00091##Senior Management Function##Approved##20180809##,Qatar First Bank LLC##00091##Senior Executive Function##Withdrawn##20200106##20200419, |
Zaidi, Faraz Akhtar | 00807 | QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn##20100902##20101101,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn##20100902##20101101, |
Zaidi, Syed Muhammed Reza | 00751 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20100330##20110808,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20100330##20110808,Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20190109##,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn##20140107##20181128,Marsh Qatar LLC##00085##MLRO Function##Withdrawn##20140107##20181128,MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Withdrawn##20140107##20171220,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn##20140107##20171220, |
Zaouk, Hani Riad | 00940 | Bank Audi LLC##00027##Senior Executive Function##Approved##20110427##,Bank Audi LLC##00027##Executive Governance Function##Approved##20190527##,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20110427##20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20110427##20141231,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function##20110427##20141231, |
Zaour, Shadi | 01042 | American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn##20111124##20140615, |
Zard Abou Jaoude, Edouard | 00764 | Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##20100526##20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function##20100526##20141231, |
Zayani, Mondher | 01496 | Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn##20150726##20200101, |
Zebeib, Ahmad Mohamed A | 01865 | Q Life & Medical Insurance Company LLC ##00141##Senior Executive Function##Approved##20210727##,Q Life & Medical Insurance Company LLC ##00141##Executive Governance Function##Approved##20210727##, |
Zecchin, Georges | 00157 | Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn##20070331##20100207,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn##20070331##20100207, |
Zein, Tarek | 00600 | AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn##20090419##20111101, |
Zeineh, Osama Mohammad Mahmoud | 00479 | Qatar First Bank LLC##00091##Compliance Oversight Function##Withdrawn##20080904##20091214,Qatar First Bank LLC##00091##Risk Management Function##Withdrawn##20080904##20081023,Qatar First Bank LLC##00091##MLRO Function##Withdrawn##20080904##20091214, |
Zghal, Thameur | 01668 | Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved##20181211##, |
Zhang, Yuhong | 01617 | Bank of China Limited Qatar Financial Centre Branch##00408##Senior Management Function##Approved##20171029##,Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220405##, |
Zheng, Yue | 00413 | Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn##20080604##20101011,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn##20080604##20101011, |
Zhu, Changsong | 01919 | Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##, |
Zhu, Weihua | 01435 | Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn##20141106##20170529, |
Zine, Karim | 01935 | Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved##20220511##,Merrill Lynch International - QFC Branch##00258##Executive Governance Function##Approved##20220511##, |
Zrazhewski, Vladimir | 01693 | CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##, |
Zubeidi, Shadi Fawzi | 00980 | Qatar First Bank LLC##00091##Customer Facing Function-Advising on Investments##Withdrawn##20110720##20140309,Qatar First Bank LLC##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn##20110720##20140309, |